1. Introduction
The global prevalence of obesity has increased greatly over the past four decades [
1], with a dramatic rise in the rates of morbid and severe obesity [
2]. Currently, bariatric surgery is the most durable weight loss solution for patients with morbid obesity. It enables an average loss of up to 60–70% of excess weight, and long-term maintenance of the loss [
3,
4]. Despite the impressive average weight loss values, there is individual variation in the rate of weight loss; around 10–30% of the patients have suboptimal weight loss or weight-regain [
5,
6]. This has motivated research on predictors of successful weight loss, to identify behavioural traits that are important for better weight loss outcome and development of post-surgical interventions.
The existing studies have identified a myriad of pre- and post-surgical predictors of weight loss, which remain inconclusive, until now. The impact of gender is a factor that has been previously addressed, and the findings vary from a favourable outcome among women [
7] and suboptimal loss among men [
8], to absence variation in the achievement of excess weight loss (EWL) [
9] and maintenance of weight loss [
6] across gender groups. A study that compared the analyses on surgical outcomes performed using cross-sectional, as well as a longitudinal analytical technique, reported that cross-sectional comparison showed higher EWL values among women, whereas longitudinal regression with weight as outcome showed that women lost less weight, as compared to men, across time [
10]. This finding cautions that interpretation of the role of gender should be made by taking into account possibilities, such as women having lower initial weight and, consequently, having achieved higher EWL values. Younger participants were found to have better weight loss outcomes [
9,
11]. Participants of Black Ethnic group were found to have lower weight loss compared to Caucasians at the 6th and 12th month after surgery [
7].
Obesity related co-morbidities were reported to affect weight loss. Patients with diabetes mellitus [
12,
13] were found to have achieved lower weight loss averages, as compared to those without diabetes and, among those with diabetes, patients who received insulin therapies had poorer outcome [
12]. Elevated level of triglycerides and HbA1C were also reported to affect weight loss outcome [
9]. The HbA1C level, or the glycaemic control, was found to be a stronger predictor of weight loss than being diagnosed for diabetes [
9]. Mixed findings have been reported when psychiatric morbidity is concerned. The combination of the presence of two or more psychiatric disorders, no eating disorders, and having adverse childhood experiences, was found to be associated with low average weight loss [
14]. Contradicting evidence was reported in other studies, in which higher depression scores were associated with lesser risk of weight regain [
6], and pre-surgical history of mood disorders were associated with better weight loss outcome [
15]. In a review study on the impact of psychopathology on weight loss, the authors concluded that post-operative—and not the pre-operative—psychopathology affected weight loss, as the former affects one’s flexibility and ability to adapt to post-surgical behavioural changes [
16]. This explains the reported favourable association between psychopathology and weight loss. An earlier review study showed that presence of obesity-related psychopathology, such as mild depression and low self-esteem, did not impose a detrimental effect on weight loss, but serious psychiatric morbidities, such as major depression and personality disorders, did, as these conditions impose difficulties in adapting to necessary post-surgical behavioural changes [
17]. Recent evidence further supported that negative personality traits were associated with lower weight loss outcome [
11].
Adherence to the dietary recommendations provided was shown to be an important predictor of successful weight loss outcome [
18]. Presence of disordered eating behaviours, such as grazing [
18] and bingeing [
19], were associated poorer weight loss outcomes. Interestingly, among those who had low adherence to recommended dietary regiments, those who grazed not more than once per day had a weight loss success rate of 68.3%, as compared to 27.6% among those who grazed more than once [
18]. These findings show the interconnectedness of the behavioural traits, that should be noted while monitoring patients. Emotional and uncontrolled eating traits were associated with lower weight loss achievements [
20]. In addition to that, behaviours such as frequent clinical visits [
18] and regular exercise [
21] were associated with better weight loss.
