1. Introduction
Polymer nanofibers represent a very promising nanostructured material for biomedical applications, such as advanced drug delivery systems [
1,
2], wound dressings [
3], vascular grafts, and as a scaffold material in regenerative medicine [
4,
5,
6]. Trends in regenerative medicine are progressing toward the use of biomaterials as tissue scaffolds that can promote endogenous healing on their own, without the need for delivery of cells or therapeutics. The extracellular matrix (ECM) influences all aspects of cell behavior, and it is usually damaged or lost in disease or injury. Biomaterials that resemble the ECM and its mechanical properties, architecture, and degradation rate would promote cell adhesion and infiltration, and thus provide improved tissue responses than can be obtained with the delivery of only cells to a damaged tissue [
7].
Nanofibers represent a perfect candidate material, with their ultrahigh surface area and tunable morphology and porosity, and with bioadhesion and structure similar to the ECM. Nanofibers can enable the construction of a three-dimensional tissue scaffold of suitable thickness, strength, and mesh size for adequate cell infiltration [
4,
8]. They can be prepared from polymers of synthetic (e.g., poly(ε-caprolactone), poly(vinyl alcohol), polyurethane, copolymer poly(lactide-co-glycolide)) or natural (e.g., collagen, chitosan, gelatin, silk fibroin) origins [
9]. However, biomedical applications require biocompatible and biodegradable nanofibers that will not promote adverse immunogenic responses in the host [
10]. This can be achieved with nanofibers made from natural polymers, which includes polysaccharides [
9].
Natural biopolymers are gaining particular interest also due to the importance of the eco-friendliness and sustainability of the products, as opposed to the use of fossil-fuel-derived plastics [
11]. Another advantage of polysaccharides is their water solubility, as this provides an additional contribution to environmental protection, along with lower monetary cost, and increased practical application. One such polymer is alginate (alginic acid and its sodium salt), which is produced from brown algae (e.g.,
Laminaria sp.,
Ascophyllum nodosum,
Macrocystis pyrifera) [
12]. Alginate is a linear co-polymer that consists of two different types of monomers: α-L-guluronic and β–D–mannuronic acid. These are connected through β-1,4-glycosidic bonds, forming a structure that resembles that of a glycosaminoglycan, the main component of the ECM [
13,
14].
Electrospinning has been recognized as a cost-effective, versatile, and useful laboratory method for the production of fibrous mats with large surface areas, and also with the possibility of scaling up [
15,
16,
17,
18,
19]. In drug delivery, it has been investigated for the drug or probiotic incorporation into nanofibers [
2,
18,
20,
21], for the production of amorphous solid dispersions [
22], taste masking [
23] and as an alternative to the lyophilisation for the drying of the therapeutic proteins [
24]. Electrospinning is also a rare nonthermal method that is suitable for the preparation of nanofibers from biopolymers, as these are sensitive to high temperatures [
11]. The basis of electrospinning is the application of a high voltage to a polymer solution that is being pushed through a needle. Once the voltage exceeds the surface tension of a drop at the end of the needle, a Taylor cone is formed. The electrohydrodynamic cone jet then travels toward a grounded collector, and undergoes stretching and thinning, such that nanofibers are formed [
25]. The solvent also evaporates during the process, so solid nanofibers are collected [
26].
Although polysaccharides are very attractive excipients for nanofiber production, as has been widely investigated, it has generally not been possible to achieve high polysaccharide contents in nanofibers. The main problem is the difficulty of electrospinning alginate, as for charged polysaccharides in general. The challenges of electrospinning of alginate can be ascribed to its polyelectrolyte nature and chain conformation characteristics [
27,
28,
29]. Charged alginate chains will repel each other due to their repulsive electrostatic interactions [
30,
31,
32]. They are also extended and rigid in water due to their diaxial linkages and stabilization by hydrogen bonds [
28,
33,
34] These hydrogen bonds are forming a gel network, which prevents effective chain entanglement and hinders jet elongation during electrospinning. To obtain nanofibers, the polymer jet must remain unbroken until it reaches the collector plate. These appear to be the reasons why electrospinning of pure alginate in aqueous solution is particularly difficult, and indeed generally impossible. It has thus become apparent that rheology measurements of polyelectrolyte solutions represent a necessary tool to predict potential nanofiber formation [
35].
