1. Introduction
Since the issuance of “Several Opinions on Further Strengthening the Management of Urban Planning and Construction” by the Chinese State Council in 2016, the development of prefabricated buildings in China has ascended to the status of a national development strategy. One of the important ideas to improve the standard of urban construction is to encourage construction enterprises to develop new forms of construction and improve the capacity of prefabricated construction.
Prefabricated constructions have many advantages over traditional constructions. Liu [
1] expounds the view that prefabricated buildings can effectively help realize the industrialization of construction projects and thus reduce the energy consumption of construction sites. In the past 10 years, the research on prefabricated concrete structures has been intensified, and much of the experimentation, modeling, and theoretical research has been done on precast concrete structure components (precast composite column) [
2,
3,
4], material properties [
5,
6,
7], structural vibration behaviors [
8,
9], node connections [
10,
11,
12], construction method [
13,
14], or other points of prefabricated modular buildings. Ou [
2] compared the seismic performance difference between an ultra-high-performance concrete (UHPC) prefabricated pipe concrete composite column and a conventional reinforced concrete column (RC column), and found that the stiffness, yield load, and ductility performance of the UHPC prefabricated composite column were better than those of the RC column in quasi-static tests. Ahmed [
5] conducted a feasibility assessment of mass timber as a mainstream building material in prefabricated construction, attributing the main benefits to the low labor in the construction process, aesthetic appeal, and prefabricated characteristics of timber panels. A near-surface-mounted fiber-reinforced polymer pile-splice system has been studied in Dolati’s research [
7] for prestressed precast concrete piles. Sun [
11] proposed a new prefabricated beam–column node using a mechanical connection, which improved the seismic performance of prefabricated columns compared with sleeve-grouted-node specimens during the quasi-static test. Chourasia et al. [
15] reviewed the modular structural system, modular node connection, design criteria and seismic performance, and proposed that node connection is the most important thing in modular buildings. It is pointed out that the extensive application of prefabricated modular buildings is hindered by the understanding of connections, the lack of design guidelines, the lack of experimental investigation of prefabricated modular buildings, and the limitations of transportation and treatment. At present, the joints of prefabricated specimens are usually connected in two ways: one is a wet connection using a grouting sleeve, and the other is a dry connection using a cold extrusion sleeve.
Regarding the overall seismic performance of the structure, experimental studies on precast columns with grouted sleeve connections have been conducted and documented in the literature [
16,
17,
18,
19,
20,
21,
22]. Ong [
16] conducted an experimental study on the prefabricated column connected by a grout-filled splice sleeve integrated with a shear key, and compared the mechanical performance with that of the cast-in-place column, and found that the bearing capacity and energy dissipation capacity of the two columns were basically the same. Similar test results can also be shown in the prefabricated concrete column with a proprietary grout-filled mechanical reinforcement splice (NMB splice) sleeve designed by Ogura [
17] and the confined concrete column with horizontal strengthened bars spliced by grout sleeves designed by Zhang et al. [
18]. Ameli et al. [
19] studied the response of half-scale bridge column-to-cap beam assemblies under cyclic quasi-static load, and showed the result that the grouted splice sleeve connectors in the cap beam can be used in moderate to high seismic regions. Zhang [
20] designed a quasi-static low-cycle reciprocating loading test of the vertical connection of the prefabricated assembled column with the sleeve grouting node, and determined the law of the seismic performance of the prefabricated column with the axial compression ratio and the strength of the grouting material. Findings from these studies indicated that the bearing and energy dissipation capacities of grouted sleeve precast (GSP) columns were similar to those of cast-in-place (CIP) columns. However, Kim [
21] studied the seismic performance of precast columns connected by grout sleeves, and found that the connection position was the main failure location, and that the concrete near the sleeves fell off seriously and the stiffness was poor. In Riva’s research [
22], the bond failure at the grouted layer governed the failure mode in GSP columns, resulting in distinct hysteresis curves with a notable pinching effect and inferior energy dissipation capacity compared with CIP columns. In addition, the local performance of the sleeve and the grouting defects have a great influence on the failure mode of the sleeve. According to the results of Li’s research [
23], when the grouting defect length was short, the reinforcement tended to be pulled out of the joint; as the grouting defect length increased, the failure mode changed to the stripping failure between the reinforcement and grout or the scraping-plough-type pull-out failure of the reinforcement. As a result, the wet connection with grouting sleeves could be affected by grouting defects, the performance of the sleeve connection could be unstable, and detecting grouting defects remained a prevalent challenge.
