1. Introduction
Healthcare services are facing increasing demand due to various health conditions within the population [
1]. Anesthesia plays a crucial role in surgical interventions by suppressing pain and inducing a state of unconsciousness, enabling medical procedures to be performed safely and effectively [
2]. Currently, halogenated gases such as sevoflurane, isoflurane, and desflurane are among the most frequently used volatile anesthetic agents [
3]. These substances initially come in liquid form but are then vaporized, mixed with oxygen, and administered via inhalation using devices such as mechanical ventilation, endotracheal tubes, and facial masks [
4,
5].
Consequently, surgical professionals may be frequently exposed to waste anesthetic gases (WAGs) that are released from systems due to leaks in the piping, seals, and joints, improper practices, lack of training, inadequate ventilation, ineffective gas scavenging systems, and improper maintenance of equipment [
6]. Additionally, during clinical use, volatile anesthetics are not fully metabolized by the body and are exhaled unchanged [
7]. Whenever the flow of WAGs reaches the breathing zone of anyone in the area, it is considered a setting at “high risk” of exposure. The overall risk level depends on the frequency and duration of this exposure [
8].
Exposure to WAGs in surgery rooms has long-term impacts on healthcare professionals, including reproductive problems, oxidative stress, DNA damage, and an increased risk of cancer [
9], as well as chronic fatigue, persistent headaches, and nausea. In patients, short-term effects related to the toxicity of these gases include elevated serum bilirubin and liver enzyme levels [
10]. Despite this, volatile anesthetics have been classified as Group 3 by the International Agency for Research on Cancer (IARC), which refers to substances that are not classifiable as to their carcinogenicity in humans [
11]. This does not imply they are safe, but rather that the available scientific data are inconclusive or insufficient to determine their carcinogenicity. Recent research has highlighted the potential adverse health effects of occupational exposure to WAGs on healthcare professionals. Key findings include evidence of genetic instability, oxidative stress, and inflammation in exposed individuals. Silva et al. [
6] reported increased buccal micronuclei and nuclear buds in professionals with higher weekly exposure, particularly among those over 30 years old, and noted gender differences in oxidative stress markers. Braz et al. [
12] confirmed increased DNA damage and inflammatory risks in young doctors exposed during residency. Additionally, Amiri et al. [
13] observed subtle hematological changes such as reduced hemoglobin, hematocrit, and red blood cell counts, even when exposure levels were within the recommended limits.
The U.S. National Institute for Occupational Safety and Health (NIOSH) recommends limiting occupational exposure to halogenated anesthetic agents to ≤2 ppm when used alone, or ≤0.5 ppm with nitrous oxide over a 1 h period, with effective scavenging systems used for anesthesia equipment [
14]. The current guidelines from the U.S. Department of Labor, Occupational Safety, and Health Administration (OSHA) stress the need to minimize exposure to trace anesthetic gases to protect workers’ health; although, no universally safe levels have been established, making most policies advisory rather than mandatory [
15]. To expand occupational health surveillance, the European Union (EU) implemented Council Directive 89/391 on 12 June 1989 [
16], outlining a hierarchy of prevention measures: (a) eliminate hazards, (b) substitute safer alternatives, (c) implement engineering and administrative controls, and (d) use personal protective equipment [
16].
Measuring WAG concentrations is essential for identifying and maintaining the appropriate safety measures. There is also interest in evaluating the effectiveness of control measures for exposure WAGs, such as ventilation systems, protective masks, and safety protocols. Sárkány et al. [
17] found that a laminar flow air conditioning system in operating rooms reduced exposure, with no significant differences seen between anesthetists who were sitting or standing. Kisielinski et al. [
18] examined different masks and found that N95, surgical, and fabric masks release volatile organic compounds (VOCs), with concentrations exceeding the World Health Organization (WHO) guidelines, especially during prolonged use. Additionally, Jafari et al. [
19] showed that isoflurane in urine is an effective biomarker for monitoring exposure and recommended real-time air monitoring for better control.
Despite the existing studies on anesthetic gas exposure, significant gaps remain, particularly in the understanding of variations across different locations and times within operating rooms. This study, conducted in a local health unit in northern Portugal, aimed to (1) assess levels of desflurane and sevoflurane in various areas of the operating sector during surgeries and (2) identify the locations and periods with the highest exposure, along with the factors contributing to these levels. The study also quantified the aforementioned anesthetic gases and compared occupational exposure levels to the NIOSH-recommended limits.