The abovementioned studies provided valuable input on factors that affected weight loss after surgery. The variations in type of surgery, duration of follow-up, time of assessment, and assessment methods, have contributed greatly to the inconsistencies in the findings. Studies of cross-sectional nature do not account for the change in behaviour; regression models for weight loss outcome based on pre-surgical psychological or behavioural parameters do not leave the readers with much clue on the impact of post-surgical factors. Similarly, models based on behaviours at post-surgical timelines do not provide much information on necessary behavioural changes. With regards to those findings, the current study was designed to identify the trends in weight loss and predictors of total weight loss (TWL), six months after surgery, with behavioural predictors assessed over time. The duration of six months was selected to determine if the behavioural variables, especially modifiable variables, have an impact on weight loss at the acute weight loss phase, when a dramatic weight loss is expected. Preventive measures could be drafted to handle such modifiable predictors, in order to optimise weight loss during the period at which rapid weight loss is expected. In addition to that, patients have frequent contacts with healthcare providers during the first six months after surgery and, thus, could be easily monitored.
2. Materials and Methods
2.1. Participants
Participants of the study were patients with obesity who underwent bariatric surgery for weight loss in two tertiary referral hospitals in Kuala Lumpur, Malaysia, between December 2011 to December 2016 in one hospital, and January 2016 to January 2017 in the other. Consenting participants were assessed thrice, before surgery (T0), and three months (T1) and six months (T2) after surgery. Follow-up interviews were mostly conducted during clinical appointments. During the clinical appointment, patients met the surgeons who evaluated their recovery after surgery, dietitians who advised them on dietary plans, and sports medicine specialists who advised them on essential exercises. The follow-up interviews for this study, which evaluated their psychological improvements, were not part of the patient care regime, and were carried out for research purposes only. The participants who had no appointments at a suitable duration were either met elsewhere or interviewed over the telephone. Those who refused both the options were classified as not available for the particular interview. Participants who were not available for any follow-up were excluded.
In total, 80 participants were recruited upon obtaining written consent and, of them, 57 (71.25%) completed at least one follow-up interview, and were included in the study. Forty-five (56.25%) of the 80 participants turned up for the second interview, and 43 (53.75%) turned up for the third interview. A total of 36 (63% of those included in the study) participants had completed all three follow-ups. The surgical interventions given were laparoscopic Roux-en-Y gastric bypass 30 (53%), laparoscopic sleeve gastrectomy 23 (40%), and laparoscopic one anastomosis gastric bypass–mini gastric bypass 4 (7%).
2.2. Measures
The participants of the study were interviewed, and subjected to height and weight measurements during the assessments. Medical records were reviewed to obtain information on co-morbidity and type of surgery. The Hospital Anxiety and Depression Scale [
22] was used to screen for anxiety and depression. The recommended cut-off score for the anxiety and depression subscales were 7–8 and above, for possible anxiety and depression; 10–11 and above, for probable anxiety and depression; and a score of 14–15 and above, for severe anxiety and depression. This instrument has shown good validity and reliability for the Malaysian population [
23].
Eating behaviour was assessed with the Dutch Eating Behaviour Questionnaire (DEBQ) [
24]. This questionnaire contains 33 items that assess three types of eating behaviours: (i) emotional eating—eating in response to emotional cues [
25], (ii) external eating—eating in response to external food-related cues [
26], and (iii) dietary restraint (restrained eating)—dietary control via cognitive cues with the intention to lose weight [
27]. Higher scores for each subscale indicated stronger behavioural traits. The DEBQ instrument had satisfactory structural validity and reliability for our Malaysian samples [
28].
Basic sociodemographic information collected include gender, age, ethnicity, marital status, occupation, housing, and mode of transport used. Two items, housing and mode of transport, were included as additional socioeconomic indicators, as a person’s socioeconomic status is influenced by the income of the nucleus family, and one’s occupation, alone, may not be adequate to depict it. Family history of obesity was also recorded. Information on the presence of obesity-related co-morbidities, including diabetes, hypertension, dyslipidemia, fatty liver disease, sleep apnoea, and conditions that caused difficulty in walking, was obtained from patients’ medical records.