On the other hand, dry connections using cold extruded sleeves, regarding the overall seismic performance of the structure, were examined in Zhang [
24] and Chen et al. [
25]’s research. Results from these studies demonstrated that the energy dissipation capacity of precast columns with cold extruded sleeves was comparable to that of CIP columns. However, in terms of local sleeve performance, Zhang [
24] reported instances of vertical or transverse cracks in some corner sleeves after reaching peak loads, thereby affecting specimen seismic performance.
In summary, it can be observed that the wet connection performance of the widely used grouting sleeve is plagued by grouting defects. Although the construction quality control method can reduce the probability of defects, it is still challenging to conduct relevant tests. The dry connection using the cold extrusion sleeve is susceptible to sleeve cracking and it is difficult to intervene by means of pre-test construction quality control. Hence, there is an urgent market need for a novel sleeve type that addresses these issues. In this paper, a new dry sleeve connection method for longitudinal steel bar connection of reinforced concrete column is proposed. The positioning and connection of steel bars at the joint is completed by matching the screw sleeve with the connecting sleeve, and the vertical alignment of the butt joint is adjusted by adjusting the length of the screw sleeve embedded in the connecting sleeve. The quasi-static tests of five precast reinforced concrete columns and two cast-in-place reinforced concrete columns are designed and carried out. The seismic performance and influencing factors of the precast columns with novel dry sleeve connection are researched, which provides the test basis for the application of the novel dry sleeve connection to prefabricated structures.
4. Data Result and Analysis
4.1. Load–Displacement Hysteresis Curve
The relationships between the measured actuator force (P) and the measured column top displacement (Δ) for all specimens are illustrated in
Figure 9. Prior to the yielding of the steel, the P-Δ hysteresis curve exhibited a narrow profile, accompanied by small residual strain and low energy dissipation capacity. However, once yielding occurred, the P-Δ curve began to shift towards the displacement axis, resulting in a gradual expansion of the hysteresis loop area, thereby indicating an increased energy dissipation capacity. Furthermore, during each subsequent cycle at the same loading level, the area enclosed by the P-Δ curve experienced a slight reduction as the number of cycles increased. The hysteresis curves of the conventional cast-in-place specimens, CC1 and CC2, exhibited a distinct shuttle-shaped pattern, with CC1 demonstrating a slight pinching effect. Notably, the pinching effects were more pronounced in specimens PC1 and PC5, characterized by lower axial compression ratios compared with PC2, PC3, and PC4, which had higher ratios. These contrasting results can be attributed to the occurrence of cracks and shear slippage, specifically at the upper bond surface of the post-cast region, during testing. The results obtained from PC2 and PC3 indicate that the diameter of the longitudinal reinforcement had no influence on the shape of the hysteresis curves. Similarly, the hysteresis curves of PC3 and PC4 indicate that the stirrup spacing had no impact on their characteristics. Interestingly, there was no significant disparity was observed between the hysteresis curves of PC1 and PC5. This can be attributed to the absence of shear slippage at the lower bond surface of the post-cast section, as well as the absence of dowel action in these specimens.
4.2. Load–Displacement Skeleton Curve
The load–displacement relationships for all test specimens are shown by the skeleton curves in
Figure 10. The ultimate load corresponded to 85% of the peak load, and the associated displacements were considered as ultimate displacements.
Table 4 provides information on the yield load, peak load, ultimate load, and corresponding displacements for each specimen. The yield displacements were determined as the average values obtained using the Park method, geometric graphing method, and isoenergetic method, as detailed in
Table 5.