2. Materials and Methods
2.1. Surgery Unit and Anesthetic Process
The study was conducted in the surgical suite of a local health unit located in the northeast of Portugal. The unit was inaugurated in 1973 and has undergone several renovations over the years, especially since 2004.
Figure 1 presents an illustration of the surveyed surgical suite. In brief, the surgical block consists of two operating rooms—one for scheduled general surgeries and the other for emergency surgeries. Each one has an area and volume of approximately 30 m
2 and 78 m
3, respectively, as well as disinfection, recovery, and medical files rooms, and a patient transfer area. The ventilation in the operating room was manually controlled by the HVAC (heating, ventilation, and air conditioning) system, which includes both bag filters used for coarse particle filtration (replaced weekly) and high-efficiency filters (replaced annually). The system ran continuously and lacked an air recirculation mechanism. All the other compartments were designed to ensure the cleanliness and safety of health professionals and patients.
The anesthesia system used in the hospital is the Leon Plus model from Löwenstein Medical SE & Co. KG, Bad Ems, Germany. It uses a precise electronic gas mixture in a wide flow range of 200 mL/min up to 18 L/min and is thus usable from the semi-open to quasi-closed range. In the semi-closed circular system, the adjustable pressure limiting (APL) valve is opened to allow excess gas to be removed from the system, reducing the risk of barotrauma. However, the relatively high flow of fresh gas enables the use of an external vaporizer, which can provide a higher and more accurate percentage of anesthetic gas for the mixture. In the closed circular system, the APL valve, which allows variable pressure within the anesthesia system using a spring-loaded unidirectional valve, is completely closed. Although this is the most efficient anesthetic ventilation system, it leaves little margin for error. The fresh gas flow must meet the patient’s exact needs, and the soda lime must absorb all the exhaled carbon dioxide. The minimal flow in this system allows for the use of only one vaporizer within the circuit.
The anesthetic gases used by the anesthetists were desflurane (C3H2F6O; CAS: 57041-67-5, 1 ppm = 6.87 mg/m3 at 1 atm and 25 °C) and sevoflurane (C4H3F7O; CAS: 28523-86-6, 1 ppm = 8.17 mg/m3 at 1 atm and 25 °C), with the specific choice of gas varying according to the anesthesiologist’s preference. During the surgeries, these gases were administered after intravenous anesthetic induction with propofol, followed by endotracheal intubation.
During the surgeries, there were always 5 people present (a surgeon, an anesthesiologist, 2 nurses, and a member of the study team), in addition to the patient. The medical, nursing, and auxiliary staff, along with medical and nursing interns, move through the operating unit during clinical activities.
2.2. Measurements of Physical–Chemical Parameters
The study monitored 20 surgeries from January to June 2019, of which 8 were performed with desflurane and 12 with sevoflurane, with all of them conducted in the general surgery room. Additionally, three similar trials were conducted on days when no surgeries were performed to establish a baseline situation and simultaneously allow for more rigorous comparison and validation of the results.
Measurements of desflurane, sevoflurane, carbon dioxide (CO2), temperature (T), and relative humidity (RH) were taken in three areas of the operating unit, the general surgery room (GSR), the recovery room (RR), and the transfer zone (TZ), during surgeries and non-surgery periods. Measurements were also taken in the external corridor (EC) for comparison. Measurements in the GSR were taken at five points: the entrance of the room (A), the anesthesia tubing near the patient (B), the medical team area (C), near the anesthesia equipment (D), and where the anesthesiologist stands (E). In the RR, measurements were taken near the anesthesia equipment (F), at the room’s exit (G), and near patients 1 (H) and 2 (I). In the TZ, measurements were taken near door 1 (J), near the window (K), in the central area of the transfer zone (L), and near door 2 (M). In the EC, two random points were chosen for measurement: near the entrance to the men’s room (N) and near the window of the external corridor (O).
The GASERA ONE PULSE, a multigas analyzer from Gasera, Turku, Finland, was used to measure the levels of WAGs and CO
2. This device uses infrared photoacoustic spectroscopy and operates continuously, allowing for real-time, in situ air sample collection and analysis. The equipment was configured to measure the anesthetic gases of interest, as well as CO
2, ethanol, and water vapor, enabling sample collection and analysis every 3 min. Only a few milliliters of each sample needed to be injected into the photoacoustic gas cell of the device to achieve detection sensitivity. Ethanol and water vapor measurements were conducted to correct cross-interference in the readings of volatile anesthetics and CO
2, respectively. CO
2 concentrations were also measured to assess ventilation conditions, then compared with thresholds set in international and national standards e.g., [
20,
21] and Portuguese law [
22]. Ventilation rates were estimated using the methodology described in the ASHRAE Standard 62.1 [
23] and Persily and de Jonge [
24].