To solve these problems of electrospinning of alginate, a number of studies have reported the combined use of another, noncharged polymer [
28,
29,
32,
35]. It would appear that addition of such polymers can lower the repelling forces between the polysaccharide chains, and thus enable nanofiber formation. The most commonly used polymers for nanofiber formation with natural polymers are poly(ethylene oxide) (PEO) and poly(vinyl alcohol), as nonionogenic, linear, water-soluble, and flexible polymers that can significantly improve polysaccharide electrospinnability [
28,
29]. We specifically selected PEO here because it can modulate the repulsive forces among polyanions while improving the flexibility of alginate chains [
36]. Increasing the flexibility and polymer-chain entanglements of the otherwise rigid and extended chains of alginate molecules in aqueous solution is essential for the formation of a continuous jet, to form nanofibers with homogeneous morphology and diameter. Polymer solutions with inadequate entanglements might form beaded fibers or droplets, such as those produced with low polymer concentrations or with low polymer viscoelasticity or molecular weight (M
w) [
30,
33].
The electrospinning of sodium alginate from aqueous solutions is thus a challenge, and there are still unsolved questions as to how we can increase and improve such nanofiber production. There are also more recent studies that have dealt with the preparation of alginate nanofibers where high M
w PEO (e.g., 900 kDa) was selected as the co-polymer to improve the functional properties of alginate fibers [
36]. However, to produce alginate nanofibers, there was the need for >50% PEO in the dry polymer blend used in their production. PEO is not of natural origin, and therefore there is always the tendency to add the smallest amounts possible. However, there are many parameters of a polymer-blend solution that can be varied and will have an influence on nanofiber formation. To better define this situation, most studies have focused on systematically changing only one factor at a time, which fails to take into account any interactive effects between different factors.
For such responses that might be influenced by several variables, the use of multivariate statistical techniques has great potential, such as response surface methodology (RSM) [
37]. RSM is a collection of mathematical and statistical techniques that are based on the fit of a polynomial equation to experimental data. The equations obtained can describe the effects of multiple controllable input variables and their interactions for one or many observable output responses. To date, only a few studies have used such a multivariate approach to investigate the potential of their experimental design for the development of nanofibers [
38].
The main objective of the present study was to produce electrospun nanofiber mats from alginate–PEO blends with as high an alginate content as possible. Our goal was to use these two polymers, alginate and PEO, without any surfactant or co-solvent, as these have the potential for toxic effects. To identify the main compositional effects on nanofiber formation, the experimental design was set up with three variables (i.e., independent variables) that defined the composition of the polymer-blend solution for the electrospinning, and these were systematically varied:
- (i)
PEO Mw: 2, 4 and 8 million (M)Da;
- (ii)
Total polymer (alginate plus PEO; w + w) concentration: 2.5%, 3.5%, 4.5% (w/w);
- (iii)
PEO proportion of the dry polymer mix: 1% to 15% PEO (to 100% with alginate; w/w).
The PEOs used in the present study had higher Mw than PEOs that are more traditionally used, and we systematically investigated their influence on the properties of the polymer-blend solution. We hypothesized that we could use a smaller amount due to the higher Mw and that PEO chain length has an important role in electrospinning. As a second variable for the polymer-blend solution, we took the total polymer concentration (alginate plus PEO), and, as a third, the PEO proportion of the total polymer in the dry polymer mix (of alginate plus PEO) that was used to form the polymer-blend solution.
