1. Introduction
Osteoarthritis (OA) is a debilitating disease and is endemic globally. Annually, approximately 30.8 million individuals in the USA and 300 million individuals worldwide are affected by OA [
1], which is especially prevalent in aging populations and can significantly limit mobility and quality of life [
2]. Among men aged 60 to 64, the right knee tends to be more frequently affected, while in women, both knees are almost equally impacted [
2]. In terms of the incidence of knee OA, the prevalence is higher in females compared to males [
3]. Furthermore, among individuals aged 50 and above, the risk of developing knee OA in females is approximately twice that of males [
4]. In Taiwan, approximately 37% of adults over the age of 50 have OA [
5]. The annual medical costs associated with OA in the USA are estimated to be USD 303 billion [
1]. The most common symptoms of OA are pain and loss of motion and function of the affected joint [
6]. There is often a mismatch between the intensity of symptoms and the radiographic severity of knee osteoarthritis. This inconsistency may be attributed to factors such as pain sensitization, adaptation to chronic pain, or a reduction in physical activity to mitigate discomfort [
7]. For ACL problems, a combination of lever signs, pivot shifts, and Lachman tests demonstrated better sensitivity and specificity in detecting ACL deficiencies compared to MRI [
8]. Treatments for OA include medication, nonpharmacological and alternative measures, and surgery [
9]. Its poor self-repair capacity and lack of specific biomarkers make it difficult to treat, with current therapies like acetaminophen and NSAIDs offering only pain relief and often causing side effects. Newer drugs, such as sprifermin and tanezumab, are being developed to improve effectiveness, with fewer side effects. Additionally, regenerative therapies like autologous chondrocyte implantation (ACI) and induced pluripotent stem cells (iPSCs) show potential for enhancing cartilage repair. Despite advancements, unmet medical needs persist in OA treatment [
10]. These treatments primarily delay the progression of symptoms rather than prevent the loss of cartilage [
11].
Currently, stem cell therapies such as mesenchymal stem cells (MSCs) and adipose-derived stem cells (ASCs) are potential disease-modifying treatments for OA owing to their multipotent properties for differentiation into chondrocytes [
12]. Nevertheless, isolating MSCs and ASCs in laboratories requires several weeks [
13]. A more efficient measure to obtain ASCs is through stromal vascular fraction (SVF) cells. SVF comprises heterogeneous cells surrounding the adipose tissue, including stromal cells, ASCs, vascular endothelial cells, and their progenitor cells. SVF cells can differentiate into various cell types, including chondrocytes, osteoblasts, myocytes, hepatocytes, and hematopoietic and neural cells [
14]. Adipose tissues can easily be obtained via liposuction harvest to isolate SVF cells subsequently. The SVF process does not require cell culture, and the entire process can be completed at the bedside or in the operating room. A previous double-blinded, prospective, randomized controlled clinical trial in the USA indicates that intra-articular SVF injections can decrease the symptoms of OA for 12 months [
11]. Therefore, this study aims to quantitatively assess the effects of intra-articular SVF injections on patients with knee OA in Asia using clinical questionnaires and quantitative MRI T2 mapping.
The primary aim of this study is to quantitatively assess the therapeutic effects of intra-articular SVF injections on knee OA in an Asian population. By utilizing MRI T2 mapping, a sensitive and non-invasive imaging technique, we aim to evaluate changes in cartilage composition and health following treatment. This study combines clinical assessments and advanced imaging to provide a comprehensive understanding of SVF’s potential to repair cartilage and improve joint function.
3. Results
Initially, 10 participants were enrolled in the trial. However, one case was excluded due to the participant’s inability to attend regular follow-up appointments because of work commitments, resulting in the absence of post-treatment functional scores and MRI data. Consequently, a total of nine participants completed the trial. The final cohort of nine participants included solely female subjects.
Table 2 shows the characteristics of the patients in our trial. The mean age was 58.22 years, with a standard deviation (SD) of 5.29, and with a median age of 59 years and an interquartile range (IQR) of 7 years. The patients ranged in age between 50 and 69 years. The 50–54-, 55–59-, 60–64-, and 65–69-year-old groups accounted for proportions of the overall total of patients at 22.22%, 33.33%, 33.33%, and 11.11%, respectively. Nine patients were assessed for knee OA, with five (55.55%) classified as Grade 2 and three (33.33%) as Grade 3 in the right knee; one patient (11.11%) had undergone knee replacement. In the left knee, seven patients (77.77%) were Grade 2 and two patients (22.22%) were Grade 3. In addition, the median total live cell count of SVF was 2,810,000, with an interquartile range (IQR) of 1,140,000.
