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Article

Inversion Modeling of Chlorophyll Fluorescence Parameters in Cotton Canopy via Moisture Data and Spectral Analysis

1
College of Agriculture, Tarim University, Alar 843300, China
2
Key Laboratory of Genetic Improvement and Efficient Production for Specialty Crops in Arid Southern Xinjiang of Xinjiang Corps, Alar 843300, China
3
Agricultural Technology Extension Station of the First Division of Xinjiang Production and Construction Corps, Alar 843300, China
4
Research Center of Oasis Agricultural Resources and Environment in Southern Xinjiang, Tarim University, Alar 843300, China
*
Author to whom correspondence should be addressed.
Agronomy 2024, 14(10), 2190; https://doi.org/10.3390/agronomy14102190
Submission received: 29 June 2024 / Revised: 18 September 2024 / Accepted: 20 September 2024 / Published: 24 September 2024

Abstract

:
The study of chlorophyll fluorescence parameters is very important for understanding plant photosynthesis. Monitoring cotton chlorophyll fluorescence parameters via spectral technology can aid in understanding the photosynthesis, growth, and stress of cotton fields in real time and provide support for cotton growth regulation and planting management. In this study, cotton plot experiments with different water treatments were set up to obtain the spectral reflectance of the cotton canopy, the maximum photochemical quantum yield (Fv/Fm), and the photochemical quenching coefficient (qP) of leaves at different growth stages. Support vector machine regression (SVR), random forest regression (RFR), and artificial neural network regression (ANNR) were used to establish a fluorescence parameter inversion model of the cotton canopy leaves. The results show that the original spectrum was transformed by multivariate scattering correction (MSC), the standard normal variable (SNV), and continuous wavelet transform (CWT), and the model constructed with Fv/Fm passed accuracy verification. The SNV-SVR model at the budding stage, the MSC-SVR model at the early flowering stage, the SNV-SVR model at the full flowering stage, the MSC-SVR model at the flowering stage, and the CWT-SVR model at the full boll stage had the highest estimation accuracy. The accuracies of the three spectral preprocessing and qP models were verified, and the MSC-SVR model at the budding stage, SNV-SVR model at the early flowering stage, MSC-SVR model at the full flowering stage, SNV-SVR model at the flowering stage, and CWT-SVR model at the full boll stage presented the highest estimation accuracies.

1. Introduction

China leads the world in cotton production, but it is mainly grown in dry areas, with Xinjiang, the core producing region, being particularly affected by drought. Given the shortage of water resources, it is necessary to explore the efficient use of water resources to ensure the high yield and quality of agriculture. Water stress severely affects agricultural production, especially cotton growth [1]. Chlorophyll fluorescence parameters can reveal the internal mechanisms of plant photosynthesis and the physiological state of plants, which is an indispensable indicator in the study of adverse stress. In addition, as a link between plants and the environment, chlorophyll fluorescence parameters are highly important for exploring the relationship between plant photosynthesis and the environment [2]. Among them, Fv′/Fm′ is expressed as the PSII effective photochemical quantum yield, which is highly important for the study of crop physiological changes and stress [3]. Through changes in physiological indices, the water stress and water demand of cotton can be monitored and diagnosed in a timely and accurate manner, which is highly important for improving cotton water management and guiding water-saving agricultural production [4]. With the rapid development of modern information technology and spectroscopic technology, remote sensing technology has been widely used to monitor photosynthetic parameters and chlorophyll fluorescence indices [5,6]. Leaf chlorophyll provides useful information for carbon, water, and energy exchange between plants and the environment [7] and affects the photosynthetic potential and net primary productivity of plants [8,9]. Chlorophyll content is an important indicator of nutrient stress and plant diseases, which can theoretically guide the precise management of orchards. In addition, it is a key parameter for predicting fruit ripeness and harvest time [10]. Leaf chlorophyll is one of the main storage units of nitrogen in plants [11] and directly affects the nutritional status of plants. Chlorophyll can absorb energy through three pathways, namely, photosynthetic electron transport, chlorophyll fluorescence, and heat dissipation [12], and the chlorophyll fluorescence index of plant leaves can better reflect the changing characteristics of photosynthesis. Pérez-Priego et al. [13] used a PAM-2100 fluorometer (Heinz Walz GmbH, Nuremberg, DE) to determine the diurnal steady state of chlorophyll fluorescence in field leaves and studied the effect of water stress on chlorophyll fluorescence. Ding et al. [14] used a PAM-2100 chlorophyll fluorometer to measure the chlorophyll fluorescence parameters Fv/Fo, Fv/Fm, Fo, and Fm of the top two leaves of cotton plants, and the parameters gradually decreased with increasing cotton fertility, and reasonable nitrogen application increased the potential activity of PSII and the photochemical efficiency of PSII in cotton leaves. Hyperspectral remote sensing technology originated in 1970 and can be used in precision agriculture technology to obtain farmland data, monitor crop habitat, and achieve sustainable agricultural development [15,16]. Vegetation has unique spectral characteristics that can reflect various physiological and morphological characteristics of green plants; thus, the spectral characteristics of crops can be used to monitor their water demand and physiological changes, which can be used as an important basis for vegetation remote sensing monitoring [17]. Chlorophyll fluorescence parameters can reflect the “intrinsic” characteristics of plants, which are called intrinsic probes of the relationship between photosynthesis and the environment [18]. With the rapid development of modern information technology and spectroscopic technology, remote sensing technology has been widely used to monitor chlorophyll fluorescence indicators.
Owing to its advantages of being nondestructive, fast, and highly accurate, spectroscopy technology has been widely used in the monitoring of the physiological state of various crops [19,20]. Previous studies have shown the potential of hyperspectral data and chlorophyll fluorescence indicators in monitoring crop stress [21,22]. Zhang et al. [23] studied the variation in chlorophyll fluorescence with a salinity gradient in Suaeda salaeda leaves. To select the sensitive hyperspectral range of leaf chlorophyll fluorescence, the correlation between leaf chlorophyll fluorescence and hyperspectral reflectance was regressed, and they reported that wavelengths of 680 nm and 935 nm were the most sensitive hyperspectral bands for estimating leaf chlorophyll fluorescence. Winkel et al. [24] significantly correlated the PRI (photochemical reflectance index) of quinoa plants with predawn leaf water potential, Fm′ and noon Fv/Fm, indicating that PRI and Chl fluorescence are helpful in evaluating the physiological changes in quinoa plants at different developmental stages and under different water conditions. Zarco et al. studied the diurnal variation in leaf reflectance spectra, and in combination with the fluorescence measurements of the PAM-2000 fluorometer, the diurnal variation in leaf reflectance spectra was consistent with the observed diurnal variation in steady-state fluorescence. In this study, the effects of spectral pretreatment technology and an inversion model on fluorescence parameters are discussed. Three pretreatment technologies, MSC, SNV, and CWT, and three inversion models, SVR, RFR, and ANNR, were selected. Two parameters, Fv/Fm and qP, were studied. First, the spectral data were preprocessed, and then three inversion models were applied to the modeling. The results showed that CWT pretreatment combined with the SVR model had the best ability to predict fluorescence parameters, and the combination of CWT treatment and the SVR model had a stronger ability to predict fluorescence parameters. Moreover, different models gave different performances in different fluorescence parameter analyses. The results show that the accuracy and reliability of fluorescence parameter analysis can be significantly improved by selecting appropriate pretreatment methods and inversion models, and future research can be extended to more fluorescence parameters and practical applications.

