1. Introduction
A utopian world of sustainable living requires growth in the construction and uptake of sustainable homes. Autonomous housing [
1,
2] operates on a self–sufficient basis, providing occupants with their own independent systems and services (heating, cooling, power, water and wastewater treatment) derived solely from natural resources (sun, wind and rain), thereby eliminating householder reliance on traditional infrastructure ‘grid living’ [
3,
4,
5].
Earthship buildings are marketed as being the exemplar, or epitome, of sustainable housing. Built by reusing or repurposing mostly reclaimed urban waste products (such as vehicle tires and beverage bottles/cans), their design includes the utilization of low embodied energy materials, passive solar heating and cooling, photovoltaic power systems, rainwater harvesting, solar hot water heating, along with black and grey water treatment systems [
6,
7,
8], thus addressing the epitome of both sustainability and climate change agendas. Further, as the Earthship concept fulfils elementary human needs, inhabitants can enjoy simpler lifestyles, as they can dispense with utility bills, mortgages, homeowner fees, and can claim to be independent of food, materials and monetary systems; Earthship buildings, therefore, provide a new habitat for an excellent quality of life [
9,
10].
The importance of market processes and the fundamental role of ‘affordability’ is widely recognized in housing [
11,
12]. Disparities between available housing and average income have been drivers for many developed nations to focus their policies toward the delivery of affordable housing [
13] and monitoring their price–income ratios [
14]. Housing affordability is intended to ensure that homes are affordable for all income groups [
15]. Where market prices are below three times the gross annual household income, they are rated as affordable, and where they are above five times the gross annual household income, they are rated as unaffordable; anywhere between, they are scored as moderately unaffordable or seriously unaffordable [
16]. Since the price–income ratios for many nations illustrate that most housing is unaffordable, many people are beginning to explore alternative accommodation options, such as co–operative housing or community-build/self-build housing.
Cooperative housing is an alternative form of homeownership, where each member (shareholder) has a legal right to occupy a single housing unit, such as the Lilac Grove co–housing community of eco-build households in Leeds (U.K.) that are managed by a Mutual Home Ownership Scheme [
17]. The main benefit of a cooperative is that the members pool their funds so that their purchasing power is leveraged to collectively buy one or more residential properties [
18,
19,
20]. Instead, others may consider the self-build option to create their own home, or consider the community-build option, where groups of people train or are guided on the job by an experienced builder, and work collectively to build each other’s homes with an agreement that individuals commit a minimum level of involvement in the build activities [
21,
22], such as the Ashley Vale Yard co-operative self-build development in Bristol (U.K.), or the Hedgehog self-build housing cooperative in Brighton (U.K.), which have both received national acclaim. This latter choice of self/community building is proving to be a popular choice across many northern European counties. For instance, the Almere (Province of Flevoland, Netherlands) assisted self-build schemes are expected to create 20,000 homes for lower- and middle-income households [
23], whereas ~10% of all new homes built in some parts of Germany are community- or self-builds (known as Baugruppen) [
24].
Given the shortage and affordance of traditional mass housing, it seems there has never been a greater need for an alternative self–build solution to meet housing needs than now. Furthermore, the shared acknowledgement that the world’s resources are finite and mounting public waste heaps are an unacceptable way forward places Earthship buildings on the centre-stage as a potential solution to these socio-environmental challenges [
25,
26].
Earthship buildings are credited to the innovative architect Michael Reynolds—the father of Earthships [
27]. Designed to promote sustainability, Reynolds pioneered the idea of creating environmentally friendly buildings that have no requirement to draw on non-renewable resources to support contemporary living [
28]. His first build (1970) was in Taos, New Mexico, U.S.A. Since then, he and others have been refining his designs and specifications. Nowadays, there are believed to be ~20,000 Earthship buildings in existence around the world [
29]. These are known to span at least 40 countries, whose purposes range from schools or survival shelters to hostels or homes (
Table 1). They are also located across all the global climatic regions: tropical (Fiji), arid (Mexico), Mediterranean (Spain), temperate (Scotland) and cold-polar (Canada).