Table 3 shows the scores of the questionnaires at different times. The Western Ontario and McMaster Universities Arthritis Index (WOMAC) scores were 41.00 ± 25.67 (means ± SD) pre-intervention, 16.33 ± 13.04 at 3 months post-intervention, and 20.22 ± 19.01 at 6 months after the intervention. The Visual Analogue Scale (VAS) scores were 5.00 ± 2.96 pre-intervention, 3.89 ± 3.76 3 months after the intervention, and 3.00 ± 3.50 6 months post-intervention. The adjusted Knee Injury and Osteoarthritis Outcome Score (KOOS) scores were 52.01 ± 14.67 pre-intervention, 61.96 ± 13.41 at 3 months post-intervention, and 63.02 ± 16.85 at 6 months after the intervention.
Table 4 compares the scores of the questionnaires at different times. The WOMAC scores showed significant improvement between pre-intervention and 3 months after the intervention (24.67 ± 25.00,
p = 0.0181), as well as between pre-intervention and 6 months post-intervention (20.78 ± 7.03,
p = 0.0183). The VAS scores showed significant improvement between pre-intervention and 6 months after the intervention (2.00 ± 2.29,
p = 0.0307). The KOOS scores showed significant improvement between pre-intervention and 6 months post-intervention (−11.01 ± 13.93,
p = 0.0453).
For the T2 values of the cartilage measurement, the inter-observer agreement among the three observers was 0.600, and the intra-observer agreement values were 0.594, 0.505, and 0.608.
The baseline T2 values for cartilage before SVF treatment are presented in median ± IQR. Overall, the values were 51.1 ± 14.3 ms for the medial femoral condyle, 47.9 ± 13.1 ms for the lateral femoral condyle, 40.8 ± 9.6 ms for the medial tibial plateau, and 30.9 ± 4.5 ms for the lateral tibial plateau (
Table 5). The T2 values for the medial femorotibial joint were significantly higher than those for the lateral femorotibial joint (
p = 0.0002). Furthermore, the T2 values for the femoral condyles were significantly higher than those for the tibial plateaus (
p < 0.0001). The T2 values for the patella cartilage were 45.9 ± 10.1 ms. The zonal region of interest (ROI) was divided into deep and superficial layers, based on the thickness of the cartilage (
Table 6). In all joint compartments, the T2 values for the superficial layers were significantly higher than those of the deep layers (
p < 0.0001).
Table 7 lists all the T2 values for cartilage in each segment. The T2 values were significantly lower than those in the baseline after SVF treatment in the anterior superficial layer of medial femoral cartilage, with relative changes of 6.7 ± 11.2 ms (
p = 0.0052), and the middle superficial layer of lateral femoral cartilage, with relative changes of 3.7 ± 4.4 ms (
p = 0.0131). However, the T2 values showed a significant increase in the posterior superficial layer of the medial tibial cartilage, with relative changes of −2.8 ± 3.5 ms (
p = 0.0027). In most of the regions of cartilage in the tibia, femur, and patella, no significant differences were observed in T2 values before and after SVF treatment.
For testing the correlations between the relative changes in the questionnaires and the T2 values for cartilage, Spearman’s rank correlation coefficients were calculated (
Figure 3). No definite correlations were observed between the relative changes in T2 values and the WOMAC, VAS, and KOOS scores at 3 or 6 months (
Table 8).
Table 9 lists all the cartilage thicknesses in every segment. In most of the regions of cartilage in the tibia, femur, and patella, no significant differences were observed in the cartilage thickness before and after SVF treatment. Only the middle segment in the lateral femur showed significantly thinner changes after SVF, with relative changes of 0.1 ± 0.2 mm (
p = 0.0131).