Height and weight measurements were taken during follow-ups, where height was measured at the nearest 0.1 cm, and weight to the nearest 0.1 kg, using the standard scales in the hospitals. Body mass index (BMI) was estimated as (weight in kg)/(height in m)2. Total weight lost (TWL)% was estimated as ((preoperative weight − postoperative weight)/preoperative weight) × 100%. Excess BMI loss, EBMIL, was estimated as follows: ((pre-treatment BMI − current BMI)/(pre-treatment BMI − 25)) × 100%. Ideal weight was the weight that had a BMI of 25.
The EWL and EBMIL are the standard weight matrices reported in almost all bariatric literature. The EBMIL was calculated across timelines to compare the findings with existing literature. TWL was used to study the weight loss pattern and predictors of weight loss instead of the EWL/EBMIL, since the BMI of 25, which is used to estimate EBMIL and EWL, is not the optimal BMI cut-off for an Asian population. That is because, for Asians, a higher risk of chronic diseases was reported at a lower BMI than for Caucasians [
29,
30]. The World Health Organisation (WHO) Expert Consultation did not suggest a different BMI cut-off for the entire diverse Asian population. The panel of experts, however, suggested BMI 23 kg/m
2 to be considered as high risk, and 27.5 kg/m
2 as very high risk for public health intervention [
31]. In line with these, the value of BMI 25 in the EBMIL formula was not amended for the current study. A measure that is non-dependent on any cut-off criteria will be a better option to identify predictors of weight loss in this case. The TWL was least associated with pre-surgical weight [
32], an important predictor of post-surgical weight [
10,
32]. Using TWL, the impact of other modifiable variables could be identified, which will be helpful in patient selection and management, to optimise weight loss after surgery.
2.3. Ethics Clearance
Ethical approval was obtained from the ethics committee of both hospitals (MEC Ref No 732.19; JEP-2016-276). Written informed consent was obtained from all participants during the first interview.
2.4. Statistical Analysis
Friedman’s test was used to compare the change of distribution across timelines, and Wilcoxon’s sign rank test with Bonferroni’s adjustment was used to conduct post hoc comparisons. Kendall’s W was used for effect size estimates. Effect size measured by Kendall’s W is considered small if the value is 0.1, moderate if 0.3, and strong if 0.5 and above. Mann–Whitney
U test was used to compare the cross-sectional difference between groups. Spearman’s correlation co-efficient value was used to determine the strength of association between the variables. Factors associated with TWL were studied using a generalised estimating equation (GEE). The GEE was used instead of the linear mixed model, which was used in previous studies, and deemed suitable to study the impact of weight loss [
10]. This is because the quasi-likelihood estimation employed by the GEE, unlike the restricted maximum likelihood estimation used in the mixed model, is not stringent on normality assumption [
33,
34]. The distribution of weight loss and other psychological variables, in this study, were found to deviate from normality. The GEE is a better option for such datasets [
34]. Pre-surgical as well as time-varying (from pre to post) variables were included in the model. The pre-surgical factors included were age, gender, ethnicity, marital status, family history of obesity, initial BMI, and baseline co-morbidities. The time-varying factors tested were longitudinal BMI, eating behaviour, anxiety, and depression, across the study duration. Variables that were statistically significant (
p < 0.05) and improved overall fit of the model were retained.
4. Discussion
This study examined the weight loss and predictors of weight loss at six months post-surgery. The mean EBMIL experienced in the six months was 63.33%, which was around the values reported for the same duration in previous studies, 56.4% [
7] and 65% [
13]. The mean TWL at the sixth month, 23.83%, was also around the value reported for six months in another study, 25.7% [
7]. The weight loss achieved by the participants in this study is comparable to what is reported elsewhere.
Initial weight is a predictor for weight loss that has been replicated in many studies. Models with EWL/EBMIL as the outcome showed that higher initial weight (or BMI) were negative predictors of weight loss outcome [
7,
9,
13,
35], and the impact was seen at the sixth month post-surgery [
7,
13]. It has been shown that initial weight was the most important predictor that explained over 93% of the variation in weight [
36]. In this study, initial BMI was not a significant predictor of TWL. A previous study that used TWL as the outcome also reported an absence of association between initial weight and TWL [
37]. The negative slope obtained for the continuous BMI variable, however, still leads to a similar conclusion of an inverse association with higher weight and percentage of weight loss. The negative relationship could be due to a lower level of physical activities among heavier patients [
36]. In addition, large absolute values of weight loss experienced by these patients, when converted to percentage of total body weight lost, could be projected as a smaller value, as compared to a person with lower body weight.