2. Materials and Methods

2.1. Overview of the Study Area

This experiment was conducted in 2022 at the National Field Scientific Observation and Research Station of the Aksu Farmland Ecosystem, Chinese Academy of Sciences (80°49′ E, 40°37′ N). The site is in the Tarim Basin of China, which is a typical warm temperate, extreme continental, arid desert climate region. Summers are hot, winters are cold, sunshine hours are abundant, precipitation is scarce, and evaporation is strong. The altitude of the site is 1030 m above sea level. The annual average temperature in this area is 11.2 °C, the average annual precipitation is 45.2 mm, the frost-free period is 211 days, and the annual sunshine duration is 2940 h. Cotton in this area depends on irrigation, and the main water sources are the Aksu River and Tarim River. The climate and extensive cultivation make the area prone to drought. Water stress affects the physiological and fluorescence parameters of cotton. Drought causes chlorophyll decomposition, inhibits photosynthesis, and decreases the fluorescence parameters. Some parameters can be restored after rehydration, but most of them cannot be completely restored. Cotton drip irrigation in Xinjiang requires 6000 cubic meters of water per hectare, which can be reduced to 4200 cubic meters under specific conditions, such as the Bozhou reclamation area, to save water resources. Therefore, five irrigation gradients were set in this experiment to simulate water stress, and their gradients were 900 m3/hm2 (W1), 1800 m3/hm2 (W2), 2700 m3/hm2 (W3), 3600 m3/hm2 (W4), and 4500 m3/hm2 (W5). Experiments were carried out under the conditions of 2400 m³/hm−2 winter irrigation water. A total of 6 periods of irrigation and 5 periods of sampling were assessed in this experiment. Each sampling date was about 10–12 days after the end of watering, and the final sampling dates were 25 June, 6 July, 19 July, 7 August, and 30 August, respectively. The last irrigation date was 5 September and no samples were taken. The actual water depth of each irrigation was 6.67 mm (W1), 13.34 mm (W2), 20.01 mm (W3), 26.68 mm (W4), and 33.35 mm (W5). The cotton variety was Tahe No. 2, which was sown on demand with film mulch and drip irrigation under the film. The fluorescence parameters and hyperspectral reflectance of the cotton leaves were measured at the bud stage (BS), early flowering stage (EF), full flowering stage (FB), flowering boll stage (FBS), and boll stage (PBP).

2.2. Fluorescence Data Acquisition

This assay was performed via a PAM-2100 chlorophyll fluorometer. Water stress can reduce the chlorophyll fluorescence parameters of cotton leaves, such as the Fv/Fm and qP, reflecting their physiological status. The dark adaptation time is key for ensuring accurate and reliable data, and 30 min is usually chosen because it balances the physiological needs of the plant, the ease of experimental operation, and the reliability of the data. When measuring, the inverted three or inverted four leaves on the top of the cotton plant, which are active in photosynthesis and can represent the overall physiological state of the plant, were selected. Therefore, when the chlorophyll fluorescence parameters of three or four inverted leaves of labeled cotton plants are measured, dark adaptation should be performed on the leaves for 30 min before different growth periods. The chlorophyll fluorescence parameters of the inverted third or fourth leaves of the labeled cotton plants were measured, the Fv/Fm and qP were measured at different growth stages, and each leaf was darkly adapted for 30 min before the measurement. Fv/Fm was proposed by Demming et al. in 1996 to estimate the relative fraction of the light energy absorbed by the photosynthetic mechanism for photochemical reactions and heat dissipation of the antenna [25]; qP is an indicator of the proportion of open reaction centers in PSII and the ability of captured photon energy to be used for photochemical reactions [26].

2.3. Spectral Data Acquisition

In this study, a PSR-1100 portable object spectrometer (Spectral Evolution, Haverhill, MA, USA) was used to measure the spectral reflectance of the blades. The experimental conditions were windless and clear with the sky being less than 20% cloudy from 11:30 to 16:30. To improve accuracy, enhance reliability, improve repeatability, speed up the discovery of rules, and reduce costs in this study, 15 cotton plants with similar growth conditions and healthy plants or diseases were selected, 3–4 representative functional leaves were selected from different parts of each cotton plant as samples, and three repeated measurements were carried out. The measurement band range was 320–1100 nm, and the spectral resolution was 1 nm. After the spectral reflectance of the blade was measured, the outliers were eliminated, and the average value of the remaining data was taken as the spectral reflectance value of the point. Twenty spectral reflectance curves were obtained at each growing site. Before measurement, whiteboard calibration was required to solve problems such as drift and sensitivity decline, which may occur after the instrument is used for a long time, to ensure the accuracy and reliability of the measuring instrument.

