3.1. Linear Potential Theory-Based Models
In the potential theory that assumes the fluid is inviscid and irrotational, the velocity potential
ϕ could be used to describe the fluid velocity field
V:
where
i,
j and
k are unit vectors along the
x,
y and
z axis, respectively. The velocity potential
ϕ satisfies the Laplace equation:
The pressure field
p could be found via the Bernoulli equation:
where
ρ is the water velocity;
g is the gravitational acceleration and
pa is the atmospheric pressure. Like a typical fluid–structure interaction problem, the differences among each specific case essentially arise from different boundary conditions. The most general case is to consider the wave load on a structure moving at the velocity
U in incident waves, where the undisturbed surface elevation of incident waves is
. Due to the presence of the moving structure, the disturbed surface elevation is
. Boundary conditions need to be satisfied on both the structure surface and the disturbed free surface. For the boundary conditions of structure surface, the fluid velocity on the structure surface should be equal to the velocity of the structure to ensure no fluid enters or leaves the structure surface, which gives the kinematic boundary condition on the instantaneous wetted surface:
where
denotes the differential along the normal direction to the body surface and
n is the unit vector normal to the structure surface (positive toward the fluid domain). For the boundary conditions of a free surface, fluid particles on the disturbed free surface should always stay on the disturbed free surface
ξ (
x,
y,
t), which gives the kinematic boundary condition on the disturbed free surface:
In addition, the pressure on the disturbed free surface should be equal to the atmospheric pressure, which gives the dynamic boundary condition on the disturbed free surface:
After obtaining the disturbed potential
ϕ and utilizing Bernoulli’s equation, the hydrodynamic load on the structure could then be calculated by integrating the pressure over the instantaneous wetted surface (IWS):
where
r is vector pointing from the origin to the point of calculation. One challenge of calculating the disturbed velocity potential is that the nonlinear boundary conditions are satisfied on the disturbed free surface, which is unknown before solving the problem. Hence, simplification of the complicated boundary condition is needed to obtain the disturbed velocity potential.
Assuming a small amplitude of the incident wave and structural motion, the disturbed surface elevation
ξ can be considered to be small. Via Taylor expansion and only keeping the linear terms, the kinematic and dynamic boundary condition at
z =
ξ (
x,
y,
t) could be moved to the still water level at
z = 0:
The kinematic boundary condition is satisfied on the mean wetted surface (MWS):
The pressure could be found based on the linearized Bernoulli equation:
Due to linearity, the disturbed potential
can then be separated into
where
is the disturbed velocity potential with the structure restrained from oscillating in the incident wave field;
is the radiation potential with the structure forced to oscillate in still water. Hence, the hydrodynamic load can be divided into three sub-components:
with
where the
Fsta is the hydrostatic load resulting from the pressure component
in the Bernoulli equation; the wave-excited force
Fwa and motion-induced force (radiation force)
Frad result from
and
, respectively. The negative sign in Equations (12) and (13) is due to the convention that the radiation force impedes structural motion. In the linear analysis with the assumption of a small amplitude of the incident wave and structural motion, the hydrodynamic loads are obtained by integrating the pressure over the mean wetted surface (MWS). Since
Fsta is very easy to consider, it will not be discussed in the rest of this study. Essentially,
Frad is obtained by solving the boundary value problem for the radiation potential
, where the fluid velocity on the structure surface is equal to the velocity of the structural motion. The disturbed potential
and associated wave-excited force
Fwa can be further divided into
where
FFK is the Froude–Kriloff force resulting from the unsteady pressure of an undisturbed incident wave on the structure surface as if the structure is not there, which is relative easy to consider given the undisturbed incident wave potential
; the diffraction force
Fdif is due to the change of the pressure field by presence of the structure. The
Fdif is obtained by solving the boundary value problem for the diffraction potential
, where the velocity on the structure surface has to be in opposite direction and of the same magnitude as the undisturbed fluid velocity to ensure no fluid particle enters or leaves the structure surface.
Based on linear theory, the hydrodynamic loads of irregular waves can be obtained via linear superposition of the load components subjected to regular waves. The surface elevation of unidirectional incident irregular waves
could be calculated as the linear superposition of the different frequency components
of the wave spectrum
S (
f):
where
and the random phase
is uniformly distributed from zero to 2π. The wave number satisfies the dispersion relation
. The horizontal and vertical velocity field of each regular wave component
and
in deep water are given by
The dynamic pressure field is given by
It should be noted that only the linear incident wave is considered as the input for all the hydrodynamic models discussed in this study.
