5.1. Definitions of Resilience in Building
The state-of-the-art section depicts the variations in building resilience terminologies. A consensus over definitions, parameters, and terminologies can expedite further research on the same. This section presents the different definitions of building resilience and represents the author’s definitions.
UN (United Nations) General Assembly resolution 71/276 describes resilience as “the ability of a system, community or society to resist, absorb, accommodate, adapt to, transform and recover from the effects of a hazard in a timely and efficient manner, including through the preservation and restoration of its essential basic structures and functions through risk management” [
11]. The resilience definition and the associated characteristics vary with the domain of study performing the investigation.
From an engineering perspective, a resilient building is a building that can withstand a power outage while maintaining safe indoor environmental conditions such as operational temperature and ventilation rate, along with the supply of minimum energy required for a definite time or before being recovered.
Table 1 shows the different definitions of building resilience among different engineering disciplines.
From a thermally resilient building standpoint, resilience is the ability of a building to adapt thermally and maintain safe thermal conditions indoors during power disruptions. Thermal conditions can be classified as habitable conditions or survivable conditions while assessing the building’s resilience. Different terminologies, such as habitability or survivability, define the building’s resilience based on the conditions maintained within the building. The next paragraph presents the authors’ definitions of habitability and survivability.
“Habitability refers to the time duration for which the building remains habitable in case of energy supply disruption to the building due to seen or unseen circumstances”. Habitability can further be classified as active or passive based on the components used to maintain the indoor conditions. Passive habitability indicates the situation in which the thermal inertia retained via the building envelope maintains the thermal conditions within the building. In the case of active habitability, an on-site energy system or an external energy source assists in maintaining indoor conditions.
Moreover, “Survivability indicates the ability of a building to maintain thermal conditions along with minimum operational capabilities during a power outage”. Habitability ascribes to thermal resilience, while survivability employs thermal resilience along with minimum operational capabilities such as lighting, appliances, sewage, and domestic hot water. Apart from minimum operational capabilities, survivability encompasses a broader temperature range compared to the comfortable range.
5.2. Boundary Conditions
This section explores the parameters used in building resilience and establishes a recommended range to maintain survivability conditions within the building based on the different literature.
According to the American Society of Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE), the acceptable temperature range for naturally ventilated buildings ranges from 10 to 34 °C. The ASHRAE-55 model confers a prevalent mean outdoor temperature range of 10 °C to 33 °C for passive survivability. Additionally, the ASHRAE Thermal Environmental Conditions for Human Occupancy standard 55-2004 [
22] defines a comfort temperature range of 19–26 °C for winters at a maximum humidity ratio of 0.12 Kg
water/kg
dryair [
4]. The guide for resilient thermal energy systems design in cold and arctic climates prescribes a minimum temperature of 16 °C indoors during emergency situations such as blackouts for human comfort and maintaining dexterity in critical operations [
23]. Homaei and Hamdy define the lower threshold of the habitability range in the Norwegian environment as 15 °C in their work on the quantification of energy flexibility and survivability with batteries. The habitability defined in their work is analogous to survivability in this study [
5]. Similarly, Kesik et al. define the lower temperature threshold for passive habitability as 15 °C in mechanically cooled buildings. Their habitability temperature corresponds to the survivability temperature threshold of this study [
9]. Compiling all the work, the advocated lower temperature threshold is 15 °C. This study only defines the lower temperature threshold because the study focuses on resilience in a cold climate.
High relative humidity also impacts human health with extended exposure, but this study considers a short-duration exposure in exceptional circumstances (one-week blackout). Thus, this study employs standard relative humidity values, which are shown in
Table 2. The Federation for European Heating, Ventilation, and Air Conditioning Associations prescribes 1000–2000 ppm CO
2 concentration in an indoor environment and suggests intervention if concentration goes out of this range [
24]. Contrary to this, the Finnish decree advocates an upper threshold limit in the range of 1500–1600 ppm in an indoor environment [
25]. Incorporating recommendations, the study considers the upper threshold limit of CO
2 as 1500 ppm and the lower ventilation setpoint as 1.26 m
3/h/m
2. Air change within the building maintains the CO
2 concentration and is depicted by the ventilation setpoint.
The expected operational household equipment during the blackout includes a fridge, freezer, microwave oven, communication devices (laptop, Wi-Fi, and mobile charger), and minimum lighting. There was no usage of dishwashers, saunas, laundry, or showers during the blackout.
Figure 1 shows the typical occupants’ household behavior in the Finnish region in terms of the proportion of average peak power used per hour of the day. The profile incorporates the usage of the above-mentioned necessities only and is modified based on online tools and the available literature [
26,
27]. Survivability conditions for a short duration require a minimum of 5 to 7 L of hot water per day, according to the Safe Drinking Water Foundation [
28]. The study assumes an even distribution of hot water over 24 h to simplify the simulation.
Table 2 represents the building’s indoor parameters for survivability and normal conditions.
Table 2.
Building indoor parameters (setpoints) for survivability and normal conditions.
Table 2.
Building indoor parameters (setpoints) for survivability and normal conditions.
Parameters | Survivability Condition | Normal Condition | Units |
---|
Lower temperature threshold | 15 | 21 | °C |
CO2 upper threshold concentration | 1500 | 800 | ppm |
Ventilation lower threshold | 1.26 | 1.8 | m3/h |
Outside temperature | −26 | −26 | °C |
Domestic hot water consumption | 7 | 48 | liters/person/day |
Domestic hot water idling load | 1.2 | 1.2 | W/m2 [29] |
Relative humidity | NA, restricted by microbial growth | 20–80 | % |
Occupancy presence | 100 | 60 | %/24 h |
Based on assumed occupants’ behavior and power consumption during a blackout, a typical apartment consumes an average power of 113 W and 341 W of peak power. The typical energy consumption per day, excluding space heating and domestic hot water energy, is 2.7 kWh.
