1. Introduction
It is well documented that the general US population does not consume a high-quality diet [
1,
2]. In contrast, it is also well known that healthy diets are important for mitigation of disease risk across the lifespan. Within the older adult population, it is speculated that nutrition may play a role in reducing risk of age-related cognitive decline and onset of Alzheimer’s disease (AD) and other dementias [
3,
4]. AD is a growing concern domestically and across the globe with projections of nearly three-fold increased prevalence in the US by 2050 [
5]. At this time, treatments for AD are inadequate [
6], therefore the identification of preventive behaviors, including nutrition, is a high priority.
The consumption of a Mediterranean diet (MedD), a diet rich in fruits and vegetables, whole grains, legumes, nuts, fish, and olive oil, was adopted by the USDA as a recommended dietary pattern for the 2015–2020 dietary guidelines for Americans [
7] and has been proposed as a potential approach to reduce the risk of cognitive decline in older adults. Supporting this proposed approach are a host of cross-sectional and longitudinal data that demonstrate diets that most resemble a MedD are related to various measures that are interpreted as reduced risk for AD [
8]. In addition to these observational data, one randomized clinical trial (RCT) of the MedD within a Spanish cohort (PREDIMED) demonstrated that the MedD improved cognition in older adults compared to a low-fat diet [
9,
10,
11]. Two other trials, one in Australia [
12] and the other in the UK [
13], found no effect and an opposite effect of the MedD, respectively. Research trials are ongoing; however, no RCTs of the MedD and cognition or AD prevention have been reported in the US.
While it is likely that diet’s potential role in AD prevention begins much earlier in life, at this time AD prevention research (observational and clinical trials) primarily involves cognitively normal older adults. It can be speculated that older adults living in the US do not have high adherence to a MedD pattern, but the magnitude which individuals adhere or not to the MedD is unknown. Considering the interest in the MedD as a potential intervention to reduce risk for cognitive decline and that these RCTs are currently aimed at the older adult population, information with respect to the extent MedD interventions deviate from the current dietary intake of US older adults is valuable.
The primary purpose of this study was to report the estimated adherence to the MedD pattern within the US older adult population using a generalizable, validated MedD index and, secondarily, assess the relationship between MedD adherence and cognitive performance using combined data from the National Health and Nutrition Examination Survey (NHANES) from 2011–2012 and 2013–2014.
2. Materials and Methods
2.1. Study Population
This study was conducted using data from the publicly available, cross-sectional NHANES survey from 2011–2014. These data cycles were selected due to the availability of comprehensive cognitive evaluation that began with the 2011–2012 cycle and is most recently reported in the 2013–2014 cycle. NHANES data and the variable codebook described are freely available at
https://wwwn.cdc.gov/nchs/nhanes/default.aspx. NHANES used a multistage probability sampling design to produce a weighted, representative sample of the US population [
14]. The National Center for Health Statistics Research Ethics Review Board approved all NHANES protocols, and all participants gave informed consent. Our sample included adults ≥60 years old that completed two 24-h food intake recalls and completed at least one cognitive assessment (
n = 3068).
Figure 1 illustrates the flow of participants selected for inclusion in this analysis. Reported energy intake from all participants was plausible for a given day. Modified z-scores of energy intake were also calculated and indicated that no extreme outliers existed (no absolute values ≥3.5) [
15].
2.2. Dietary Intake Assessment
Trained 24-h food recall surveyors conducted two multiple pass 24-h food recalls with participants. The first was a visually-assisted recall conducted in-person at the NHANES Mobile Evaluation Center (MEC). The second 24-h recall interview was conducted over the telephone three to ten days after collection of the first food recall. Participants without a telephone were given a toll-free number to call in order to complete the second 24-h recall. Nutrient and individual food data were quantified using the USDA’s Food and Nutrient Database for Dietary Studies (15). Individual food data were further combined into 37 food and beverage groupings known as the Food Patterns Equivalents Database (FPED) (16). The NHANES FPED datasets are publicly available at the USDA’s Agricultural Research Service website (available at:
https://www.ars.usda.gov/northeast-area/beltsville-md-bhnrc/beltsville-human-nutrition-research-center/food-surveys-research-group/docs/fped-databases/). All dietary intake data from both 24-h recalls were aggregated as average intake from the two days for each participant.