3.1.1. Linear Panel Method-Based Model
The hydrodynamic loads on structures of general shapes subjected to waves of an arbitrary wavelength could be calculated numerically using the linear panel method [
16]. By distributing sources and sinks over the structure surface, the linear panel method numerically solves the diffraction and radiation potential for regular waves with the linearized boundary conditions. The solution of the diffraction problem is usually expressed in the frequency domain in terms of the complex-valued wave excitation transfer function matrix
Xwa(j
ω) (with both Froude–Kriloff force and diffraction force included):
where
represents the Fourier transform of the wave-excited force
and
denotes the Fourier transform of surface elevation at the center of the structure
. The time-domain expression is expressed as [
1]
where
K(
t) is the linear wave excitation impulse response function. The solution of the radiation problem is usually expressed in the frequency domain in terms of added mass
A(
ω) (in phase with structural acceleration) and added damping
B(
ω) (in phase with structural velocity) [
17]:
where
and
represent the Fourier transform of the wave-excited force
and the oscillating velocity of the structure
, respectively;
denotes the radiation force transfer function. The corresponding time-domain expression is usually based on the Cummins equation [
18]:
The matrix of the motion impulse response function
H(
t) and the infinite-frequency added-mass matrix
Ainf are given by the Ogilvie relations [
19]:
The relation between and exists implicitly in the Ogilvie relations. It should be noted that viscous effects are not considered in the panel method-based model assuming no flow separation.
3.1.2. Morison Equation-Based Model
Great simplification can be made for the diffraction and radiation problems of slender structures subjected to incident waves of long wavelength. Consider a strip d
z of a vertical circular cylinder subjected to a regular incident wave
, where the velocity and pressure fields of the incident wave are given in Equations (21) and (22), the Froude–Kriloff force can be obtained by
Since only the incident wave propagating along the
x axis is considered here, the Froude–Kriloff force can be found in the cylindrical coordinate:
If the wavelength is much larger than the diameter of the cylinder
D (i.e.,
), further simplification can be made as follows [
20]:
where the Froude–Kriloff force is directly related to the undisturbed fluid particle acceleration at the center of the vertical cylinder
. For the diffraction problem, the velocity at the surface of the strip can be approximated as the fluid velocity at the center of the strip
due to the long wavelength assumption. Accordingly, the diffraction force can be found in a method similar to the radiation problem by calculating the motion-induced force of the strip oscillating at the velocity
(or at the acceleration
). Assuming the strip d
z is immersed in unbounded two-dimensional fluid, the diffraction force is in-phase with the oscillating acceleration based on the potential theory
where
is the added-mass coefficients. The value of
is the unity for a circular cross section in non-separated potential flow, indicating that the diffraction force has the same contribution as the Froude–Kriloff force. The total wave-excited force on the strip d
z is then expressed as
where
is the mass coefficient, with a value of two for the circular cross section. The radiation force is simply given as
where
η is the horizontal motion of the strip d
z. Compared with general expressions based on the panel method, there is no force component resulting from the added damping in Equations (33) and (34). Also, the vertical cylinder is divided into infinite strips in the derivation shown above. Each strip is assumed to be immersed in two-dimensional uniform flow, and the wave load of each strip is calculated independently without considering the free surface. For the three-dimensional surface-piercing structure, the waves on the free surface generated by structural motion provide the physical origin of the added damping and associated fluid-memory effect. However, the force due to added damping is small for slender structures with a low ability to generate waves on the free surface. This justification results in the inertia force term (irrotational potential flow-induced force) in the Morison equation [
11].