The inverse association between increased age and weight loss, found in this study, is in coherence with previous findings [
9,
11]. Lower rates of co-morbidities among younger patients [
16], decreased physically activity among older adults [
38], and slower recovery with increasing age, could contribute to the age effect. The slope value of
β = −0.10 and
β = −0.12 for age shows that TWL is reduced by 0.1 or 0.12 units, with the increase in age by one unit. A patient who is 60 years old is expected to experience between 6% and 7.2% less weight loss due to age, whereas a 40-year-old person experienced between 4% and 4.8% less weight loss. A difference of 2% and 2.4%, for a 20-year age gap, is not a formidable amount. Age should not be a reason for older patients being denied this surgical option, considering the many improvements in co-morbidity and metabolism that followed [
39].
The observed positive correlations between emotional eating scores across time indicate that higher scores at pre-surgical time-line were indicative of higher score post-surgically. A similar trend was seen for external eating. These findings show that the eating behaviour traits do not disappear during the early stages after surgery and affect weight loss during the rapid weight loss period. The findings could be related to a previous study which showed that emotional eating was associated with suboptimal weight loss (failure to achieve EWL > 50%) two years post-surgery [
20]. A study with a 10-year follow-up showed that those who had lost <10% EWL, or regained weight, had higher uncontrolled eating and hunger scores [
40]. The uncontrolled eating or disinhibition was described as eating opportunistically, or in relation to external food-related cues [
41], and overlaps, to an extent, with the concept of external eating. The previous findings could, thus, be related to the current finding that eating in response to external stimuli, be it emotional or food-related cues, has an adverse effect on weight loss outcome post-surgery. The observed correlation between restrained eating at T
2, and emotional eating at all time lines, could potentially refer to the effort that the patients with emotional eating take to control their diet, probably due to the unsatisfactory weight loss percentages achieved.
A review showed that emotional eating, in addition to having a direct negative impact on weight loss, was also found to be the underlying reason for various disordered eating behaviours; such as uncontrolled eating, grazing, and binge eating [
42]. Those behaviours were found to be induced by a variety of emotional triggers [
42]. A recent finding showed that the emotional and external eating behaviours were associated with depression [
43]. These lines of evidence, that showed the existence of a complex relationship between eating behaviour and psychopathology, are further supported by our findings, which show that emotional and external eating, six months after surgery, were correlated with anxiety and depression scores.
The clinical implication of the current finding is that eating behaviours affect weight loss during the acute weight loss period. It is a stronger negative predictor than depression scores at the early stage. However, it is of note that psychopathology was low among the participants, due to the patient selection process for surgery, where patients with severe psychiatric morbidity were excluded. Patients with tendencies to eat in response to external cues, be it emotion or food-related stimuli, should be identified and subjected to counselling and behavioural therapy, and given continuous support to curb the behaviours which are detrimental to weight loss. Acceptance-based behavioural treatments, which have been shown to be effective in improving negative eating behaviours and causing better weight loss or maintenance [
44], could be adapted for such surgery candidates. It is of utmost importance to note that the eating behaviour traits were self-reported measures made using screening instruments and, thus, should not be used as a patient selection tool but, rather, an additional way of guiding the patients towards better weight loss outcome.
There are some limitations to the study. Firstly, the limited sample size has an inhibitive effect on the power to identify predictors with smaller impacts. The follow-up duration of six months was selected to study the impact of behavioural variables at an early stage. A longer follow-up duration is essential to observe the impact of behavioural factors on weight loss. The psychological factors and eating behaviour variables were self-reported by patients and, thus, the risks of under- or overreporting are undeniable. Future studies, with larger sample sizes, longer follow-up durations, and psychological and eating behaviour assessments by experts, are warranted. Despite these limitations, the current finding shows that the impact of psychobehavioural factors, at the early stage after surgery, is of importance for clinical management of patients and, thus, warrants attention.