2.4. Spectral Data Preprocessing

In spectral pretreatment, the MSC, SNV, and CWT are used to improve the quality of the spectral data, which is conducive to accurate estimation of the fluorescence parameters. MSC eliminates system variation by standardizing data, SNV removes scattering and background interference, and CWT helps identify and remove noise by breaking down signals. These methods work together to improve the stability and accuracy of spectral data and are suitable for accurate fluorescence parameter estimation.
Competitive adaptive reweighted sampling (CARS) and the continuous projection algorithm (SPA) are two methods for selecting variables in spectral data. CARS simplifies the model by eliminating unimportant variables, whereas SPA selects key variables via projection. When used alone, CARS may ignore important variables, and SPA may be affected by multicollinearity. Combining CARS and SPA can improve model performance by first reducing variables with CARS and then selecting key variables with SPA. In spectral analysis, the combined use of CARS-SPA is more effective than the use of CARS-SPA alone, improving predictive performance, simplifying models, ensuring stability, and overcoming the limitations of each approach.
Therefore, the preprocessed spectral data, Fv/Fm, and qP, were screened via CARS-SPA, and the optimal variable subset was selected to extract the feature bands.

2.5. Modeling Methods

The extracted feature bands were used as input variables, and support vector machine regression (SVR), random forest regression (RFR), and artificial neural network regression (ANNR) methods were used to establish an inversion model of the fluorescence parameters of the cotton canopy leaves. SVR is a pattern recognition method based on statistical learning theory. It is a machine learning algorithm developed by Vladimir Vapnik for classification or regression, including linear and nonlinear regressions. In this study, a support vector machine linear regression function was used [27]. The advantages of RFR are high accuracy, stability, ability to handle high-dimensional data, and the efficiency of parallel processing. RFR is an ensemble learning-based algorithm that performs regression tasks by building multiple decision trees and integrating their predictions. In a random forest, each decision tree is independent and trained on randomly selected subsamples, which can effectively reduce the risk of overfitting [28]. ANNR is known for its powerful nonlinear modeling capabilities, adaptive learning ability, and wide range of applications. The choice of model should be based on specific application scenarios and requires a method based on gradient learning, which is a nonparametric nonlinear model that uses neural networks to propagate between layers to simulate human brain receivers and information processing [29]. Since weather changes in Xinjiang are not obvious and precipitation is low, the influences of other variables, such as environmental factors, on the inversion model were not considered.

2.6. Accuracy Evaluation

In this experiment, we used the coefficient of determination R2, root mean square error (RMSE), and relative analysis error (RPD) to evaluate the accuracy of each model. In general, larger R2 and RPD values correspond to smaller RMSEs, which indicates that the simulation results have high accuracy. R2 is used to measure the closeness of the correlation, whereas RMSE is used to measure the degree of deviation between the estimate and the true value. If the RMSE value is small, the degree of deviation is low. In other words, the closer R2 is to 1, the smaller the RMSE and the larger the RPD are, indicating that the model built is more accurate. When the RPD value is between 1.6 and 2.0, the accuracy of the model is acceptable. When the RPD value is greater than 2.0, the constructed model has high reliability. By comparing the values of R2, RMSE, and RPD of the inversion model, we can select the optimal inversion model.
The formulas for R2, RMSE, and RPD are expressed as follows [30]:
R 2 = 1 i = 1 n y i x i 2 i = 1 n y i y ¯ 2
R M S E = i = 1 n x i y i 2 n
S D = i = 1 n y i y ¯ i 2 n 1
R P D = S D R M S E
where xi and yi are the simulated and measured fluorescence feature parameter values, respectively, y ¯ is the average value of the measured fluorescence feature parameters, and n is the number of samples.

3. Results

3.1. Variation Characteristics of Chlorophyll Fluorescence

The chlorophyll fluorescence parameters of the cotton canopy leaves at different key growth stages were studied under different irrigation treatments, and their chemical characteristics are shown in Figure 1.
Figure 1a shows the Fv/Fm changes in cotton at different growth stages under different water treatments. During the BS period, with increasing irrigation, the Fv/Fm ratio first increased but then decreased, and that in the W4 treatment was the greatest. The trend was similar to that of the EF, PBP, and BS periods. During the FB period, the Fv/Fm ratio first decreased, then increased and then decreased, and W4 presented the greatest decrease. During the FBS period, the Fv/Fm first increased, then decreased and then increased, and the W2 treatment had the greatest effect. Drought reduced the Fv/Fm value, indicating that water has an important effect on photosynthesis. Figure 1b shows changes in the qP of cotton at different growth stages under different water treatments. During the BS period, the qP first decreased but then increased with increasing irrigation amount, and that in the W1 treatment was the highest. During the EF and FB periods, qP decreased with increasing irrigation amount. During the FBS and PBP periods, the changes in qP were complex and related to changes in leaf senescence and photosynthesis. In summary, cotton has different water requirements at different growth stages, and an appropriate amount of water is conducive to photosynthesis. Too much or too little water may have adverse effects. Under drought conditions, photosynthesis is impaired, and the values of chlorophyll fluorescence parameters are restricted.
The 5 treatments were performed in 15 replicates, with 20 replicates in the W1 and W2 treatments, 5 replicates in W3, 15 replicates in the W4 and W5 treatments, and 10 replicates in each treatment during the EF period. The Fv/Fm content data of a total of 320 samples were statistically analyzed according to different water treatments, and the results are shown in Table 1.
Table 1 indicates that the cotton leaf Fv/Fm content varied widely across the treatments, meeting the data requirements. The Fv/Fm content in cotton leaves under different water treatments mostly varied slightly, with moderate variability at the EF and FB stages and less variation in the W3 and W5 treatments. These findings suggest inhibited growth under drought stress and vigorous growth at the FB and FBS stages. The highest Fv/Fm content was detected in the W4 and W5 treatments, whereas the lowest value was detected in W1 and W2, although the difference was not significant. The Fv/Fm content initially increased but then decreased with increasing irrigation, peaking in the W4 treatment. It reached a maximum during the FBS period and slightly decreased during the PBP period. The results suggest that 3600 m3/hm2 irrigation is optimal for cotton growth. The chlorophyll content in the W1 treatment was significantly lower than that in the other treatments, and that in W5 was slightly lower than that in W4, possibly because excess water reduces the chlorophyll content, affects cell metabolism, and reduces the Fv/Fm content.
The 5 treatments were performed in 15 replicates, including 20 replicates for the W1 and W2 treatments and 12 replicates for the W3, W4, and W5 treatments during the BS period. The qP content data of a total of 376 samples were statistically analyzed according to different water treatments, and the results are shown in Table 2.
Table 2 shows that the maximum and minimum values of the qP content in cotton leaves are widely distributed, which meets the data requirements. The variability of the qP content in cotton leaves was minimal under the different water treatments but had high variability at the BS stage. During the other growth stages, the variability of each treatment decreased, and the qP content under each irrigation amount increased with the growth of the plants. During the same growth stage, the qP content first increased but then decreased with increasing irrigation amount, reaching a maximum under the W2 or W3 treatments. These findings indicate that the growth of cotton is limited under drought stress. This result suggests that the maximum value under the W2 or W3 treatment was slightly greater than that under the other treatments, which may be due to a decrease in chlorophyll content due to insufficient or excessive water, which in turn affects the metabolic and functional disorders of cells, hinders chlorophyll synthesis, and accelerates chlorophyll decomposition, resulting in a decrease in the qP content.
The correlations between the Fv/Fm and qP values at different growth stages and the corresponding irrigation amount were analyzed, and the correlation heatmap of each growth period is shown in Figure 2.
Figure 2 shows the correlation heatmap for different growth periods. As shown in Figure 2a–e, the reproductive periods are BS, EF, FB, FBS, and PBP. As shown in Figure 2a, there was a significant correlation between the Fv/Fm and moisture data, whereas the qP was negatively correlated with the moisture data, but the correlation was not significant. Figure 2b shows that there is a positive correlation between Fv/Fm and qP, but the correlation is not significant. Figure 2c shows that Fv/Fm has a positive correlation with the moisture data and a very significant correlation, whereas qP has a negative correlation with the moisture data. Figure 2d shows that Fv/Fm is positively correlated with the moisture data, with a very significant correlation, and that qP is negatively correlated with the moisture data. Finally, Figure 2e shows that Fv/Fm has a positive correlation with the moisture data, with a very significant correlation, whereas qP has a nonsignificant, negative correlation with the moisture data.