The semi-empirical Morison equation is widely used to determine the in-line hydrodynamic loads on slender structures in long waves when the viscous effect due to flow separation becomes important. The wave-excited force
and radiation force
of a moving cylinder based on the Morison equation are given by
where
d is the draft of the vertical cylinder;
ρ is water density;
D is the cylinder diameter; and
CM and
CD are the mass and drag coefficients depending on the Reynolds (Re) number and Keulegan–Carpenter (KC) number [
21]. All the fluid velocities are evaluated at the center of the cylinder. Although
CM and
CD are usually obtained by the test results of regular wave loads, the Morison equation is often used without full justification for calculating the wave load in irregular waves. The integration limit is from the cylinder bottom
z = −
d to the mean water level
z = 0 to be consistent with the linear theory. The nonlinear viscous drag load
Fvis that takes into account the relative motion of the incident waves and structure is considered here as part of the wave-excited force assuming a small structural motion. For the rest of the models in this study, the terms including relative motions are regarded as wave-excited force, while the terms that only include structural motion are regarded as radiation force. The horizontal motion of the strip
η can be related to the global structural motion through
where
x1 and
x2 are the surge and pitch motion, respectively. Accordingly, Equation (36) can be written as
where
is the added-mass matrix based on the Morison equation. Since the structure oscillating at an infinite frequency does not generate waves at the free surface, the radiation force
(
t) in the Morison equation with
CM = 2 is equal to the term
in Equation (27). As a result, these two models predict similar radiation force if the radiation damping (convolution term in Equation (27)) is negligible. For long waves, it is clear that the inertia term
Finer(
t) with
CM = 2 in Morison’s equation is the asymptotic solution of the wave-excited force
based on the linear panel method. For high-frequency waves, the Morison equation loses its accuracy due to the violation of the assumption of long-wavelength waves.
3.1.3. Hybrid Model
The high Re and KC numbers of a typical spar used for floating wind turbines in severe hurricane-generated sea states (as shown in
Figure 3) indicate the occurrence of flow separation [
22]. A so-called hybrid model has been proposed to take into account both the linear inertia load and nonlinear viscous effects [
1,
12]. In the hybrid model, the linear panel method-based wave-excited force is modified by adding the viscous term of Morison’s equation:
The radiation force is still based on the formula of the panel method assuming no flow separation:
While the viscous force resulting from the flow separation is included in the hybrid model, the effects of flow separation on other fluid–structure system properties such as K(t), H(t) and Ainf are not considered.
3.1.4. Proposed Modified Hybrid Model
Figure 4 presents the
CM and
CD of a cylindrical structure at various KC and Re numbers, indicating that there is a significant reduction in
CM at high KC and Re numbers [
21]. The reduction of
CM (from a value of two) suggests that the term
in the hybrid model may overestimate the wave-excited force for low-frequency waves. It also indicates that the term
in the hybrid model may overestimate the radiation force because it fails to consider the possible reduction in added mass implied by the reduction of
CM. To address these issues, a modified hybrid model is proposed here. For the wave-excited force
, the incident irregular waves are divided into low-frequency and high-frequency components. For the low-frequency waves, the inertia term in the Morison equation is utilized with the reduced mass coefficient
. The high-frequency components are calculated by the linear panel method-based formula. The viscous drag is treated in the same way as the hybrid model. Accordingly, the wave-excited force in the modified hybrid model could be expressed as
where
is the surface elevation of high-frequency waves;
ul is the undisturbed fluid particle velocity of low-frequency waves. The determination of the cutting frequency will be discussed later in the numerical example. The formula of the radiation force
(
t) is similar to the hybrid model except that the reduced added-mass matrix
calculated from the reduced mass coefficient
is utilized:
It is noted that CD and CM depend on both KC and Re numbers, and their determination requires full-scale experiments or simulations. Due to a lack of carefully validated data, estimated values of CD (arbitrarily selected as 0.7) and CM (arbitrarily selected as 1.7) will be used in this study.
3.2. Nonlinear Potential Theory-Based Models
The irrotational flow-induced loads in the abovementioned four models are based on linear potential theory assuming a small incident wave and structural motion. When calculating the disturbed potential in linear theory, the free surface boundary conditions are satisfied on the still water level (Equations (9) and (10)) and body surface boundary conditions are satisfied on the mean wetted surface (Equation (11)). The wave load is obtained by integrating the fluid pressure found from the linearized Bernoulli equation (Equation (12)) over the mean wetted body surface (Equations (15)–(17)). Hence, the obtained hydrodynamic load is linearly proportional to the amplitude of the incident wave and structural motion. Based on linear theory, the incident waves only generate the load within the frequency range of the wave spectrum and hence most of the floating structures are designed so that the natural frequencies do not lie in frequency range of the wave spectrum. For large-amplitude waves during hurricanes, the nonlinear wave load whose frequency is beyond the frequency range of the wave spectrum may lead to a large structural response due to resonance.