Additionally, an IQ-610 probe from Graywolf Sense Solutions and a low-cost temperature and humidity sensor integrated with an Arduino platform were used to measure the T and RH, then compared with the Technical Specifications for HVAC Installations—ET 06/2008 [
21,
24]. Thermal comfort was assessed using the psychometric diagram adapted by Givoni [
25]. The IQ-610 probe was used for the first ten surgeries, while the low-cost sensor connected to an Arduino platform was used for the next ten surgeries. Both the IQ-610 probe and the Arduino-based system ensured accurate real-time measurements. The Graywolf probe was mounted on a mini tripod, positioned centrally in the measurement spaces on a movable table approximately 1.50 m high. The Arduino-based sensor allowed for portability and quick setup. Measurements were taken for approximately 1 h in the RR, TZ, and EC, and between 2 and 4 h in the GSR, depending on the duration of the surgeries. The IQ-610 probe was also used to measure CO
2 levels outside the local health unit, at a height of approximately 1.5 m, as part of another study conducted in parallel on thermal comfort and indoor air quality in the operating theatre environment [
26].
2.3. Data Analysis
The data were processed using Microsoft Excel and JMP 11 to calculate the weighted averages of anesthetic gases administered to patients (based on surgery time), perform statistical analyses, and to estimate the air change per hour (ACH), using the equilibrium carbon dioxide analysis approach—a specific application of the constant-injection technique outlined in ASTM E741 [
23,
24]. This methodological approach assumes a constant outdoor airflow rate, a nonzero and constant outdoor CO
2 concentration, an equilibrium of indoor CO
2 concentration, a steady CO
2 generation rate within the space, and no CO
2 loss mechanisms other than ventilation. The estimation of CO
2 production by the building occupants was based on the O
2 consumption and respiratory quotient (RQ) methodology, which is sometimes designed by the DuBois method with METs, e.g., in [
24,
27,
28]. The ACH values were estimated under the following conditions: number of occupants = 5; the metabolic equivalent of task (MET), also designed frequently by a metabolic rate of 1.8 (higher than the value used for standing individuals performing light activities (1.4) and lower than the value of 2.0 usually for individuals walking at 0.9 m/s), body mass = 60 kg, height = 1.65 m, outdoor CO
2 concentration = 400 ppm, and an operating room volume = 78 m
3.
In addition to the descriptive statistics, comparisons were made between data collected at different locations and between sampling points within each location. After checking for normality and homogeneity of the data, ANOVA and Tukey’s post-hoc test were applied, with a significance level set at p < 0.05. Whenever ANOVA assumptions were not met, the non-parametric Kruskal–Wallis test was applied, followed by multiple comparisons of the mean ranks.
Data visualization through boxplots was also performed with RStudio 2024.04.2 Build 764 software to represent the distribution of the analyzed parameters. In these plots, the central line inside the box indicates the median, the box itself spans the interquartile range (IQR) between the first (Q1) and third quartiles (Q3), and the “whiskers” extend to 1.5 times the IQR. Any data points outside this range were considered outliers and were plotted as individual points. Additionally, the mean is shown as a small square within the box.
OriginPro® 2024 software was used to obtain a multiple correlation matrix between the results of T, RH, CO2, anesthetic gas residues (WAGs), surgery time (t), the number of people present in the room (N), and the weighted average of the concentration of gas delivered (WA). This allowed for the verification of correlations between these variables. The concentration of gas delivered (WA) was calculated as a weighted average based on the percentage of anesthetic gas administered over the duration of the surgery. The anesthesiologist adjusts the percentage of gas delivery multiple times throughout the surgery. For each adjustment, the percentage of gas and the corresponding time at that level were recorded. The weighted average was then calculated by multiplying each percentage of gas by the time it remained in use, summing these products, and dividing by the total surgery time. This approach reflects the varying levels of anesthetic gas administered at different stages of surgery.
4. Discussion
This study assessed the levels of desflurane and sevoflurane in different areas of an operating sector in northern Portugal, identifying the key locations and periods with the highest exposure. The results revealed significant variations in the anesthetic gas concentrations across spaces and time during surgeries. Factors contributing to these variations were identified and occupational exposure levels were compared to NIOSH-recommended limits. These findings contribute to a better understanding of exposure risks within operating rooms, providing insights into ventilation and safety protocols.
