Legal Risk in the Management of Forest Cover in a River Basin San Juan, Cuba
Abstract
:1. Introduction
2. Materials and Methods
2.1. Study Area
2.2. Methods
2.3. Phase I. Study of Legal Norms Regarding Forest Cover in River Basins and Their Application in Cuba
2.3.1. Analysis of Documents
2.3.2. Legal Exegetical Method
2.4. Phase II. Evaluation of the Forest Cover of the San Juan River Basin
2.4.1. Visual Analysis
2.4.2. Principal Component Analysis (PCA)
2.4.3. Semi-Automatic Classification Plugin (SCP)
2.5. Phase III. Recommendations to Minimize the Legal Risk of Forest Cover in the River Basins and Their Integration into Decision Making
3. Results
3.1. Legal and Institutional Manifestations of the Legal Protection of Forest Cover in Cuba
3.2. Legal Aspects That Reveal Legal Risk in the River Basin Management Legal System
- A.
- Regarding legal enforceability, the principal cause of their existence is non-compliance with the provisions, technical regulations, and recommendations of the State Forest Service. This has led to the filing of infringement proceedings, mainly related to infringements of the conditions on:
- Forests and forest management: conduct such as authorizing and carrying out silvicultural management other than the law was observed. Other actions such as not preparing and submitting for approval forest management projects. Failure to comply with the forestation and reforestation program in the mandatory areas established by law. Also observed were behaviors associated with the construction of housing and facilities, the promotion of crops, and the carrying out of earthworks not permitted in forest strips. As well as not complying with the technical regulations of the State Forest Service; carrying out clearing work without the express authorization established in the law.
- The Forestry Registry: failure to comply with the provisions issued by the Forestry Registry.
- Protection and conservation: non-compliance with phytosanitary technical norms to prevent and combat tree pests and diseases; failure to carry out sanitary felling of burned, plagued, or diseased trees; grazing of large or small livestock belonging to them, or in their custody, without the corresponding authorization from the State Forest Service; and failure to request an initial evaluation by the Ministry of Agriculture to obtain permission or approval for any work or investment that could affect the forest patrimony.
- Fire prevention and extinguishing: failure to comply with preventive fire control and extinguishing measures and rehabilitation of affected areas; and failure to prepare or keep the forest fire protection plan up to date.
- B.
- The legality of management instruments: the forest framework legislation (Law No. 85 of 21 July 1998) certainly establishes forest management instruments, namely: forest management; afforestation and reforestation; forest harvesting and industry; contracts and other legal acts on forest patrimony; and forest conservation and protection. However, the main legal violations are related to silvicultural management other than those established in the law and its regulations. In addition to implementing management instruments without complying with all the requirements specified in the legislation, the cause of the infringement was conducted.
- C.
- Exposure to unanticipated changes in laws and legal regulations: some authors are currently working on strategic topics that will allow us to move towards sustainable forestry development. These are the achievements of forest management, the fulfillment of the ‘life task’ and, within it, the reforestation program of the watersheds. First, more significant legislative development is necessary to establish mechanisms allowing updated and quality forestry information based on scientific criteria and methodologies. A greater legal profusion of incentives for protection and reforestation is required, indispensable for managing existing natural forests, restoring and rehabilitating degraded areas, and establishing forest plantations. It is a challenge to strengthen further forest certification as a legal instrument for environmental management, and a guarantor of the principle of sustainability. Finally, to further develop the legal evaluation of ecological effects on the forest’s heritage.
- D.
- Existence of a legal regulatory framework that is outdated, inflexible, and with gaps, antinomies, and ambiguous legal concepts:
- The contraventions legislation—Decree No. 268 of 8 September 1999, and Decree-Law No. 200 of 22 December 1999—do not contain the modifications that the Cuban monetary system, which was updated in the year 2020, has undergone.