2.3. Mediterranean Diet Adherence Assessment
MedD adherence scores were calculated using the 18-point, literature-based Mediterranean Diet Index constructed by Sofi et al. [
16] with slight modification. Sofi adherence scores are derived by an assigned value of “0”, “1”, or “2” across nine food categories, with higher scores indicating better adherence to a MedD pattern. Higher MedD component scores reflect more intake of each food component except red meat, which receives a higher score due to less intake, and alcohol, which receives a score of 0 for >24 g, 1 for <12 g, and 2 for >12 g to 24 g of intake per day. These scores are calculated using gram intake references for each category, with the exception of a categorical reference for olive oil of 0 = never, 1 = sometimes, and 2 = frequently. MedD scores were calculated using FPED groupings and their reported intakes in grams. FPED groups relevant for calculation of MedD scores in this study are reported in
Table 1. Of interest, FPED fruit and vegetable variables were reported as cup equivalent (CE) intakes. Because these groups were reports of aggregated intake based on individual food intakes without knowing the particular fruits and vegetables consumed to arrive at these CE values, we were unable to convert CEs into grams. Thus, we modified the MedD fruit scores to reflect 0 = <1 CE, 1 = ≥1 CE, and 2 = ≥2 CEs and MedD vegetable scores to reflect 0 = <0.5 CEs, 1 = ≥0.5 CEs, and 2 = ≥1 CE per day. We also extracted olive oil intake in grams from the NHANES individual food component intake data and modified the score to reflect 0 = <14 g, 1 = ≥14 g, and 2 = ≥28 g per day (0, 1, or 2 tablespoons, respectively). All other MedD component scores were calculated in accordance with Sofi et al.
2.4. Cognition Assessment
A cognitive assessment battery was administered to NHANES survey participants aged ≥60 years that did not require a proxy informant and could read and understand English, Spanish, Korean, Vietnamese, traditional or simplified Mandarin, or Cantonese. The cognitive battery consisted of the word learning and recall modules from the Consortium to Establish a Registry for Alzheimer’s Disease (CERAD), the Animal Fluency Test (AFT), and the Digit Symbol Substitution Test (DSST), which are described in the following sections. Non-response to cognitive testing for any reason was treated as missing data and not included in the analyses.
2.4.1. Consortium to Establish a Registry for Alzheimer’s Disease (CERAD)
The CERAD assesses immediate learning and delayed recall of new verbal information [
17]. Three consecutive word learning trials of 10 words were administered. Participants were presented with 10 of the same unrelated words printed in a different order at each trial. After reading the 10 words out loud, participants immediately recalled as many of the presented words as possible. The total number of correct immediately recalled words was calculated as the individual trial word-learning score. The CERAD immediate learning score for this analysis was an average number of words recalled across the three trials. Delayed recall was scored by asking participants to recall as many words as possible from the originally presented list of 10 after administration of AFT and DSST (approximately 8-10 min after original presentation of the word list).
2.4.2. Animal Fluency Test (AFT)
The AFT assesses the categorical verbal fluency domain of executive function [
18]. The AFT asks that participants name as many animals as possible in one minute. One point was assigned for each animal named within the timed portion of the test. In order to acclimatize to the categorical naming demand of the AFT, NHANES participants were administered a practice test that required they name three clothing items. If the participant was unable to name three clothing items, the AFT was not administered.
2.4.3. Digit Symbol Substitution Test
The DSST is a subtest within the Wechsler Adult Intelligence Scale (WAIS III) that assesses processing speed, sustained attention, and working memory [
19,
20]. In a legend located at the top of the paper test, nine numbers are paired with unique symbols. NHANES participants had 2 min to draw the unique symbol that corresponded with the number into 133 paired, blank boxes. Scoring for the DSST is the total number of correct symbol and number pairs in the allotted time. A standardized practice test was administered prior to initiation of the scored portion of the DSST. Participants who were unable to match symbols with the numbers without assistance did not complete the DSST.
2.4.4. Calculation of Education-Dependent Cognitive Z-Scores
Because education level is a significant contributor to cognitive performance, we calculated education-dependent z-scores for each participant. Individuals were stratified by five education levels, <9th grade, 9–11th grade, high school graduate or GED, some college or associate’s degree, and college graduate or above. Education-dependent scores for each cognitive test were centered and scaled to have mean of 0 and standard deviation of 1 within each education strata. A global cognitive measure was calculated as the average of standardized scores from each individual cognitive test. Individual and global standardized cognitive scores <−1 were characterized as “low cognitive performance” for their respective cognitive measure.
2.5. Subjective Memory Changes
NHANES participants were asked medical condition interview questions in the home by trained interviewers. Males and females aged ≥60 years were asked, “During the past 12 months, have you experienced confusion or memory loss that is happening more often or is getting worse?”. Answers to this question were used to stratify participants into two groups, those reporting subjective memory changes and those with no subjective memory changes.