Findings from the T assessments in the operating unit indicate that areas served by the HVAC system exhibit more effective control over thermal comfort conditions compared to other spaces. These findings are consistent with those obtained in a study conducted by Khankari [
29], which demonstrated that HVAC systems have a significant impact on airflow patterns, T distribution, and the path of airborne contaminants in operating rooms. According to the technical standards for HVAC installations in hospital environments, some of which are mentioned in
Section 2.2, the T in these areas remained within the recommended range of 17 °C to 27 °C for operating rooms and 24 °C for the recovery areas. However, in the EC, the recorded median T of 27.4 °C exceeded the optimal range, likely due to factors such as the lack of thermal control by the HVAC system, the southern location of the area (which exposed it to higher solar radiation), and the timing of measurements, which was typically in the afternoon. This underscores the need for continuous monitoring and management of the T in surgical environments to ensure both patient safety and healthcare professionals’ comfort. Elevated Ts outside the recommended range can reduce operational efficiency, as noted by Palejwala et al. [
30].
The RH values in all operating room areas fell below the recommended 30% to 60% range outlined in technical specifications. This is particularly concerning in the GSR, where RH conditions below 40% can facilitate infection transmission and worsen respiratory diseases, as discussed by Guarnieri et al. [
31]. The manual control of humidity, as observed in this study, makes it difficult to maintain optimal levels. In the EC, the average RH of 38.9% did not meet the Decree-Law No. 246/1989 range of 50% to 70%. Additionally, the analysis of thermal comfort in the operating room, classified as D according to the classifications by Givoni, indicates that these conditions may interfere with professional performance and potentially lead to the contraction or worsening of respiratory diseases in exposed individuals [
32]. Also, in line with other authors, including Thongkhome et al. [
33], the findings of this work reinforce the importance of efficiently automated RH control to maintain a safe, comfortable, and productive environment.
The results from the study indicate that there was sufficient ventilation across the operating suite, as evidenced by the low CO
2 levels which serve as a good proxy for the effectiveness of ventilation. In general, the CO
2 levels were below the protection threshold of 1250 ppm for an 8 h exposure period, established by the Portuguese law [
34]. This law is applied to commercial and service buildings for operations such as daycare centers, preschool education establishments, primary schools, and residential facilities for the elderly, and remains a highly relevant indicator for other types of spaces in the absence of specific information. The ASHRAE Standard 62.1 [
23], which recommends a CO
2 differential of 700 ppm above outdoor levels (typically around 400–450 ppm) as an indicator of adequate ventilation, was met for the majority of the evaluation period. These findings align with previous studies by Ha et al. [
35] and Wilson et al. [
36], which also reported CO
2 concentrations below regulatory limits in well-ventilated hospital environments. The consistently low CO
2 levels, combined with reduced variability in anesthetic gas concentrations during non-surgical periods, suggest that the ventilation system effectively dilutes indoor pollutants. However, in environments where chemical products are used, even low CO
2 concentrations may not fully ensure adequate pollutant removal, making improved ventilation and extraction critical. This highlights the importance of maintaining optimal ventilation during surgeries to prevent excessive exposure to anesthetic gases, as emphasized in studies from Fogagnolo et al. [
37].
In environments requiring exceptionally high air cleanliness, such as hospital operating rooms, the air change rate (ACH) is one of the most widely used metrics to assess hygiene and safety. This study estimates an approximate ACH of 7, slightly exceeding the values derived from the VRP method outlined in ASHRAE Standard 62.1 [
38]. The standard specifies a minimum fresh air requirement of approximately 3.5 ACH, while emphasizing the need to account for special requirements such as pressure relationships, specific codes, and filter efficiency, as these factors can influence minimum ventilation rates. Additionally, the standard notes that procedures generating indoor contaminants may require even higher air exchange rates to ensure safety and maintain optimal air quality. In coherence with the aforementioned, there are several standards recommending ACH values for operating rooms that vary according to national and international standards, but most of them have established recommendations ranging from 15 to 25 ACH, expressed in total air (fresh plus recirculated air). The American Society of Heating, Refrigerating, and Air Conditioning Engineers (ASHRAE) established a minimum recommendation of 20 ACH for operating rooms, of which at least 4 ACH must be fresh air (outdoor air). The Administração Central do Sistema de Saúde, IP [
21] set a minimum of at least 5 ACH of fresh air and 20 ACH of recirculated air for hospital environments such as operating rooms. Adequate fresh air exchange is crucial to achieving contaminant dilution standards, such as reducing CO
2 levels, as recirculated air can aid thermal comfort but does not replace the need for fresh air to remove pollutants, especially if there is no specific system(s) for treating recirculated air. The surgical block is fully mechanically ventilated without air recirculation, i.e., all incoming air is 100% from outside, continuously operating and manually controlled based on thermal comfort conditions, with the aim to always maintain the minimum air exchange rate specified in national/international regulations, which at the time of the study was set to a minimum of 5 ACH.