Based on a U-shaped modulus [
30], most Earthship buildings are designed with three earth-rammed staggered tire walls, banked with soil (~1 m wide) for thermal mass, which are fronted by a fourth wall of glazing. CIBSE [
31] suggest that rammed earth walls normally have a density of 1960 kg/m
3, specific heat of 840 J/kg.K and conductivity of 1.210 W/m.K, which are somewhat similar to those estimated for Earthships (density 1460 kg/m
3; specific heat 880 J/kg.K; conductivity 1.280 W/m.K) [
32].
The load-bearing tire walls are anchored down, which serves as a connection for a pitched roof that supports skylights that brighten the rooms beneath. The glazed wall is positioned to be south facing (in the northern hemisphere) and angled for maximum solar gain, so no heating facilities are required, and only minimal power is needed from solar panels or wind turbines. Rainwater falling on the metal panel roof is directed towards large underground storage tanks for later use by the building occupants, and their used grey water is channelled towards planters to provided water for food-bearing plants and then toilets. Black water is transferred to an outside septic tank or botanical wastewater treatment unit. Further architectural design and technical information is widely available [
33,
34,
35,
36,
37,
38,
39].
The thermal performance of Earthship buildings has been the focus of nearly all research studies. The earliest works [
40], focused their monitoring on five U-shaped modules in the desert of New Mexico, U.S.A., and suggested that shading needed to be added to the building design to avoid overheating during the summer months. However, their simulations for the U.K. climate indicated that these buildings would be thermally efficient and require only minimal space heating in the winter months. Later works [
41,
42,
43], made similar conclusions for buildings based in Mediterranean climates (including Adelaide, Australia). Soebarto et al. [
44] proposed that buried underground Earth tubes could act as heat exchangers to deliver fresh air to the internal spaces, which is cooled in summer and warmed in winter. Work by Kruis and Heun [
45] compared findings for various global climatic cities and concluded that Earthship buildings are least suited to tropical wet/dry settings. Recent work [
46] proposed modifications to the design of Earthship buildings so that they can be adapted for colder climates.
A feasibility study [
47] attempted to investigate whether Earthship buildings could be viable as an affordable eco-housing option in Scotland. Their results showed that Earthship buildings are viable in terms of cost, design, building methods and labour needs, plus building control and planning requirements. Based on calculations made (in 2004), it was estimated that an average-sized house for a family of four persons could be built for only GBP 43,000. Therefore, they believed there was a real market demand for Earthship buildings. Since then, Kruis and Heun [
45] opined that Earthship buildings offer a financially feasible design alternative, which is a message reiterated by Kang et al. [
32]. In fact, it is estimated that Earthship houses require 20% less investment to build than a passive house [
48].
Whilst autonomous living reaches out towards utopia, there are a clear set of challenges in identifying appropriate sites for building Earthships, breaking the shackles of what is considered acceptable design/living to house builders/owners, complying with the constraints of the planning and building regulations, and contesting risk-adverse financial organizations who provide the underpinning funds for the mortgages and loans to construct Earthship buildings. However, it seems one sizeable obstacle towards the vision of rolling out Earthship homes across the U.K. may have been breached by Brighton and Hove City Council, when they approved permission for the development of sixteen Earthship homes (one-bed, two-bed and three-bed houses), including some for social housing, to be built on the seafront overlooking the Brighton marina [
49]. Sadly, onset of the recessions meant the development was never built and the planning permission has now expired, so Earthship buildings have yet to be utilized as homes in the UK. Moving this possibility forward to other places (in the U.K. or in nations beyond) could be stimulated by an understanding of public opinion towards their uptake.
To date, there is an absence of empirically supported studies towards communal opinion of these buildings and the lifestyle they proffer. Therefore, this study is the first to explore public perceptions of both the benefits and barriers of Earthship buildings as a means of understanding their potential demand by aspiring self-build/community-build homeowners.
2. Case Study
The Brighton Earthship, developed by the Low Carbon Network, was built in Stanmer Park (2002–2006) by volunteer labourers, on land owned by the Brighton and Hove City Council. The building, used as a demonstration site, is a three-module system covering 134 m
2 [
7] and follows the design and specifications of similar buildings. Costing approximately GBP 80,000 to construct [
7], the building is completely autonomous, with no mains connections for heating, power, water or drainage.
