1. Introduction
During the Deepwater Horizon (DWH) oil spill, which occurred between 20 April and 15 July 2010, 4.4 × 10
6 ± 20% barrels of crude oil entered the Gulf of Mexico (GOM) waters [
1]. At the time of spill disaster, there was a prudent expectation that oil on the water surface and entrained near the surface could be carried by daily tides and possible storm surges well into the expansive saline-to-freshwater wetlands of the GOM. Most of this oil never reached the coast; however, many marsh wetlands along the central-northern GOM coast were impacted to some extent by oil from the spill. In fact, within weeks of the loss of the oil platform oil contamination was observed in the near-coast marshes surrounding the Mississippi River Delta (MRD) and oil slicks were observed entering Barataria Bay immediately to the west of the delta. Because the effects of oil impact on coastal wetlands vary with marsh-species composition, seasonal timing, and distribution and extent of oil on the plants and in the sediment, along with other physical factors, such as retention, flushing frequency, and exposure [
2,
3,
4], the short- and long-term consequences of the DWH oil spill are in effect largely unknown. Although specific details of the wetland response cannot be predetermined, oil contamination is often detrimental to marsh health [
2,
3,
4]. Along the central GOM coast, which is already beset with ongoing wetland losses, the addition of oil to the cumulative stresses could aggravate these losses. Although detecting changes brought about by oil injection into the ecosystem is critical, in a dynamic coastal wetland it is often difficult to clearly identify the root cause of change.
Flushing and salinity regimes, drought, fire, invasive species, human development, and toxic spills all contribute to the spatial complexity and dynamism of wetland ecosystems [
5]. In order to determine that wetland change is caused by a toxic spill, subtle changes in the wetland condition must be detectable above the high level of temporal and spatial variability that occur naturally and be differentiated from changes brought about by other factors. The most immediate and direct connection between the oil spill and degradation of coastal wetlands is the known spatial occurrence and duration of oil exposure. Field surveys, which are expensive and time consuming, and hydraulic models, which have limited spatial and temporal resolution, usually provide little detailed information on spatial extent and duration of marsh exposure, which is essential for remediation and restoration success. A spatially detailed and repeatable mapping technology is needed that can consistently detect changes in wetland plants and sediment caused by the presence of oil. Remote sensing offers the single best source of timely status and trend information at a variety of spatial and temporal scales [
6].
Outside of weather constraints primarily affecting optical collections, mapping oil on the open water is accomplished with either optical or radar imaging. However, in vegetation canopies these remote sensing technologies have not been effectively demonstrated. First, dense wetland-canopy structures can limit the use of optical-wavelength sensors and short-wavelength radars for determining the occurrence of oil on the plants and ground at the subcanopy level [
5,
7]. Second, the presence of oil on the soil or vegetation could dramatically change the radar backscatter from the marsh through changes to geometrical structure and dielectric properties of the surface [
8,
9]. The ubiquitous and repetitive presence of water and the necessary transport of oil on water into the wetland assure the co-occurrence of moist soils and oil.
In the dynamic coastal environment of the GOM, marshes exhibiting spatial and temporal variations are distributed targets for radar backscatter, and the level of same-polarization or co-polarized (nonrandom) backscatter is partly dependent on the orientation and density or structure of the marsh canopy. Marsh canopy structure combines with the biophysical properties of the plants and underlying sediment, leaf litter, or water to largely determine the polarimetric backscatter signature. As shown in the mapping of inundation in these marshes, L-band out performs C-band synthetic aperture radar (SAR) sensors in providing consistent subcanopy information [
5]. Also, high variability in canopy structure, even within the same marsh composition, suggests that a multi-polarization or polarimetric SAR (PolSAR) sensor may be better suited than one with single polarization because the additional information can be used to better differentiate changes in backscatter that are caused by changes in marsh structure [
7] from those caused by the presence of oil. The advantage of L-band radar is it ensures that the polarimetric backscatter information reflects the entire marsh canopy structure and underlying background, as well as surface properties. With this enhanced information, alteration of bulk-canopy dielectric characteristics caused by the presence of oil coating the plant stems and leaves and sediment could be differentiated from changes in canopy structure.
