How Can We Adapt Together? Bridging Water Management and City Planning Approaches to Climate Change
Abstract
:1. Introduction
2. Methodology
- (a)
- The search string used in this review was first initiated by selecting an initial list of 15 relevant articles based on the expertise of the authors in the field, which were also chosen in the final set considered for analysis;
- (b)
- Out of these articles, the first set of keywords was chosen and considered in the first search. Next, several test searches were performed with alternative combinations between keywords and their variants. The results from the test searches were discussed among the authors to refine the search strings until we were fully accomplished with the capability of the string to detect as much of the initial set of relevant and related publications as possible. The search strategy and results are presented in Table 1;
- (c)
- Following this iterative strategy and after a series of test executions and reviews, which led to the selection of articles considered to be more relevant, we obtained the selected and unique set of search terms and keywords: climate change, sustainable urban water management, urban planning, and city planning. This step led to identifying 328 articles (from an initial universe of 524 items, from which we excluded the non-articles). The articles identified by the search engine were directly extracted into an Excel file offered by Scopus;
- (d)
- For the quality evaluation, that is, relevance to the response to the research questions, the PRISMA tool was used for each article, providing an objective comparison between the articles and their classification, which resulted in a universe of 39 articles;
3. Results and Content-Based Analysis
3.1. Bibliometric Analysis
3.2. Concepts of Sustainable Water Management in Cities
3.2.1. From the Scientific Literature
3.2.2. From Grey Literature
3.3. Approaches to Climate Change Adaptation of Water Utilities and City Planning
4. Discussion
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Iteration | Query | Records Retrieved |
a | (TITLE-ABS-KEY (climate AND change) AND TITLE-ABS-KEY (urban AND planning) AND TITLE-ABS-KEY (water AND reuse)) | 33 |
b | (TITLE-ABS-KEY (climate AND change) AND TITLE-ABS-KEY (water AND utilities) AND TITLE-ABS-KEY (municipalities)) | 25 |
c | (TITLE-ABS-KEY (climate AND change) AND TITLE-ABS-KEY (urban AND planning) AND TITLE-ABS-KEY (water AND management)) | 867 |
d | (TITLE-ABS-KEY (risk) AND TITLE-ABS-KEY (urban AND planning) AND TITLE-ABS-KEY (water AND management)) | 828 |
e | (TITLE-ABS-KEY (climate AND change) AND TITLE-ABS-KEY (sustainable AND urban AND water AND management)) | 667 |
f | (TITLE-ABS-KEY (climate AND change) AND TITLE-ABS-KEY (sustainable AND urban AND water AND management) AND TITLE-ABS-KEY (urban AND planning) OR TITLE-ABS-KEY (city AND planning)) | 328 |
Concept | Definition | Origin |
---|---|---|
Low-Impact Development (LID) 1977 [40] |
| USA New Zealand (LIDUD) |
Integrated Urban Water Management (IUWM) 1995 [43] |
| - |
Water-Sensitive Urban Design (WSUD) 1996 [46] |
| Australia |
Sustainable Urban Drainage Systems (SUDS) 2000 [48] |
| UK |
Sustainable Urban Water Management (SUWM) 2008 [49,50] |
| - |
Sponge City 2014 [52] |
| China |
Publication/ References | Main Recommendations | Case Studies Referred to in the Publications |
---|---|---|
United Nations Educational, Scientific and Cultural Organization (UNESCO) Climate Risk Informed Decision Analysis (CRIDA) [28] | Publication extract: “(…) the UNESCO International Hydrological Programme presents, therefore, the Climate Risk Informed Decision Analysis (CRIDA). This approach provides a crucial framework to enable water managers and policy makers to assess the impact of climate uncertainty and change on their water resources and work towards effective adaptation strategies. This multi-step process embraces a participatory, bottom-up approach to identify water security hazards, and is sensitive to indigenous and gender-related water vulnerabilities. By engaging local communities in the design of the analysis, the information provided by scientific modelling and climate analysis can be tailored and thus provide more useful answers to the challenges they are facing. They are also providing a more informed starting point to assess the different options for adaptation, and design robust adaptation pathways, in line with the local needs. The CRIDA approach advocates hereby to move away from the “one size fits all” approach, and to pursue locally embedded solutions to the specific threats to water insecurity due to climate and other global changes (…)” ([28], p. 9). Synthesis: It is a framework that considers a risk analysis and how it should be managed when a given system is confronted with climate change. It seeks to develop participatory adaptation methodologies involving different stakeholders and adapted to each location from a bottom-up perspective. | Colombo Bangkok Philippines Udon Thani Colombia Chile Mexico Guayaquil Zambia Sweden Rhine river Lake Ontario California |