In accordance with the original architectural designs created by Michael Reynolds, the Brighton Earthship was built with structural walls (~1 m thick) made from reclaimed car tires, rammed with soil, and finished with an eco-cement render, which helps to cool the building in summer and warm the building in winter. Internal walls are timber stud partitioned. Colourful glass bottles and decorative drink cans are embedded within many walls to enhance the aesthetics and, in doing so, concomitantly repurpose everyday household waste. The roof is a timber deck (internal ceiling), which is insulated, covered in a vapour barrier and externally shielded with metal sheets [
50].
Utility services for the building are provided entirely from natural resources. For instance, drinking water is captured from rainfall, which is filtered and treated before use; grey waste water drains (from the sinks) to feed the plants growing in the conservatory; black waste water drains (from the toilet) to an outside filtration system, where natural reedbed technology purifies the water; water heating in the building is served by a heater that uses wood pellets (a renewable biomass fuel); and electrical power is provided by a nearby wind turbine and several photovoltaic solar panels (positioned on the roof).
Figure 1 shows a recent photo of the Brighton Earthship, nestled in its surrounding landscape of the South Downs National Park on the outer fringes of the city. The building has no foundations; rather, it is simply seated on undisturbed stable soil [
50]. The front, south facing, aspect of the building shows the Earthship conservatory module (30 m
2), with an inner and outer layer of glazing (
Figure 2a), which houses food-bearing planters fed by grey water recycling (
Figure 2b). The left-hand side, west facing, module comprises a hut module (20 m
2), which is peaked with a skylight (
Figure 2c). The rear, north facing, main nest module (84 m
2) encompasses a main activity room with more food-bearing planters, together with an enclosed kitchen and bathroom. The roof supports several banks of photovoltaic solar panels and captures rainfall, which is stored in underground tanks (
Figure 2d). It also has solar hot water heating, plus a wind turbine for additional power.
The thermal performance of the building has been widely tested [
7,
50,
51]. The latest works [
50] suggests the building moderates external severe temperatures but, to reach satisfactory thermal comfort conditions during extreme cold snaps, some additional heating may be required (from occupants and powered appliances) or improvements made to the heat transfer from the conservatory.
5. Discussion
Based on the findings of this study, the foremost perceived benefits for the uptake of Earthship buildings are shown to be environment related. According to the theory of planned behaviour [
58], understanding public attitudes can be used as an important determinant of behavioural intention, particularly in the context of eco-products [
59]. For instance, Liu et al. [
60] revealed that resident’s attitudes towards greater environmental awareness were found to have a higher level of intention towards ‘green’ buildings. Therefore, understanding public perceptions towards Earthship building/living can be a viable means of revealing public intentions towards their uptake. Moreover, for policy makers, land developers, builders and estate agents, it is important to know the specific drivers or features that people find important about Earthship building/living.
The principal perceived barriers to the uptake of Earthship buildings, based on the findings of this study, are administrative related. All houses require planning permission but compared to alternative housing, the journey for conventional homes through the approval process is a relatively smooth ride [
61]. Similarly, the process of securing mortgages to purchase conventional homes, so long as they have operational bathrooms and kitchens, has very few obstacles. Alternative housing seems to receive much greater scrutiny through the planning process, and because the building designs and choice of construction materials may not always follow the tried and tested routes, their inspection can be treated cautiously by building regulation control officers. Similarly, finding a mortgage lender who is willing to loan funds for an alternative building can be restrictive because the lender’s decisions are chiefly risk-based, conditional on the individual making loan repayments and the market valuation in the event that a property needs to be sold after repossession [
62,
63]. Fortunately, as alternative and autonomous housing is becoming more commonplace, some lenders, who are sustainability-driven banking organisations that prioritise social and environmental objectives alongside profitability (e.g., the Triodos Bank and the Ecology Building Society) [
64,
65,
66], are recognising the shift towards alternative/autonomous housing and are now providing financial loans for such ventures.
