1. Introduction
Urban waterlogging vulnerability indicates the degree of damage that the socioeconomic activities of a city may suffer under the disturbance or pressure of waterlogging, i.e., the nature of the region’s vulnerability to injury and loss when facing waterlogging. Because reducing vulnerability to waterlogging effectively reduces disaster risk and improves resilience, it has become a critical issue in urban development and water hazard research [
1].
The main methods for assessing vulnerability to waterlogging are the indicator system method and the vulnerability curve method [
2,
3]. The vulnerability curve method, also known as the disaster loss curve method, assesses vulnerability by constructing a function between different hazard intensities and losses of disaster-bearing bodies. Accurate and credible results may be obtained using this method [
4]. The data used for curve fitting are mainly historical disaster data, field research data, insurance data, etc. The HAZUS-MH (Hazard United States—Multi-Hazard) [
5] software developed by the Federal Emergency Management Agency of the United States, and the EMA-DLA (Emergency Management Australia—Disaster Loss Assessment) [
6] software developed by the Australian Emergency Management Agency are both widely used internationally. The indicator system method selects assessment indicators and constructs vulnerability indices according to the characteristics of the study area and hazard features, and can thus assess vulnerability to waterlogging more comprehensively and accurately. The indicator system method is less dependent on historical disaster data than the vulnerability curve method. It has a broader scope of application, from large-scale international plans to small-scale community vulnerability studies. For example, Li et al. [
7] conducted a waterlogging vulnerability assessment of old neighborhoods and found that waterlogging vulnerability was higher in neighborhoods with longer construction times and a more backward living infrastructure. Zheng et al. [
8] comprehensively analyzed the waterlogging vulnerability of 17 municipal administrations in Hubei Province and found that waterlogging vulnerability was higher in municipal administrations located in the southeastern region. In addition, the indicator system method can identify the factors affecting vulnerability, so that human beings can make corresponding countermeasures in a targeted manner. Helderop et al. [
9] showed that population growth and urban development lead to an increase in vulnerability to urban flooding. Using the hierarchical analysis method, Huang et al. [
10] found that water surface area and drainage network density are the key factors affecting vulnerability to urban flooding, and Christian et al. [
11] found that the education level of residents and gender differences significantly affect vulnerability to regional flooding.
With in-depth studies of waterlogging vulnerability, scholars have found that the time scale determines the degree of damage and impact caused by storm waterlogging disasters in a city [
12], and that vulnerability to waterlogging in the same area tends to change due to different time scales. However, previous studies have mainly focused on vulnerability evaluation in present-day urban situations; there have been fewer studies on the changing status of vulnerability and predictions of future development. Scientific prediction can help decision-makers understand the future development of waterlogging vulnerability so that existing measures may be adjusted, or new measures formulated, to mitigate risk and reduce the loss in time. Some studies have predicted vulnerability using specific mathematical and theoretical models, but their prediction accuracy has been low. For example, Yi et al. [
13] used the vulnerability index as the dependent variable and the influence factor as the independent variable to build a neural network model to assess and predict vulnerability in Urumqi city. However, the average error reached 14.64%. With the rapid development of GIS, RS, and big data technologies, the accuracy of data acquisition is growing higher and higher, and how to improve the accuracy of vulnerability prediction has become the focus of research by scholars today.
The CA–Markov model is a lattice dynamics model which combines the ability of the CA (cellular automata) model to predict the evolution of spatial patterns with the ability of the Markov model to extrapolate time series. It has been widely used for predicting the evolution of land use and vegetation cover [
14,
15]. In addition, some scholars have gradually introduced the CA–Markov model into their future-prediction research relating to vulnerable areas. For example, Yao et al. [
16] used the CA–Markov model to simulate and predict the development of ecological vulnerability in the middle and upper Yalong River basin, and thereby revealed a pattern of dynamic changes in the future development of ecological vulnerability in the region. Marzieh et al. [
17] used CA–Markov to predict drought vulnerability in southwest Iran and found that the predicted drought map was highly consistent with the observed drought map. It can be seen that the CA–Markov model has high prediction accuracy and adaptability, but it has been less widely used in studies in waterlogging vulnerability.