Comparing the results of PC1 with CC1, PC5 with CC1, and PC2 with CC2, it is evident that the precast columns exhibited larger displacements at all stages in comparison to cast-in-place columns. This phenomenon can be attributed to the presence of a weaker layer at the upper bond surface of the post-cast region, contributing to the observed lower capacities in precast columns. Further comparisons between PC1 and PC2, PC5 and PC2, and CC1 and CC2 reveal that specimens with higher axial compression ratios demonstrated smaller displacements at all stages in comparison to specimens with lower ratios. Moreover, columns with higher axial compression ratios exhibited greater capacities than those with lower ratios. Analyzing PC2 and PC3 results indicates that an increase in the diameter of the longitudinal reinforcement led to gradual increases in displacements and capacities of the specimens at every stage. Examining PC3 and PC4 results reveals that a reduction in the stirrup spacing resulted in similar yield displacements and ultimate displacements for the specimens, while peak displacements decreased. This observation might be attributed to experimental contingencies. Furthermore, decreasing the stirrup spacing resulted in a decrease in the capacity of the specimens.
Figure 10c demonstrates that for PC1, PC2, and PC5, the slopes of the skeleton curves experienced sudden changes at the ultimate stage, accompanied by a rapid decrease in bearing capacity. This occurrence was attributed to a mistake in stirrup placement on the upper bond surface of the post-cast region during the casting process.
4.3. Energy Dissipation
The equivalent viscous damping coefficient, denoted as
, was utilized as a quantitative measure of energy dissipation for the first cycle at each level of cyclic loading.
Table 6 presents
values for all specimens at different stages. The energy dissipation exhibited an ascending trend corresponding to higher amplitudes of displacement. A comparison between specimens CC2 and PC2 revealed that the
value for the precast column was lower than that of the entire column in the ultimate state. This disparity can be attributed to the absence of stirrups above the upper bond surface of the post-cast section region. Nevertheless, the equivalent viscous damping coefficients demonstrated similarity between the two columns in the yielding and peak states. Given the absence of the pinching effect at the bottom of the column, the parameters of specimen PC5 were similar to those of specimen PC1. Consequently, substituting the results of PC5 for PC1 is deemed reasonable, particularly when considering the abnormal
value of PC1. These findings are further supported by comparing CC1 with PC5. Furthermore, a comparison between the results of PC2 and PC3 indicated that the
values and energy dissipation of the precast columns increased proportionally with larger longitudinal reinforcement diameters. Similarly, a comparison between the results of PC3 and PC4 revealed that the
values and energy dissipation of the precast columns decreased as the stirrup spacing decreased.
4.4. Displacement Ductility
An examination of the experimental results presented in
Table 4 and
Table 5 reveals notable observations regarding the displacement ductility coefficients (μ) and ultimate displacement angles (θ) of both precast and CIP columns. The μ values of all specimens, except for PC1, reached a notable level of 3.0. Precisely, the precast columns exhibited a range of μ values from 2.43 to 3.23, with an average value of 3.01. In contrast, the CIP columns exhibited a range from 3.05 to 3.31, averaging 3.18. Additionally, the ultimate displacement angles (θ) for all specimens exceeded 1/50, with the precast columns demonstrating a range of 1/41 to 1/33, and an average of 1/36. Similarly, the CIP columns exhibited a range of 1/40 to 1/38, and an average of 1/39.
Comparing the results of PC1 with CC1, PC5 with CC1, and PC2 with CC2 revealed a close resemblance between the displacement ductility coefficients (μ) and ultimate displacement angles (θ) of precast and CIP columns, with the exception of the abnormal μ value of PC1. Despite this, the precast columns utilizing grouted sleeves exhibited superior ductility compared with the cast-in-place columns, contrary to the experimental findings. The disparity can be attributed to the presence of numerous steel sleeves in the post-cast region, coupled with the higher concrete strength in that region, resulting in the formation of a rigid region, acting as the foundation of the column. When the specimen experienced damage, shear slippage occurred at the upper bond surface of the post-cast region.
Table 4 indicates that shear slippage had minimal influence on lateral displacement during the yielding stage when the column functioned as a cohesive entity. However, as the column reached the ultimate state, shear slippage increased significantly, gradually causing the post-cast region to cease functioning in conjunction with the column body. As a consequence, the column’s height decreased, resulting in increased lateral stiffness and a decrease in ultimate displacement. Further experiments and research are required to validate this conclusion, particularly regarding the impact of shear slippage on yield displacement and ultimate displacement at the upper interface of the post-cast region.