3.2. Filtering of Feature Bands

Spectra for the cotton canopy were 320–1100 nm. To eliminate redundant information and improve modeling efficiency, the CARS and SPA algorithms were used to screen the feature wavelengths, and then the optimal subset of variables was determined to extract the feature bands. The CARS algorithm simulates the principle of “survival of the fittest” in Darwin’s theory of evolution by retaining wavelength points with large regression coefficients and eliminating points with small weights through adaptive reweighted sampling technology. On this basis, the combination of variables with small root mean square errors was selected through cross-validation [31]. SPA is a method used to find the group of variables with the lowest redundancy information in the spectral information, and the selection of characteristic wavelengths is realized by comparing the projections of the variables. The algorithm can effectively eliminate the collinearity problem and avoid repeated extraction of overlapping information to achieve good performance in spectral data analysis [32,33].
According to two fluorescence parameters and three spectra, the CARS and SPA algorithms were used to screen the spectral characteristic bands, and a subset of the optimal variables was selected to extract the characteristic bands, among which the CARS algorithm screened more characteristic bands. Then, the SPA algorithm could be used to fix the number of characteristic bands, and 10 subsets of optimal variables were selected to extract the characteristic bands. The characteristic bands of the optimal model after simulation for different growth periods are shown in Table 3.
The correlation analysis between the selected characteristic bands and the corresponding fluorescence parameters at different growth stages is shown in Figure 3.
Figure 3a–j shows the correlation heatmap of the optimal bands screened for different growth stages (BS (a,b), EF (c,d), FB (e,f), FBS (g,h), PBP (i,j)) with Fv/Fm and qP. Each stage contains two subplots showing correlations with Fv/Fm and qP. These heatmaps emphasize the close connection between chlorophyll fluorescence parameters and specific light bands in plants at different stages of growth. They verify the effectiveness and reliability of the characteristic bands screened by the CARS-SPA method in a variety of growth environments. These screened bands can accurately reflect the growth status of plants, which provides important data for the study of plant physiology and ecology. In addition, by analyzing these correlation data, we can gain a deeper understanding of how plants adapt to different growth conditions, providing scientific guidance for optimizing the plant growth environment and improving growth efficiency.