World Bank Water in Circular Economy and Resilience (WICER) [54] | Publication extract: “WICER aims to promote a paradigm shift in the water sector. The shift involves moving away from linear thinking in the way we plan, design, and operate water infrastructure in urban settings towards a circular and resilient approach (…) Applying the WICER framework provides environmental benefits, as well as social, economic, and financial benefits. It is also a condition for achieving several of the global Sustainable Development Goals (SDGs) ([54], p. 43). Synthesis: This report aims to promote a common understanding of the definition and applications of circular economy principles and resilience in the urban water sector. It presents a framework to guide practitioners who are incorporating the principles in policies and strategies, planning, investment prioritisation, and design and operations to achieve three main outcomes: (1) deliver resilient and inclusive services; (2) design out waste and pollution, and (3) preserve and regenerate natural systems. These will ultimately improve livelihoods while valuing water resources and the environment. These outcomes are then deployed into three action plans each. It also states that cities and water utilities will only achieve a fully circular and resilient water system with the appropriate policy, institutional, and regulatory framework in place. It shows examples that investments in circular and resilient systems yield economic and financial payoffs and that the WICER framework could help utilities attract private-sector finance. To avoid being locked into linear and inefficient systems, low- and middle-income countries should also consider applying the WICER framework to design and implement circular and resilient water systems from the outset. | Durban Bogota River Chennai São Paulo Monclova Mostar Cali Ridgewood Santiago Atotonilco Indonesia Phnom Penh New Cairo S. Luis Potosi Nagpur Dakar Lingyuan Arequipa North Gaza |
International Water Association The IWA Principles for Water-Wise cities [55] | Publication extract: “Water-wise” behaviour means that leadership culture, governance arrangements, professional capacity, and innovative technology are all aligned with the objective of maximising sustainable urban water outcomes. Sustainable urban water management means that all water within the city (including reservoir and aquifer water, desalinated water, recycled water, and stormwater) is managed in a way that recognises the connection between services, urban design, and the basin, with an approach that maximises the achievement of urban liveability outcomes, and resilience to unexpected social, economic, or bio-physical shocks, while replenishing the environment.” ([55], p. 2) Synthesis: The ultimate goal of the principles presented above is to encourage collaborative action, underpinned by a shared vision, so that local governments, urban professionals, and individuals actively engage in addressing and finding solutions for managing all waters of the city. From 5 building blocks and 4 levels of action, the 17 Principles are grouped into four categories: regenerative water services, water-sensitive urban design, basin-connected cities, and water-wise communities. Water-wise communities will use the building blocks to put the principles into action. | Amsterdam Berlin Brisbane Copenhagen Dakar Gothenburg Kampala Kunshan Lyon Melbourne Perth Shenzen Singapore Sydney Xi’an |
Vectors | Approaches | Examples |
---|---|---|
Operational | Strategies to save water and reduce losses | [10] |
Minimise undue runoff to sewer systems | [73] | |
Separate sanitation of rainwater and wastewater | [33,42,76] | |
Mindset towards the use of reserved rainwater in periods of lower rainfall | [33,71,72] | |
Organisational | Lack of knowledge Adaptation needs (WSP) | [24,25] [31,44] |
Decentralisation vs Centralisation | [29,31,76] | |
(Diffused) Responsibility | [44] | |
Circular Economy | [15] | |
Institutional | Inter-organisational practices | [89,90,91] |
Water and land management communication | [20] | |
Governance of adaptation | [90,92,93] | |
Economical | Financial (dis)advantages | [31] |
Costs and scale factor | [33,73,74] | |
Last resort systems cost | [76,94] | |
Food security | [6,65] | |
Behavioural | The context for the acceptance of water reuse | [68,75] |
Communication strategies for water reuse | [68,76] | |
Technological | Reuse of rainwater | [33,61,62,73,78] |
Reuse of water (direct or indirect) | [35,74,80,86,95,96,97] | |
Watershed behaviour | [87] | |
Buffering of extreme phenomena (floods) | [33,62,79,85] | |
Positive externalities | [22,53,76,98] | |
Information technology | [79,84,85,87,99] | |
Urban planning | Symbiosis of adaptation to climate change in cities and the water sector | [20,22,30,71,88] |
Interventions at the neighbourhood level | [83,84] | |
Landscape management | [87] | |
Major adaptations in cities | [38,71] | |
Multilevel adaptation | [93] |
Vectors | Insights and Gaps |
---|---|
Operational | The pluri-functionality of some installations (e.g., flood control and management, reuse of waters) contributes to a dispersion of the objectives to be achieved, often competing with each other or not taking advantage of their synergies [44]. |
Regulatory changes and poor anticipation of operating costs are some of the risks most evidenced by experts dealing with water reuse [81]. | |
Grey water constitutes 50–80% of the total household wastewater produced, which enhances its future use after treatment [74,101]. | |