4. Discussion
In our study, significant differences were observed in the changes of WOMAC (20.78 ± 7.03, p = 0.0183), VAS (2.00 ± 2.29, p = 0.0307), and KOOS (−11.01 ±13.93, p = 0.0453) be-tween pre-intervention and 6 months post-intervention. In addition, SVF demonstrated a positive effect on the anterior superficial layer of the medial femoral cartilage and middle superficial layer of the lateral femoral cartilage, while it had the opposite effect on the posterior superficial layer of the medial tibial cartilage.
OA is the most common chronic joint disease [
19], and its occurrence increases with age. In the United States, approximately 37.4% of individuals aged > 60 are affected by OA [
20]. In the early stages of OA, the surface of the cartilage remains intact while the components of the extracellular matrix change [
21]. This consequently triggers a short-term proliferation of chondrocytes in the healthy joints, leading to increased synthesis of matrix components and hypertrophy of chondrocytes [
21]. The related hypertrophic markers include Colx, Runx2, and Mmp 13 [
21]. The changes mentioned above stimulate chondrocytes to synthesize the metabolic factors that degrade the chondrocytes, resulting in collagen degradation, loss of collagen integrity, and subsequent apoptosis of chondrocytes [
21]. Microscopically, OA cartilage shows a loss of collagen and proteoglycans [
22], disrupting the extracellular matrix and impairing biomechanical properties [
23]. Chondrocytes in the superficial layer form clusters, while those in deeper layers undergo apoptosis [
10]. Although chondrocyte proliferation is somewhat increased, it cannot overcome the prevailing catabolic activity [
24]. OA chondrocytes produce matrix-degrading enzymes, such as MMP13 and ADAMTS-5, which further accelerate cartilage breakdown [
25]. Owing to the narrowing joint space, the friction within the joints increases, which results in pain, less range of motion, and poor quality of life [
21]. Owing to the limited understanding of the underlying pathogenesis and mechanism of OA, efficient interventions to prevent cartilage from degenerating remain elusive [
26].
Due to the side effects associated with traditional osteoarthritis (OA) medications, a variety of new OA treatments are currently under investigation. These new agents can be categorized into several groups, including cartilage regeneration inducers, osteogenesis inhibitors, matrix degradation inhibitors, apoptosis inhibitors, and anti-inflammatory cytokines [
10]. Potential therapeutic options include bone morphogenetic protein-7 (BMP-7), interleukin-1β (IL-1β), beta nerve growth factor, platelet-rich plasma (PRP), human serum albumin, etc. [
10]. For example, bone morphogenetic protein-7 (BMP-7) is a biologic agent approved by the FDA for the treatment of impaired bone healing and spinal fusion [
27]. A phase I study evaluating the safety and tolerability of BMP-7 in patients with symptomatic knee osteoarthritis reported promising results. Participants receiving doses of 0.1 mg and 0.3 mg of BMP-7 demonstrated greater improvements in symptoms and higher response rates [
28]. A study involving 160 patients administered intra-articular injections of an IL-1β receptor antagonist. Although anakinra demonstrated good tolerability, no significant clinical improvements were reported compared to the placebo group [
29]. Tanezumab is a monoclonal antibody targeting beta nerve growth factor that has been clinically evaluated for OA. A proof-of-concept study involving 450 patients with knee OA demonstrated that Tanezumab significantly reduced pain during walking. However, 68% of patients receiving Tanezumab experienced adverse events, prompting the FDA to request a suspension of the trials [
30]. PRP contains various growth factors, such as transforming growth factor-beta 1 (TGF-β1), platelet-derived growth factor, vascular endothelial growth factor, insulin-like growth factor-1, and hepatocyte growth factor [
31]. In a study by Wang-Saegusa et al., 312 knee OA patients received three intra-articular injections of autologous PRP. Six months later, significant improvements were observed in assessment metrics, including the VAS, SF-36, WOMAC, and the Lequesne index [
32]. In 2014, a multicenter, randomized, double-blind study assessed the efficacy and safety of the Low Molecular Weight Fraction of 5% human serum albumin (LMWF-5A) in 329 knee osteoarthritis patients. At 12 weeks, the LMWF-5A significantly reduced pain compared to the vehicle control (−0.93 vs. −0.72; estimated difference: −0.25,
p = 0.004), with no observed injection volume effect (
p = 0.64). Adverse events were mild and similar in both the vehicle control group (47%) and the LMWF-5A group (41%) [
33].