3.3. Model Construction and Accuracy Verification

The spectral performance of different transformations is different, and three methods, SVR, RFR, and ANNR, are used to simulate the two fluorescence characteristic parameters, and the accuracy. R2, RMSE, and RPD are comprehensively modeled and verified, and the simulation results are shown in Table 4, Table 5, Table 6, Table 7 and Table 8. The simulation combinations with the highest comprehensive accuracy of modeling and verification are selected from Table 4, Table 5, Table 6, Table 7 and Table 8 and plotted in scatter plots (Figure 4, Figure 5, Figure 6, Figure 7 and Figure 8).
In Table 4, during the BS growth period, the SVR model simulated Fv/Fm with the spectral expression capability of SNV > CWT > MSC, the RFR model simulated the spectral expression capability of CWT > SNV > MSC, and the ANNR model simulated the spectral expression capability of CWT > SNV > MSC. For the qP simulation, the spectral performance capability of the SVR model is MSC > CWT > SNV, the spectral performance capability of the RFR model is SNV > CWT > MSC, and the spectral performance of the ANNR model is SNV > CWT > MSC.
As shown in Table 4, considering the accuracy and error of modeling and verification, the optimal inversion model combinations of Fv/Fm and qP during the BS growth period are the SVR model based on the CWT and the SVR model based on the MSC. The scatter plot of the optimal model is shown in Figure 4.
Figure 4. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the BS period.
Figure 4. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the BS period.
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In Figure 4, the modeling R2 values are 0.974 and 0.918, the verification R2 values are 0.986 and 0.653, the modeling RMSE values are 0.010 and 0.006, the verification RMSE values are 0.009 and 0.013, the modeling RPD values are 6.176 and 3.307, and the verification RPD values are 8.438 and 1.156.
Table 5. EF simulates the results of fluorescence signature parameters via SVR, RFR, and ANNR.
Table 5. EF simulates the results of fluorescence signature parameters via SVR, RFR, and ANNR.
EF
MethodSimulation ResultsFv/FmqP
SVRRFRANNRSVRRFRANNR
MSCModeling R20.8850.8110.6290.4350.8220.309
Modeling RMSE0.0040.0430.0520.0050.0560.065
Modeling RPD2.7750.8821.5770.7920.5300.660
Verify R20.8160.2560.6250.0010.3530.321
Verify RMSE0.0050.0740.0560.0120.0660.067
Verify RPD2.1400.3481.5590.5920.2750.656
SNVModeling R20.6500.8230.7760.8750.8380.181
Modeling RMSE0.0040.0490.0360.0180.0490.075
Modeling RPD1.2930.7042.0392.4590.7190.579
Verify R20.4490.5130.4880.3170.1850.351
Verify RMSE0.0040.0580.0640.0510.0730.062
Verify RPD0.9670.4771.1611.1070.2561.024
CWTModeling R20.8410.8420.6970.8070.8490.580
Modeling RMSE0.0030.0450.0410.0040.0560.047
Modeling RPD1.9971.0681.7231.6720.5611.206
Verify R20.8710.6540.6410.1860.2290.153
Verify RMSE0.0030.0400.0570.0120.0610.086
Verify RPD2.3060.7461.6600.5970.2990.589
In Table 5, during the growth period of the EF, the SVR model simulated Fv/Fm, and the spectral performance ability was as follows: MSC > CWT > SNV. In the RFR model simulation, the spectral performance ability was CWT > SNV > MSC. In the ANNR model simulation, the spectral performance capability was CWT > MSC > SNV. For the qP simulation, the spectral performance ability of the SVR model is as follows: SNV > CWT > MSC. When the RFR model was simulated, the spectral performance ability was as follows: SNV > CWT > MSC. When the ANNR model was simulated, the spectral performance ability was CWT > MSC > SNV.
As shown in Table 5, considering the accuracy and error of modeling and verification, the optimal inversion model combinations of Fv/Fm and qP during EF fertility were the MSC-based SVR model and the SNV-based SVR model, respectively. The scatter plot of the optimal model is shown in Figure 5.
Figure 5. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) in the EF period.
Figure 5. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) in the EF period.
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In Figure 5, the modeled R2 values are 0.885 and 0.875, the verified R2 values are 0.816 and 0.317, the modeled RMSE values are 0.004 and 0.018, the verified RMSE values are 0.005 and 0.051, the modeling RPD values are 2.775 and 2.459, and the verified RPD values are 2.140 and 1.107.
Table 6. FB simulates fluorescence feature parameter results via SVR, RFR, and ANNR.
Table 6. FB simulates fluorescence feature parameter results via SVR, RFR, and ANNR.
FB
MethodSimulation ResultsFv/FmqP
SVRRFRANNRSVRRFRANNR
MSCModeling R20.8890.7810.5410.9920.7430.391
Modeling RMSE0.0030.0450.0520.0010.0450.045
Modeling RPD2.8940.6701.33611.1770.4970.930
Verify R20.1670.1600.1190.7610.1340.243
Verify RMSE0.0130.0860.1020.0030.0440.057
Verify RPD0.5130.2320.8541.9370.2640.841
SNVModeling R20.9120.8140.3650.9300.7790.192
Modeling RMSE0.0030.0500.0540.0060.0450.051
Modeling RPD3.2770.6170.7653.4990.4730.568
Verify R20.5140.2810.2510.6380.1110.107
Verify RMSE0.0090.0710.0810.0160.0460.064
Verify RPD0.8860.2300.4631.0570.2920.419
CWTModeling R20.8680.7790.4680.7520.7710.602
Modeling RMSE0.0040.0480.0600.0040.0350.038
Modeling RPD2.3790.7681.2301.5130.6991.279
Verify R20.3810.2780.4090.4560.2530.485
Verify RMSE0.0200.0650.0670.0060.0590.045
Verify RPD0.5410.5991.1710.7400.3730.926
In Table 6, during the growth period of the FB, the SVR model simulated Fv/Fm, and the spectral expression ability was as follows: SNV > CWT > MSC. In the RFR model simulation, the spectral performance ability was SNV > CWT > MSC. In the ANNR model simulation, the spectral performance capability was CWT > MSC > SNV. For the qP simulation, the spectral performance ability of the SVR model was as follows: MSC > SNV > CWT. When the RFR model was simulated, the spectral performance ability was as follows: CWT > MSC > SNV. When the ANNR model was simulated, the spectral performance ability was CWT > MSC > SNV.
As shown in Table 6, considering the accuracy and error of modeling and validation, the optimal inversion model combinations of Fv/Fm and qP during FB fertility are the SNV-based SVR model and the MSC-based SVR model, respectively. The scatter plot of the optimal model is shown in Figure 6.
Figure 6. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the FB period linearly fitted to the measured values.
Figure 6. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the FB period linearly fitted to the measured values.
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In Figure 6, the modeled R2 values are 0.912 and 0.992, the verification R2 values are 0.514 and 0.761, the modeling RMSE values are 0.003 and 0.001, the verification RMSE values are 0.009 and 0.003, the modeling RPD values are 3.277 and 11.177, and the verification RPD values are 0.886 and 1.937.
Table 7. The FBS simulates the fluorescence signature parameter results via SVR, RFR, and ANNR.
Table 7. The FBS simulates the fluorescence signature parameter results via SVR, RFR, and ANNR.
FBS
MethodSimulation ResultsFv/FmqP
SVRRFRANNRSVRRFRANNR
MSCModeling R20.8790.8290.6320.9760.6650.230
Modeling RMSE0.0050.0460.0420.0020.0260.029
Modeling RPD2.7740.6191.1756.1650.6550.815
Verify R20.8760.1450.3850.9140.1340.108
Verify RMSE0.0080.0690.0660.0050.0300.044
Verify RPD1.5350.2791.0492.5240.3490.610
SNVModeling R20.9460.7930.3750.9770.7020.268
Modeling RMSE0.0130.0490.0530.0070.0250.029
Modeling RPD4.2110.6451.0006.4170.5740.586
Verify R20.7050.1360.2740.9130.3250.344
Verify RMSE0.0280.0600.0760.0150.0320.036
Verify RPD1.4880.2750.8242.9970.3510.486
CWTModeling R20.8450.8030.6310.8700.7520.510
Modeling RMSE0.0010.0470.0430.0330.0230.028
Modeling RPD2.2620.7500.1092.5840.8481.287
Verify R20.3970.3870.1800.8280.0290.536
Verify RMSE0.0010.0500.0700.0600.3330.030
Verify RPD1.0060.5330.6951.4790.6121.101
In Table 7, during the FBS growth period, the SVR model simulated Fv/Fm, and the spectral performance ability was as follows: MSC > SNV > CWT. In the RFR model simulation, the spectral performance capability was CWT > MSC > SNV. In the ANNR model simulation, the spectral performance ability was MSC > CWT > SNV. For the qP simulation, the spectral performance ability of the SVR model simulation was as follows: SNV > CWT > MSC. When the RFR model was simulated, the spectral performance ability was as follows: SNV > MSC > CWT. When the ANNR model was simulated, the spectral performance capability was as follows: CWT > SNV > MSC.
As shown in Table 7, considering the accuracy and error of modeling and verification, the optimal inversion model combinations of Fv/Fm and qP during the growth period of EF are the SVR model based on the MSC and the SVR model based on the SNV. The scatter plot of the optimal model is shown in Figure 7.
Figure 7. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the FBS period.
Figure 7. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the FBS period.
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In Figure 7, the modeling R2 values are 0.879 and 0.977, the verification R2 values are 0.876 and 0.913, the modeling RMSE values are 0.005 and 0.007, the verification RMSE values are 0.008 and 0.015, the modeling RPD values are 2.774 and 6.417, and the verification RPD values are 1.535 and 2.997.
Table 8. PBP simulates fluorescence signature parameter results via SVR, RFR, and ANNR.
Table 8. PBP simulates fluorescence signature parameter results via SVR, RFR, and ANNR.
PBP
MethodSimulation ResultsFv/FmqP
SVRRFRANNRSVRRFRANNR
MSCModeling R20.8040.8290.2740.7460.7560.437
Modeling RMSE0.0020.0350.0580.0020.0450.057
Modeling RPD1.8880.9610.9431.5570.6770.985
Verify R20.0050.2150.4370.0570.1520.304
Verify RMSE0.0050.0830.0530.0030.0590.057
Verify RPD0.4640.2741.0860.4330.4071.059
SNVModeling R20.5930.7720.5050.9220.7950.234
Modeling RMSE0.0230.0460.0410.0110.0460.063
Modeling RPD1.0310.5691.0523.4690.6200.754
Verify R20.0330.2270.4310.4460.3300.500
Verify RMSE0.0680.0550.0600.0260.0560.053
Verify RPD0.3060.3710.8290.6850.3271.109
CWTModeling R20.8550.8270.5670.7660.8180.559
Modeling RMSE0.0010.0360.0460.0040.0440.046
Modeling RPD2.3700.6821.2611.7320.7370.988
Verify R20.8230.2280.3650.6010.4650.264
Verify RMSE0.0010.0720.0450.0050.0490.057
Verify RPD2.2330.2161.0001.0270.4050.800
In Table 8, during the EF growth period, the SVR model simulated Fv/Fm, and the spectral expression ability was CWT > SNV > MSC. In the RFR model simulation, the spectral performance capability was CWT > MSC > SNV. In the ANNR model simulation, the spectral performance capability was CWT > SNV > MSC. For the qP simulation, the spectral performance ability of the SVR model was as follows: CWT > MSC > SNV. When the RFR model was simulated, the spectral performance ability was as follows: CWT > SNV > MSC. When the ANNR model was simulated, the spectral performance ability was CWT > MSC > SNV.
As shown in Table 8, considering the accuracy and error of modeling and verification, the optimal inversion model combinations of Fv/Fm and qP during EF fertility are the CWT-based SVR model and the CWT-based SVR model, respectively. The scatter plot of the optimal model is shown in Figure 8.
Figure 8. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the PBP period.
Figure 8. Scatter plots of the optimal simulated and measured values of Fv/Fm (a) and qP (b) during the PBP period.
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In Figure 8, R2 is modeled at 0.855 and 0.766, the verified R2 values are 0.823 and 0.601, the modeled RMSE values are 0.001 and 0.004, the verified RMSE values are 0.001 and 0.005, the modeled RPD values are 2.370 and 1.732, and the verified RPD values are 2.233 and 1.027.
The results of the Fv/Fm and qP simulations revealed that the performance ability of the model was SVR > RF > ANN under the different irrigation amounts and different growth periods. The results show that it is feasible to simulate Fv/Fm via hyperspectra, but the effectiveness of simulated qP in the early flowering stage needs to be further verified.

