2.1. Availability of Excess Energy
In any pipe of a network at a certain instant with a steady flow regime, the total energy line (
Figure 1) can be defined as a straight line, if there are no local head losses, between the head in each boundary nodes. The head in each node will be higher than or equal to a minimum pressure
, usually imposed by regulators to guarantee a quality service to the population. In each point of the pipe, whenever the head is higher than this minimum pressure, there is excess energy. This excess energy will vary in time, as the demand in the network is not constant, affecting both the pipe flow and the pressure in the nodes.
The hydraulic energy,
(Wh), at any point of the pipe is defined as
where
is the water density (kg/m
3),
is the gravitational acceleration (m
2/s),
is the flow rate (m
3/s),
is the hydraulic head (m), meaning the total energy flow subtracted by the topographic elevation of the point, and
(h), a time interval. This time interval can be considered as the duration of a steady state.
To estimate the excess energy in the upstream and downstream nodes of
Figure 1, the minimum pressure is subtracted from the hydraulic charges:
However, it can be argued that the application of this definition of the excess energy in an entire network cannot be done without taking into account the topography. The excess energy at a given point is often needed to ensure the minimum pressure in another and hence, is not available.
Considering the reach, defined as a sequence of pipes, sketched in
Figure 2a, excess energy exists in every point of its water path, but none of this excess is available, since the most downstream point is at the minimum pressure and extra head losses would cause this pressure to decrease. Instead, if we consider the reach sketched in
Figure 2b, the minimum pressure is not limited at the downstream extremity but at a high point along the path. The excess downstream from this point is partly available. During the network design, there is usually an effort to minimize this difference by using smaller diameters, as a means to control the pressure. Alternatively, the installation of turbines could be used to dissipate this excess energy.
The available energy at a point in a WSS can hence be defined as the excess energy that can be extracted from the flow without causing pressure below the minimum at any other point. To quantify how much of the excess energy is available for hydropower production, critical points must then be identified. The critical point corresponds to the position in a network where the difference between the total energy and the minimum pressure is minimum but higher than zero. This difference is the head that can be taken from the total energy line. This head and the downstream total energy line are represented by a dotted line in
Figure 2b.
The former examples always considered a single reach with no other connecting path between the upstream and the downstream sections either than the presented reach. The positioning of a valve or a turbine in
Figure 2b would not have an impact in the discharge along the reach. However, if the reach was in a closed network, which is common in urban WSSs, the introduction of an energy converter and consequent adjustment of the energy distribution would have an impact in the discharge, as represented in
Figure 2c. Moreover, the following critical point in the reach is now the point that was at minimum pressure before. If the new critical point is considered for the extraction of energy, a new readjustment occurs and the resulting total energy distribution is presented in
Figure 2d.
The available energy in a network is given by the sum of the available energy at every critical point and hence its assessment requires a dynamic process. Also, as mentioned, the available head varies with the demand, which in a WSS is variable throughout the day. Nevertheless, a simpler and more immediate way for estimating available energy is to consider the steady state conditions with maximum flows, and hence the minimum heads.
An algorithm was developed to access the potential for hydropower in water supply networks taking into account the previous considerations for available energy in a network (
Figure 3). Input data are composed of the network geometry, available consumption data (discharges distributed along the WSS) and minimum pressures to be assured at every node.
The consumption that leads to the average lowest pressure in the network is identified in the analysis. The nodes that do not fulfill the criteria of minimal pressure under these conditions are considered to be non-consumptive nodes, where the pressure is only required to be positive to avoid cavitation.
Since energy depends on both head and flow rate, the available energy cannot be evaluated solely based on available head in the critical points. For all the nodes in the network, a value
is defined, if the node is valid, as:
where the index
refers to the ID of all pipes connecting to the node
n,
and
is the hydraulic head over the node
n in the current hydraulic state. If the node is not valid,
is zero. The nodes are then re-ordered in decreasing order of
.
For the node with the highest , the head from Equation (4) is extracted by applying a local head loss in the pipe connecting to the node with the highest discharge. This extraction implies a new energetic equilibrium in the network that needs to be calculated. If the minimum pressure is satisfied in all the consumptive nodes after the network recalculation, the extracted head is given by the imposed head loss, and the available power in that node is given by the head and . The power of the new state is given by the sum of the available power in the new node, the available power in the all the nodes where a head loss was previously imposed and the power that is dissipated in each PRV, if they exist, multiplied by the water volumetric weight. The new node is accepted only if there is an increment in the calculation of the power, to ensure that it does not negatively affect the nodes previously gathered. If it is not accepted, the following highest is tested and so forth until there is an acceptance or the valid nodes are exhausted.
The procedure of ordering the nodes according to the value of is repeated with each new accepted equilibrium in the network. Moreover, when extracting the head in a new node, the flow discharge in the previous ones will be affected, and so the potential of both has to be calculated.
When all valid nodes have been evaluated, an estimation of the annual available energy can be given by the power multiplied by the considered time window . The potential for hydropower of a network is hence evaluated through the total available energy.
2.2. Optimum Site Locations
Even if potential for hydropower has been recognized in a certain city, the ideal location of turbines within its network is not straightforward. It depends on numerous factors such as the flow rate and respective velocity restrictions which have daily variations, the head which is dependent not only on the minimum service pressures but also on the chosen turbine, and the geometry of the network that conditions the distribution of the flow within its closed network.
To answer this problem, a search algorithm in which a simulated annealing technique was used to optimize the economic value of the installation of micro-hydropower plants (MHP) in a WSS was applied. In the recently developed search algorithm [
5,
18], in each iteration, a full year is simulated with an hourly time step considering the installation of a given number of turbines in several locations or combined in one location. The produced energy is obtained by coupling the EPANET hydraulic model [
20] that calculates the hydraulic state of the network for each time step with the characteristics of the turbines. The position of the turbines in the WSS is changed in each iteration, in the search for the best output. Only the solutions that respect minimum pressure and maximum velocity constraints are accepted.
The best output is given by the objective function that has been defined as the maximization of the net present value of the project annual cash flows over 20 years of operation:
where
is the solution vector, representing the placement of
Nt turbines, and
is the net present value of the project discounted cash-flows.
In a concise way, the net present value is given by
where all components are transposed to the year 0 of operation.
In the considered economic model, the capital costs include all investment costs for the construction of the MHPs. The maintenance costs are considered negligible when compared with the maintenance costs of the entire network. The operational costs of a network are given by the electricity bought for pumping operations and the personnel costs for managing the WSS. In this case, since the focus is only on the construction and operation of the turbines, and not the entire network, only the costs for pumping that are superior to the original operational costs are considered. The operational costs are thus given by the electricity buying tariff and the difference between the electrical energy needed for pumping in the situation with the turbines installed and the energy needed for pumping in the initial situation (without turbines).
Two different types of remuneration can be considered depending on the economic model assumed: selling to the grid or self-consumption. When selling to the grid, the revenues are given by the produced energy and the considered sell-tariff. For a self-consumption scheme, it is assumed that the generated energy is consumed in operations within the network. In this case, the gain is in the savings in the electricity bill of the network. To provide an appreciation of the solution, independently of the remuneration type, another economic index, the cost price, is considered:
where
is the discount rate and
is the annual energy production.