- Legislation: Law No. 81 of 11 July 1997. Environmental Law; Law No. 85 of 21 July 1998. Forestry Law: has not updated the structural system of the state, which, since the Constitution itself is its organic part, has made substantial modifications to that system. In addition, the Magna Carta is notably lacking in developing a plan of guarantees of rights that must be designed according to the specificities of both framework legislations, fundamentally concerning the right to enjoy a healthy and balanced environment.
- Excessive use of the gerund. Examples: prevailing, fulfilling, having, pursuing, respecting. In all cases, the use of the gerund has an illative value. In other words, the gerund does not express a circumstance that marks the action of the main verb, but is used to link autonomous events.
- Cumulative tendency to use adverbs. Examples: generally, fundamentally, permanently, only, jointly, legally, independently, totally, duly, economically, orderly, biologically, socially, systematically, integrally, properly, scientifically, previously, equally, personally, significantly, am-environmentally, exceptionally, gratuitously, continuously, partially, accidentally, potentially, indirectly, sensibly, rationally, currently.
- There is a set of terms in the legislation with extensive vagueness. Their indeterminacy affects the scope of application of the concept: official character, effective operation, positive results, prudent time frame, periodic meetings, usual ebb and flow of the tides, justified reasons, sustained increase in the values of the forest resource, irrational logging, environmentally sound criteria.
- E.
- Use of normative referrals. Its main manifestations are: Forestry Law, technical standards in force, methodology established by the Forestry Directorate, Cuban standards, foreign investment law, forestry management projects or management plans, and methods based on the Forest Ranger Corps. These normative referrals are external, dynamic, and in a block (Table 3).
3.3. The Causal Relationship between the Legal Limitations and the Damages Embodies the Legal Risk
- Construction of houses, facilities, expansion of crops, and unauthorized change in land use in forest belt;
- Logging in forest areas;
- Failure to comply with afforestation and reforestation programs in areas that are mandated by law;
- Land clearing not expressly authorized by law;
- Grazing livestock, large and small, in forest areas without corresponding permits;
- Non-permanent use of forest land for agroforestry, tourism or recreational purposes without the approval of the State Forest Service;
- Use of fire in and around forested areas without authorization from the Ranger Service, or, even if authorized, without observing established safety measures;
- Failure to implement preventive measures for fire control and fire suppression, and restoration of affected areas as ordered by the competent authorities.
3.4. The Case Study on Deforestation in the San Juan Basin (2014–2020)
4. Discussion
5. Conclusions and Recommendations
- When managing Cuban hydrological watersheds through subprograms, it is recommended to include: increase in forest area; and design of legal risk management indicators for forest cover management.
- Identify legal risks and their causation.
- Identify responsible parties and their level of responsibility (civil, administrative setting, and criminal).
- Design relevant measures to deal with or reduce legal risks.
- Strengthen the integration of the main bodies of the Provincial Council of Hydrographic Basins, and comprehensively deal with legal risks.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A
Appendix B
Appendix C
Cuban Policies Applied by the National Council of Hydrographic Basins | Goal | Sector of Application | Scale |
---|---|---|---|
Law No. 81 of 11 July 1997. Environmental Law. National Assembly of People’s Power. | To create a legal context that favors the projection and development of socioeconomic activities in ways that are compatible with environmental protection; to establish the principles that guide the actions of natural and legal persons in environmental matters, including coordination mechanisms between the different bodies and agencies for efficient management; to promote citizen participation in the protection of the environment and sustainable development; to develop citizen awareness of environmental problems, integrating education, dissemination, and environmental information; to regulate the development of environmental evaluation, control, and surveillance activities; to promote the care of human health, the improvement of the quality of life, and the improvement of the environment in general. | Natural and juridical persons, Cuban and foreign, following the provisions of this Law. | National |
