1. Introduction
Aluminum alloys have been widely used in automobile and aerospace manufacturing industries due to their high specific strength, good thermal conductivity, and corrosion resistance. However, the low cutting efficiency and surface integrity of structural parts limit the processing of aluminum alloys [
1]. Cutting fluids are widely used in the machining operations of aluminum alloys to improve the tribological interaction between the drill and the workpiece. Previous work has revealed that the application of the cutting fluids in the machining of aluminum alloys could improve the machining accuracy by reducing the surface roughness of the workpiece [
2,
3]. Cutting fluids could also offer protection to the machined surface against oxidation and corrosion as a function of the additives introduced into them [
2]. During the machining procedure, the cutting fluids also assist in ejecting the debris and reducing the heat generated during machining, thus improving tool life [
4,
5]. Cutting fluids can be broken down into two major components, the base fluid, and additives. Generally, the base fluid is either oil or water-based, acting as lubricity and cooling agents to reduce friction and heat generation within the cutting zone [
6,
7]. However, water-based fluids not only offer good lubrication, but better cooling performance than oil-based fluids [
8]. Still, additives are introduced into the cutting fluids to improve on the existing properties of the cutting fluid and obtain supplementary ones.
The type of lubricity additive introduced into the cutting fluid also plays a role in the cutting fluid performance. Typical cutting fluid additives include fatty acids, phosphorus compounds, esters, and polymers. The improved performance of cutting fluids due to the inclusion of additives has been reported in the literature. A reduction in surface roughness and tool wear was noted with an 8% concentration of extreme pressure (EP) additive included during the turning of AISI 3040L [
9]. Another experimental study showed that the cutting fluid with EP additive displayed higher welding loads and smaller scars under similar tribological conditions [
10]. Additives can form sacrificial films, which could be worn away during tribological contact. Thus, additive-fortified films could offer greater resistance and support the greater loads [
11]. Prior work showed that the high molecular polymer additives could help to increase the average drop size of the cutting fluids, providing higher machining production [
12]. Gao et al. have reported that reduced friction coefficient and improved tribological properties were obtained with the introduction of CNT nanoparticles in the grinding process on a carbon fiber-reinforced polymer (CFRP) workpiece [
13]. Winkeljann et al. suggested the introduction of macromolecules in the solution was able to reduce the friction through physical entanglement, and the efficiency of the lubricant entanglement depends on the lubricant macromolecule weight [
14]. Ball-on-disc tests have generally been used to evaluate the tribological properties of cutting fluids [
15,
16]. Wang et al. [
17], examining the tribological properties of BP-liquid paraffin lubricants for titanium-steel contacts with a ball-on-disc tribometer, revealed an improvement in the COF and wear rate in comparison to the base oil. Januszkiewicz et al.’s [
3] investigation into the oil release mechanism of oil-in-water emulsions revealed that oil-in-water emulsions release the oil on the contact surfaces at high temperatures, leading to the reduction of friction. At a critical temperature, the failure of the emulsion to release oil to the contact surface resulted in the failure of the emulsion.
A previous study [
18] explored the drilling performance of polymer-based and phosphorus-based additives in cutting fluids during drilling on a titanium alloy. The performances of the additives were attributed to the formation of carbon-rich tribolayers and phosphorus-rich tribolayers on the flank surfaces for the respective additives. The drilling performance of the additives was noted to depend on the drilling condition employed. The phosphorus-based additive displayed lower SCE values under low speed/high feed rate conditions, while as the spindle speed increased and feed rates reduced, the polymer-based additive displayed lower SCE values. The formation of the tribolayer was observed to be required for the preferred cutting fluid additive performance during drilling conditions. However, further investigation into the tribological behavior of the cutting fluid would grant greater insight into the factors influencing the formation and behavior of these tribolayers.
