1. Introduction
Traditional villages hold immense historical and cultural significance. Since China initiated their national evaluation in 2012, 8155 such villages have been included in the national protection list [
1]. The July 2012 torrential rain in Beijing caused varying damage to over a thousand cultural heritage structures in suburban traditional villages. In 2021, the Henan Province rainstorm destroyed city walls and over a hundred cultural preservation units. Most recently, the July 2023 extreme rainstorm in Beijing’s Mentougou District led to irreversible losses, including the collapse of the Dragon King Temple and over a hundred historical buildings. Some specific situations are shown in
Figure 1 below. Traditional villages in contiguous conservation zones exhibit geospatial clustering, fostering cultural-industrial cohesion and enabling systematic stewardship through stratified preservation-utilization frameworks. China’s 2014 Traditional Village Protection Guidelines further mandated holistic conservation through clustered restoration initiatives. These guidelines lay the foundation for cluster recovery initiatives and provide information for current research on system management. The March 2024 policy update established clustered conservation-utilization pilot zones, creating institutional pathways for integrated disaster resilience frameworks in vernacular settlements. The protection of traditional villages has received more and more attention. China has designated a number of demonstration areas for traditional villages across the country in addition to successful cases of coordinated environmental management in the Nanxi River Basin in Zhejiang [
2]. Western economic institutions launched in the 1990s the “Ten-Year Global Disaster Reduction Plan” to prioritize disaster risk research [
3]. The UN mathematically formulated risk as hazard probability multiplied by potential losses over time, stimulating global development of integrated assessment frameworks for multi-hazard scenarios [
4]. Establishing inter-village collaborative defense mechanisms and advanced flood prevention coordination under integrated protection frameworks is now a pivotal issue for advancing rural revitalization.
Cluster, as an ecological concept, refers to a structural unit where various biological populations are systematically integrated within a specific region or environment [
5]. Its advantage lies in the principle that “the whole exceeds the sum of its parts”. As this concept gained traction in China, industrial clusters became the dominant framework for cluster analysis [
6]. With the maturation of cluster theory, its potential for resource complementarity, regional competitiveness, and innovation has spurred applications in urbanization [
7], cultural heritage [
8], and other fields. The concept of concentrated contiguous zones, rooted in cluster theory, emphasizes village clusters as disaster joint prevention units [
9]. Many scholars have conducted ecological assessment [
10] and ecological zoning on the basis of concentrated contiguous areas [
11]. Traditional village cluster development reorganizes scattered villages into contiguous zones, aiming to maximize collective benefits, mitigate resource inefficiency and cultural erosion from isolated preservation, and leverage shared cultural and industrial strengths for coordinated growth. At present, most scholars in China seek the protection and utilization of traditional villages in the form of concentrated contiguous whole and regional traditional villages and further analyze the relationship between village culture and industry [
11]. With the development of modern information networks, the countryside may simply be seen as an appendage of urban networks because of its unique historical elements [
12].
In terms of the types of disasters, the study covers disasters such as mudslides, floods, and fires [
13,
14]. Vulnerability describes the likelihood and severity of harm a system may experience when exposed to hazards, determined by its inherent exposure, sensitivity, and capacity to adapt [
15]. In terms of evaluation indicators, the assessment indicators are gradually expanded based on three aspects: disaster intensity, system stability, and social vulnerability. The evaluation indicators have evolved depending on research objectives, with applications ranging from land vulnerability assessments to built-environment risk evaluations and critical infrastructure susceptibility analyses [
4]. Scholars specializing in flood risk assessment have established that flood disaster risk is primarily determined by three components: hazard intensity, system stability, and societal vulnerability [
16]. Subsequent studies have incorporated disaster mitigation capacity into torrential flood risk analysis, concluding that hazard intensity, system stability, vulnerability, and mitigation capability constitute four interdependent determinants of risk [
17]. The architectural heritage of traditional villages is dense, the structure is fragile, and the geographical environment is complex. Due to the particularity of traditional villages, it is difficult to directly apply the urban stormwater disaster assessment model.
