1. Introduction
Global warming has become widespread worldwide, and climate change has brought general anxiety and increased environmental concerns [
1]. Emissions of greenhouse gases, mainly CO
2, are the leading cause of atmospheric warming, and reducing CO
2 emissions is the key to curbing global warming [
2]. China has become the world’s largest emitter of CO
2. Mitigating climate warming and achieving low-carbon economic development are important issues for China now and in the future. As a responsible country, China has formulated and implemented a series of emission control policies since the 1970s [
3] and has repeatedly committed to reducing CO
2 emissions at international conferences [
4]. For example, at the 2015 Paris Climate Conference, China proposed a plan to achieve peak carbon by around 2030. In 2020, the Chinese government reaffirmed its “dual carbon” goal of achieving carbon peak by 2030 and carbon neutrality by 2060.
As an essential tool for solving environmental problems, environmental regulation has been widely used worldwide [
5,
6]. Environmental regulation can be divided into formal and informal environmental regulation. The effectiveness of formal environmental regulation on carbon emissions has been verified by many scholars [
7,
8,
9,
10]. However, it also has some limitations. The government, as the only one responsible for traditional environmental regulation [
11,
12], has high regulatory costs [
13] and has a regulatory deficit problem for small and dispersed polluters [
14]. From the perspective of the governance effect, formal environmental regulation depends to some extent on the strength of local law enforcement, and there may be loopholes in lax law enforcement [
15]. Therefore, environmental regulation needs the power of the public, and the public’s general concern for the environment can compensate, to some extent, for the government’s deficiency in environmental governance [
16]. As direct contactors of the environment, the public usually knows more about some actual environmental conditions than the government, with good interaction effects with government regulations [
17].
Due to the limitations of formal environmental regulation, informal environmental regulation represented by public participation has been increasingly recognized by scholars worldwide [
18,
19,
20,
21]. In China, an increasing number of public participate in environmental actions in different ways. For example, messages on government websites [
22], proposals on environmental issues from Chinese People’s Political Consultative Conference (CPPCC) members [
19], participation of ENGOs [
23] and comments on online social media platforms [
24]. Public participation can be divided into resident participation and ENGO participation according to the form of the involvement. Previous studies have mainly employed environmental organizations as a proxy variable for public participation [
23,
25], but there are many differences. Compared to the former, ENGOs have a broader horizontal network system to collect the environmental needs of different stakeholders and provide feedback in a centralized manner [
26]. Second, compared with individuals, ENGOs can gather environmental power and organize various experts to participate in the research and discussion of environmental issues, making environmental governance more scientific [
17]. Therefore, specialized ENGOs can help residents to better participate in environmental issues to a large extent and form a positive interaction between organizations and residents.
Regional carbon emissions, as one of the important components of pollutants, have also been a long-term governance goal of the Chinese government [
27]. Many scholars have examined formal environmental regulation from this perspective [
4,
7,
8,
9]. This study examines the role of informal environmental regulation of carbon reduction from the public participation perspective. It is significant for China to achieve “peak carbon” and “carbon neutral” goals and extend to developing countries in order to achieve low-carbon development. From the above, we have learned that there are limitations to environmental regulation carried out by formal government. These limitations lead to unsatisfactory emission reduction from formal environmental regulations. However, research still needs to be completed on the carbon reduction effects of informal environmental regulation represented by public participation. Hence, taking regional carbon emissions as a starting point, this paper focuses on the environmental performance of public participation. Also, it attempts to investigate the interactive effects of public participation and government regulation.
The research in this paper achieves the following goals. First, we investigated the causal relationship between public participation and regional carbon emissions using the word frequency search index of “environmental pollution” at the prefectural level as a proxy variable for public participation. The results show that public participation can reduce regional carbon emissions and intensity. This paper performs a series of endogeneity and robustness tests on the findings, including instrumental variables, system GMM (SYS-GMM), model averaging, replace the variable, propensity score matching (PSM), change of the fixed effects and cluster levels, control variables lagged one period, and adding control variables, to obtain reliable experimental results. Second, we discussed the heterogeneity of the effect of emission reduction by public participation from the perspectives of geographic location, income level, talent agglomeration, and industry agglomeration, respectively. Third, we divided public participation into resident and ENGO participation and found positive emission reduction effects between resident participation and formal government environmental regulation and ENGOs participation. Fourth, this paper found that promoting green technology innovation is an effective mechanism for public participation to achieve regional carbon reduction through a mediating effects model. Fifth, we explored the nonlinear effects of public participation in emissions reduction and found that the nonlinear relationship is “inverted U-shaped”.
The marginal contributions of this paper are as follows. First, this paper contributes to the further enrichment of the literature concerning public participation. Previous studies have tended to focus only on the participation of ENGOs [
23,
25] or resident participation [
19,
21], rarely placing the two under the same framework for discussion [
17]. Drawing on a higher perspective, this paper identifies the positive interactions between the two. Second, we are among the first to attempt to investigate the impact of public participation on carbon emissions. Many scholars have verified the positive environmental contribution of public participation in past studies [
19,
21,
23,
25]. However, only some scholars have explored the carbon reduction effects of public participation, and this study fills the gap to some extent. Third, our findings contribute to the ongoing literature on public participation, local government environmental co-governance and the impact of public participation and green technology innovation. We found a positive interaction effect between resident participation and the local government’s formal environmental regulation, and also verified that public participation could promote regional green technology innovation. These findings contribute to inspiring future research. Fourth, we searched for two proper instrumental variables that supplement existing studies and provide new ideas from an empirical perspective. The remainder of this paper is organized as follows.