The nonlinear potential theory can better consider the boundary condition of zero-normal flow through the instantaneous body surface and more accurately capture the pressure and fluid particle velocity at the instantaneous disturbed free surface. For structures of arbitrary shapes, the nonlinear wave loads can be calculated numerically via the higher-order panel method [
23,
24,
25], where the hydrodynamic load includes higher-order terms with respect to wave amplitude. Currently, most of the existing commercial software using the panel method usually calculates nonlinear wave load up to the second order of wave amplitude by solving the second-order boundary value problems derived from perturbation analysis. The nonlinear wave load
is obtained by adding the second-order term to linear solution:
where
is the quadratic wave excitation impulse response function and
is the quadratic wave excitation transfer function given by the second-order panel method [
26]. The radiation force in the nonlinear model is expressed in the same way as the linear model, which only includes terms concerning structural motion:
With the perturbation expansion of the quantities of the disturbed fluid field and structural motion, the second-order wave load includes terms resulting from first-order structural motion [
27]. Hence, the structural dynamic properties are included in the solution of
. As a result, the accuracy of the second-order wave load depends on the mass and stiffness matrices of the floating structure, which is used as an input for the second-order panel method [
12]. However, the dynamics of the fully coupled aero-servo-hydro-elastic floating wind turbines cannot be accurately modeled by rigid-body mass and stiffness matrices alone. To consider the fully coupled fluid–structure interaction of the floating wind turbine, the disturbed velocity potential should be calculated based on the instantaneous position of the structure in the time domain [
28]. It is an extremely complicated task along with the identification of the quadratic wave excitation transfer function. For a slender structure such as the spar, in long waves significant simplifications can be made to derive explicit formulas for a nonlinear wave load.
3.2.1. Wheeler Stretching-Based Model
In the Morison equation, the hydrodynamic load is obtained by integrating the distributed loads of the strips over the mean wetted body. The most straightforward way to extend the Morison equation to consider the nonlinear wave load resulting from the unsteady wetted surface is to integrate the distributed load over the instantaneous wetted surface, which requires wave kinematics up to the instantaneous wave surface. It is known that the linear wave theory only predicts the wave kinematics up to the still water level. The direct extension of the linear wave theory to obtain the kinematics beyond the surface level will result in an unrealistically large value due to the exponential growth of the fluid velocity above the mean water level. Several approaches have been used to predict the wave kinematics up to the instantaneous free surface [
29], including Wheeler’s stretching method [
13]. Accordingly, the vertical coordinates are stretched from the original level
z to a modified level
z′ in the evaluation of wave kinematics:
where
h is the water depth. For deep water,
simply moves the origin of the original coordinate to the surface intersection of the incident wave (as shown in
Figure 5).
The Morison equation-based model modified by Wheeler stretching can be expressed as
where the fluid velocity
u is evaluated at the stretched coordinate
z′. It is clear that the stretching method can only consider the nonlinearity resulting from the instantaneous wetted surface. The straightforward extension of the Morison equation with Wheeler’s stretching method implies the absolute value of the load per unit length is largest at the free surface, which is unrealistic because the pressure at the free surface is constant and the load per unit length has to be zero at the free surface [
20]. A more accurate method to consider the nonlinear load due to the unsteady free surface is to directly integrate the pressure over the instantaneous wetted surface.