SVF can be differentiated from other cell types, such as chondrocytes, bones, and muscles [
12]. The primary advantages of using SVF for OA treatment are largely attributed to the potential of the cells and their associated secretomes to mitigate degenerative processes [
34]. While normal joint fluid contains mesenchymal stem cells (MSCs), their quantities are limited. Furthermore, although these cells can differentiate into new chondrocytes, the resulting cartilage is often fragile and highly susceptible to damage [
35]. These limitations have prompted many researchers to explore the utilization of SVF as a means to address these shortcomings [
34]. SVF exhibits significant potential in promoting neovascularization and angiogenesis [
34]. A 2009 in vitro study indicated that endothelial progenitor cells (EPCs) and adipose-derived stem cells (ADSCs) can work synergistically to enhance neovascularization compared to their individual administration [
36]. Moreover, SVF administration effectively reduces the overproduction of inflammatory cytokines and growth factors, such as TNF-α, IL-6, IL-12, and interferon-γ, in various disease models [
37]. An in vitro study compared the effects of SVF and ASC on chondrocytes. Co-culturing with SVF resulted in greater cartilage matrix deposition and a higher proportion of chondrocytes than with ASC. In nude mice, SVF and chondrocyte mixtures outperformed ASC mixtures in cartilage matrix formation. Overall, SVF proved more effective for cartilage repair without prior cell expansion, indicating its potential in repair strategies [
38]. In 2021, a network meta-analysis of seventy-nine randomized controlled trials (RCTs) involving 8761 patients assessed various intra-articular injectables, including ACS, bone marrow aspirate concentrate (BMAC), botulinum toxin, corticosteroids (CS), hyaluronic acid (HA), mesenchymal stem cells (MSC), ozone, saline placebo, PRP, plasma rich in growth factors (PRGF), and SVF. The results indicated that SVF had the highest P-scores for the VAS scores (P-score range = 0.8631–0.9927) and for the WOMAC at 12 months (P-score = 0.9044) [
39].
Our study revealed that SVF effectively reduced pain and improved function in patients with OA, according to the results of these questionnaire scales. In particular, the WOMAC scores showed significant improvements between pre-intervention, 3, and 6 months after the intervention. Similarly, the VAS and KOOS scores significantly improved between pre-intervention and 6 months post-intervention. A previous network meta-analysis, which included 79 randomized controlled trials and 8761 patients with OA, corroborates these findings. Compared to the intra-articular saline injection group, the SVF group exhibited a mean VAS difference of −35.68 (95% confidence interval: −73.65 to 2.29) at 3 months and −38.98 (95% confidence interval: −54.65 to −23.31) 6 months after the intervention. Compared to the intra-articular saline injection group, the mean difference in WOMAC in the SVF group was 0.2 (95% confidence interval: −17.71 to 18.11) at 3 months post-intervention. Furthermore, 6 months after the intervention, the mean difference in VAS in the SVF group was −15.40 (95% confidence interval: −34.82 to 4.02) [
39]. In 2020, a multicenter, prospective, double-blind, randomized placebo-controlled clinical trial recruited 39 adult patients with symptomatic knee OA. The patients were randomly assigned to one of three groups: high-dose SVF group (3.0 × 10
7 SVF cells), low-dose SVF group (1.5 × 10
7 SVF cells), or placebo group. After six months post-injection, the median percentage changes in WOMAC scores were 83.9% for the high-dose group, 51.5% for the low-dose group, and 25.0% for the placebo group. The changes in WOMAC scores for both the high-dose and low-dose groups were statistically significant compared to the placebo group (high-dose,
p = 0.04; low-dose,
p = 0.02), indicating a dose-dependent response to the treatment [
11]. In terms of KOOS, another trial involving 123 patients with OA who were administered SVF injection reports that the KOOS improved significantly from a pre-intervention score of 51.4 ± 16.5 to 87.6 ± 7.7 (
p < 0.05) 6 months after the intervention [
40]. However, the long-term efficacy of SVF in OA requires further investigation. The WOMAC scores decreased to 16.33 ± 13.04 3 months after intervention and slightly increased to 20.22 ± 19.01 6 months post-intervention, suggesting that the treatment effect cannot be sustained for a long time. In contrast, the VAS and KOOS scores at 6 months after the intervention were greater than those at 3 months. These findings indicate that SVF treatment in patients with OA may have prolonged effects over time. A previous network meta-analysis of 79 randomized controlled trials involving 8761 patients with OA reports similar results. Compared to the intra-articular saline injection group, the mean difference in VAS in the SVF group was −38.98 (95% confidence interval: −54.65 to −23.31) at 6 months after the intervention. Compared to the intra-articular saline injection group, the mean difference in VAS in the SVF group was −30.38 (95% confidence interval: −54.77 to −5.99) at 12 months after the intervention. At 6 months post-intervention, the mean difference in VAS in the SVF group was −15.40 (95% confidence interval: −34.82 to 4.02), compared to the intra-articular saline injection group. The WOMAC in the SVF group showed a mean difference of −24.40 (95% confidence interval: −47.17 to −1.63) 12 months after the intervention, compared to the intra-articular saline injection group [
39].