This study was performed to examine the tribological behavior of these polymer-based and phosphorus-based additives. This tribological examination of the cutting fluid additives was performed using a ball-on-disc tribometer in such a manner as to provide insight on the behavior of the cutting fluid additives on aluminum-manganese alloys during machining operations. Aluminum-manganese alloys were used here to confirm that the relationship between the additives’ performance and the tribological conditions employed was not related solely to titanium alloys. The additives’ performance was examined on the aluminum alloy through the evaluation of the coefficient of friction (COF) and the damage induced during sliding contact. The influence of the constantly increasing temperatures experienced during drilling on the additive performance was evaluated, and the failure temperature of the cutting fluid additives was determined. The focus of this study was to examine the behavior of the cutting fluid additive during the tribological interaction of the drill surface and the Al-Mn workpiece. Therefore, surface characterization of the Al-Mn disc, representing the workpiece, and the steel ball counterface, representing the drill surface, was carried out to investigate the friction-reduction mechanism of the two additives.
2. Materials and Methods
A tribometer with a ball-on-disc configuration previously described in [
19] was employed to investigate the tribological behavior of the additive-infused cutting fluids. The tribometer setup, shown in
Figure 1, was retrofitted so that the configuration of the ball and disc was in a vertical position. The configuration was selected to characterize the thermomechanical properties of the fluids in a more conventional manner. The cutting fluid was provided through a syringe which was placed right above the location the ball and the disc made contact. This configuration of the ball and disc eliminates the build-up of excess lubricant, which better simulates lubricant starvation which can be experienced at several regions on the drill bit surface during tribological contact. Temperatures were monitored with a thermocouple placed in contact with the Al-Mn disc about 0.5 mm below the surface of the disc, previously described in [
20].
The experiments were carried out under two loads of 3 N and 5 N, at a rotation speed of 0.1 m/s and were repeated at least three times for each condition. The coefficient of friction (COF) and electrical resistance were recorded during each test. Aluminum-manganese (Al-Mn) discs were machined to a 25 mm diameter and 12 mm thickness and polished to surface roughness (R
a) of 0.99 µm. The Al-Mn alloy possessed a composition of 1.5 wt.% Mn. AISI 52100 steel bearing balls of 10 mm diameter were used as the counterface and possessed a surface roughness (R
a) of 0.15 µm, to evaluate the tribological behavior of cutting fluid additives [
21,
22]. The mechanical and thermophysical properties of the AISI 52100 steel and the Al-Mn alloy are displayed in
Table 1. The balls and discs were ultrasonically cleaned in acetone before each test.
Tests were first performed to determine the lubrication failure temperature of the additives. The Al-Mn discs were heated from room temperature to 350 °C while in contact with the steel balls as the cutting fluids were dispensed. The electrical resistance between the Al-Mn disc and steel ball was monitored and combined with the COF to identify the failure in lubrication. Electrical resistance between the ball and disc was set to 100 ohms approximately, and metal-to-metal contact is determined as a drop in electrical resistance, while the lubrication failure is determined as the drop in electrical resistance to zero and the sudden increase in COF [
3]. Tests were then performed at constant temperatures of 100, 200, and 300 °C and allowed to run for a sliding distance of about 16.55 m. The temperature at which lubrication failure occurred, critical temperature (Tc), and COF values were evaluated for each test, and the average values from these tests were recorded. The experimental conditions have been listed in
Table 2.
Water-based cutting fluids with a 10% (wt./wt.) concentration were introduced using a syringe at a feed rate of 3 mL/min. The tip of the syringe needle was held between the disc and ball to provide cutting fluid distribution. Two cutting fluids, referred to as cutting fluid A (CF A) and cutting fluid B (CF B), were examined. The additive in CF A was polymer-based, containing polyalkylene glycol (PAG), polymeric esters, and a low-level concentration of phosphorus concentration. The CF B additive includes a high concentration of phosphorus-based extreme pressure (EP) additive with a medium level of polymeric ester concentrations. Subsequently, the disc and ball specimen surfaces were then examined using an environmental scanning electron microscope (SEM) under a high vacuum to investigate the sliding tracks induced on the discs and the material transfer on the counter surface of the balls. Energy dispersive spectrometry (EDS) analysis was performed to confirm the material transfer to the steel counterface and the tribolayers induced on the Al-Mn surface.
