1. Introduction
The purpose of this paper is to introduce the performance of Structures of Uniform Response (SUR) under lateral loading. SUR are special frameworks in which members of similar groups such as beams, columns and braces of similar physical characteristics e.g., length, end conditions etc., share the same demand-capacity ratios regardless of their location and numbers within the group. In other words, selected groups of members develop identical levels of stress and strain under similar loading conditions.
Results of inelastic static, push-over and dynamic time-history analyses [
1,
2], have shown that Performance Based Plastic Design methods can successfully be applied to almost all types of code recognized earthquake resisting systems. The performance of SUR as earthquake resisting systems is directly supported by these findings. In introducing SUR the paper also presents a new analytic Performance-Based Elastic-Plastic Design method for earthquake resisting moment frames, with the ability to control their response during all phases of seismic loading, starting from zero to first yield, followed by progressive plasticity up to and including incipient collapse [
3,
4].
As far as it can be ascertained, the proposed drift increment and moment redistribution Equations are the only ones of their kind that can analytically estimate lateral displacements and element moments of such frames throughout both elastic as well as plastic ranges of loading. The step-by-step procedure presented in this work is particularly suitable for manual as well as spreadsheet computations. Most importantly, the proposed formulations help engineers gain insight into structural behavior of earthquake resistant SUR. All SUR formulations yield mathematically admissible initial designs within which member sizes can be modified for any reason, especially for meeting target objectives, optimizing material and construction costs without violating the prescribed performance conditions. The performance of SUR in the elastic and elastic–partially plastic stages satisfy all conditions of lower bound solutions and tends towards uniqueness as plasticity propagates through selected groups of members of the framework. SUR are generally more economical in the elastic range; and become lighter in total weight as the number of plastic hinges increase within the framework. Uniqueness implies that any upgrading of any member property can only enhance the performance of the structure beyond its targeted projections.
The methodology leading to SUR also provides a wealth of technical information that may not be readily available through traditional methods of approach. SUR in general and Moment Frames of Uniform Response (MFUR) in particular can be formulated to address the following target objectives:
• A prescribed drift ratio at any given loading or performance stage.
• A prescribed carrying capacity corresponding to any drift ratio or performance stage, including maximum allowable lateral displacement at incipient collapse.
• Predetermined sequences of formations of plastic hinges before collapse.
• Damage control in terms of the number of plastic hinges at any loading or response stage compared with number of plastic hinges at zero loading, at first yield or at incipient collapse.
• Reduction of the total weight of the structure to a theoretical minimum.
• The possibility to further enhance or the performance of the structure using moment control technologies such as brackets, haunches, end flange plates and/or proprietary devices.
1.1. Basic Design Objectives
The mathematical formulation of MFUR is based on the implementation of the following design objectives that:
1. The ideal inter-story drift ratio remains constant along the height of the structure, and that lateral displacements remain a linear function of the height during all phases of loading.
2. The plastic hinges are prevented from forming within columns, except at base line. Whenever possible, base line plastic hinges should form within the grade beams. Global mechanism is reached if the concept of strong-column weak-beam is considered.
3. For minimum weight MFUR, the demand-capacity ratios of all members are as close to unity as possible.
1.2. Basic Design Assumptions
The methodology expounded in this presentation is based on the following design assumptions:
1. Axial, shear and panel zone deformations are not coupled with flexural displacements and can be temporarily ignored for the purposes of this study.
2. Groups of similar members simultaneously resist similar types of loading or combinations of loading, e.g., flexural, axial, torsional, etc.
3. The shape of code specified distribution of earthquake forces remains constant during all loading phases. The shape could be triangular or determined by any rational analysis.
4. Initial design is based on the fundamental period of vibration of the un-degraded structure.
5. The effects of plastic hinge offsets from column center lines can be ignored.
6. The possible benefits of strain hardening and yield over-strength can be ignored.
7. Code level gravity loads have little or no effect on the ultimate carrying capacity of moment frames designed for moderate to severe earthquakes. However the columns should be designed in such a way as to resist gravity forces together with effects induced by plastic hinging of the beams.
8. The design earthquake loads act monotonically throughout the history of loading of the structure.
9. The frames are two dimensional and are constructed out of ductile materials and connection failure is prevented under all loading conditions.