Therefore, it is necessary to address the issue of insufficient exploration in existing research on predicting future vulnerability to waterlogging. As a typical representative of coastal cities in the south of China, Fuzhou City is a disaster area that is greatly affected by typhoons and rainstorms on a national scale. Meanwhile, with the accelerated progress of urbanization in Fuzhou, the proportion of impermeable surface area is increasing, so that surface runoff volume is also increasing, and flooding disasters occur frequently. Therefore, conducting an urban flood vulnerability assessment in Fuzhou may provide support for flood disaster management, and for disaster prevention and mitigation, in the city, as well as providing some reference for flood vulnerability assessments in other coastal cities. For the study described in this paper, we constructed a vulnerability assessment system for urban waterlogging in Fuzhou based on the VSD model framework to assess the vulnerability of Fuzhou and predict the future development of vulnerability using the CA–Markov model, to provide support for waterlogging disaster management, and for disaster prevention and mitigation, in Fuzhou.
2. Materials and Methods
2.1. Study Area
Fuzhou is located on the southeast coast of China, in the eastern part of Fujian Province, downstream of the Min River by the sea. The city has 13 counties and districts under its jurisdiction, as shown in
Figure 1. As a typical representative of China’s eastern coastal cities, it is a disaster area which is greatly affected by typhoons and rainstorms nationwide. Fuzhou experiences many days of rainstorms and high-intensity rain. At the same time, with the accelerated progress of urbanization in Fuzhou, the proportion of impervious surface area is increasing, so that surface runoff is also increasing, and waterlogging disasters occur frequently.
2.2. Data Source
The data types and sources used in this study are shown in
Table 1. Because different data sources exist, there are also gaps in the coordinate system and resolution. All data coordinate systems are projected as WGS_1984_UTM_ZONE_50N, with grid resolution resampled to 100 m by the nearest neighbor technique, to prevent mistakes in overlay computations.
2.3. Technical Process
A flowchart of the process used for the present study is shown in
Figure 2.
2.4. Index System Construction
For this study, we established an index system based on the VSD model, which has a wider scope of application than other models [
18]. Exposure refers to the extent to which a city is adversely affected by external pressure or stress, including the influence range of the causal factors and the spatial location distribution of the disaster-bearing body. Sensitivity refers to the degree of response of urban disaster-bearing bodies to waterlogging disturbances; this is determined by the nature of the disaster-bearing bodies themselves, including their natural and social characteristics. Adaptive capacity refers to the effective measures taken by humans in response to waterlogging hazards.
Based on the theory of waterlogging vulnerability, and the current situation with regard to waterlogging disasters in Fuzhou, 20 evaluation indicators were selected to build an indicator system for assessment of waterlogging vulnerability in Fuzhou, as shown in
Table 2. The entropy method was used to calculate the index’s weight and thus avoid the influence of human factor of subjective method.
2.5. Waterlogging Vulnerability Index and Classification
Waterlogging vulnerability may calculated based on indicator weights using the following formula:
where
is waterlogging vulnerability;
is exposure;
is sensitivity;
is adaptive capacity;
,
, and
are the weights of the indicators of exposure, sensitivity, and adaptive capacity, respectively;
,
, and
are exposure, sensitivity, and adaptive capacity values, respectively; and n is the number of indicators in each dimensional layer.
The values for each year were graded by the “natural intermittent point grading method”, and the upper and lower thresholds of each grade were found. Finally, an average value of thresholds of the same grade was taken as the final criterion for data classification. The WVI was classified into Level 1, Level 2, Level 3, Level 4, and Level 5; the higher the level, the more severe the vulnerability.
2.6. CA–Markov Model
Cellular automata comprise cells, cell states, cell space, a cell neighborhood, and cell rules [
33]. The cell is the most basic unit of cellular automata, and its composition differs according to different models. The cell state is the state to which the cell belongs at a given time. Cell space is an expanse of space in which cells are located, and which can be divided into one dimension, two dimensions, or multiple dimensions, with two-dimensional cellular automata being widely used. Cell neighborhood refers to the geometric position and state of a cell adjacent to it. Cell rules are the transition rules that determine the state of the cell at the next moment. In this study, two-dimensional cell space is used, and the grid of vulnerability data for Fuzhou is taken as the cell. Each cell has a certain area and a certain coordinate. The cellular state is divided into five categories: Level 1, Level 2, Level 3, Level 4, and Level 5. A 5 × 5 filter is selected to define the cell neighborhood; this means that 24 cells around the filter affect the properties of the cell. Markov chains are used as cell conversion rules.
The Markov model is also known as a Markov chain. It can use the empirical transition probability of the existing discrete state of the system to simulate and predict future development [
34]. Markov chains have “memoryless” properties, meaning that the probability distribution of the system state at time
t + 1 is only related to the state at time
t, and is independent of the state before time t. It can be expressed by the formulas below [
35]:
where
and
denote the states of the system at moments
and
, respectively;
is the state transfer matrix;
i and
j represent the two initial end-time points; and n is each vulnerability level in the study area.