4. Discussion
Ball-on-disc tests were used to examine the tribological behavior of phosphorus-based and polymer-based cutting fluid additives. The lubrication failure tests were performed by constantly increasing the temperature during the ball-on-disc tests to determine the critical temperature of the additives. The novelty of this approach in examining the tribological behavior of cutting fluid additives is the insights it offers into the changes in the behavior of the additives as temperatures increase. The insights gained are readily applicable to the machining operation where tool temperatures are rarely constant. During drilling, temperatures can steadily or quickly rise from room temperatures to elevated drilling temperatures as each hole is drilled or as the number of holes increases. Adhesion due to metal-to-metal contact is known to cause the build-up and loss of BUE, which can either aid or hinder the drilling process. Therefore, the variation in the tribological behavior of the cutting fluid as temperatures increase would prove vital in determining the efficiency of the cutting fluid during the drilling operations. Lubrication failure tests offer a better understanding of the influence that increasing temperatures have on the tribological behavior of the cutting fluid additive. The lubrication failure of the phosphorus-based additive occurred at a lower critical temperature (Tc) than the polymer-based additive. This would highlight that during the operation (i.e., machining) of Al alloys, the polymer-based additive would withstand higher cutting temperatures than the phosphorus-based additive. Workpiece temperature during dry drilling of aluminum alloys has been reported to reach about 271 °C. While the phosphorus-based additive displayed a closer Tc to the dry drilling workpiece temperatures, the polymer-based additive was well above it. Lubrication failure resulted in severe wear damage to the Al-Mn surface as well as aluminum build-up on the steel ball surface. The material overlaps observed on the aluminum surface were due to plastic deformation, material displacement, and ploughing due to the increased softening of the Al-Mn surface at this temperature. The failure of lubrication resulted in increased aluminum adhesion to the steel ball surface, and in turn the adhered material on the steel surface induced the grooves within the wear track through ploughing (
Figure 10 and
Figure 18). However, it should be noted that a major function of cutting fluids is to provide cooling in addition to lubrication. Thus, lower drilling temperatures would be expected during lubricated drilling.
Regardless, the higher Tc of the polymer-based additive highlights that this additive would display better performance than phosphorus-based additive under more extreme tribological conditions, where higher temperatures are experienced. This would be a result of the lubrication failure of the phosphorus-based additive under these conditions. The failure of each cutting fluid additive would be due to the oil-in-water fluid’s inability to release the oil within the tribological interface at the critical temperatures and not the actual failure of the cutting fluid oil. The neat oils used for the emulsions CF A and CF B possessed much higher critical temperatures than the oil-in-water fluids and displayed a better ability to hinder metal-to-metal contact, as seen in
Figure 20. However, the critical temperature of the phosphorus-based additive (~422 °C) was still lower than that of the polymer-based additive (~448 °C). The results observed here correlate with previous work [
18], which showed that the polymer-based additive performed better than the phosphorus-based additive under high speed/low feed rate drilling conditions, showing failure for the phosphorus-based additive under extreme conditions. The improved performance of the polymer-based additive at higher temperatures was likely due to its higher Tc as drilling temperatures have increased with the increase in cutting speed.
The lubrication failure temperatures for each cutting fluid additive highlight that should these temperatures be experienced during drilling, failure might occur as a result due to BUE build-up on the drill bit, similar to the aluminum build-up on the steel surface. Typically, as the depth of the holes increase and temperatures rise, should the drilling temperatures exceed the lubrication failure temperature, failure could likely occur, and the drill bit would be stuck in the hole. Meanwhile, while the cutting fluids provide cooling to the drill bit, drilling temperatures are known to increase with the number of holes. If there is insufficient time between holes for drill temperatures to drop below the lubrication failure temperature, the drill bit might fail at the next hole. The tests also highlight the tribological behavior of the cutting fluid additives during the drill operation. These tests revealed a reduction in COF as temperatures approached 200 °C for the phosphorus-based additive which also displayed a considerably lower COF than the polymer-based additive from 200 °C till failure at Tc (
Figure 2b). A COF reduction was not observed as distinctly for the polymer-based additive, although a slight reduction in COF was observed at elevated temperatures.
