Symmetric and Asymmetric Allocating Concepts Under Multiple-Goals
Abstract
:1. Introduction
- whether the notions of marginal contribution and weights could be adopted to characterize symmetric and asymmetric allocating behavior under the framework of multiple-goals and multi-choice modes.
- By extending the symmetric allocating notion of the EANSC to multiple-goals multi-choice modes, the uniform allocating of undifferentiated utility (UAUU) is defined in Section 2. The UAUU involves members receiving its average marginal extents-utility, and then allocating the rest of utility uniformly.
- By incorporating the notion of member-weighted emphasis into the UAUU, the 1-weighted allocating of undifferentiated utility (1-WAUU) is considered in Section 2. In brief, the allocating notion of the 1WAUU involves members first allocating its average marginal extents-utility, followed by allocating the rest of utility based on member-weighted proportions.
- By integrating the notion of extents-weighted emphasis into the UAUU, the 2-weighted allocating of undifferentiated utility (2-WAUU) is introduced in Section 2. In essence, the allocating notion of the 2WAUU entails members first allocating its weighted marginal extents-utility, and then uniformly allocating the rest of utility.
- Combining the allocating notions of the 1WAUU and the 2WAUU gave rise to the bi-weighted allocating of undifferentiated utility (BWAUU) in Section 2. Briefly, the allocating notion of the BWAUU involves members first allocating its weighted marginal extents-utility, and then allocating the rest of utility based on member-weighted proportions.
- However, both the member-weighted and extents-weighted mechanisms appear somewhat artificial and subjective. In Section 4, the interior allocating of undifferentiated utility (IAUU) is generated as an alternative to weighted allocating concepts, applying average marginal extents-utility.
- In Section 3.1, based on the bilateral consistency for multiple-goals, the UAUU, the 1-WAUU, the 2-WAUU and the BWAUU could be characterized by different forms of criterion for multiple-goals.
- In Section 3.2, based on a specific property of symmetry, another axiomatic result for the UAUU is proposed. It is also shown that the 1-WAUU, the 2-WAUU and the BWAUU are asymmetric.
- While the IAUU violates bilateral consistency for multiple-goals, in Section 3.3, it adheres to the properties of interior criterion for multiple-goals and revised consistency for multiple-goals. It is also shown that the IAUU is symmetric.
2. Preliminaries
- The 1-weighted allocating of undifferentiated utility (1-WAUU), , is considered as follows: For every , for every weight evaluation for members , for every , and for every member ,According to the definition of , all members firstly allocate its average marginal extents-utility, and the rest of utility are allocated proportionally via weights for members.
- The 2-weighted allocating of undifferentiated utility (2-WAUU), , is considered as follows: For every , for every weight evaluation for extents , for every , and for every member ,
- The bi-weighted allocating of undifferentiated utility (BWAUU), , is considered by for every , for every weight evaluation for members , for every weight evaluation for extents , for every and for every member ,Based on the definition of , all members firstly allocate its weighted marginal extents-utility, and the rest of utility are allocated proportionally via weights for members.
3. Axiomatic Analysis
3.1. Axiomatic Analysis for the UAUU and Its Weighted Extensions
- 1.
- On , the UAUU is the unique allocation satisfying CMG and BCIYMG.
- 2.
- On , the 1-WAUU is the unique allocation satisfying 1WCMG and BCIYMG.
- 3.
- On , the 2-WAUU is the unique allocation satisfying 2WCMG and BCIYMG.
- 4.
- On , the BWAUU is the unique allocation satisfying BWCMG and BCIYMG.
3.2. Symmetry for Multiple-Goals
- An allocation satisfies symmetric for multiple-goals (SYMMG) if for all with for some and for all . Property SYMMG asserts that the utilities should be coincident if the average marginal extents-utilities are coincident.
- An allocation satisfies covariance for multiple-goals (COVMG) if for all with for some , for all and for all . Property COVMG can be treated to be a weak representation of additivity.
3.3. Different Generalization and Revised Consistency
- 1.
- The allocation satisfies ETCMG on .
- 2.
- The allocation satisfies RCIYMG on .
- 3.
- The allocation satisfies SYMMG on .
- 4.
- On , the IAUU is the only allocation satisfying ICMG and RCIYMG.
4. Conclusions
- 1.
- Differing from pre-existing outcomes, this study considers different types of allocating notions by applying weights and multiple-goals multi-choice consideration. Several extended allocations along with related axiomatic analysis are also formed. In contrast to more artificial weight assigning, this study reasonably adopts the average marginal extents-utility to replace weight evaluations, introducing a different generalization and related axiomatic analysis within the framework of multiple-goals multi-choice modes. Further, the symmetric analysis for these allocations are also presented.
- The utility allocating concepts of the UAUU, the 1-WAUU, the 2-WAUU, the BWAUU, and the UAUU, along with related axiomatic analysis, have not been appeared in game-theoretical literature related to traditional modes and multiple-goals multi-choice modes.
- −
- Under allocating processes of the UAUU and the 2-WAUU, different kinds of the marginal extents-utility for members are firstly allocated, and the rest of utility are uniformly allocated among all members.
- −
- ’ Based on a specific symmetry related to marginal contributions, it is shown that the UAUU and the IAUU are symmetric allocations and the 1-WAUU, 2-WAUU and BWAUU are asymmetric allocations.