10. The columns remain effectively elastic during all phases of loading.
Traditional design methods for earthquake resistant moment frames begin with approximate member Properties for initial sizing, and entail several cycles of analysis before a satisfactory solution is established. The proposed procedure begins with an optimized Performance-Based Elastic-Plastic design approach that already has the code prescribed criteria built into its basic algorithm. Optimization in this context implies providing as much capacity as demand imposed on or attracted by each member of the frame. Several simple examples have been provided to illustrate the applications of the proposed procedures. While the scope of the present work is limited to moment frames, the proposed method can successfully be extended to all types of recognized lateral load resisting systems.
2. Methodology
In MFUR selected groups of beams and columns share the same drift and demand-capacity ratios.
The most fundamental step in generating a MFUR is to select the properties of its constituent elements in such a way as to achieve geometrically similar inter story drift profiles prescribed for the entire structure during all phases of loading. In other words, the most ideal lateral deformation profile for any frame is that in which the code prescribed story level displacements fall along the same straight line i.e.,
where,
![Buildings 02 00107 i009]()
.
![Buildings 02 00107 i010]()
is the maximum roof or
![Buildings 02 00107 i011]()
level lateral displacement at
![Buildings 02 00107 i012]()
response stage. Symbol
![Buildings 02 00107 i013]()
signifies increment at
![Buildings 02 00107 i012]()
consecutive iteration.
Equation (1a) indicates that points of inflexion should occur at column mid-heights. By the same token, the most ideal design drift function is that where the code prescribed inter story rotations remain the same, i.e.,
Theoretically there can be as many loading or response stages as there are beams,
i.e.,
![Buildings 02 00107 i015]()
. However,
![Buildings 02 00107 i016]()
or
![Buildings 02 00107 i017]()
offer more practical options for design purposes. Rotation
![Buildings 02 00107 i018]()
may be construed as the initial target drift corresponding to initial target displacement
![Buildings 02 00107 i019]()
at first yield. The line diagram of a regular MFUR together with its idealized design displacement profiles, subjected to a generalized distribution of lateral forces, is presented in
Figure 1. The design conditions (1a) and (1b) imply equal incremental joint rotations for all members of the frame
i.e.,
Figure 1.
Laterally Loaded Moment Frames of Uniform Response (MFUR) with Linearly Varying Drift Profiles.
Figure 1.
Laterally Loaded Moment Frames of Uniform Response (MFUR) with Linearly Varying Drift Profiles.
The global equilibrium of the structure in terms of beam stiffness and global frame rotation
![Buildings 02 00107 i022]()
at any stage “
s” can be expressed as:
Where,
![Buildings 02 00107 i024]()
,
![Buildings 02 00107 i025]()
,
![Buildings 02 00107 i026]()
and
![Buildings 02 00107 i027]()
are the story level shear force, relative stiffness, end moments and moment of inertia of beam
“i,j” respectively. Equation (2a) directly yields the global rotation of the structure as;
Similarly, the racking equilibrium Equation of any representative floor in terms of its beam stifnesses may be expressed as:
The quantities
![Buildings 02 00107 i030]()
and
![Buildings 02 00107 i031]()
are defined as the average and total racking moment acting on
![Buildings 02 00107 i032]()
level beams at
![Buildings 02 00107 i012]()
response stage respectively.
![Buildings 02 00107 i033]()
, and
![Buildings 02 00107 i034]()
correspond to average racking moments of grade and roof level beams respectively.
![Buildings 02 00107 i035]()
is defined as the
![Buildings 02 00107 i032]()
story raking moment at
![Buildings 02 00107 i012]()
response stage. Equation (2c) in turn directly yields the floor level rotations as:
However, since
![Buildings 02 00107 i037]()
, then equating the global rotation Equation (2b), and floor level rotation, Equation (2d), gives:
![Buildings 02 00107 i039]()
(3a)
Substituting for
![Buildings 02 00107 i040]()
and expanding the right hand side of Equation (3a), it gives:
Equation (3b) can be satisfied only if the following mathematical conditions are met:
In physical terms, the condition of uniform drift requires that the sum of the stiffnesses of beams of each floor be selected in proportion with the average racking moments of that floor, i.e.,
![Buildings 02 00107 i046]()
….