To determine how these three factors affected the electrospinnability of the polysaccharide solutions, and to explain the effects on chain entanglements in the polymer-blend solution, we measured the rheological properties (viscosity, storage and loss moduli) and conductivity of the polymer-blend solutions, and examined the morphology of the resultant nanofibers. All of the data were analyzed using a nonmodel approach as well as using RSM, to identify the most significant composition parameters of the polymer-blend solution and their interactive effects on the electrospinning. This is a new approach to the composition design of alginate–PEO polymer-blend solutions, which was followed to predict the nanofiber formation and characteristics across a larger experimental space, using a faster methodology, to obtain deeper understanding of this system.
3. Results
First, we took the traditional approach of a one-factor-at-a-time data analysis of the experimental data obtained without using any models. The data are presented as SEM images in combination with the rheology data of the electrospun solutions, to visualize and predict correlations between solution composition, solution characteristics, and nanofiber morphology and diameter. The data obtained are relatively complex, as there were three independent variables in the composition, and they all interactively affected the solution parameters. Thus, a more advanced analysis of the data was needed. As such, RSM analysis was applied and the results are presented in
Section 3.2.
3.1. Nonmodel Approach to Analyze Alginate Nanofiber Formation
Formulations for which we were able to obtain a sample on the collector (although not necessary as nanofibrous mats) were selected, with the SEM images for visual presentation and connected with the rheology data (η, η*; G′, G″). For all of the cases presented, two of the composition variables were fixed and only one was varied. The idea was to understand the separate effects of PEO Mw, total polymer concentration, and PEO proportion in the dry polymer mix on the electrospinning of the alginate–PEO polymer-blend solution and the morphology of the nanofibers.
3.1.1. Effects of PEO Molecular Weight
Figure 2 shows the SEM images of one set of polymer-blend solutions where nanofibers were obtained for all three of the PEO M
w using the 3.5% total polymer concentration (in the polymer-blend solution) and the PEO proportion of 8% (in the dry polymer mix used in the polymer-blend solution; i.e., with alginate of 92%). Although the PEO M
w was increased, it did not show any correlation with nanofiber diameter. The nanofiber diameters obtained were 148 ± 74 nm, 234 ± 67 nm and 178 ± 46 nm for the nanofibers prepared from the 2, 4, and 8 MDa PEO, respectively. In addition, all of the rheological data were similar between these different compositions. In comparison, with the 2.5% and 4.5% total polymer concentrations with the PEO proportion of 15% (
Supplementary Information Figures S2 and S3), the bulk rheology looked similar across all of these formulations, with a tendency for a small increase with increasing PEO M
w. However, in these cases when the higher PEO proportion in the dry polymer mix was used, the electrospinning of solutions with 8 MDa PEO resulted in microfiber formation (e.g.,
Supplementary Information Figures S2, S3 and S5).
The data presented here are only from the cases where all three of PEO M
w formulations could be analyzed by SEM, as many others could not be, with further details in
Supporting Information Figure S1. In many cases, the formulations with 8 MDa PEO could not be electrospun at all, and no samples were obtained. Thus, even from these initial observations, we recognized that 8 MDa PEO was a less suitable co-polymer for the formation of alginate–PEO nanofibers.