- −
- Under the allocating processes of the 1-WAUU and the BWAUU, different kinds of the marginal extents-utility of members are first allocated, and the rest of utility are allocated among all members based on different weighted proportions.
- −
- Under the allocating concepts of the 2-WAUU and the BWAUU, the marginal extents-utility of all members are allocated considering the weight assigning of extents, while the UAUU and the 1-WAUU do not consider the weight assigning of extents.
- −
- The importance of members and its extents under multiple-goals multi-choice modes is paramount. Hence, weights assigning should focus on both members and its extents. Under the allocating process of the BWAUU, the average marginal weighted utility of members are firstly allocated, and then the rest of utility are allocated among all members based on relative weighted proportions.
- −
- However, weights assigning via weight evaluations might lack rationality and representativeness. Hence, under the allocating process of the IAUU, the average marginal extents-utility of members are firstly allocated, and then the rest of utility are allocated naturally among all members based on relative proportions due to its average marginal extents-utility.
- 2.
- Although symmetry is a desirable principle in many situations, real-world situations often involve asymmetry in contributions. Asymmetry arises when participants differ in terms of their resource inputs, skills, or influence on the system’s outcomes. In such cases, the symmetry axiom may no longer apply, and other theories and approaches are required to manage these disparities. Related studies can be found in Kumar and Singh [16], Li and Chen [17], and so on. Asymmetry challenges traditional notions of fairness, as equal distribution may not always be justifiable when contributions differ significantly. This issue is explored in equity theory and risk exposure, which argue that fairness is not necessarily about equal distribution but about aligning rewards with individuals’ contributions, needs, or risks.
- Equity theory suggests that individuals assess fairness by comparing their inputs to their rewards. In asymmetric scenarios, a person who invests more resources or adds more value expects a corresponding return. If their compensation does not reflect their input, dissatisfaction may arise, potentially undermining cooperation.
- In some cases, asymmetry results from differences in risk exposure. For instance, in business partnerships, some participants may assume greater financial or market risks than others, warranting a larger share of the profits. **Risk-sharing theory** emphasizes that, in situations where participants face unequal risks, the distribution of gains should be proportional to the risks each party has taken on.
The concept of asymmetry is applicable in numerous areas. Examples include- Corporate profit sharing: Within companies, employees’ contributions may vary, making asymmetric distribution of bonuses or profits necessary. The allocation of rewards should reflect each person’s actual input and role.
- International trade negotiations: In global trade talks, countries differ in terms of economic size, bargaining power, and available resources. Trade agreements must account for these differences, with results adjusted to reflect the relative strength and influence of each country.
- Resource allocating in public policy: Public resource distribution must consider the varying needs and efficiency levels of different regions. For example, rural areas may require more resources to achieve the same level of development as urban areas, necessitating an asymmetric allocation of resources.
- 3.
- The allocations proposed throughout this study present several advantages.
- Allocations under traditional modes always focus on whether members are involved or not. Under the framework of multiple-goals multi-choice modes applied throughout this study, however, all members can take different extents relying upon different conditions.
- In some studies related to multi-choice modes, although allocations presented that members can take different extents, they allocate the interaction utility derived from specific members at specific extents. In contrast, the allocating concepts of this study focus on the overall interaction utility derived from whole the extents of each member.
- To comply with real-world interactive conditions, the BWAUU focuses on simultaneously the weight assigning for members and its related extents during estimating and allocating processes. Based on potential concerns about the rationality or representativeness for weight assigning, the UAUU considers relative average marginal extents-utility instead of weight assigning naturally.
- 4.
- However, the allocations proposed in this study generate some limitations. As mentioned above, each member can take different extents under different conditions. Although it is possible to allocate the overall interaction utility derived from the extents of each member, it is unable to allocate the interaction utility derived from specific members at specific extents. Future analytic directions should focus on proposing different allocating concepts that consider both specific extents utility and overall utility.
- 5.
- Related outcomes introduced throughout this study have also led to further motivation.
- Is it possible to replace the EANSC with other traditional allocating concepts under multiple-goals multi-choice modes to derive different symmetric or asymmetric allocating concepts?
The motivation mentioned above can offer avenues for further investigations.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
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Huang, J.-C.; Chen, K.H.-C.; Liao, Y.-H. Symmetric and Asymmetric Allocating Concepts Under Multiple-Goals. Symmetry 2024, 16, 1428. https://doi.org/10.3390/sym16111428
Huang J-C, Chen KH-C, Liao Y-H. Symmetric and Asymmetric Allocating Concepts Under Multiple-Goals. Symmetry. 2024; 16(11):1428. https://doi.org/10.3390/sym16111428
Chicago/Turabian StyleHuang, Jong-Chin, Kelvin H.-C. Chen, and Yu-Hsien Liao. 2024. "Symmetric and Asymmetric Allocating Concepts Under Multiple-Goals" Symmetry 16, no. 11: 1428. https://doi.org/10.3390/sym16111428
APA StyleHuang, J. -C., Chen, K. H. -C., & Liao, Y. -H. (2024). Symmetric and Asymmetric Allocating Concepts Under Multiple-Goals. Symmetry, 16(11), 1428. https://doi.org/10.3390/sym16111428