2.6. Covariates
Study covariates included age as a continuous variable, sex, BMI as a continuous variable, race/ethnicity, ratio of family income to poverty level as a continuous variable (reported family income divided by the Health and Human Services poverty guidelines specific to the survey year), marital status, smoking status as a categorical variable, diabetes status as a categorical variable, history of cardiovascular disease as a categorical variable, history of hypertension as a categorical variable, and history of stroke as a categorical variable. Covariates were not missing data except for education (n = 4), family income to poverty level (n = 246), and marital status (n = 3). Hours of moderate-vigorous exercise per week was considered as a covariate, but 60% of reported data was missing and not used in the analyses.
2.7. Outcomes
The primary aim of this study was to report the mean population adherence to a MedD in adults ≥60 years old and explore categorical differences in adherence to this particular diet pattern. The secondary aim was to assess the cross-sectional relationship between MedD adherence scores and five indicators of cognition (CERAD Immediate Learning, DSST, AFT, CERAD Delayed Recall, and global cognition).
2.8. Statistical Analyses
To account for complex survey design and produce representative estimates of the US population, analyses were conducted using the [survey] package for R (v. 3.6.1; R Foundation, Vienna, Austria). Four-year survey weights were calculated and used in all analyses to adjust for unequal selection probability and non-response bias in accordance with NHANES analytical guidelines [
21]. Population means, proportions, and standard deviations were estimated and reported. Unless otherwise indicated, statistical analyses were adjusted for all covariates. Observations with missing covariate data were excluded from cognitive statistical analyses. MedD scores and cognitive scores were treated as continuous measures and modeled using survey-weighted ordinary least squares (OLS) regression to assess the linear relationship between MedD scores and education-dependent, standardized cognitive scores. We conducted trend analyses using kernel smoothing to explore these relationships. We observed a sharp upward trend in cognitive test performance in the top third of MedD scores. Thus, tertiles with equal group samples were calculated to characterize “lowest”, “middle”, and “highest” MedD adherence categories to further examine these relationships. We divided education-dependent, standardized cognitive scores into binary variables (“low” < −1 and “not low” ≥ −1) and conducted survey-weighted binary logistic regression to calculate odds ratios (OR) for low cognition across the three MedD adherence tertiles. Assumptions of OLS models were evaluated through residual analyses (e.g., quantile-quantile plots and residual histograms). All other categorical assessments by MedD adherence tertile were performed by survey-weighted Pearson’s chi-squared tests and mean differences of continuous variables were performed using survey-weighted ANOVA using Tukey’s HSD adjustment for multiple comparisons, a special case of OLS regression. We also conducted a sensitivity analysis only with participants that reported no subjective complaints of memory change over the past 12 months. We calculated new MedD tertile scores in this subset and used binary logistic models to assess odds ratios for low cognitive performance across the new MedD adherence tertiles. Statistical significance was set at
p < 0.05. R statistical code is included as
Supplementary Materials File S1.
4. Discussion
The current study is the first to use a fixed, generalizable MedD index to estimate the level at which older adults in the US adopt a Mediterranean style eating pattern and provides additional observational evidence that higher consumption of this pattern is related to better cognition. Our analysis revealed that older adults in the US sampled from 2011 to 2014 do not eat a diet that resembles a Mediterranean diet pattern. Although scores across the entire cohort were generally low, individuals with even slightly higher MedD scores had better cognitive performance.
This evidence demonstrates that population estimated MedD adherence is low overall and within various demographic categories of older adults living in the US. As a whole, older adults had a MedD score of 5.3 out of a possible 18 (29% of the maximum score). The most remarkably low MedD component scores were cereals (whole grains) and olive oil with mean scores only slightly greater than zero. In order to receive a score of “1” for cereals, an individual must consume approximately 4½ oz. of whole grains. These data indicate that older adults do not meet this standard and likely consume the largest proportion of their grains as refined grains. Also, of the 3068 participants surveyed, only 91 reported consuming olive oil in any quantity during the 24-h food recalls. Very little report of olive oil consumption is of particular interest as its intake has purported benefits for various health parameters, including cognition [
22,
23,
24,
25]. The red meat component had a particularly high score of 75% of the maximum, indicating that estimated red meat intake among older adults is relatively low.
There were MedD adherence differences across multiple demographic factors. Females had higher MedD scores than males. Older adults aged 70–74.9 years had higher adherence scores than all other age groups and those aged 80+ years had lower scores than all other groups. Non-Hispanic White elders had lower adherence scores than all other race/ethnicity groups and Non-Hispanic Asians had much higher scores than all other races, although their mean score was only 38% of the maximum MedD score. Education also made a modest impact on MedD scores. MedD scores were relatively similar among all education levels but increased sharply in those with a college degree or above. Though difficult to interpret, older adults that reported to be cohabitating with their significant other had a mean MedD score of 4.2, significantly lower than all other marital status categories. In accordance with diet quality findings from other studies, MedD adherence was lower in individuals with a household income at or below the poverty level [
26,
27], indicating that consuming a healthy diet is likely influenced by an economic component [
28]. An important consideration in interpreting these demographic-related findings is that although these differences are statistically significant, their real-life significance is presumably low–across all groups, MedD adherence is very low and evidence of higher MedD scores by a few tenths of a point or the like is not a real indicator of meaningfully better diet quality.