The misoperation of the stirrups on the upper bond surface of the post-cast region reduced the restraining effect on the concrete in that region. Additionally, due to the presence of the rigid region, the plastic hinge of the column shifted upward. Consequently, the concrete in the post-cast region, lacking sufficient stirrup restraint, coincided with the plastic hinge. Under repeated cyclic loading, the concrete covers in the east and west directions quickly peeled off due to inadequate stirrup restraint, resulting in a reduction in the column’s cross-sectional area. This abrupt decline in capacity led to a sudden change in the slope of the skeleton curve, indicative of instantaneous damage. Furthermore, a comparison of the results of PC1 with PC2, PC5 with PC2, and CC1 with CC2 reveals that the displacement ductility coefficients (μ) increased with higher axial compression ratios, while ultimate displacement angles (θ) decreased. These contrasting observations necessitate further exploration and research to uncover the underlying reasons. The results obtained from PC2 and PC3 indicate that an increase in longitudinal reinforcement diameters enhances the displacement ductility coefficient (μ) and ultimate displacement angle (θ), thereby improving the deformation capacity of the specimens. Additionally, a comparison between PC3 and PC4 demonstrates that decreasing stirrup spacing in precast columns results in reduced values of μ and θ.
4.5. Stiffness Degradation
The stiffness degradation curves of all specimens are illustrated in
Figure 11, where the secant stiffness K is employed to characterize the stiffness degradation. The peak load and the corresponding displacement during the cyclic loading phase are denoted as
and
, respectively, with
calculated as the ratio
. A comparison between the results of PC2 and CC2 reveal that the precast column exhibits a lower stiffness compared with the CIP column. However, the findings from PC1 and CC1, as well as PC5 and CC1, indicate that the stiffness of the precast columns closely approximates that of the CIP columns. Consequently, further research is warranted to delve deeper into this matter. Contrastingly, comparisons involving CC1 and CC2, as well as PC1, PC2, and PC5, reveal that specimens with higher axial compression ratios exhibit higher initial stiffness yet endure a more pronounced rate of stiffness degradation. The outcomes of PC2 and PC3 suggest that specimens with larger longitudinal reinforcement diameters experience a slightly slower rate of stiffness degradation than those with smaller longitudinal reinforcement. Furthermore, the results of PC3 and PC4 indicate minimal disparities in the stiffness degradation curves concerning varying stirrup spacing. The absence of cracks and shear slippage at the lower interface of the post-cast section region in PC5 results in design parameters that closely resemble those of PC1. Consequently, the stiffness degradation curves in the reverse loading direction for PC1 and PC5 are nearly indistinguishable. However, an anomalous behavior is observed when PC1 is subjected to loading in the forward direction.
4.6. Hysteresis Curve of Reinforcement Strains
The hysteresis curves of longitudinal reinforcement strain for each specimen are shown in
Figure 12. The longitudinal steel strain, denoted as
, was obtained from strain measurement points located at both above and below the sleeves. In the initial loading phase, the hysteresis curves of steel strain exhibited a narrow and slender profiles. The residual strains remained minimal, and the curves exhibited a gradual change in the slope. As loading displacement increased and steel yielded, the slope of the curves progressively decreased, accompanied by an increase in residual strains. At the onset of loading, the strain curve above the sleeves closely resembled the corresponding curve below the sleeves. However, post-yielding, a noticeable divergence between these two curves emerged, with the gap progressively widening. Except for PC3, all specimens reached a state of yielding in the longitudinal steel strains measured above the sleeves upon reaching the peak load, indicative of a plastic hinge region development above the sleeves. In the ultimate state, both longitudinal steel strains above and below the sleeves exhibited yielding behavior.