The results of the WAG measurements showed that the concentrations of desflurane and sevoflurane in different areas of the operating room varied significantly during surgeries. In the CE and TZ, the concentrations were consistently below 2 ppm for both gases, with average values within NIOSH-recommended limits. However, in the GSR, the average values of desflurane occasionally exceeded 2 ppm, indicating a putative risk for adverse situations. In the RR, the levels of the WAGs desflurane and sevoflurane were 3.13 ppm and 2.06 ppm, respectively, suggesting that the ventilation in this room may be insufficient to mitigate emissions from the exhalation of anesthetic gases during anesthesia.
Additionally, it was observed that the most critical situations tend to occur more frequently in areas close to the anesthesiologist and near the patient’s exhalation area, likely due to possible leaks in the anesthesia system and after removal of the patient’s tubing. In fact, Norton et al. [
39] corroborated that improper procedures or leaks can result in spikes in anesthetic gas concentrations, increasing the risk of exposure in healthcare professionals. The analysis of measurements in the GSR revealed significant variation in desflurane concentrations, especially when the exhaust system was turned off. This can happen, especially if there are failures in the anesthetic gas absorption or recirculation system. In closed or quasi-closed anesthetic systems, gas recirculation relies on a careful balance between oxygen administration and CO
2 absorption, with little or no ventilation to the outside. If the system is not perfectly adjusted or if there are leaks, anesthetic gases exhaled by the patient can accumulate in the environment. Additionally, as the patient continues to exhale small amounts of a WAG, even in a closed system, there is always some risk of these gases being released into the environment, particularly during interventions such as adjusting the mask or tubes. If room ventilation or waste control systems are inadequate or deficient, this can result in exposure to higher concentrations of anesthetic gases in the indoor atmosphere. These results underscore the critical importance of keeping exhaust systems operational during surgeries.
During the short-duration laparoscopic surgical procedure (
Figure 7a), point C, located in the medical team area, showed initial concentrations exceeding 2.5 ppm, surpassing the NIOSH safety limit of 2 ppm. This increase may be attributed to the proximity to the patient, where exhaled gas or gas not captured by the ventilation system can temporarily accumulate. At point E, near the anesthetist, the levels remained below 1 ppm, possibly due to the efficient use of exhaust systems to better control gas dispersion in that area. During the quadrantectomy (
Figure 7b), measurements at both point C and point E consistently remained below the limit, suggesting that the control of desflurane administration was more efficient, possibly due to improvements in air circulation or adjustments to the ventilation system.
During the long procedures (conventional cholecystectomy and partial gastrectomy), peaks in the sevoflurane levels at point D (near the anesthesia equipment) may have been caused by momentary gas emissions, particularly during the initiation and termination of administration, when the exhaust system may be less efficient. Although these peaks above 2 ppm were short-lived, they indicate a potential need to improve ventilation around the equipment. At point E, near the anesthetist, the concentrations remained well below 0.5 ppm, except for a peak of 2 ppm during the gastrectomy (
Figure 8b) which may have occurred during adjustments to the anesthesia machine or room ventilation changes. This suggests that exposure is generally controlled, but momentary variations related to anesthesia handling or airflow dynamics can occur.
Finally, the multiple correlation matrix corroborated the following findings: (i) longer surgery durations are consistently associated with higher concentrations of both anesthetic gases, possibly due to the increased period during which the “pollution source” is actively emitting, as well as to a time-dependent accumulation effect; (ii) a higher number of occupants in the surgical environment naturally increases the concentrations of anesthetic gases and CO2, and (iii) CO2 levels may serve as an indirect indicator of ventilation effectiveness and accumulation of anesthetic gases, particularly in ventilation systems without air recirculation.
Although the presented results are valuable, it is important to highlight some limitations that may have influenced the interpretation of the data. The sample of surgeries observed was relatively small, with only two duration categories (short and long). Additionally, the performance of one of the surgeries with the exhaust system turned off directly influenced the concentrations of anesthetic gases and CO2 found, but we must not forget that ensuring better indoor air quality can lead to greater deterioration in outdoor air quality.