Law No. 124 of 14 July 2017. Water Law. National Assembly of People’s Power. | It regulates the integrated and sustainable management of terrestrial waters found within the earth’s crust or above it, regardless of their physical, chemical, or bacteriological composition, in the space that makes up the emerged part of the national territory limited by the coastline. | Natural and juridical persons, Cuban and foreign, following the provisions of this Law. | National |
Law No. 85 of 21 July 1998. Forestry Law. National Assembly of People’s Power. | Establish the principles and general regulations for the protection, increase, and sustainable development of the nation’s forest heritage; control forest heritage resources through established regulations and competent bodies and agencies; promote and encourage reforestation for economic, protective or social purposes, as well as silvicultural management in plantations and natural forests; to conserve the biological diversity resources associated with forest ecosystems; to protect forests against deforestation, irrational logging, forest fires, free grazing, pests and diseases, as well as other actions that may affect them; to regulate the multiple and sustainable use of the forest heritage and to promote the rational use of non-timber forest products. | Natural and juridical persons, Cuban and foreign, following the provisions of this Law. | National |
Law No. 113 of 23 July 2012. Tax System Law. | It establishes the taxes, principles, norms, and general procedures on which the Tax System of the Republic of Cuba is based. | Natural and juridical persons, Cuban and foreign, per this law’s provisions for each tax. | National |
Decree Law No. 200 of 22 December 1999. Contraventions in Environmental Matters. Ministry of Science, Technology and Environment. | Establish applicable contraventions in environmental matters. | Natural or juridical person, national or foreign, who violates the environmental legislation in force. | National |
Decree No. 337 of 5 September 2017. Regulation of law no. 124 on land waters. | The protection, safety and conservation of the water infrastructure; the execution of the investment process for water infrastructure works; the preparation of technical standards governing land water management; the granting of concessions and authorizations related to land water management; the annual, medium-, and long-term planning of land waters and their control; the provision of public water supply and drinking water, sanitary sewerage and storm sewerage services; and the composition and functions of river basin councils. | Water Resources Institute. | National |
Resolution No. 330 of 7 September 1999. Regulation of the Forestry Law. | Technical, regulatory, functional, and methodological direction of the State Forest Service. | State Forest Service. | National |
Decree Law No. 212 of 8 August 2000. Coastal Zone Management. Ministry of Science, Technology and Environment. | Establish provisions for the delimitation, protection and sustainable use of the coastal and its protection zones. | The maritime-terrestrial strip of variable width, where the interaction of land, sea and atmosphere occurs through natural processes. | National |
Decree Law No. 201 of 23 December 1999. On the National System of Protected Areas. Ministry of Science, Technology and Environment. | To establish the legal regime related to the National System of Protected Areas. | Protected areas. | National |
Decree Law No. 190 of 28 January 1999. On biosafety. Ministry of Science, Technology and Environment. | To establish the general precepts that regulate the use, research, testing, production, import, and export of biological agents and their products, organisms, and fragments thereof with genetic information, as well as the release into the environment of biological agents, organisms, and fragments thereof with genetic data. | Agencies of the Central Administration of the State that have facilities and release areas. | National |