In the research on the quantitative analysis of traditional villages, the main methods include numerical analysis, spatial syntax analysis, geographic information system (GIS), statistical software (SPSS Statistics v26.0), etc. [
18]. The research on villages mainly focuses on economic development [
19,
20] and spatial distribution [
21,
22,
23,
24]. GIS is a geospatial data analysis tool that is widely used in landscape [
25], urban planning [
26] and relevant urban resilience [
27] or risk assessment [
28,
29,
30,
31,
32]. SPSS is a data analysis software that can be applied to the statistics and analysis of relevant data in the health assessment of rural residents [
33,
34], medicine [
35], urban planning [
31,
36,
37], E-commerce [
38], and other fields.
Current research exhibits dual limitations: assessment frameworks predominantly emphasize natural geographical factors while inadequately incorporating tangible conservation elements intrinsic to traditional villages. Furthermore, the current village scale analysis of spatial vulnerability differences within settlements, including traditional building density considerations, is not sufficient, which limits the accuracy of targeted restriction measures.
2. Method
As shown in
Figure 2, the overall construction idea is divided into three stages. The first step is data integration and metric quantification. Based on field surveys and public databases, some types of indicators, such as topography, building density, and vegetation cover, were used to construct a three-level evaluation system. The second step is model building and spatial coupling. The main task is to overlay the weights of the natural risk map with the traditional building core density map by extracting the weights of key factors. Finally, traditional villages were partitioned and implemented.
Notably, this technique is also applicable to other regions; however, the indicator system based on natural environments, explicit elements, and secondary indicators for disaster prevention. The building’s protection should be proportionate with the threat in the area where it is located. For instance, the Mentougou region is primarily mountainous, with high risks of flash floods and mudslides, and villages are dispersed widely with small clusters. The South China region is dominated by hills, plains, and river deltas, and floods frequently cause waterlogging. Therefore, it is reasonable to add indicators such as “river density”, “groundwater level”, and “soil permeability” in the dimension of the natural environment. By selecting different indicators for different regions, the limitations of the model under extreme weather and resource constraints can be taken into account, leading to a more resilient disaster prevention pathway.
2.1. Path Construction
The practice of concentrated contiguous protection for traditional villages typically involves zoning based on cultural continuity, historical relevance, and spatial clustering to protect villages with shared characteristics in China. Drawing on the Chinese Urban Flood Control Planning Standard (Ministry of Housing and Urban-Rural Development), urban flood prevention standards prioritize historical flood causes and natural conditions. Tailored to the unique characteristics of traditional villages, vulnerability assessment indicators focus on three dimensions: the natural environment, explicit elements, and disaster prevention infrastructure. A weighted evaluation of these indicators quantifies rain-flood vulnerability, while a GIS-based overlay of traditional village building kernel density maps enables graded zoning for precise disaster management, as outlined in
Figure 3. Disaster prevention units are designed at both village and cluster levels, encompassing intra-village zones and inter-village linkages aligned with concentrated contiguous principles. The spatial agglomeration mode of villages refers to the clustered distribution characteristics of villages in a geographic space, which facilitates unified planning and collaborative defense [
39]. At the cluster level, protection strategies integrate administrative boundaries and spatial agglomeration patterns alongside natural geography and transportation networks to facilitate regional conservation. The specific protection path and construction ideas are as follows. The route proposed in this paper is a technical route for the fine protection of residential buildings in traditional villages, based on the multidimensional basic analysis of the natural environment, and can adopt specific protection methods for buildings with different protection levels in traditional villages.