Most societies in recent decades have witnessed a boom in populace growth, net migration and changing household formations without any notable concomitant increase in new or available housing [
67,
68]. Since housing is a predominantly market-based system, as housing demand has grown, purchase prices and the rental charges of homes have escalated at alarming rates. For instance, in 1992, the average house price was GBP 70,000 and the average income of mortgage borrowers was GBP 24,000 (2.92 ratio), whereas in 2017, the average house price was GBP 303,000 and the average income of mortgage borrowers was only GBP 63,000 (4.81 ratio) [
69]. Clearly, salaries in the U.K. have not kept pace with the leap in house prices. This has meant that many first-time buyers are unable to get their foot on the first rung of the property ladder, unless ‘the bank of mother and father’ provides a sizeable contribution to their mortgage deposit or they wait until much later in life to be able to save a huge deposit themselves, whilst others are simply trapped in the rental sector for the entirety of their foreseeable futures, providing substantial incomes to landlords. Therefore, it seems that attitudes to what is an acceptable form and function of a home is changing, with many people beginning to explore alternative lifestyles and discover the assortment of opportunities available to them [
70,
71,
72].
Whilst Earthship buildings are likely to remain on the margins of housing supply/demand, it seems that builders and owners with a passion for sustainable homes and green living will need to drive the Earthship vision in the U.K. and nations beyond. For instance, The Hockerton Housing Project (1993–1998), which was responsible for creating a terrace of five self-build, earth-sheltered houses in Nottinghamshire, shows that there is a demand for autonomous family homes in the U.K. [
73]. The Co-Op Bank provided the group of self-builders with business loans to fund the construction of their homes, before the Ecology Building Society converted the loans to mortgages. At the time, the cost of building each of the houses was approximately GBP 65,000 (plus GBP 30,000 for the land). Since then, families have come and gone, with their properties sold on the open market (e.g., selling for GBP 223,000 in 2002; GBP 400,000 in 2009; GBP 436,400 in 2013; GBP 360,000 in 2016; and GBP 450,000 in 2019) [
74]. This shows some financial lenders are willing to support the creation of alternative eco-homes and, similarly, these types of homes can be traded in the same way as other homes offered for sale. Furthermore, in a society which has become increasingly reliant on releasing housing equity in later life (e.g., to cover welfare bills, provide personal pension top-ups or contribute towards the mortgage deposits of their children) [
75], the example provided here offers reassurance that equity can accrue from the purchase of alternative housing. Therefore, for those with one eye on their longer-term futures, besides creating the necessity of shelter in earlier life, alternative housing can also offer an investment opportunity too. Finally, whilst the earth-shelter homes do not follow the exact design of Earthship buildings, many of their principles are the same as Earthships, so it is possible that clusters of Earthship homes may be built sometime soon, particularly in the suburbs or peripheries of larger cities [
48].
6. Conclusions
In this study, we explored public perceptions of both the benefits and barriers of Earthship buildings as a means of understanding their potential demand by home builders/owners. Although there have been many published studies on sustainable homes, green homes and eco-homes, Earthship homes/buildings have not been the focus of attention amongst the academic or professional literature.
According to the findings of our study, participants consider environmental drivers to outweigh the cost savings of the Earthship homes as the main benefits of Earthship building/living. Furthermore, the principles of autonomous living could be considered the drivers, rather than barriers, by the participants, so it is perhaps not surprising that these issues are considered least important.
Complications in the planning and funding of housing are seen as a challenge whatever the design, so it is perhaps not surprising that these issues top the list of barriers. A range of challenges are known to exist in the formal planning process but, most notably, a lack of vision (familiarity with the norm) and the idea of focusing on the present at the expense of the future are the most obvious hurdles to Earthship buildings being accepted through planning.
Earthship building/living offers society an opportunity to leave a lesser environmental footprint on the planet. However, facilitating this change in the construction/housing sector will require sizeable effort and desire from an array of stakeholders (architects, planners, builders, investors, lawyers) to make a staged transition from conventional to autonomous housing. However, for many stakeholders, there is a likelihood that any decision towards the uptake and growth in Earthship housing will be rooted in its financial viability. Therefore, monetary incentives (e.g., tax abatements, fee waivers, available grants) from the government may be the main enablers needed to encourage uptake and kick start the transition to Earthship living.