Table 3 shows the space heating and domestic hot water temperatures for the blackout duration, which follow the Finnish standards for net-zero energy buildings.
This study scrutinizes an urban building block located in the Kalasatama urban area, Helsinki, in Southern Finland, containing residential apartments and commercial spaces. It comprises two towers with 5 floors and 13 floors, respectively, with an aggregated area of 7391.5 m
2 and an effective apartment area of 5863.84 m
2.
Figure 2 shows the 3D (3-dimensional) diagram of the reference building in IDA-ICE simulation software, Version: 4.8.
The study performs a resilience simulation for two sets of energy efficiency parameters for buildings. The two sets are named baseline configuration and efficient configuration. The baseline configuration building derives its U-values and glazing values for the building envelope from the Finnish building code. Similarly, the efficient configuration building acquires these values from the Flexible user-centric energy-positive houses (EXCESS) project under EU Horizon 2020. The district heating system ratifies the heating and domestic hot water requirements for the baseline building configuration. However, a heat pump suffices all the heating energy requirements in an efficient configuration building.
Table 4 illustrates the parameter values for both configuration buildings.
The default configuration of IDA-ICE employs ideal heaters and coolers for heating and cooling and operates on a proportional–integral (PI) controller. These controllers cannot record the data for the individual zones. Thus, both buildings employ a custom macro-controller that can document individual zone temperatures. The macro-controller operates on PI logic and maintains the normal condition and survivability condition setpoints accordingly. After setting up the building parameters, survivability parameters, and macro-controller, the system simulates for two weeks in both building configurations and records the temperature profiles for all typical apartments. Both buildings withstand the blackout in the same conditions, except for their building envelope and heating system.
5.4. Energy System for Building Resilience
The scenario under consideration includes a blackout; hence, no power is available from the grid. Thus, external energy systems need to support the energy supply post thermal inertia depletion of the building. Multiple energy systems possess the potential to fulfill the energy requirements but are thwarted by practical constraints such as availability at the site, space availability for installation, technological maturity, and local policies. Therefore, diesel generators, oil boilers, and lithium-ion batteries turn out to be the most feasible solutions considering different constraints, such as technical, economical, geographical, and local constraints.
Diesel generators produce one-phase or three-phase electrical energy, depending on the type of generator. The reference building employs a three-phase diesel generator and lithium-ion batteries coupled with the inverter to supply electrical energy while the oil boiler and heat pump deliver the heating, depending on the building configuration. The technical specifications of the considered components reflect the technical specifications of real-life components that can be used in the building.
As shown in
Table 4, both configuration buildings require electricity as an input for necessities other than space heating and domestic hot water. The baseline configuration building fulfills the heat energy requirement through district heating, while the efficient configuration building generates the heat energy through the heat pump. Since the baseline configuration building connects to the district heating system, it needs heat as an energy input for space heating and domestic hot water. The efficient configuration building requires electricity as an energy input, even for space heating and domestic hot water, due to the connection with the heat pump.
Since the baseline configuration building requires heating and electrical energy separately as input, the sizing requires two types of duration curves. On the contrary, only electrical energy duration curves show the energy required within the efficient configuration building. The delivered power simulation results plot the duration curve after sorting. The baseline configuration plots the electrical and heating energy duration curves separately, while the efficient configuration building only plots the electrical duration curve.
5.6. Energy Flexibility
The integration of the energy system is a precautionary measure to withstand unplanned power outages. Since the integrated system includes different components, with strategic implementation, some components can operate during normal duration without impacting the building’s resilience potential. The expanded operation opens the possibility of increased operational time for the system and helps in achieving a return on investment.
The increased renewable energy penetration in electricity and energy-intensive equipment usage has increased power quality disruptions in the form of harmonics, voltage, and frequency disruptions [
35]. A new market emerged due to these disruptions, ensuring the grid’s operation according to the National Code. Energy reserves with rapid power delivery capabilities can participate in this market and earn revenue for their service. These energy markets are called ancillary services markets or flexibility markets. The different types of ancillary markets include frequency containment reserve (FCR), frequency restoration reserve (FRR), and fast frequency reserve (FFR), depending upon the activation time from the start of disruption. These energy markets operate in the form of a yearly market or hourly market, based on which participation requirements change. Each market requires a minimum size of bid to participate [
36]. The systems with less power reserve availability can participate through an aggregator who charges a fee in exchange for its service. The aggregator combines the smaller power reserves and regulates them according to the TSO’s requirements.
Due to the smaller size of building power reserves, the study considers participation in the hourly market. This study performs a perfunctory calculation to assess the impact of the participation of energy systems in the flexibility market on achieving a return on investment.
Appendix B describes the assumptions for participation in the flexibility market in both scenarios. It describes the system characteristics participating in the flexibility market for both building configurations. The first scenario considers daily participation with full reserve activation, while the second scenario considers daily participation with no reserve activation. Economic calculations assess the system’s feasibility to participate in the flexibility market and achieve a return on investment using the system’s characteristics. The revenue calculation employs the capacity fee calculation formula prescribed by FINGRID for participation in the respective flexibility markets, which are shown in Equations (1) and (2) [
37]. The return-on-investment time calculation and net yearly revenue calculations employ Equations (3) and (4).