Values-Led Planning Approach in Spatial Development: A Methodology
Abstract
:1. Introduction
2. Approach to the Study
3. Values-Led Approaches: A Theoretical Orientation for Spatial Planning
3.1. Why Do Values Matter in Approaches?
3.2. Using Rokeach’s Theory of Values to Understand a Values-Led Approach in Planning
3.3. (Re)Stating the Concept of Values-Led Approach in Planning
“Introduction of VLP approach based on consolidated new knowledge from stakeholders’ experience and empirical evidence will help better understand and guide the relevant processes and their effects in specific territories based on the identified values (an outcome of expertise) and attitudes (stakeholders’ preferences), thus avoiding such problems as, for example, unplanned urban sprawl, environmental/landscape fragmentation and damage, unequally populated areas, remarkable differences in income, insolvent territories, etc. It is argued that…implementation of the new approach within the proposed framework will lead to improved regional and local land-use policies and thus better territorial governance, developing more inclusive and resilient territories for the benefit of entrepreneurship, society, and nature. Innovation activities will be recognised, for example, when applying developed methodological guidelines in the planning process. Complex yet significant relationships between the values and preferences of the stakeholders concerning land use and development are to be assessed.”
4. Framing the Path to a Methodology for VLP Approach in Spatial Development
4.1. The Typology of Values
4.2. Conceptualised Participation
4.3. Value Causing Assessment (VCA)
4.4. Preconditions for Ensuring a Values-Enabling Planning Environment
4.4.1. The Organization of Spatial Planning and Involvement in it
- The organisation of planning in practice when identifying a locus of power, hierarchies, institutions, etc.;
- The recognition of the most influential actors in planning, including the organisational structures, authorities, partnerships, the groups of common interest, and individuals;
- The legal and administrative fundaments that formally support spatial planning;
- Policymaking and implementation that reflects deep-rooted values, e.g., dominant policy style, ascertaining its impact on institutional performance, and social activity looking over last years;
- The existence of the linkages among stakeholders, including collaboration forms/networks, cross-border relations, integration of sectoral interests, problem-driven cooperation, etc.;
- An assessment of the linkages between places relevant in the planning context, e.g., rural-urban, inner-urban, and peri-urban;
- The identification of key defining moments, events, and people in the evolution of planning practice;
- Methods for how the people may benefit from spatial planning, including informing, learning, collaborating, understanding values, critically acting;
- Dynamic changes if measuring territorial governance, thus ascertaining the movement between both command/control and consensus-oriented governance models.
4.4.2. Planning Process and Tools
- The determination of key driving forces influencing the evolution of local planning practice over the last decades, including how values have evolved in political, economic, and neo-liberal agendas, and social actions, etc.;
- The recognition of structures and networks with an important influence on the development of local planning practice if considering the ways they changed over time;
- The evolvement of the role of professionals/planners over time and its current status, e.g., an executive-arm, a technician, a consultant, a negotiator, or an assistant;
- An overview of the education for professionals/planners;
- An assessment of the coherence of a planning community in a particular practice, identifying several different planning communities, and ascertaining its variations in urban/rural, regional/local, or other contexts;
- Observation of different instrumental planning tools in a particular practice, e.g., informal modes of operation and planning tools that lie outside the institutionalised planning system;
- The characteristics of emerged planning modes and tools to support spatial planning practice, e.g., general/specific planning regulations, set of planning documents, legally binding/guiding, formal and/or informal arrangements for territorial governance, enhancing multi-sector participation, and networking, more oriented towards strategies or land use;
- The recognition of projects which support and/or provide improvements to formal spatial planning;
- Dynamic changes if measuring a spatial planning-implementation linkage—besides the planning, also considering the implementation of plans in practice through decision-making in land-use management—thus ascertaining the movement from just formal institutionalised planning mode towards complementing informal planning arrangements.
4.4.3. The Relationship of Planning Activities to Fostering Sustainable Communities
- The extent to which a spatial planning in particular practice succeeds in achieving the principles such as sustainability, equal opportunities, public participation, transparency, integrated approach, and coherence;
- The importance of community involvement and activity in spatial planning as well as the social value of planning;
- The promotion of community development and management if considering identified and discussed spatial values and preferences of stakeholders in spatial planning;
- The extent to which the perception, beliefs, shared values, and behaviour of the actors involved can be recognised through the spatial planning;
- The importance of the role of values in spatial planning and the extent to which the planning agendas and discourses, e.g., dominating ideas, views, and styles, substantiate the preference of values;
- The extent to which spatial planning serves different interests, including local communities, the business community, private developers, international investors, etc.;
- The impact of the international planning ideas and knowledge on the evolution of planning practice;
- Reasons for increasing activity of the civil society and identification of bottom-up initiatives and networks mobilising around urban and rural development issues as well as the importance of these networks in current planning debates and agendas;
- An assessment of emerged, distinct approaches of the planning experience and tradition to spatial planning;
- The impact of the evolution of planning education and experience on the VLP approach to planning.