![Buildings 02 00107 i047]()
(3d)
Equation (3d) also describes a state of uniform demand-capacity for the beams of the structure. In practical terms, uniform demand-capacity implies providing as much capacity as demand imposed on or attracted by each member of the frame. Since equal joint rotations also imply zero moments at column mid-points, then the racking equilibrium of the frame in terms of column moments of any representative floor “m” or “i” may be expressed as;
or
Where,
![Buildings 02 00107 i050]()
,
![Buildings 02 00107 i051]()
, and
![Buildings 02 00107 i052]()
are the relative stiffness, end moments and moment of inertia of column “
i,j” respectively. Equation (4b) yields the floor level rotations as:
![Buildings 02 00107 i054]()
is the drift component of the
![Buildings 02 00107 i032]()
level floor, due to deformations of the columns of the same level. Comparing the two sides of Equations (4a) and (4c) yields the conditions of uniform response or demand-capacity for the columns of the subject frame as:
![Buildings 02 00107 i055]()
……
![Buildings 02 00107 i056]()
(4d)
Equations (3d) and (4d) together fulfill the condition of compatible drift angles along the height of the frame and verify the statement of the methodology of MFUR presented at the beginning of this section. The applications of the proposed approach are elaborated through parametric examples in the forthcoming sections.
3. Story Level Elastic-Plastic Displacement Response
The total drift of any story in terms of its racking moments at any response stage may be computed as;
or
![Buildings 02 00107 i059]()
(5b)
In the absence of gravity loads, the force-deformation relationship or the drift increment Equation (5b) may be expanded to include the effects of member plasticity and story level axial forces, [
5,
6]
i.e.,
However, since drift increment is a function of stiffness degradation as well as sequence of formation of plastic hinges, it becomes necessary to relate beam stiffness factors
![Buildings 02 00107 i061]()
to their sequence of formation of plastic hinges or response stage “
s”, by means of subscript ”
r”, rather than their location “
j”. This is achieved by replacing
![Buildings 02 00107 i061]()
with
![Buildings 02 00107 i062]()
and
![Buildings 02 00107 i063]()
with
![Buildings 02 00107 i064]()
and incorporating the symbol
![Buildings 02 00107 i065]()
and
![Buildings 02 00107 i066]()
in Equation (5c) in order to include the effects of formation or prevention of formation of plastic hinges at the ends of beams “
”.i.e.,
Equation (5d) now represents both the elastic as well as plastic deformations of the subject moment frame within a single, seamless expression, where by definition, the smaller the subscript “
s” the stiffer the beam it represents.
![Buildings 02 00107 i069]()
for
![Buildings 02 00107 i070]()
and implies structural damage and/or loss of stiffness with respect to beam
![Buildings 02 00107 i072]()
for
![Buildings 02 00107 i073]()
. In mathematical terms,
![Buildings 02 00107 i072]()
for
![Buildings 02 00107 i074]()
and
![Buildings 02 00107 i069]()
for
![Buildings 02 00107 i075]()
Similarly the symbol
![Buildings 02 00107 i066]()
has
![Buildings 02 00107 i076]()
been introduced to relate column stifnesses
![Buildings 02 00107 i077]()
to effects of formation of plastic hinges in the adjoining beams “
i,j” and “
i,j-1.
![Buildings 02 00107 i078]()
for
![Buildings 02 00107 i079]()
and
![Buildings 02 00107 i080]()
, otherwise
![Buildings 02 00107 i082]()
is the force magnification function.
![Buildings 02 00107 i083]()
and
![Buildings 02 00107 i084]()
are the total axial load and the critical axial load of level
“i” at
![Buildings 02 00107 i012]()
response stage respectively
. In reality, since the drift ratio is constant, it would be sufficient to compute
![Buildings 02 00107 i085]()
for the simplest representative level,
i.e., the roof, where,
![Buildings 02 00107 i086]()
. Equation (5d) reduces to:
![Buildings 02 00107 i088]()
is the stiffness of the
![Buildings 02 00107 i089]()
level framework at
![Buildings 02 00107 i012]()
response stage.
3.1. Demonstrative Example I
Consider the lateral displacements of the four bay (
n = 4), three story (
m = 3) moment frame of
Figure 2a, subjected to a uniform distribution of lateral forces
![Buildings 02 00107 i090]()
and axial joint forces
![Buildings 02 00107 i091]()
for all
“i” and
![Buildings 02 00107 i092]()
for all other
“i,j”.
Figure 2.