The Uninhabited Aerial Vehicle SAR (UAVSAR) Gulf Oil Spill campaign, which imaged the GOM coast on 22–23 June 2010, was undertaken to perform oil detection and oil impact and ecosystem recovery mapping [
10]. Although detection of oil on sediment or vegetation using radar backscatter has not been previously demonstrated, the Deepwater Horizon oil spill led to conditions under which we could obtain relevant data to test subcanopy detection of oil in a coastal wetland. Direct detection of oil on soil or vegetation would provide heretofore unavailable information and compelling evidence for relating oil exposure to a subsequent decline in vegetation condition. In addition, the polarimetric signature could provide information related to the percent of oil coverage, thickness, and persistence, which are necessary variables for interpreting the short- and long-term ecological impacts to coastal wetlands [
2,
3,
4].
The objective of the study reported here is to determine the effectiveness of high spatial-resolution and fully polarimetric airborne L-band SAR for mapping the occurrence of oil in coastal wetlands. We used the measured multi-polarization backscatter intensity from pre-spill and post-spill UAVSAR collections over Barataria Bay, Louisiana, to determine whether changes in the polarimetric signature are related to the presence of oil. As part of this overall objective, we studied the capabilities of remote sensing technology to detect when oil occurred in the subcanopy as a coating on some portion of the plants or soil surface that was not evident at the canopy surface. If demonstrated, this capability would extend oil-detection capacity beyond the illumination, atmospheric-collection, and canopy-penetration constraints of optical sensors and even beyond other SAR sensor systems with restricted polarimetric capabilities and shorter wavelength radiation. Although focused on the DWH oil spill, this evaluation is of relevance to detection and monitoring capabilities worldwide where oil production and refineries are concentrated in sensitive coastal wetland environments.
Because decomposition of fully polarimetric SAR data can produce maps with intrinsic physical implications without requiring
a priori knowledge of the target [
11,
12,
13], we have considered this method for rapid production of targeted oil-impact maps during emergency response. Because this is a new research undertaking, we employed the two most widely used polarimetric decomposition methods, Cloude-Pottier and Freeman-Durden, and the Wishart unsupervised classification method seeded with input from the two decomposition methods to more thoroughly evaluate the relative merits of the different techniques in producing oil extent maps for oil spill monitoring in coastal wetlands. This procedure allowed us to determine the dominant scattering mechanism within the marshlands and to evaluate the post-oil impact change.
There were five primary components to our study to determine whether PolSAR can be used to map the occurrence of oil in the coastal marsh: (1) Processing and analysis of UAVSAR PolSAR data collected prior to and during the spill; (2) comparison between pre- and post-spill UAVSAR PolSAR data collected over the same coastal area at the same look direction and incidence angles; (3) comparison of post-spill UAVSAR PolSAR data collected of the same coastal area but at different look directions and incidence angles; (4) comparison of derived pre- and post-spill polarimetric signatures of Barataria Bay waters; and (5) comparison with ancillary data on oil extent in the study area. After presenting the data and methods used (
Section 2) and the analysis results (
Section 3), we discuss the utility of PolSAR for detecting oil within coastal marshes and waterways (
Section 4) based upon our evaluation of the consistency within and between the different methods studied.
4. Discussion
The collection of UAVSAR data during the Deepwater Horizon oil spill provided an unprecedented opportunity to determine the effectiveness of high spatial resolution and fully polarimetric airborne L-band SAR for mapping oil occurrences in coastal wetlands. Greatly increasing the potential for successful determination of SAR-based mapping effectiveness was the fortuitous near-anniversary UAVSAR collections (17 June 2009 and 23 June 2010) along flight lines over the extensively and heavily oiled marshes of Barataria Bay in eastern coastal Louisiana, enabling a direct comparison of backscatter properties before and after oil-spill impact. The high-performance, repeat-track stability of the UAVSAR platform also greatly enhanced the ability to perform change-detection comparisons of the 2009 and 2010 data collections. In addition, the near-anniversary dates of the 2009 and 2010 collections minimized variability in backscatter due to canopy structural changes, particularly phenological changes. Phenological variability was further minimized by the timing of collections, acquired during the full-growth stage of the marshes rather than during the transitional early spring and late fall seasons when rapid phenological changes occur. The availability of pre- and post-spill UAVSAR collections over exactly the same area helped substantiate that abnormal changes apparent in the 2010 data were likely caused by the presence of oil, although the possibility of shallow marsh flooding in 2009 does not allow us to unambiguously link changes in the interior marsh to oil presence.