4.7. Ultimate Capacity
Based on the preceding analysis, it was observed that the longitudinal reinforcements located above the upper bond surface of the post-cast region yielded first upon reaching the ultimate state, followed by concrete crushing, indicative of the characteristic behavior associated with large-eccentricity columns. In accordance with the Code for Design of Reinforced Concrete Structures (GB50010-2010),
Table 4 presents the test values and theoretical calculated values of the ultimate capacity for each specimen, all considered as large-eccentricity columns. For all specimens, the test values of ultimate capacity (
) exceeded the corresponding theoretical calculated values (
), with the average ratio of
across all specimens being 0.61. Specifically, the average ratio of
for precast columns was 0.62, while that for cast-in-place columns was 0.56. Moreover, the ratio of
for columns with an axial compression ratio of 0.25 was 0.66, whereas for columns with an axial compression ratio of 0.40, it was 0.57. These findings indicate that the calculated compression–bending ultimate capacity of the positive section region, as per GB50010-2010, considering negligible contributions from sleeves and stirrups, exhibited a certain level of safety. Upon comparing PC1 and CC1, PC5 and CC1, PC2 and CC2, it is evident that the maximum capacity of the precast column is smaller than that of the cast-in-place column due to the presence of a weak layer at the interface in the post-cast section region. In comparing PC1 and PC2, PC5 and PC2, CC1 and CC2, it can be observed that the maximum capacity gradually increases with an increase in axial compression ratios. However, the calculated values exhibit the opposite trend, as the column transitions to a small-eccentricity column at high axial compression ratios, resulting in a decrease in the calculated maximum capacity. Furthermore, a comparison between PC2 and PC3 demonstrates that the maximum capacity of the columns increases with an increase in longitudinal reinforcement diameter. Conversely, based on the results of PC3 and PC4, it is evident that the maximum capacity decreases with a decrease in stirrup spacing.
5. Conclusions
The comprehensive evaluation of this study, considering potential concrete unevenness during casting, casting challenges at nodal points, imperfect verticality alignment between precast columns and bases, and local stirrup mispositioning, yields several noteworthy findings that can be drawn as follows:
The specimens exhibited large eccentric compression failure at the upper bond surface of the post-cast region, representing the ultimate limit state. The average ratio between the calculated values based on GB50010-2010 and the test values of the capacity for each precast specimen was 0.62, indicating a high level of safety. The ultimate displacement angle of the precast specimens satisfied the ultimate elastic–plastic story drift requirement set in GB50011-2010 (1/50), with a range of 1/37 to 1/41. The specimens achieved the “no collapse under large earthquake” criteria, and the sleeves remained intact without any pullout or breakage, with no observable vertical or lateral cracking. Overall, the novel dry sleeve connection effectively transferred the tension and pressure of the reinforcement, making it suitable for longitudinal reinforcement connections in prefabricated reinforced concrete frames.
The precast specimens exhibited slightly lower ultimate capacity, displacement ductility, and energy dissipation in the ultimate state compared with the cast-in-place specimens. However, they demonstrated higher energy dissipation in the yield state and peak state.
Precast columns with smaller axial compression ratios experienced cracking and shear slippage at the upper bond surface of the post-cast section region, resulting in pinching hysteresis curves. In contrast, precast columns with larger axial compression ratios exhibited relatively complete hysteresis curves. As the axial compression ratio increased, the capacity in each state, ductility, and energy dissipation of the precast columns improved, while the displacements in each state decreased.
Increasing the longitudinal reinforcement diameter resulted in higher capacities and displacements in each state for the precast columns.
Decreasing the stirrup ratio resulted in reduced capacities of precast columns in each state, accompanied by increased displacements in yielding and ultimate states.
The post-cast region formed a rigid region causing predominant damage at and above the bond surface of the post-cast section. Stirrup failure above the upper bond surface of the post-cast region resulted in accelerated peeling of the concrete cover, followed by rapid crushing of the core concrete. This abrupt damage suggests potential avenues for further improvement in seismic performance. The integrity of the post-placement area can be improved by raising the concrete mark, setting the gear contact surface, and optimizing the placement scheme, such as increasing the formwork depth of the placement opening or using self-compacting concrete.
In the future research, the adaptability of the novel dry sleeve in various assembled structural members (such as shear wall, beam, multi-member joints, etc.) will be further studied. Secondly, in order to capture the dynamic and complex load conditions experienced in international seismic events, it is necessary to consider the seismic performance of prefabricated components under dynamic load scenarios in further research to enhance the applicability of the study to actual seismic conditions. Finally, it is also necessary to clearly address the impact of potential external factors (such as material properties, construction quality or changes in environmental conditions, etc.) on the actual performance of novel dry sleeve connections.