This is not the first study to investigate NHANES data using a MedD quality index, yet it is the first to characterize MedD pattern adherence using a generalizable, fixed index. Previous reports have used indices that rely upon sample median values to produce a sample-dependent MedD score [
29,
30] or make assumptions of portion size [
31,
32] using Panagiotakos et al. [
33] to differentiate MedD consumption among the study sample and investigate whether intake differences are related to desired outcomes. While useful, there are multiple issues with these index scoring methods. First, median-based assignment of dietary adherence scores is purely relative to the specific study sample used to derive the scores and is not generalizable to other study samples, which are highly variable. The median-based approach assigns a score of “0” when individual intake is lower than the selected sample’s sex-dependent median intake or “1” when individual intake is higher than the sex-dependent median across nine MedD categories. Exemplified by the present study, if the sample clusters on the lower end of intake, then individuals with intake above the median reflect high adherence scores that are not truly indicative of actual high MedD adherence. The use of a fixed MedD index within this cohort allowed us to calculate adherence scores that are generalizable across cohorts and characterize the truly low MedD adherence of US older adults.
MedD scores were 4.6 points higher from the lowest tertile of adherence to the highest tertile of adherence, which also correlated with better protection of cognitive performance in three of the five cognition measures from this study. This study adds to the growing body of evidence that higher adherence to the MedD is related to better cognition in older adults, specifically tests of working memory, processing speed, and delayed recall. The lowest tertile of MedD adherence achieved a score of 18% of the maximum score of 18 and the highest adherence tertile achieved a score of 43% of the maximum. These observations suggest that benefits of higher diet quality may not be limited to achieving nearly perfect adherence to a MedD, but that small adherence improvements may provide cognitive benefit. Due to low MedD scores across the entire study population, we were unable to assess whether this trend of better cognitive performance with higher MedD adherence scores further extends to those with high or very high MedD adherence. The extent to which changes in dietary adherence to the MedD potentiate cognitive benefit will need to be studied extensively through RCTs.
The mechanisms by which the MedD may influence cognition in older adults remain unclear. In the past, researchers have been interested in the impact of single nutrients on health outcomes including cognitive performance and AD risk [
34,
35]. The influence of individual MedD-related food components on cognition and AD risk has also been studied. The relatively recent interest in a holistic view of diet, such as the MedD, is due to the likely synergistic effect of food/nutrients on health outcomes [
36]. The cumulative effect of the MedD on cardiometabolic health [
37] and glucose metabolism status [
38], both risk factors for cognitive decline [
39], and the nutrient-density of the diet in general may affect cognition outcomes through multiple mechanisms.
These analyses were conducted using data from NHANES, a nationally representative health and nutrition survey in the United States, which has inherent strengths and limitations. The primary strength of this study is a survey sampling design that allows for population-based estimations with a high level of confidence. There are also several limitations to this study. First, the cross-sectional nature of this analysis does not allow for the assessment of causality and we cannot rule out the possibility that lower cognition may influence food decision making, manifesting as lower MedD adherence scores. Dietary intake methodology that assesses two full days of consumption over a several-day period may not accurately reflect how individual participants have eaten over the course of their lives or if the reported intake reflects actual usual dietary intake. Concern about these methods have previously been raised [
40]; however, NHANES methods are an optimal approach for assessing population-level dietary intake [
41]. We did not perform mixed-effects analyses on the two-24 h recalls in this study, which described MedD adherence over two given days rather than provide an estimate for usual intake. Finally, these data were sampled from 2011 to 2014, which may have been slightly ahead of increased social popularity of the MedD. It is possible that older adults sampled more recently have made dietary adaptations toward a MedD pattern.
In conclusion, older adults living in the US do not follow a MedD eating pattern and these data suggest that consuming a diet that slightly more resembles a MedD pattern may be protective of cognitive performance. It is reasonable to use the MedD as a dietary intervention as it is a major departure from the general diet pattern of older adults in the US. It is projected that AD prevalence will rise in the coming decades, thus it is imperative to conduct RCTs to test whether the MedD is truly protective of cognition and can effectively reduce the risk, hence the prevalence, of AD.