As discussed, the dielectric properties of water and oil differ dramatically at microwave wavelengths, providing a basis for possible discernment of oil from water and soil influences on backscatter. One question concerning the detection of oil in the marsh was whether or not the presence of subcanopy standing water would influence detection. Water levels recorded in tidal creeks suggested the occurrence of shallow flooding during the 2009 UAVSAR collection; however, water-level recordings were obtained in tidal channels physically separated from the marsh platform diminishing their direct interpretability to marsh inundation [
5]. Pre- and post-spill HH intensity comparison suggested possible inundation during the 2009 UAVSAR collection; however, the indicated inundation covered only the most interior portion of the oil impacted marshes of the study area. Conversely, the HH intensity comparison did substantiate the high consistency of the data collected in 2009 and 2010 of the marshes surrounding Barataria Bay and the recorded absence of marsh inundation at the time of the 2010 UAVSAR flight line. Another possibility for the slightly higher HH intensity in 2010
versus 2009 data is the occurrence of oil in the interior marshes. In addition, there are a number of instances where dramatic changes in the 2009 and 2010 MLC data were exhibited along the shoreline on one side of an island but not on the shoreline on the opposite side of the island. These observations contradict the idea that water-level changes were the root cause of the changes that we are attributing to oil exposure.
4.1. MLC Comparisons
The MLC multi-polarization data collected pre- and post-spill differed considerably across the study area. Predominant differences represented oiled surface waters, damaged shoreline marshes, and backscatter changes within marshes in the vicinity of the impacted shorelines. These anomalous features identifiable in the MLC data of the post-spill flight line that are not identifiable in the pre-spill data provided the first evidence that oil occurrences within marshes, especially on vegetation, are distinguishable with PolSAR data. Similar features were also noted in the post-spill MLC data of the two flight lines that also included the study region but at different look directions.
The dramatic changes exhibited between the pre- and post-spill MLC data of the MRD flight lines, at times extending up to 40 m from the shoreline into the adjacent marsh, were confirmed at the immediate shoreline by SCAT-derived information, along with ground- and helicopter-based surveys made before, during, and after the post-spill UAVSAR collection. Ground-based observations estimated that the highly visible shoreline impacts related to a combination of canopy damage and the occurrence of oil coating on some subcanopy portion of the plants and sediments extended only 2–4 m into the marsh from the water’s edge. Extension of the oil impacts from those clearly visible at the immediate shoreline up to 40 m into the marsh provides evidence that the MLC data could detect subcanopy oil in the marsh without accompanying canopy structural damage, at least in marshes directly abutting heavily oiled shorelines.
Reasonable evidence based on the MLC data also exists for the spatial extension of oil occurrence from the nearshore into the farther interior marsh in some areas. Evidence supporting deeper penetration of oil into the coastal marsh, particularly within the study region, is the concurrence of extensive oil-laden waters within Barataria Bay captured by satellite reconnaissance and sustained northerly winds and elevated tidal levels before the 2010 UAVSAR overflights. Polarimetric signature analyses established that while one of the post-spill water surface classes identified by the decompositions and classifications of the pre- and post-spill MLC data nearly replicated signatures of pre-spill class, the second post-spill class dominating the inner bay waters at the time of the 2010 UAVSAR overflight exhibited attenuated vertical backscatter indicating dampened water surfaces typical of surface oil. The concurrence and juxtaposition of persistent onshore winds, prolonged marsh flooding, and extensive oil-laden waters in the study area, the dramatically impacted shorelines, and the protective booms washed into the nearshore marsh, provides further evidence that oil-laden waters were driven deep into the interior marshes.
Outside the inferred detection of subcanopy oil in non-structurally damaged marshes based on extending the confirmed association between anomalies on the MLC data and heavily oil shorelines up to 40 m inland, we identified two distinct field sites where oil coatings occurred on the lower marsh stalks without canopy structural damage. Post-spill MLC data for both sites exhibited change features that were similar to those exhibited by shoreline marshes with combined oil and canopy damage and marshes immediately inland of those shorelines. Although these two sites contained heavily oiled subcanopies, they provided added evidence that fully polarimetic L-band SAR could detect oil in the marsh subcanopy coating some portion of the plants or soil surface without accompanying canopy damage. Even though waters traveling into the more interior marshes would have carried only thin surface films of oil, this evidence also supports the ability of UAVSAR data to detect oil coating plant stalks and sediment in the interior marshes.