4. Discussion

In the field of crop remote sensing monitoring, the extraction of characteristic spectral bands is always a key research topic, especially considering the problem of data redundancy. Traditionally, regression analysis has been performed on each band in multispectral data one by one to identify those characteristic bands that are sensitive to physiological and biochemical components of crops [34]. However, for hyperspectral data, an efficient algorithm is needed to accurately extract the feature information that is highly relevant to the target. In this study, CARS-SPA method was used to screen the characteristic bands, so as to realize the rapid extraction and analysis of spectral information. The fluorescence parameter Fv/Fm was mainly used to evaluate the photosynthetic capacity of plants and detect the stress status of plants, whereas qP was more focused on reflecting the efficiency of photochemical reactions and the light adaptation ability of plants. Among the characteristic bands selected via the CARS-SPA method, the blue and red bands had different effects on the photosynthesis of cotton, and a change in light quality led to fluctuations in the qP value and subsequently affected the growth and development of plants. These two parameters can provide key data for an in-depth understanding of plant photosynthesis mechanisms and their response to water stress. In this study, the two fluorescence parameters were inverted through a variety of pretreatment techniques and models to determine the best model. SVR, RFR, and ANNR have advantages and disadvantages: SVR has a strong ability to address nonlinear problems, but the calculation is complicated; RFR is easy to implement and can handle high-dimensional data but may overfit; and ANNR has strong modeling ability but complex training and poor interpretability.
The value of Fv/Fm is affected by many factors, such as light intensity, temperature, water conditions, chlorophyll content, PSII activity, and nutrients. qP is affected by light intensity, the CO2 concentration, the composition of the photosynthetic pigment and protein complex, the state of the electron transport chain, and photorespiration. In addition, the stress conditions and developmental stages of plants also affect these parameters. Both Fv/Fm and qP play important roles in the study of plant physiology. Through significance level analysis, we found a correlation between Fv/Fm and qP and irrigation volume. With increasing irrigation amount, the Fv/Fm ratio usually first increased but then decreased, whereas the qP ratio first decreased but then increased in this experiment. In this study, the change trend of Fv/Fm value with growth period is different from that of previous studies [35], while the change trend of qP value showing first decrease and then increase is the same as that of previous studies [36]. The reason may be that FV/FM is more sensitive to moisture response and therefore has higher modeling accuracy. Under drought stress, the value of FV/FM will also decrease as the moisture content of cotton fields decreases gradually.
The results showed that SVR was superior to RFR and ANNR in simulating Fv/Fm and qP, whereas RFR was slightly superior to ANNR. The three models had better performance in terms of Fv/Fm inversion, indicating that hyperspectral data have a lower ability to interpret qP. However, the chlorophyll fluorescence parameters of each growth period can be retrieved on the optimal model. In application, the contents of Fv/Fm and qP can be determined via hyperspectral measurements, and then, the current stage of water stress can be analyzed to provide a basis for irrigation. To address this, future research should consider the potential integration of hyperspectral data with other remote sensing techniques (e.g., thermal imaging and LiDAR) as well as environmental factors (e.g., soil type and climate conditions) to provide a more comprehensive understanding of plant health and stress states. The current test results are limited because they do not consider many influencing factors, and it is recommended that these results be used only in regions with similar climatic conditions.