3.1.2. Effects of Total Polymer Concentration
The effects of increasing the total polymer concentrations in the polymer-blend solutions (2.5%, 3.5%, 4.5%) are presented for all three PEO M
w, as the following: 2 MDa PEO with PEO proportion of 15% (
Figure 3), 4 MDa PEO with PEO proportion of 12% (
Figure 4), and 8 MDa PEO with PEO proportion of 4% (
Supplementary Information Figure S4). Increasing the total polymer concentration resulted in increases in all of the rheological parameters, and there were different effects on the nanofiber morphology. These morphology effects can be summarized as increased nanofiber diameter (
Figure 3), formation of microfibers (
Figure 4), or shift from beaded nanofibers to smooth and beadless nanofibers (
Supplementary Information Figure S4). In more detail, the polymer-blend solutions with total polymer concentrations 2.5%, 3.5%, and 4.5% shown in
Figure 3 resulted in nanofibers with increasing diameters: 134 ± 32 nm, 149 ± 31 nm, and 288 ± 46 nm, respectively. For the data shown in
Figure 4, nanofibers were obtained only with the 2.5% polymer concentration (diameter, 186 ± 45 nm), while, at the higher total polymer concentrations, microfibers were formed (diameter, up to 10 μm). However, the rheological data are not sufficient to predict the formation of nanofibers or microfibers. Indeed, in some cases, the viscosity and complex viscosity values of the polymer-blend solutions were similar, while the products that resulted from the electrospinning of these solutions were very different. For example, making a comparison of the formulations with 4.5% total polymer concentration from
Figure 3 and
Figure 4, it can be seen that their values of
η,
η*,
G′, and
G″ are similar; however, the former resulted in nanofiber formation, and the latter in microfiber formation. This shows that the nanofiber characteristics cannot be attributed to this single composition parameter, and thus that the interaction effects of the formulation compositions must also be taken into account.
3.1.3. Effects of PEO Proportion in the Dry Polymer Mix
Increases in the PEO proportion in the dry polymer mix were made to potentially improve the electrospinnability of the resulting polymer-blend solutions. This was indeed the case, as can be seen for the formulations shown in
Figure 5, which were based on 4 MDa PEO M
w and 2.5% total polymer concentration in the polymer-blend solutions. For the lower PEO proportions of 6% and 8%, there was formation of beaded nanofibers, whereas smooth nanofibers (diameter, ~190 nm) were produced with the higher PEO proportions of 12% and 15%. This trend was also confirmed for nanofibers prepared from the 2 MDa and 8 MDa PEO (
Supplementary Information Figures S5 and S6). However, the solution parameters (i.e., total polymer concentration, PEO proportion) at which the beadless nanofibers were formed were specific for each PEO M
w. Conversely, there were no effects seen for increases in the PEO proportion on nanofiber diameter within the individual cases.
Here, although the values of
η,
η*, and
G″ are similar between the formulations within this group, the storage modulus (
G′) was the most powerful predictor of the formation of beaded nanofibers. When the curves of the storage modulus started to decrease with increasing angular frequency (
Figure 5d), beaded nanofibers were formed (
Figure 5a). Thus, elasticity is necessary for nanofiber formation, as its lack results in unsuitable elongation of the polymer chains and instability of the spinning jet.
We can conclude from this nonmodel data analysis that the composition of these alginate–PEO polymer-blend solutions had major effects on the electrospinning and morphology of the nanofibers obtained. The main observations from this analysis are: (a) PEO Mw does not show any straightforward correlations with nanofiber diameter; (b) increasing the total polymer concentration results in increases in the nanofiber diameters; (c) increasing the PEO proportion in the dry polymer mix for the polymer-blend solutions results in less beaded and smoother nanofibers; and (d) the behavior of the storage modulus appears to be the most indicative parameter for nanofiber formation. However, for all of these solutions, the characteristics are interconnected, and this one-factor-at-a-time approach is not sufficient for the simultaneous analysis of these multiple parameters.
3.2. Response Surface Methodology to Analyze the Alginate Nanofiber Formation
The major advantage of RSM over the one-factor-at-a-time approach is that it allows evaluation of the effects of many independent variables and their interactions on one or more observable responses. The measured polymer-blend solution characteristics and the nanofiber diameters are treated as the responses of interest in this analysis, and they are influenced by all three of the polymer-blend solution composition parameters (independent variables). Surface response model equations that are based on the fitting of the polynomial equations to the experimental data were used and are presented here.
The first set of modeling describes the influence of the polymer-blend solution compositions on the characteristics of these solutions. PEO Mw (C1), total polymer concentration (C2), and PEO proportion in the dry polymer mix (C3) are treated as the independent variables, and conductivity (κ), bulk viscosity (η) and complex viscosity (η*) as the dependent variables. In the next step, only the formulations of the polymer-blend solutions that resulted in nanofiber formation (28 of the 65) were analyzed, with both the independent and dependent (κ, η, G′, G″) variables correlated to the nanofiber diameters (d).