4.2. Freedman-Durden and Cloude-Pottier Decompositions and Wishart Classifications
We studied oil-detection algorithms by decomposing the complete PolSAR backscatter information into the dominant backscatter mechanism for each pixel. The widely used FD and CP decompositions were used to map polarization-dependent backscatter as an operational method for determining changes in marsh structure and properties as evidence of oil intrusion into wetlands. The FD and CP decompositions and Wishart classifications based on those decompositions emphasized the abnormal changes noted between the pre- and post-spill MLC data of the MRD flight lines and generally separated those from marshes that did not exhibit changes. In both decompositions, however, the full inland extent of abnormal changes observed in the MLC data was not reproduced. In the FD, nearshore marsh that includes shoreline marshes of confirmed oil-spill impact exhibited a distinct change in backscatter mechanism from surface in 2009 to volumetric in 2010. Somewhat similarly, we observed an increase in volumetric backscatter in the post-spill CP decomposition of nearshore marshes, which were dominantly associated with surface backscatter in the pre-spill CP decomposition. In FD and CP decompositions, interior marshes that were likely to have been impacted by oil-laden waters were associated primarily with multiple-bounce (double or even number) scatter in post-spill flight lines and with surface scatter in pre-spill flight lines. The change in CP decomposition parameters was more expansive than for FD, extending from the core impact into the southeastern portion of the study area. In addition, the CP decomposition indicated that the pre- to post-spill change in scatter mechanism was accompanied by decreased entropy, i.e., by an increasing dominance of a single backscatter mechanism.
As in the MLC data comparisons, predominant changes exhibited in the FD and CP decompositions and classifications of the MLC data of the pre- and post-spill MRD flight lines were largely reflected in the post-spill classifications of the MLC data of the Barataria Bay and Grand Isle flight lines. In FD and CP classifications spatial correspondence between the Barataria Bay and Grand Isle results was high. However, the correspondence of the FD classification between the Barataria Bay, Grand Isle, and MRD data sets decreased at the extremes of the overlap of the flight lines. Therefore, spatial alignment in the FD classifications were high when SAR look directions were directly opposite but decreased when the look direction differed by closer to ±90°. The close correspondence obtained with opposite look directions was somewhat surprising given that the FD decomposition is not roll invariant [
12]. In contrast, the CP H-α decomposition is roll invariant [
34], which might account for the higher spatial correspondence between the Barataria Bay, Grand Isle, and MRD post-spill CP classifications for all look directions. Even though differences exist, abnormal features highlighted in the FD and CP decompositions and classifications largely coincide across multiple flight lines, independent of changes in SAR look direction and incidence angle. This robust correspondence of similar features in the classified MLC data extending beyond the multiple scene overlap study area provides additional evidence that abnormal changes across the 2009 and 2010 MLC data of the MRD flight lines are attributable to oil occurrences.
The Wishart-FD classification results closely replicated distributions and correspondences found in the three post-spill FD classifications. Because the Wishart-CP classification was not constrained to the seed dominant scatter mechanism, Wishart-CP and CP classes cannot be directly related. Even so, interior marshes that likely experienced oil impact were highlighted in the post-spill CP as well as Wishart-CP classification. While the pre-spill CP classification largely showed the marshes to exhibit more or less a uniform scatter mechanism, the pre-spill Wishart-CP classification clearly identified a variety of marsh classes. The post-spill Wishart-CP classification exhibited a class of marshes that extended from marshes highlighted as oil impacted further into the interior marshes. The Wishart-CP classification extended the CP decomposition class that most likely indicates oil contamination in the interior marshes, particularly in the southeast of the study area. The extended Wishart-CP class most closely reconstructed the abnormal changes in the marsh exhibited in the comparison of the pre- versus post-spill MLC data of the MRD. This same post-spill Wishart-CP class was present in the pre-spill Wishart-CP classification, although it became more extensive and spatially uniform at the time of the post-spill data collection. It is possible that marsh of similar structure and properties expanded throughout the study area from 2009 to 2010 or, given the spatial association of the second class with anomalous change features in the MLC data, that this second Wishart-CP class identifies a secondary class of marshes that contained some residual oil. We observe that a weakness of the Wishart-CP classification was its high sensitivity to changes in the input variance, in particular to changes related to the specific part of the flight line MLC data input and look angle.