The decentralisation of systems can present great advantages in areas where, under “business as usual” conditions, it would be necessary to expand a centralised system, thus contributing to a more resilient system with less investment in capital, thus enhancing greater naturalisation of the same [31]. | |
Given the lock-in effect, the trend will be the coexistence of centralised and decentralised systems, thus operating a gradual change between both philosophies and a path leading to their hybridisation. The management of water demand, and not only the increase in its supply, can contribute decisively to the minimisation of the risk of water scarcity [31,83,99]. | |
Organisational | Theoretical studies are presented that present ways for the adaptation of WSPs in different contexts and how their adaptability and learning are essential to meet the challenge of climate change [102]. |
This adaptation can be facilitated by political and legislative measures [103]. | |
Reference [103] also demonstrated through an intersectoral study conducted in the UK that the water supply and flood control sectors are those in which at the institutional level, there was more significant activity to adapt to climate change, often from a top-down perspective (above the local level), with climate change triggers (actual or perished) and legislation, despite the fact that the need for interventions on the ground have greater difficulty in implementing if they are only motivated by climate change. | |
There is a lack of deepening between sustainable urban water management measures, citizens’ perception and socio-economic issues, and the use of the territory [30,63,76]. | |
There is a need for analyses that realise the possibilities of a relationship between sectoral measures of water resilience with the components of business and political decisions and studies relating to the relationship between conventional and decentralised water resource management systems [104]. | |
There is a gap in the knowledge about the implementation of the resilience of water systems more qualitatively and less quantitatively towards a more in-depth risk assessment and the relationship between water resilience systems—designated at flood level—and water supply, transport, energy, and waste collection systems [105]. | |
There is a need for more consolidated studies and reports on how to operate and maintain hybrid systems (centralised and decentralised) and how to define the attribution of responsibilities [76]. | |
Institutional | The planning of the territory will tend to be more challenging and complex in the future, not only motivated by an entity—municipality or managing body of the water service provider—but more integrated towards closer interests, which may even converge to new structures or allocation of responsibilities in the management of public services [104]. Bearing in mind the need to create sustainable urban and regional planning practices, the articulation between institutions and spatial planning policies and water management tends to become one of the central concerns [93]. Given the constraints of articulating rigid institutional structures, informal networking structures are beginning to appear between different interests that fill the gaps between the different, and often conflicting, official organisations [91]. |
Economical | In most cases, a financial analysis, pure and complex, that is, intending to obtain a net present value (NPV) as a central element for the viability of a given project, will not result in an advantage of SUWM systems, and there is a need to converge to a more holistic approach that takes into account the minimisation of the risk inherent to phenomena of scarcity or excess water, the creation of leisure spaces, the minimisation of heat islands phenomena, increased resilience and the potential reuse of captured/reused water [31,83]. |
There is a need for a deepening of knowledge that further characterises the vectors that contribute to a more comprehensive “value” of a given SUWM solution [31,106]. | |
Several analyses are confronted with the need to consider social, environmental, and economic factors together, and not just a financial analysis that can often not be shown to be favourable in determining the solution whose positive externalities are too evident [76,80]. | |
The use of rainwater harvesting systems can also contribute to a decrease in costs with public drainage systems. A cost–benefit analysis that highlights the scale of these benefits is necessary [33]. | |
Behavioural | Among the reasons for some resistance on the part of consumers to the use of recycled water are real or assumed health risks, mistrust of authorities responsible for managing water and minimising health risks, and disgust with the idea often referred to as the “yuck factor”. There are even cases where, although it is proven that treated water is purer than bottled water or tap water, due to the “yuck factor” acceptance is nil by some consumers. There is also resistance on the part of consumers to have direct contact with reused water, especially if there is a perception of health risks [75]. |
The level of resistance often has to do with the availability of water and its cost [66]. | |