5. Conclusions

In this study, the Fv/Fm, qP, and hyperspectral reflectance of cotton canopy leaves at different growth stages were obtained on the basis of fluorescence parameters and hyperspectral field experiments of cotton canopy leaves under different water treatments. Through the comparative analysis of the hyperspectral inversion results of the fluorescence parameters of the canopy leaves of the two cotton canopies, achieved by comparing and analyzing the results of the three spectra and three simulation methods, it was found that the Fv/Fm could be well simulated by hyperspectra, whereas the ability of hyperspectra to interpret the qP was low, which needs to be further studied. Hyperspectral information is strongly sensitive to the fluorescence parameters of cotton canopy leaves and can be used to monitor the moisture status of cotton and provide a theoretical basis because of the influence of spectral types and simulation methods.

Author Contributions

Conceptualization, J.W.; investigation, Z.L. and F.L.; methodology, B.H.; formal analysis, J.S.; resources, L.J.; writing—original draft, F.L.; writing—review and editing, J.W.; funding acquisition, J.W. and C.Y. All authors have read and agreed to the published version of the manuscript.

Funding

This research was supported by grants from the National Natural Science Foundation of China (Grant No. 32360289), the Project of Xinjiang Production and Construction Corps for Scientific and Technological Innovative Talents (2022CB001-07), the Special Project for Scientific and Technological Development of Xinjiang Production and Construction Corps (2021BB024), the Scientific and Technological Plan Project of Xinjiang Production and Construction Corps Alar City (2022XX001).