Decree No. 268 of 8 September 1999. Contraventions of forestry regulations. Council of Ministers | It establishes the applicable contraventions in forestry matters. | Natural persons, national or foreign. | National |
Decree No. 327 of 11 October 2014. Regulation of the investment process. Ministry of Economy and Planning. | Regulates the essential elements of the investment process. | Ministry of Economy and Planning | National |
Joint Resolution of 23 February 1996. Ministry of Agriculture. National Institute of Water Resources. | Elaboration of projects for hydro-regulating forest strips around reservoirs and riverbeds. | Ministry of Agriculture. National Institute of Hydraulic Resources. | National |
Resolution No. 52 of 7 August 2007. Regulations of the National Council, Territorial Councils, and specific watershed councils. National Institute of Hydraulic Resources. | Put into effect the Regulations of the National Council, the Territorial Councils, and the specific River Basin Councils. | National Institute of Hydraulic Resources. | National, Provincial and Territorial |
Cuban Standard NC: 93-01-206. 26 April 1996. Forest strips of the protection zones of reservoirs and riverbeds. | To arrange to prepare projects for hydro-regulating forest strips around reservoirs and riverbeds. | Ministry of Agriculture. National Institute of Hydraulic Resources. | National |
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No | Date of Image | Satellite/Sensor | Reference System |
---|---|---|---|
1 | 23 February 2014 | Landsat 8 Level 1 (OLI-TIRS) | WGS84/UTM zone 18N |
2 | 25 January 2015 | ||
3 | 1 April 2016 | ||
4 | 15 February 2017 | ||
5 | 2 February 2018 | ||
6 | 4 January 2019 | ||
7 | 27 March 2020 |
Name of the Legal Rule | Approval Date | Type of Legal Standard/Level of Management | Approving State Body or Agency |
---|---|---|---|
Joint Resolution (unnumbered) | 23 February 1996 | Resolution/National | The Ministry of Agriculture. National Institute of Water Resources |
Law No. 81 of the Environment | 11 July 1997 | Law/National | National Assembly of the People’s Power. |
Law No. 85 Forestry | 21 July 1998 | Law/National | National Assembly of the People’s Power. |
Resolution No. 330. Regulation of the Forestry Law | 7 September 1999 | Resolution/National | Regulation Ministry of Agriculture. |
Decree-Law No. 268. Contraventions of forestry regulations. | 8 September 1999. | Decree of the Council of Ministers/National | Decree-Law No. 268. Contraventions of forestry regulations. |
Decree-Law No. 200. Contraventions in environmental matters | 22 December 1999 | Decree-Law/National | The Ministry of Science, Technology, and Environment. |
Decree-Law No. 201. On the National System of Protected Areas. | 23 December 1999. | Decree-Law/National | System of Protected Areas. |
Decree-Law No. 190. On biosecurity. | 28 January 1999. | Decree-Law/National | The Ministry of Science, Technology, and Environment. |
Decree-Law No. 212. Coastal Zone Management. | 8 August 2000. | Decree-Law/National | The Ministry of Science, Technology, and Environment. |
Resolution No. 52. Of the National Council, the Territorial Councils, and the specific watershed councils. | 7 August 2007. | Regulations/National/Provincial and Territorial | National Council, the Territorial Councils, and the specific watershed councils. |
Law No. 113. On the Tax System | 23 July 2012 | Law/National | The National Assembly of the People’s Power. |
Decree No. 327. On the Investment Process. | 11 October 2014. | Regulation/National | The Ministry of Economy and Planning |
Law No. 124. | 14 July 2017. | Law/National | National Assembly of People’s Power. |
Decree No. 337. Regulation of Law No. 124 on terrestrial waters. | 5 September 2017. | Regulation/National | Council of Ministers |
Cuban Standard NC: 93-01-206 Forest strips of protection zones for reservoirs and riverbeds. | 26 April 1996 | Technical standard/National | National Institute of Hydraulic Resources. |
Manifestation of Legal Risk | Conduct Associated with the Manifestation | Principal Impact |
---|---|---|
The legal enforceability | Failure to comply with the provisions issued by the Forestry Registry. Failure to comply with phytosanitary technical standards. They are failing to submit for approval forest management projects. The areas have a forestation and reforestation program. Failure to comply with preventive fire control and extinguishing measures. | Illegalities |