While no significant inter-observer agreement was found between the three observers, we discovered that the T2 values of the medial femorotibial joint were significantly higher than those of the lateral femorotibial joint (
p = 0.0002), and the T2 values of the femoral condyles were significantly higher than those of the tibial plateau (
p < 0.0001). These findings are consistent with the observations of Friedrich et al. [
41].
The accuracy of T2 mapping for articular cartilage depends on both the imaging plane used and the observer’s experience. MRI is a highly sensitive, specific, and accurate noninvasive diagnostic modality for the detection of chondral defects [
42] in the patellofemoral compartment of the knee, using arthroscopy as the reference gold standard. Harris, J.D. et al. demonstrated [
43] large variations in the overall interobserver agreement for different regions of native cartilage. Furthermore, the magic angle effect is considered a key diagnostic challenge in the T2 mapping of articular cartilage. Mosher et al. [
44,
45] showed that the most significant changes in T2 values occur in the superficial cartilage layers due to the orientation of the collagen fibrils. This effect is more pronounced in these areas because the collagen fibrils are aligned more horizontally near the surface [
46]. Another factor that affects T2 values in cartilage tissue is the tissue’s irregular and asymmetric shape when degenerated. This irregularity makes it difficult to create an accurate ROI for the entire cartilage, as defects and uneven surfaces result in partial volume effects and alter fiber orientation. Three-dimensional MRI now matches the diagnostic performance of two-dimensional MRI, with further improvements seen using 3.0-T field strength, 3D fast-spin-echo sequences, and multiplanar reformation [
42].
Limited studies have discussed the effect of SVF on cartilage in patients with OA using MRI. In 2020, an RCT with 39 patients with symptomatic knee OA demonstrated that SVF had a dose-dependent positive effect on WOMAC but did not result in significant cartilage changes [
11]. However, another RCT involving 95 patients with knee OA reports that SVF could repair cartilage defects, especially in the medial femoral and medial tibial condyle, as observed using the three-dimensional fat-suppressed spoiled gradient recalled echo sequence of MRI [
47]. Our study revealed that SVF could relieve OA symptoms, corresponding to the findings of a previous study [
11]. However, the effect of SVF on the changes in the component and volume of the cartilage remains unknown. The knee may undergo a degenerative process during the tracking period, resulting in cartilage-thinning changes. The observed decrease in cartilage thickness in the middle segment of the lateral femur following SVF treatment may be attributed to normal degeneration. The differences between the studies may stem from the variations in the participants and study designs. In our study, the results of the functional questionnaires indicated the potential efficacy of SVF in patients with OA. However, the observed improvement in clinical outcomes does not appear to have a direct correlation with the enhancement of cartilage quality. Further research with larger-scale comparative studies is necessary to validate the therapeutic effects of SVF and its impact on cartilage repair.
Our study has some limitations. First, we had a low number of participants due to funding constraints. Additionally, the follow-up loss rate was minimal. Further, large-scale studies are needed to validate our findings. Second, our study was a single-armed trial. To investigate the efficacy of SVF in treating OA, further cohort studies or RCTs are warranted. Third, we could only draw ROI manually with isotropic two-dimensional T2 mapping, potentially including the cortex and marginal spur within ROI. Adopting a higher-resolution isotropic three-dimensional T2 mapping technique could facilitate multiplanar reformatting. In addition, our study cohort consisted exclusively of female participants. This may limit the generalizability of our findings when applied to broader populations. Furthermore, comparing results between healthy volunteers and patients with knee OA is also essential.