In Singapore, a positive press speech and a well-founded sense of safety in the face of water reuse, given the use of state-of-the-art and redundant technology, were essential aspects for the community’s good acceptance of reused water, called NEWater, which is used for indirect potable use, to be introduced into raw water reservoirs. The blended water undergoes naturalisation and further treatment in conventional waterworks to create drinking water. A similar situation occurs in Southern California [68,107] | |
Technological | Water treatment for reuse purposes converges on increasingly advanced technologies, including membrane bioreactors (MBRs) or MBRs combined with forward osmose (FO) towards greater energy efficiency, of which Singapore is the gold standard in integrating water reuse at the scale of a large city [68,74]. |
Typically, the most economical reuse of grey water is that associated with showers and washbasins, and less than associated with kitchen stalls and washing machines, considering its higher content in fats and detergents. This knowledge can be necessary in the definition of internal drainage networks of buildings considering the reuse of grey waters [23,74]. | |
The main forms of water reuse occur through its direct reuse (after treatment), adequate discharge in water medium with characteristics adjusted to the receiving medium, or through the recharge of the water environment through which water will be obtained again for consumption. In addition to saving the water balance, they also make it possible to know the reused water available for future use (depending on consumption) and the possibility of using nutrients in agriculture/irrigation (depending on the type of treatment) [72,80]. | |
There is still ignorance about the effects and amount of micropollutants of direct recycled water in humans, so the tendency will still be to avoid its use for consumption or cooking [35]. | |
The reuse of rainwater is not (directly) economically viable on a small scale (isolated dwellings or small condominiums), as concluded from studies carried out in Spain and the Netherlands [33,73]. | |
Desalination is even more expensive than water reuse, and both are more expensive than direct capture in the water environment [35,68]. Even so, technological development, both in terms of performance and energy consumption, has been presenting solutions and systems that are very promising in the fields of desalination and water reuse [95,96,97,108]. | |
There is a panoply of technical solutions that contribute in a proven way. For flood damnation and uncontrolled runoff in cities, such as (bioretention) system sites, artificial wetland sites, infiltration-only systems, permeable pavements, green roofs, artificial ponds, bioswales). Some solutions are even quick-fix implementations contributing to a fast and economic control of the flow, such as draining pavements, as studied in the cases of Sponge Cities and Parma [22,44]. | |
There is a much greater reference to solutions for flood control than to the reuse of water or rainwater collection [30]. | |
There is a need to deepen knowledge of the relationship between urban planning, climate change, and water use using IT tools [99]. | |
Urban planning | The instruments of urban planning and governance of cities are essential for implementing a strategy of greater water resilience, bringing both conceptually and physically closer to the various actors that can contribute to its realisation. Territory planning can even act as an instrument to facilitate the implementation of these measures [30,63]. |
The articulation between urban planning and urban water management can be materialised, for example, by imposing water reuse measures in multi-purpose projects, careful location of treatment infrastructures, and reuse of “grey” waters; the location of “blue” and “green” infrastructures in a manner reconciled with the rainwater network and the conditioned approximation of industries with high consumption of service water to WWTP, among many others [32,63,74,83]. | |
Attention has been paid to the potential role of spatial planning in adapting to climate change in the urban water supply sector. The land use policy plays a vital role in influencing water use (demand) through planning mechanisms such as urban shape control, density, and space, as well as the recognised impact that urban development has on the water quality of the natural environment. It is not too much to stress the role that water demand should play in the planning of the territory to ensure sustainable water supply in the medium and long term [20,30,104,109,110] |
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Vinagre, V.; Fidélis, T.; Luís, A. How Can We Adapt Together? Bridging Water Management and City Planning Approaches to Climate Change. Water 2023, 15, 715. https://doi.org/10.3390/w15040715
Vinagre V, Fidélis T, Luís A. How Can We Adapt Together? Bridging Water Management and City Planning Approaches to Climate Change. Water. 2023; 15(4):715. https://doi.org/10.3390/w15040715
Chicago/Turabian StyleVinagre, Vítor, Teresa Fidélis, and Ana Luís. 2023. "How Can We Adapt Together? Bridging Water Management and City Planning Approaches to Climate Change" Water 15, no. 4: 715. https://doi.org/10.3390/w15040715
APA StyleVinagre, V., Fidélis, T., & Luís, A. (2023). How Can We Adapt Together? Bridging Water Management and City Planning Approaches to Climate Change. Water, 15(4), 715. https://doi.org/10.3390/w15040715