4.5. Towards an Application of the Proposed Methodology for the VLP Approach in Spatial Development
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Typology | Values | Description |
---|---|---|
Core values | Economic value | Land use and development as they reflect in welfare gains |
Social value | Involvement and cooperation as they reflect on social inclusion and security | |
Ideological value | Traditions and cultural matters as they reflect in beliefs | |
Ecological value | Environmental quality and ecological liveability as they reflect in acceptability | |
Aesthetic value | Emotional perception and critical attitudes as they reflect in designs | |
Technical value | Application of technology-based knowledge as it reflects in stimulating planning innovations | |
Spatial values | The values of land-related resources | Can be seen in landscape as a stock; factual land-use types or geospatial units in the frame of a particular project, e.g., agricultural land, forest, waterbody, roads, built-up land, etc. |
The values of landscape functions | Can be seen and perceived in the landscape as ecosystem and landscape functions, goods, and services—the functions based on de Groot and Hein (2007) [56] when considering the multi-functional nature of ecosystems and the evolvement of the approach of ecosystem services when considering it as a strategy and focusing on ecosystem services as these are related to the activities, decisions, and investments of humans [57], e.g., provisioning, regulation and support, cultural, etc. | |
The values of land-use patterns | According to the institutional settings of a particular spatial planning system, these can be identified in spatial development plans from different socio-economic functionalities—functional zones in an area, e.g., rural areas, green/natural areas, transport infrastructure, industrial areas, public areas, family housing, etc. | |
Synergetic values of land-use patterns | Can be perceived and analysed through the planning-implementation experience, e.g., green or public areas concerning residential areas and connection to public-transport infrastructure in an area | |
Intangible values | Can be recognised through historical evolution and are socially meaningful for the future, e.g., intrinsic, place-based, historical, cultural, etc. |
1. Identification and assessment of values (professional expertise) |
1.1 Determination of territory and setting of preliminary land-use objectives and its criteria (from previous planning practice and policies) by the responsible planner 1.2 Establishment of the board of experts by the responsible planner 1.3 Assignment of tasks for experts lead by the responsible planner 1.4 Identification and structuring of values from field surveys, stakeholders’ knowledge and community involvement, plans, documentaries, and other sources by experts 1.5 Evaluation of alternatives (trade-offs of values) by experts 1.6 Consensus-oriented discussion and provision of the outcome as a result of professional expertise by the board of experts 1.7 Summarization of the outcome when considering its contribution to the land-use objectives (by criteria) by the responsible planner |
2. Beliefs and preferences of stakeholders (stakeholder deliberation) |
2.1 Establishment of the board of stakeholders/steering committee by the responsible planner 2.2 Organisation of stakeholders’ deliberations based on the outcome of professional expertise, provided arguments, and discussions, involving community members and experts by the responsible planner 2.3 Selection between possible alternatives regarding decisions by stakeholders and responsible planner 2.4 Organisation of public hearing and discussion by stakeholders 2.5 Consensus-oriented discussion and provision of the outcome on identified alternatives by the board of stakeholders/steering committee 2.6 Summarization of the outcome when considering its contribution to the land-use objectives (by criteria) by the responsible planner |
3. Allocation of planning alternatives (assessed decision-making) |
3.1 Establishment of the joint working group, involving representatives from both boards, responsible planner, and a representative of the legitimate body (official authority responsible for legally binding decision-making) by the legitimate body 3.2 Synthesis of outcomes from professional expertise and stakeholder deliberation towards making an assessed and well-coordinated decision, considering that possible feedbacks and mitigation measures (trade-offs) are solved before providing outcomes (1.7 and 2.6) by the joint working group 3.3 Approval of the synthesis report (a decision) on the allocation of planning alternatives by the legitimate body 3.4 Proper arrangements into spatial/land-use plans (land-use patterns) and regulations on land use and development by the responsible planner 3.5 Monitoring of the implementation of the decision by stakeholders |
Key Elements | Measures |
---|---|
The organisation of the planning process and involvement of stakeholders |
|
The planning process, modes, tools, and techniques supporting the planning practice |
|
Planning environment and shared values of stakeholders |
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Auzins, A.; Chigbu, U.E. Values-Led Planning Approach in Spatial Development: A Methodology. Land 2021, 10, 461. https://doi.org/10.3390/land10050461
Auzins A, Chigbu UE. Values-Led Planning Approach in Spatial Development: A Methodology. Land. 2021; 10(5):461. https://doi.org/10.3390/land10050461
Chicago/Turabian StyleAuzins, Armands, and Uchendu Eugene Chigbu. 2021. "Values-Led Planning Approach in Spatial Development: A Methodology" Land 10, no. 5: 461. https://doi.org/10.3390/land10050461
APA StyleAuzins, A., & Chigbu, U. E. (2021). Values-Led Planning Approach in Spatial Development: A Methodology. Land, 10(5), 461. https://doi.org/10.3390/land10050461