5. Conclusions
We analyzed UAVSAR data collected during the 2010 Deepwater Horizon oil spill to assess the ability of a high-performance, fully polarimetric L-band SAR sensor system to detect oil occurrences in wetlands, including oil coating plant stalks and soil in the lower marsh canopy. Barataria Bay on the Louisiana state coastline was selected for concentrated study because it had experienced extensive oil impacts prior to the post-spill June 2010 UAVSAR overflights, it contained a high number of ground-based site observations, and it was fully imaged by several UAVSAR flight lines, including on a near-anniversary pre-spill date in 2009. The pre- and post-spill collections provided assessment of the effectiveness of a spatially and temporally targeted response and the capabilities of repeatable flight operations. Along with direct interpretation of the PolSAR data, we used Freeman-Durden (FD) and Cloude-Pottier (CP) decompositions of the multilooked complex (MLC) data to determine the physical basis for the abnormal changes observed in the MLC data and to provide a less subjective and more consistent method of retrieving polarimetric signatures that could be used to map the extent of oil intrusion into wetlands. Classification of FD and CP decomposition results was performed to enhance interpretation and comparison of MLC data collected pre- and post-spill and post-spill MLC data collected at different look directions.
Extensive observations of shoreline oil impacts made before, during, and after the UAVSAR collections confirmed that nearshore features in the post-spill MLC data included shoreline marshes exhibiting heavily oiling and structural damage and immediately inland marshes without structural damage at canopy level. Similar features were not evident in the pre-spill MLC data collected over the same area one year earlier. The FD decomposition of the MLC data and the Wishart classification seeded with the FD decomposition results (Wishart-FD) indicated that the prominence of the nearshore features resulted from a change in dominant scatter mechanism from before to after the spill. A similar transform was exhibited in the CP decomposition; however, the change was less pervasive than exhibited in the FD decomposition.
Changes exhibited in the pre- and post-spill MLC data and reproduced by FD and CP decompositions (although less extensively) and Wishart-FD and the Wishart classification seeded with CP decomposition results (Wishart-CP) also support excursion of oil further into the interior marsh. The pre- and post-spill FD and CP decompositions identify interior marsh that likely had contact with oil and that exhibited a changed dominant scatter mechanism from primarily surface to double or even bounce scatter. In the CP decomposition, this change in scatter mechanism also reflected the increased dominance of a single-scattering mechanism. The Wishart-CP classification best reproduced the abnormal change features in the interior marshes that were detected during the comparison of pre- and post-spill MLC data. One class in the Wishart-CP results mimicked change features identified in the FD, Wishart-FD, and CP classifications, and a second Wishart-CP class indicated spatial extension from that class further into the interior marsh.
Evidence provided by water-level recordings, wind data, and protection booms washed well up on the marsh substantiate that elevated flood conditions existed during the times when extensive oil slicks were observed by satellite in the northeastern apex of Barataria Bay starting a month prior to 2010 UAVSAR overflights. In addition, decompositions and classifications of the pre- and post-spill MLC data supported by polarimetric signature analyses confirmed Barataria Bay surface waters exhibited signatures typical of surface oil at the time of the 2010 UAVSAR overflight. This evidence supports the hypothesis that oil-laden waters penetrated into the interior marshes far from the shoreline; however, the lack of direct observational data within the interior marsh during the period when oil contamination possibly occurred and lingering uncertainty caused by possible flooding in the pre-spill flight line prevent absolute confirmation that backscatter changes in the interior marshes were associated with oil occurrences.
Abnormal features highlighted in the FD and CP decompositions and classifications largely coincide across multiple flight lines, independent of changes in SAR look direction and incidence angle. The FD decompositions (and Wishart-FD classifications) had the highest alignment when SAR look directions were directly opposite and the alignment was lowest when look directions differed nearer ±90º. The CP decompositions exhibited the highest spatial correspondences within all look directions. The Wishart-CP classification exhibited the least degree of conformity between the flight lines that were collected at different look directions.
Our most important result is direct confirmation that UAVSAR detected both shoreline damage and oil occurrences in the vicinity of impacted shorelines and that these impacts and occurrences were reproduced in backscatter decompositions and in the classifications based on those decompositions. These results confirm that low-noise, high-spatial resolution, PolSAR can be used to identify marsh areas affected by oil slicks and can be used to inform design of future satellite-based instruments for fine-scale wetland ecosystem monitoring. Our results also indicate that further studies are warranted to validate the potential capability of L-band radar to detect subcanopy oil impacts within interior marshes. In order to carry-out this validation, we recommend a series of tests under controlled or well-monitored surface conditions with a high resolution instrument such as UAVSAR, so that algorithms can be developed for satellite-based instruments with lower spatial resolution.