Figure 3 confirms that, at a constant temperature of 200 °C, the phosphorus-based additive also showed lower COF values than the polymer-based additive under both 3 N and 5 N. However, comparable COF values for both additives were observed at 100 °C, while higher COF values were observed for the phosphorus-based additives at 300 °C, which is above the Tc of this additive. This highlights the influence of temperature on the phosphorus-based additive, as this additive is more effective at an elevated temperature of about 200 °C for the Al alloys. Thus, provided that the cutting fluid can keep the drill temperatures within the temperature range where the phosphorus-based additive offers a lower COF, and before it experiences lubrication failure, lower torque values might be experienced due to the lower COF within that temperature range.
Thus, during drilling, the phosphorus-based additive improved its performance within a certain temperature range prior to Tc. However, the polymer-based additive is less influenced by the temperature increase. A comparison of the electrical resistance (
Figure 2) indicates that the polymer-based additive appeared to better hinder metal-to-metal contact until failure than the phosphorus-based additive, which appeared to experience metal-to-metal contact at lower temperatures. However, after failure, the sliding track induced with phosphorus-based additive (
Figure 9b) possessed severe damage on less than half the sliding track width, while the full sliding track width induced from the polymer-based additive (
Figure 9a) was covered in severe damage. The surface damage on the sliding tracks corresponded with the aluminum adhesion observed on the steel counterface (
Figure 18). It appears that the early metal-to-metal contact during tests with the phosphorus-based additive led to an initial thin layer of aluminum transferred to the steel surface, which was oxidized during the test aiding in COF reduction. The carbon-rich tribolayer on the Al-Mn surface sliding against the oxidized aluminum adhesion on the steel surface results in the initial COF observed during the test. At elevated temperatures, phosphorus was introduced into the carbon-rich tribolayer, which further aided in COF reduction, leading to the drop observed in the COF graph and was able to prevent higher aluminum build-up at failure and severe damage covering the sliding track on the Al-Mn surface. Phosphorus was observed on the aluminum sliding track after lubrication failure tests (
Figure 13b) and overlapping oxygen and carbon at only 200 °C (
Figure 12b) during tests at constant temperature for the phosphorus-based additive. The oxidized aluminum transfer on the steel surface due to early metal-to-metal contact in addition to the development of the phosphorus-rich tribolayer during temperature increase would explain the much lower COF observed during the lubrication failure tests in comparison to the constant temperature test at 200 °C. Thus, the formation of the phosphorus/carbon-rich tribolayer within the sliding track on the Al-Mn surface influenced the performance of the phosphorus-based additive. This tribolayer would have been formed during sliding contact at lower temperatures of around 200 °C and could limit metal-to-metal contact until failure occurred at the critical temperature. Thus, during the drilling procedure, once the tribolayer is formed from the phosphorus-based additive, it would be effective at reducing torque, as well as adhesion and damage to the tool surface until the critical temperature of above 280 °C. The performance of the phosphorus-based additive would thus depend on the phosphorus introduction into the carbon-rich tribolayer. The polymer-based additive forms a carbon-rich tribolayer on the Al surface which can sustain drilling to higher critical temperatures. However, the carbon-based tribolayer would be expected to result in higher torque values in the drilling procedure, while the tribolayer could be sustained till high drilling temperature. It can be argued that the behavior of the cutting fluids is responsible for the COF trend observed. The initial COF as temperatures initially increases is a result of the effect of the oil-in-water fluid, and the drop in COF as temperatures exceed 200 °C is the result of the increase in the release of oil due to the evaporation of water. However, tests show that the release of oil from the oil-in-water cutting fluid begins below 125 °C for both cutting fluid additives with little disparity in the temperature difference. The reduction in COF was observed at much higher temperatures for the polymer-based additives than the phosphorus-based additive. Similar lubrication failure tests with the neat oils of cutting fluid additives (
Figure 20) revealed similar behavior to that of the oil-in-water fluids (
Figure 2). The neat phosphorus-based additive oil (
Figure 20b) displayed a reduction in COF from 0.178 ± 0.025 to 0.095 ± 0.013 around 200 °C, just slightly higher temperatures than the oil-in-water fluid. Although another COF reduction to 0.059 ± 0.012 was observed at around 338 °C, the COF behavior of the neat oil and oil-in-water fluid were comparable despite the neat oil having higher critical temperatures. The polymer-based additive neat oil (
Figure 20a) also displayed a reduction in COF from 0.192 ± 0.011 to 0.128 ± 0.030 at around 412 °C. In addition, although the phosphorus on the aluminum surface at 200 °C (
Figure 12b) overlapped with carbon, it did not correlate with every carbon occurrence on the aluminum surface, nor was it observed within carbon-rich locations at 100 °C (
Figure 12a), and as such could not simply be associated with the residue from the release of the oil at elevated temperatures. Therefore, the behavior observed with this ball-on-disc test was more likely due to the additives’ tribological behavior, as the tribological behavior of the neat oils was similar to that of the oil-in-water fluids.