The legality of management instruments | The constant use of silvicultural management methods differs from those established in the legislation. | Illegalities |
Exposure to unanticipated changes in laws and legal regulations | It does not provide practices associated with sustainable forestry development for forestry legislation. | Illegalities |
Existence of a legal, regulatory framework that is outdated, inflexible, and with gaps, antinomies, and ambiguous legal concepts. | Existence of vague legal concepts and ambiguous and imprecise terms. Legal norms that are not adapted to the current reality. | It is associated with legality requirements in legal norms. |
Use of standard referrals | Referral to various legal provisions or methodological documents of the State Forest Service, which have levels of legal outdatedness. | It is associated with legality requirements in legal norms. |
Types of policies designed and implemented by the Provincial Council of Hydrographic Basins | Administrative policies | 36 |
Technical policies | 56 | |
Educational policies | 8 | |
Environmental policies | 12 | |
Community Outreach policies | 8 | |
Institutional policies | 28 | |
Total | 148 | |
Main goals |
| |
Main trends observed |
|
Legal Limitations | Damages | Effects |
---|---|---|
Legal enforceability | Legal-formal Ethical | Contravention behaviors |
The legality of management instruments | Legal-formal Ethical | Contravention behaviors |
Exposure to unanticipated changes in laws and legal regulations | Pragmatic Teleological | Contravention behaviors |
The legal regulatory framework is outdated, inflexible, and with gaps, antinomies, ambiguous legal concepts | Linguistic or communicative legal-formal | Infringement of the guarantees associated with the formal and material requirements of legality. |
Use of regulatory referrals | Legal-formal | Infringement of the guarantees associated with the formal and material requirements of legality. |
2014 | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
km² | % | km² | % | km² | % | km² | % | km² | % | km² | % | km² | % | |
Water | 1.10 | 0.78 | 1.33 | 0.94 | 0.65 | 0.46 | 1.10 | 0.78 | 1.20 | 0.85 | 1.36 | 0.97 | 1.18 | 0.83 |
Urban | 30.54 | 21.62 | 37.79 | 26.75 | 30.67 | 21.72 | 34.67 | 24.55 | 26.39 | 18.68 | 32.69 | 23.14 | 29.05 | 20.56 |
Forest | 109.61 | 77.60 | 102.14 | 72.31 | 109.93 | 77.83 | 105.48 | 74.67 | 113.65 | 80.46 | 107.20 | 75.89 | 111.03 | 78.60 |
Total | 141.25 | 100.00 | 141.25 | 100.00 | 141.25 | 100.00 | 141.25 | 100.00 | 141.25 | 100.00 | 141.25 | 100.00 | 141.25 | 100.00 |
Periods | Initial (km²) | Final (km²) | Difference (km²) |
---|---|---|---|
2014–2015 | 31.64 | 39.11 | 7.48 |
2015–2016 | 39.11 | 31.32 | −7.79 |
2016–2017 | 31.32 | 35.77 | 4.45 |
2017–2018 | 35.77 | 27.60 | −8.18 |
2018–2019 | 27.60 | 34.05 | 6.46 |
2019–2020 | 34.05 | 30.22 | −3.83 |
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Share and Cite
Alarcón Borges, R.Y.; Pérez Montero, O.; Tejera, R.G.; Silveira, M.T.D.; Montoya, J.C.; Hernández Mestre, D.; Vazquez, J.M.; Mestanza-Ramon, C.; Hernandez-Guzmán, D.; Milanes, C.B. Legal Risk in the Management of Forest Cover in a River Basin San Juan, Cuba. Land 2023, 12, 842. https://doi.org/10.3390/land12040842
Alarcón Borges RY, Pérez Montero O, Tejera RG, Silveira MTD, Montoya JC, Hernández Mestre D, Vazquez JM, Mestanza-Ramon C, Hernandez-Guzmán D, Milanes CB. Legal Risk in the Management of Forest Cover in a River Basin San Juan, Cuba. Land. 2023; 12(4):842. https://doi.org/10.3390/land12040842
Chicago/Turabian StyleAlarcón Borges, R. Y., Ofelia Pérez Montero, Rogelio García Tejera, María Teresa Durand Silveira, José Celeiro Montoya, Dayniel Hernández Mestre, Jorge Mesa Vazquez, Carlos Mestanza-Ramon, Diego Hernandez-Guzmán, and Celene B. Milanes. 2023. "Legal Risk in the Management of Forest Cover in a River Basin San Juan, Cuba" Land 12, no. 4: 842. https://doi.org/10.3390/land12040842
APA StyleAlarcón Borges, R. Y., Pérez Montero, O., Tejera, R. G., Silveira, M. T. D., Montoya, J. C., Hernández Mestre, D., Vazquez, J. M., Mestanza-Ramon, C., Hernandez-Guzmán, D., & Milanes, C. B. (2023). Legal Risk in the Management of Forest Cover in a River Basin San Juan, Cuba. Land, 12(4), 842. https://doi.org/10.3390/land12040842