Contour plots are used to visualize the RSM, to show how a response variable relates to two continuous independent variables based on the model equations. The held values for the data of two out of the three variables in the contour plots are always the same: 4 MDa PEO Mw, 3.5% total polymer concentration, and PEO proportion of 8%. The optimization plots were constructed to show how the corresponding response variable changes as a function of one of the variables, while all of the others remain fixed.
3.2.1. Polymer Blend Solution Properties Dependence on Composition
(a) Conductivity
The response values for the conductivities were fitted with a quadratic model, which resulted in Equation (7) (R
2 = 0.6603, R
2(adjusted) = 0.6047):
In terms of the conductivity, three linear terms (C1, C2, C3), two quadratic terms (C2, C3) and one interaction term (between C2 and C3) were identified as important. The values in Equation (7) indicate that the conductivity of the polymer-blend solution increases with increasing total polymer concentration (C2) as well as with higher levels of alginate in the polymer-blend solution (i.e., lower PEO proportions; C3). Both of these are related to the amount of alginate chains present, as they mainly contribute to the charge, as well as to the presence of counter ions (Na
+) that are released once the alginate is dissolved in the water. Parameters C2 and C3 show positive interactive effects on conductivity. Contrarily, PEO M
w (C1) has negligible effects. The set model (Equation (7)) is also presented as a contour plot (
Figure 6a) and as response optimization plots (
Figure 6b), which show how the conductivity changes as a function of one of the independent factors. These plots confirm the greatest effects of the polymer concentration (C2), lower effects of PEO proportion (C3), and the minor effect of PEO M
w (C1) on these polymer-blend solution conductivities.
(b) Viscoelastic Parameters
The modeling of the bulk viscosities measured at a shear rate of 2/s as a response value with a quadratic model resulted in Equation (8) (R
2 = 0.9180, R
2(adjusted) = 0.9046):
Linear, quadratic, and interaction terms were obtained here only for the C2 and C3 parameters, which shows their interactive effects on the viscosity of the polymer-blend solutions. The contour plots (
Figure 7a) and response optimization plots (
Figure 7b) revealed that the bulk viscosity of the polymer-blend solutions increases with increases in the total polymer concentration, whereas the PEO proportion has a minor role, and PEO M
w does not have any effect on the viscosity. The modeling of the complex viscosity and loss modulus (
Supplementary Information Figures S7 and S8) revealed that the correlations are in line with the modeling of the bulk viscosity, whereas the modeling of the storage modulus does not result in any relevant model (
Supplementary Information Equation (S2)).
3.2.2. Influence of Solution Composition and Solution Characteristics on Nanofiber Diameter
(a) Nanofiber Diameter Dependence on Solution Composition
The correlation between the composition parameters and the nanofiber diameter resulted in Equation (9) (R
2 = 0.6673, R
2(adjusted) = 0.5009):
Three linear terms (C1, C2, C3), two quadratic terms (C2, C3), and all three interaction terms were identified as important influences on the nanofiber diameter. Increasing the total polymer concentration (C2) and PEO proportion in the dry polymer mix (C3) for the polymer-blend solution compositions were reflected in a linear increase in the nanofiber diameter (
Figure 8). The model reveals that the thickest fibers are obtained with 4 MDa PEO M
w (C1), which might sound contradictory to the expected effects of polymer M
w. This is also contrary to the nonmodel analysis, where the use of 8 MDa PEO resulted in the formation of microfibers. The model here that contains all of the formulations with 8 MDa PEO results in nanofibers, microfibers, and the less successful formulations with beads in combination with thinner nanofibers (i.e., beads-on-a-string structured nanofibers), where this last greatly contributed to the overall decrease in nanofiber diameter. Therefore, it is advisable to check the model results with the correlations obtained from the nonmodel approach, and also with the experimental observations. We observed that the electrospinning of formulations with 8 MDa PEO was more challenging compared to the formulations with 2 MDa and 4 MDa PEO.