3.2.2. FNV Model
Faltinsen, Newman and Vinje (FNV) derived a formula for the nonlinear load of regular waves on a fixed infinitely long vertical circular cylinder in a system where the wave amplitude
A and the cylinder radius
r are of the same order, and both are small compared to the wavelength
λ [
14]. Hence, it is suitable to be applied to the case of the spar-type floating wind turbine under extreme waves. The leading-order nonlinear potential in FNV theory includes terms proportional to
A2r and
A3, and the nonlinear wave load includes the terms proportional to
A2r2 and
A3r which are of comparable magnitude. The FNV theory improves the conventional perturbation analysis in which the wave load proportional to
A2r2 is included and terms proportional to
A3r are ignored because
A is assumed to be small compared to both
λ and
r. Later, Newman [
30] extended the original FNV theory to an irregular wave load by assuming the wavelength of each wave component is large compared to the cylinder radius. For the convenience of comparison, the nonlinear wave load based on the FNV theory is expressed as
with
where
is the distributed linear load resulting from the linear potential acting on the mean wetted surface of the cylinder (which is the same as the inertia term in the Morison equation with
CM = 2);
is the linear load resulting from the linear potential acting on the unsteady wetted surface (which could be considered as a point load acting near the free surface);
and
are the nonlinear distributed and point loads resulting from quadratic term of the linear potential;
and
are the nonlinear distributed and point loads resulting from the nonlinear potential;
and
are dimensionless functions related to the vertical distribution of the nonlinear potential [
14]; and
u0 and
w0 denote the undisturbed vertical horizontal and vertical velocity at the mean surface level
z = 0. It is noted that
here is not strictly a linear load because the integration limit involves the wave amplitude. The upper limit of integration is the disturbed surface elevation
which is implicitly defined by the free surface boundary condition and can be written in terms of the linear incident wave amplitude
through the perturbation expansion. The unknown wave kinematics beyond the mean water level are also obtained via the Taylor expansion from
z = 0. The utilization of the Taylor expansion is similar to stretching in the sense that they both deal with wave kinematics near the unsteady free surface. It can be shown that the integrand
attenuates rapidly as depth increases, hence
combined with
can also be considered as a point force acting locally on the free surface. Further calculation of the nonlinear terms up to third-order accuracy with respect of the wave amplitude
A can be found in [
30]:
To extend the FNV theory derived for fixed circular cylinders to a moving structure, the radiation force can be calculated in the same the way as the Morison equation:
In addition, the viscous drag load as in the Morison equation can also be added to the FNV-based formula, which is included in the numerical example for effective comparison. It is noted that the effect of structural motion on the disturbed velocity potential is not considered in FNV theory.
3.2.3. Rainey’s Model
Rainey [
15,
31] also proposed a method to predict the nonlinear wave load for slender structures in long waves. Instead of using perturbation analysis and integrating the pressure over the wetted surface, the principle of energy conservation is utilized assuming that the position of the wave surface is unaffected by the presence of a structure. Rainey’s theory can be applied to moving structures with arbitrary cross sections. In addition, the incident wave field can be more general, indicating that even fully nonlinear wave kinematics can be utilized in Rainey’s equation. The load in Rainey’s original expression [
15,
31] is reformulated to present the load of the surge and pitch mode on a vertical circular cylinder. The total load is divided into the wave-excited load
and motion-induced load
to be consistent with previous discussion:
with
where
and
are, respectively, the linear distributed and point loads proportional to the temporal derivative of the undisturbed velocity
(similar to
and
in FNV theory except that the integration limit is the undisturbed incident wave surface
);
and
are the distributed and point loads proportional to the convective derivative of the undisturbed velocity
(zero for the linear incident wave velocity field in deep water as shown in Equation (21));
and
are the axial divergence correction terms (equal to
and
in FNV theory except for the difference in integration limit considering
) [
32];
is the point force acting at the lower end resulting from the sudden change in added mass;
is point load at the instantaneous surface intersection of the structure and incident wave, resulting from the growing fluid kinetic energy due to the increase of the wetted length of the cylinder; subscript
le and
si in the velocity terms
,
,
,
and
indicate that they are evaluated at the lower end and surface intersection of the cylinder, respectively; and α is the angle between the incident wave surface and the axis of the moving cylinder. For a fixed vertical cylinder with infinitely deep draft in a linear incident wave field, Rainey’s equation predicts exactly the same load as the FNV theory up to the second order of
A [
14]. The difference in third-order loads between these two theories may result from the energy in the distorted wave surface due to the presence of the cylinder [
33]. The radiation force predicted by Rainey’s model
is similar to the radiation force based on the Morison equation except for the integration limit:
The wave kinematics in Rainey’s model should be evaluated at the instantaneous position of the displaced structure in contrast to the mean position in the FNV theory, indicating that Rainey’s theory can account for large structural motion. Considering that Rainey’s model needs the wave kinematics up to the unsteady free surface as input, it also needs some form of stretching to calculate the wave kinematics (using Taylor expansion or the direct extension of the linear solution). Further simplification can be made in
:
In addition, the viscous drag load as in the Morison equation can also be conveniently introduced to Rainey’s model, which is included in the numerical example for effective comparison.