The COF reduction of cutting fluid additives is correlated with the surface damage induced on the Al-Mn surface. However, at 200 °C, lower surface damage and sliding track width corresponded with the lower COF value for the phosphorus-based additive under 3 N. The EDS maps of the Al-Mn surface (
Figure 11 and
Figure 12) also showed a better correlation with the COF trend. The low COF and surface damage on the Al-Mn surface could be related to the distribution of the carbon within the sliding tracks. At 200 °C, the maps displayed overlaps in the oxygen and carbon within the sliding track indicating the formation of a carbon-rich tribolayer on the Al-Mn surface for both cutting fluid additives. A similar overlap of oxygen and carbon was observed on the Al-Mn surface at 100 °C (
Figure 16a), however, the carbon concentration was less at this temperature. This formation of the tribolayer could be related to the COF values as lower COF was observed when a higher portion of the sliding track was covered with the carbon or when a higher carbon concentration was observed. Therefore, the low COF was related to the formation of the carbon-rich tribolayer. There was also less damage observed on the Al-Mn surface. This correlation was also observed with the lower COF for the phosphorus-based additive at 200 °C, where the highest area coverage and concentration of the carbon-rich tribolayer within the sliding track were noted. A high phosphorus concentration was also noted overlapping with the carbon at 200 °C on the Al-Mn surface. The formation of a phosphorus-rich boundary layer on the Al-Mn surface during the sliding at 200 °C would aid in reducing the COF. Previous studies have reported that the phosphorus additives act as anti-wear additives and are able to form phosphorus-rich tribo-chemical layer during machining [
23]. Moreover, phosphorus additives are influenced by the tribological contact conditions; at relatively higher loads and temperatures, EP additives are expected to be activated and form the boundary layers [
24,
25]. This boundary layer can aid in relieving the metal-to-metal contact between the Al-Mn surface and the steel ball surface, acting like sacrificial films, reducing the friction and the damage on the contact surfaces [
26]. The tribolayer formed with this additive was able to prevent damage to the Al-Mn surface and reduce aluminum adhesion to the steel surface. However, the carbon tribolayer formed by the polymer-based additive resulted in abrasive wear on the Al-Mn surface, likely due to its lower surface area coverage. Thus, the carbon tribolayer formed at lower temperatures and developed during temperature increase would likely be better adept at hindering metal-to-metal contact than that formed at a constant temperature. At 300 °C, failure occurred for both cutting fluid additives. However, the lower COF for the polymer-based additive could be related to the higher Tc of the additive and the higher surface coverage of the carbon-rich tribolayer still observed on the Al-Mn surface.
An examination of the sliding tracks induced on the Al-Mn sample (
Figure 8) showed lower sliding track width for the phosphorus-based additive than the polymer-based additive under both 3 N and 5 N from 100 °C to 300 °C, demonstrating the better load-bearing capacity of the phosphorus-based additive. The distinct difference in sliding track width under 3 N confirms the significant improvement in lubricity obtained from the phosphorus-based additive at 200 °C. However, this improvement at 200 °C was not sustainable as shorter sliding distances were observed under 3 N and 5 N. The difference in the sliding track widths and the COF between the two additives was reduced as the load increased from 3 N to 5 N. The difference in tribological behavior of the two additives at this temperature might not be as distinct as the load increases. Therefore, the tribological behavior of the phosphorus-based additive was dependent on temperature for the formation of the phosphorus/carbon tribolayer. This additive, however, possessed a lower Tc than the polymer-based additive. Nevertheless, the polymer-based additive tribological behavior did not depend as much on the temperature for the formation of its carbon tribolayer.