(b) Nanofiber Diameter Dependence on Solution Characteristics
• Conductivity and Bulk Viscosity
The nanofiber diameter can be correlated to the solution characteristics using Equation (10) (R
2 = 0.7477, R
2(adjusted) = 0.6904) with a better fit compared to the polymer-blend solution composition parameters alone (Equation (9)):
The linear, quadratic and interaction terms describe the interactive effects of the polymer-blend solution conductivity and viscosity on the nanofiber diameter. Separately, higher conductivity and lower viscosity results in thinner nanofibers, as seen from the response optimization plots (
Figure 9b). The relationship between the conductivity and viscosity is interactive (Equation (10)) and complex, as can be seen from the contour plot (
Figure 9a). Nanofibers can only be obtained in a very specific narrow region of conductivities and viscosities (
Figure 9a, blue area). The dark blue area in
Figure 9a (
d < 100 nm) does not necessarily represent the thinnest nanofibers, but rather those obtained in an unstable process where the beads-on-a-string structured nanofibers were formed.
• Storage and Loss Moduli
The nonmodel approach indicated the importance of the viscoelastic properties of the polymer-blend solution for nanofiber formation. Therefore, we correlated the nanofiber diameter (
d) with the storage and loss moduli using Equation (11) (R
2 = 0.5252, R
2 (adjusted) = 0.4173):
The storage and loss moduli and their interactions have effects on the nanofiber diameter. The parameters are reversely related to the nanofiber diameter, as thinner nanofibers are obtained with lower storage modulus and higher loss modulus of the polymer-blend solutions (
Figure 10). The higher the differences in the values of these moduli, the thinner the nanofibers obtained are; however, this is limited by the storage modulus. The storage modulus must be sufficiently high to obtain nanofibers, otherwise beads or beaded nanofibers are formed (
Figure 10a, dark blue area).
From the models obtained, we can draw the following conclusions: (a) There is only a small effect of PEO Mw on the polymer-blend solution characteristics and the resulting nanofiber diameter; (b) Increasing the total polymer concentration and the PEO proportion in the dry polymer mix have the biggest effects on the polymer-blend solution characteristics (conductivity and viscosity); (c) Nanofiber diameter depends mainly on the PEO proportion in the dry polymer mix, although the total polymer concentration also has an important role; (d) Both the conductivity and viscosity have interactive effects on the resulting nanofiber diameter; and (e) Viscoelastic properties (G′ and G″) interactively affect the thickness of the resulting nanofibers.
3.2.3. Guidelines for Successful Nanofiber Formation
The models obtained here can also serve us as a guideline for the composition of polymer-blend solutions and as an indication of which polymer-blend solution parameters will result in the appropriate nanofiber formation. In our case, nanofibers from these alginate–PEO blend solutions can be most efficiently obtained with 4 MDa PEO, a total polymer concentration between 3% and 4%, and a PEO proportion in the dry polymer mix of 8% to 12%. The polymer-blend solutions produced would then have the following solution characteristics: conductivity, 4–7 mS/cm; bulk viscosity, 1–6 Pas; G′, 4–10 Pa; and G″, 15–30 Pa.
The exemplary formulation had the following composition: 4 MDa PEO, 3.5% total polymer concentration, and PEO proportion of 10%, which means that following the formation of the nanofibers and evaporation of the solvent, there was 90% (
w/
w) alginate in the final dry nanofiber mat. The properties of the polymer-blend solution produced were: conductivity, 5.23 mS/cm; bulk viscosity, 2.43 Pas; G′, 4.94 Pa; and G″, 15.6 Pa. Electrospinning of this polymer blend resulted in a very stable electrospinning process and an appropriate nanofiber morphology, with a nanofiber diameter of ~260 nm (
Figure 11).