Data Availability Statement

The original contributions presented in the study are included in the article, further inquiries can be directed to the corresponding author.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Changes in the chlorophyll fluorescence parameters of cotton leaves at different growth stages. (a) Fv/Fm changes at different growth stages, (b) qP changes at different growth stages. (In the figure, a, b, c, ab and bc are the letter marking methods for significance analysis. If they do not contain the same letters, there is a significant difference).
Figure 1. Changes in the chlorophyll fluorescence parameters of cotton leaves at different growth stages. (a) Fv/Fm changes at different growth stages, (b) qP changes at different growth stages. (In the figure, a, b, c, ab and bc are the letter marking methods for significance analysis. If they do not contain the same letters, there is a significant difference).
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Figure 2. Correlation heatmap of chlorophyll fluorescence parameters with moisture data. (a) Heat map of correlation between BS growth period and water data, (b) Heat map of correlation between EF growth period and water data, (c) Heat map of correlation between FB growth period and water data, (d) Heat map of correlation between FBS growth period and water data, (e) Heat map of correlation between PBP growth period and water data.
Figure 2. Correlation heatmap of chlorophyll fluorescence parameters with moisture data. (a) Heat map of correlation between BS growth period and water data, (b) Heat map of correlation between EF growth period and water data, (c) Heat map of correlation between FB growth period and water data, (d) Heat map of correlation between FBS growth period and water data, (e) Heat map of correlation between PBP growth period and water data.
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Figure 3. Heatmap of the correlation between characteristic bands and chlorophyll fluorescence characteristic parameters. (a) Heat map of correlation between Fv/Fm and characteristic bands during BS growth period, (b) Heat map of correlation between qP and characteristic bands during BS growth period, (c) Heat map of correlation between Fv/Fm and characteristic bands during EF growth period, (d) Heat map of correlation between qP and characteristic bands during EF growth period, (e) Heat map of correlation between Fv/Fm and characteristic bands during FB growth period, (f) Heat map of correlation between qP and characteristic bands during FB growth period, (g) Heat map of correlation between qP and characteristic bands during FBS growth period, (h) Heat map of correlation between qP and characteristic bands during FBS growth period, (i) Heat map of correlation between Fv/Fm and characteristic bands during PBP growth period, (j) Heat map of correlation between qP and characteristic bands during PBP growth period.
Figure 3. Heatmap of the correlation between characteristic bands and chlorophyll fluorescence characteristic parameters. (a) Heat map of correlation between Fv/Fm and characteristic bands during BS growth period, (b) Heat map of correlation between qP and characteristic bands during BS growth period, (c) Heat map of correlation between Fv/Fm and characteristic bands during EF growth period, (d) Heat map of correlation between qP and characteristic bands during EF growth period, (e) Heat map of correlation between Fv/Fm and characteristic bands during FB growth period, (f) Heat map of correlation between qP and characteristic bands during FB growth period, (g) Heat map of correlation between qP and characteristic bands during FBS growth period, (h) Heat map of correlation between qP and characteristic bands during FBS growth period, (i) Heat map of correlation between Fv/Fm and characteristic bands during PBP growth period, (j) Heat map of correlation between qP and characteristic bands during PBP growth period.
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Table 1. Statistical description of the Fv/Fm ratio in cotton leaves at different growth stages under different water treatments.
Table 1. Statistical description of the Fv/Fm ratio in cotton leaves at different growth stages under different water treatments.
MethodIrrigation TreatmentNumber of SamplesFv/Fm Content
MINMAXMeanCoefficient
BSW180.440.6320.55610.3%
W2100.5440.6380.5943.9%
W3100.5510.650.6125.4%
W480.5770.6870.6247.4%
W590.4570.7350.61512.7%
EFW1100.4610.7230.59115.6%
W2100.5240.7050.6049.4%
W3100.450.7110.61513.7%
W4100.4780.7890.64215.4%
W5100.5570.7270.63410.1%
FBSW1150.4330.7140.63112.5%
W2150.5630.8080.70411.1%
W3150.6070.7580.7146.2%
W4150.6210.860.74311.0%
W5150.6460.8050.7197.2%
FBW1150.5130.6860.6128.3%
W2150.5230.730.6379.9%
W3150.5380.6890.6456.8%
W4150.4720.8110.68415.5%
W5150.6140.7730.6877.6%
PBPW1150.4120.6570.54911.1%
W2150.5070.6880.6028.6%
W3150.5610.6740.6165.5%
W4150.5170.770.63611.3%
W5150.5530.7230.6399.2%
Table 2. Statistical description of the qP content in cotton leaves at different growth stages under different water treatments.
Table 2. Statistical description of the qP content in cotton leaves at different growth stages under different water treatments.
MethodIrrigation TreatmentNumber of SamplesqP Content
MINMAXMeanCoefficient
BSW1200.1010.9050.62249.2%
W2200.1180.9240.58946.5%
W3120.1130.9060.57164.4%
W4120.1590.9110.54652.6%
W5120.1250.9040.55552.8%
EFW1150.5240.6150.5555.2%
W2150.460.6270.5637.3%
W3150.4050.7640.57917.6%
W4150.4070.6970.56618.0%
W5150.3820.6610.56217.4%
FBSW1150.5330.6680.5845.5%
W2150.4910.6240.5576.1%
W3150.4480.7050.55311.8%
W4150.4350.7820.54715.9%
W5150.3990.6030.5329.8%
FBW1150.5820.7480.6635.6%
W2150.6380.730.6963.6%
W3150.6270.7230.6784.4%
W4150.6060.7270.6685.8%
W5150.5960.7160.6485.6%
PBPW1150.6380.7670.7235.3%
W2150.6470.8140.755.5%
W3150.6390.8870.7689.4%
W4150.5490.8380.70714.4%
W5150.6060.7970.7217.1%
Table 3. Characteristic bands of the optimal model after simulation of the model at different growth stages.
Table 3. Characteristic bands of the optimal model after simulation of the model at different growth stages.
Reproductive PeriodFluorescence ParametersCharacteristic Bands
BSFv/Fm323, 327, 330, 568, 686, 728, 976, 1047, 1069, 1089
qP333, 416, 681, 724, 751, 859, 928, 934, 1078, 1090
EFFv/Fm320, 330, 336, 428, 554, 737, 997, 1058, 1093, 1098
qP325, 332, 345, 523, 725, 779, 949, 1063, 1069, 1097
FBFv/Fm320, 337, 511, 585, 675, 931, 982, 1042, 1087, 1100
qP323, 342, 586, 685, 738, 920, 1039, 1041, 1069, 1100
FBSFv/Fm344, 397, 432, 508, 688, 700, 718, 958, 970, 1068
qP702, 727, 922, 954, 974, 976, 987, 1057, 1066, 1079
PBPFv/Fm377, 747, 782, 821, 853, 855, 959, 968, 1003, 1010
qP400, 443, 517, 531, 632, 813, 890, 920, 987, 1100
Table 4. BS simulates fluorescence signature parameter results via SVR, RFR, and ANNR.
Table 4. BS simulates fluorescence signature parameter results via SVR, RFR, and ANNR.
BS
MethodSimulation ResultsFv/FmqP
SVRRFRANNRSVRRFRANNR
MSCModeling R20.6560.7050.5020.9180.7520.292
Modeling RMSE0.0020.0310.0320.0060.1860.245
Modeling RPD1.4340.6430.9933.3070.7530.849
Verify R20.6100.2910.3960.6530.1550.165
Verify RMSE0.0020.0530.0450.0130.2830.305
Verify RPD1.3930.3360.8721.1560.4590.700
SNVModeling R20.9740.7080.8440.7300.8240.426
Modeling RMSE0.0100.0320.0200.0050.2040.224
Modeling RPD6.1760.6392.2481.4960.5770.895
Verify R20.9860.2580.5170.2720.5200.257
Verify RMSE0.0090.0490.0370.0150.2280.270
Verify RPD8.4380.3821.3380.7040.3760.813
CWTModeling R20.8640.8120.8150.8200.7600.267
Modeling RMSE0.0010.0290.0200.0110.2030.258
Modeling RPD2.3070.9012.1711.9350.6010.699
Verify R20.7890.6560.6030.4910.2110.398
Verify RMSE0.0020.0350.0390.0180.2640.229
Verify RPD1.8080.5661.2870.9340.2900.766
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MDPI and ACS Style

Li, F.; Yin, C.; Li, Z.; Wang, J.; Jiang, L.; Hou, B.; Shi, J. Inversion Modeling of Chlorophyll Fluorescence Parameters in Cotton Canopy via Moisture Data and Spectral Analysis. Agronomy 2024, 14, 2190. https://doi.org/10.3390/agronomy14102190

AMA Style

Li F, Yin C, Li Z, Wang J, Jiang L, Hou B, Shi J. Inversion Modeling of Chlorophyll Fluorescence Parameters in Cotton Canopy via Moisture Data and Spectral Analysis. Agronomy. 2024; 14(10):2190. https://doi.org/10.3390/agronomy14102190

Chicago/Turabian Style

Li, Fuqing, Caiyun Yin, Zhen Li, Jiaqiang Wang, Long Jiang, Buping Hou, and Jing Shi. 2024. "Inversion Modeling of Chlorophyll Fluorescence Parameters in Cotton Canopy via Moisture Data and Spectral Analysis" Agronomy 14, no. 10: 2190. https://doi.org/10.3390/agronomy14102190

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