Section 2 reviews the literature in related fields.
Section 3 introduces the data and evaluation model used in the study.
Section 4 presents the benchmark regression results and a series of empirical results and discusses endogeneity, robustness, and heterogeneity.
Section 5 provides further analysis of the results. Finally,
Section 6 summarizes the full text and makes relevant policy recommendations.
6. Conclusions and Limitations
Does public participation reduce regional carbon emissions and regional carbon intensity? Answering this question is of great significance for China to implement the goals of carbon peaking and carbon neutrality, and then to extend this experience to global green governance. Air pollution is a matter of public health and welfare [
68,
69]. To capture the carbon reduction effect of public participation, we use the search index of “environmental pollution” on the Baidu platform as a proxy variable to explore the causal relationship between public participation and regional carbon emissions and intensity. We employ the TWFE model to estimate the impact of public participation on regional carbon emissions for 275 cities in China from 2011–2019. We then analyzed the heterogeneous effects of public participation on carbon reduction effects based on geographic location, income level, talent agglomeration, and industry agglomeration. Furthermore, we divided public participation into resident participation and ENGO participation and explored the interaction between resident participation with formal environmental regulation and ENGOs’ participation. With green technology innovation as a mediating variable, this paper explores the mechanism of public participation in regional carbon emissions. Finally, we tried to verify the potential non-linear relationship between public participation and regional carbon emissions and intensity. The main findings are as follows:
First, public participation can significantly reduce regional carbon emissions and intensity. On the one hand, general environmental supervision forces polluters to reduce emissions and promotes environmental efficiency [
23,
70]. On the other hand, the public is more aware of the natural environmental conditions, which could complement some of the limitations of the government in environmental governance [
17,
22].
Second, public participation achieves better carbon reduction effects in eastern regions with high income, talent agglomeration, and tertiary industry agglomeration. These regions have better economic performance, population quality, and business environment, which we suggest as a possible reason why public participation shows better carbon reduction effects [
21,
63,
64].
Third, a positive interactive carbon reduction effect exists between resident participation with formal environmental regulation and ENGOs’ participation. Previous studies have rarely further divided public participation. We analyzed resident participation and ENGO participation under the same framework in order to validate the possibility of such collaborative carbon reduction governance empirically.
Fourth, promoting green technology innovation is an important mechanism for public participation in reducing regional carbon emissions and intensity. This paper finds a significant positive relationship between public participation and regional green technology innovation. One possible explanation is that public participation raises the production costs of polluters, who are financially motivated to promote technological innovation [
36]. Many previous studies have verified the carbon reduction effect of green technology innovation [
36,
37,
38].
Fifth, there is an inverted U-shaped non-linear relationship between public participation and regional carbon emissions and intensity. Public participation raises the compliance cost for polluters. When this cost is lower than the additional cost required for low-carbon production, polluters will continue their original production ways. As the compliance cost increases, polluters will shift to low-carbon production, thus forming an inverted U relationship [
5,
29].
Regarding the research design of this paper. We set the TWFE model as the benchmark regression model, which effectively circumvents the endogeneity to a certain extent. Further, we selected IV and SYS-GMM to mitigate the endogeneity problem. We employ model averaging, replace the variable, control variables lagged one period, and add control variables in order to reduce the influence of specific control variables on the study findings. Meanwhile, we obtained more robust conclusions using the exclusion of other interference policies, PSM and change of the fixed effects and cluster levels.
Overall, this paper is generally consistent with previous literature on the effect of formal environmental regulation on regional carbon emissions [
7,
8]. Our results play a crucial role in the theory and contribute to practice. It provides convincing evidence that public participation can effectively reduce regional carbon emissions and intensity. Although this paper focuses on Chinese cities as the main subject of the study, its findings can be extended to a wide range of developing countries currently facing development and environmental protection dilemmas. Specifically, this paper proposes the following policy recommendations: (1) Further smooth public information feedback channels, strengthen public awareness of environmental protection and health knowledge, vigorously promote public participation in environmental supervision, and play an important role in public environmental protection. (2) Public participation should be promoted in areas where there is a willingness to create a better business environment, tertiary industry agglomeration, higher income levels, and talent agglomeration, and where the environmental performance of public participation is better. (3) Support the development of ENGOs and broaden their information transmission channels. The government should protect ENGOs’ establishment and operation through legislation, provide necessary financial and policy support, and bring into play the good interaction between ENGOs’ participation and residents’ participation. (4) Improve the government environmental supervision laws and regulations, while improving the intensity and efficiency of government supervision, encouraging a good interaction between government regulation and public participation. (5) While promoting public participation in order to reduce regional carbon emissions and regional carbon intensity, we should focus on the level of development of green technology innovation for polluters. (6) Deepen and strengthen the intensity and breadth of public participation and avoid the inverted U-shaped relationship between public participation and regional carbon emissions and regional carbon intensity, which will lead to counterproductive governance effects.
Some limitations in this paper may inspire future research. (1) Due to data limitations, the public participation data started in 2011, and the carbon emission data ended in 2019, so the experimental results in this paper are based on 2011–2019, and future studies can be conducted based on better data. (2) Some data in the China Urban Statistical Yearbook need to be included. For the robustness of the results, this paper does not use interpolation to supplement it but instead uses unbalanced panel regression. (3) The public participation data in this paper refer to previous scholars’ practices. Future public opinion analysis based on machine learning methods can be used for deeper sentiment learning to obtain more robust experimental results.