2.2. Model Building
A complete technical evaluation framework is established by combining SPSS and GIS analytical methods, as shown in
Figure 3 and
Figure 4. First, a detailed analysis of traditional villages is conducted using historical geography theory, followed by systematic categorization of spatial distribution features, traditional buildings, cultural relics, and natural elements. SPSS is then employed for quantitative analysis to calculate the weighted indicators of disaster vulnerability to form a comprehensive assessment model. Second, natural geography principles and GIS spatial analysis are combined to generate high-precision maps, historical building kernel density distributions, key explicit element density analyses, and disaster risk zonation maps, which are spatially weighted and overlaid. The principal component analysis method is used to reduce the dimension of the collected data, the factor structure is optimized by the maximum variance method, and finally the principal components are extracted. Principal component analysis (PCA) is applied to extract common factors with high explanatory power for the variables. Principal component analysis is a widely used data reduction technique designed to transform high-dimensional data into fewer dimensions while preserving its dominant patterns [
40]. In the following text, it is abbreviated as PCA. Varimax rotation is employed to obtain a rotated component score coefficient matrix, and the model is finalized by integrating partial computational formulas [
41]. In this process, the Gaussian kernel function is used to generate a kernel density distribution map, including the kernel density of historical buildings and the kernel density of dominant elements. The spatial weighting tool of GIS was used to overlay the data [
42], and weights were assigned according to the results of the SPSS model. The natural discontinuity point classification method was used to divide the core, key, and general disaster prevention areas, and the differences between the classes were maximized. The specific zoning protection principles are as follows. Core protection zones exhibit high-density architectural heritage coupled with high-risk areas for flash floods and debris flows. It is necessary to reinforce the building structure and ecological engineering for resilience enhancement. Key protection zones, characterized by medium-high building density and risk levels, should include adaptive protection technologies. General protection zones correspond to low-density, low-risk spatial units, serving as buffer areas.
2.3. Zoning Method
Based on the Chinese Flood Control Standard and Chinese Guidelines for Traditional Village Protection and Development Planning, the indicator system is classified into three disaster prevention tiers. Based on the ArcGIS kernel density analysis tool and the vulnerability scores, the kernel density map of historical buildings was obtained. Mapping disaster risk includes overlay elevation (DEM), water system buffer maps, etc. The vulnerability classification map, which shows the spatial distribution of the core area, key area, and general area, is produced in ArcGIS through the Weighted Sum tool based on the weight values from the SPSS data analysis. The F-scores are classified using K-means clustering. K-means clustering is the most widely used of all clustering algorithms, given a set of data points and the required number of k-clusters. The k-means algorithm repeatedly divides the data into k-clusters according to a certain distance function [
43]. SSE (Sum of Squared Errors) represents the sum of squared distances from each data point to its cluster center using the elbow rule. Cluster validation: K-means clustering (k = 3) categorizes villages into disaster tiers, with SSE minimized via the elbow method (SSE reduction rate < 5%). The silhouette coefficient validates clustering quality. The natural breaks method is used to divide the disaster prevention unit, and the contiguous protection scheme is generated by combining the administrative boundary and geographic clustering. The natural breaks method is used to divide the disaster prevention unit, and the contiguous protection scheme is generated by combining the administrative boundary and geographic clustering.
Cluster vulnerability evaluations identify Major Disaster Recovery Areas as the places with the most risk. They are generally found in areas that are biologically delicate, like river confluences or abandoned mine sites. Secondary Disaster Prevention Zones, which have complicated geological characteristics but comparatively lower hazard levels, show the possibility for secondary disasters. General disaster prevention areas need basic disaster management because they cover large areas with few traditional buildings. Strategic core preservation areas are selected as key nodes based on geographic and climatic analyses, integrating multiple villages into contiguous protection zones.
Based on the concentrated contiguous disaster prevention zoning of traditional villages, a strategic approach integrating point- and area-based perspectives emphasizes regional synergy beyond individual village protection. Through in-depth analysis of regional characteristics such as geographical conditions and rainfall patterns, core preservation areas of traditional villages with strategic importance are identified as key nodes. Based on inter-regional interactions, multiple traditional villages and their surrounding environments are consolidated into one or more contiguous protection zones.