The CA–Markov model combines the ability of cellular automata to simulate the spatial variability of the system with the advantage of Markov long-term prediction. For this reason, the CA–Markov model was used in this study to carry out simulation and prediction of urban waterlogging vulnerability in Fuzhou.
IDRISI is a software that perfectly combines GIS and image-processing functions. IDRISI17.0 software was used to complete the CA–Markov simulation prediction. The key steps of the process used in the present study were as follows:
(1) Data format conversion and reclassification: the waterlogging vulnerability assessment results for Fuzhou were converted into the raster data format supported by IDRISI and reclassified in IDRISI according to the vulnerability classification criteria.
(2) Generating the transfer matrix: the Markov model was used to generate the transfer matrix of waterlogging vulnerability states.
(3) Logistic was applied to analyze each flooding vulnerability level that might occur in each raster, and the spatial distribution probability maps of each flooding vulnerability level were obtained. The suitability maps for each individual flooding vulnerability level were superimposed using a collection editor in IDRISI software, and the suitability atlas was obtained as a transformation rule for CA–Markov, which was used as the basis for the prediction.
(4) Defining the cell neighborhood: an appropriate filter was selected to define the cell neighborhood.
(5) Determining the iteration coefficient: Because the data used had a time interval of 3 years, the time interval for the number of cycles was also set to 3 years; the iteration coefficient was therefore taken to be 3. The equivalence coefficient was determined to be as 0.15 [
36] by referring to the corresponding literature to complete the simulation prediction of waterlogging vulnerability in Fuzhou.
2.7. Accuracy Check
The kappa coefficient is a measure of accuracy. The CROSSTAB module in IDRISI17.0 software was used to calculate the kappa coefficient to verify the accuracy of the CA–Markov model simulation results. The calculation equation is as follows [
37]:
where
is the proportion of correctly predicted grids and
is the proportion of grids consistently predicted by the simulation in the random state. When the kappa coefficient is ≥0.75, the simulation accuracy is higher. When 0.4 ≤ kappa coefficient < 0.75, the simulation accuracy is normal. When the kappa coefficient is < 0.4, the simulation accuracy is low.
4. Conclusions
In this study, taking Fuzhou as the research object, we constructed a waterlogging vulnerability assessment system, calculated a waterlogging vulnerability index for the period from 2014 to 2020, and predicted future trends in vulnerability. The main conclusions drawn may be stated as follows:
(1) The vulnerability of waterlogging in Fuzhou is characterized by a gradually decreasing “center-southeast” distribution pattern. Level 1 and Level 2 vulnerable areas are distributed in Fuzhou’s northwestern and southwestern areas. In contrast, Level 3 vulnerable areas are scattered around the water system of Fuzhou. Level 4 and Level 5 vulnerable areas are concentrated in central areas such as Gulou District, Taijiang District, Cangshan District, and the southeastern development area of the south wing of Fuzhou.
(2) Between 2014 and 2017, and between 2017 and 2020, Level 1 regions exhibited the greatest decreases in vulnerability, of 1.41% and 7.03%, respectively. Level 3 regions showed the largest increases, of 1.05% and 4.45%, respectively. The change in the vulnerability of Fuzhou to waterlogging between 2014 and 2020 can be divided into five change modes, in which the change of regional types is mainly in the later stage. The change of region types was concentrated in the eastern coastal area, and was characterized mainly by transition between high vulnerability levels. The areas with the highest increases in their vulnerability index were Fuqing County, Pingtan County, and Minhou County, largely because of the construction of new road networks in these areas. In future disaster prevention and mitigation, focusing on areas with rapid road network construction is necessary.
(3) The CA–Markov model can accurately predict waterlogging vulnerability with a kappa coefficient of 0.9079. Between 2020 and 2029, the vulnerability of Fuzhou is expected to increase further. In the counties of Luoyuan and Lianjiang in the northeast, the regional vulnerability level is predicted to rise generally to Level 5, while in Changle district in the east, and in Pingtan County in the southeast, the regional vulnerability level is mainly predicted to exhibit a trend of spreading to surrounding areas. With the passage of time, the proportion of Level 5 vulnerable areas is expected to increase faster and faster.
(4) This study has a limitation with respect to the modeling of waterlogging vulnerability at Level 3. It can be seen that the error reaches −19.82% in this case. However, in this study, we have improved the model accuracy for Fuzhou to the greatest degree possible using existing technology and data, and although the error is large for the simulation of Level 3, the methods described in paper nevertheless represent a new means of applying the CA–Markov model for the prediction of waterlogging vulnerability levels.