Example I, Moment Frame Loading and Racking Moment.
Figure 2.
Example I, Moment Frame Loading and Racking Moment.
The cross section and moment of resistance of beams and columns of each level are required to be constant, e.g.,
![Buildings 02 00107 i093]()
and
![Buildings 02 00107 i094]()
for all “
j”.
![Buildings 02 00107 i095]()
and
![Buildings 02 00107 i096]()
for all other “
j”. The primary purpose of this exercise is to generate a MFUR by computing the quantities
![Buildings 02 00107 i098]()
and
![Buildings 02 00107 i099]()
in terms of their corresponding values
![Buildings 02 00107 i100]()
and
![Buildings 02 00107 i101]()
(at roof level) respectively. The distribution of story level racking moments
![Buildings 02 00107 i102]()
is shown in
Figure 2b. The total racking moments
![Buildings 02 00107 i031]()
can now be computed as 4.5
, 7.0
![Buildings 02 00107 i103]()
, 3.5
![Buildings 02 00107 i103]()
and 1.0
![Buildings 02 00107 i103]()
for the grade, 1
st, 2
nd and roof level beams respectively. Since
![Buildings 02 00107 i104]()
is uniform for each level and the quantity
![Buildings 02 00107 i105]()
is constant for the entire frame, then for
![Buildings 02 00107 i107]()
and
![Buildings 02 00107 i108]()
. And, as a result, Equation (3d) reduces to
i.e.,
![Buildings 02 00107 i112]()
and
![Buildings 02 00107 i113]()
By the same token, since
![Buildings 02 00107 i114]()
simplifies Equation (4d) to
![Buildings 02 00107 i115]()
then:
![Buildings 02 00107 i118]()
The third level (roof) drift of the newly generated MFUR at
s = 1 can now be expressed as:
Assuming that the design decisions;
![Buildings 02 00107 i121]()
for all other “
j” an
![Buildings 02 00107 i122]()
d satisfy the
Strong column-weak beam requirements, then for
L = h,
![Buildings 02 00107 i124]()
and
![Buildings 02 00107 i125]()
, Equation (6a) becomes;
![Buildings 02 00107 i076]()
Therefore;
![Buildings 02 00107 i128]()
and
![Buildings 02 00107 i129]()
Finally, if the target drift
![Buildings 02 00107 i130]()
is not to exceed
![Buildings 02 00107 i131]()
where the subscript
Y signifies first yield,
i.e.,
![Buildings 02 00107 i132]()
then, the design representative moment of inertia becomes
![Buildings 02 00107 i133]()
4. Story Level Elastic-Plastic Moment Response
The elastic-plastic displacement response of the moment frame, Equation (5c), is directly influenced by the redistribution of forces in the members of the structure. For instance, if the magnitude of the end moments of beam “
i,j” at
![Buildings 02 00107 i012]()
response stage is given by;
![Buildings 02 00107 i134]()
, then by substituting for
![Buildings 02 00107 i135]()
from Equation (2d) gives:
and
as the Moment Redistribution or Plasticity Progression equations of the beams and columns of the subject frame at any given response stage respectively. At ultimate loading or incipient collapse the quantities
![Buildings 02 00107 i138]()
and
![Buildings 02 00107 i139]()
become
![Buildings 02 00107 i140]()
and
![Buildings 02 00107 i141]()
respectively.
The ultimate carrying capacity of regular moment frames is usually computed using the virtual work method of plastic analysis, [
7] which eventually results in static equilibrium Equations that involve the global overturning moments
![Buildings 02 00107 i142]()
of the system at incipient collapse, e.g., considering the plastic collapse of the moment frame of
Figure 3d, through formation of plastic hinges at beam ends only, and conforming to a uniform virtual side sway of inclination
θ = 1, it gives:
For the particular conditions of Example I, the long hand solution of Equation (8a) gives; [3.75 + 2.75 + 1.5]
![Buildings 02 00107 i144]()
= 2[1.0 + 3.5 + 7.0 + 4.5]
![Buildings 02 00107 i145]()
or
![Buildings 02 00107 i146]()
as the ultimate load carrying capacity of the subject moment frame. However in case of MFUR, the racking equilibrium Equation of any story, Equation (2c), can also be used to achieve the same results,
i.e.,
Where,
![Buildings 02 00107 i099]()
is the plastic moment of resistance of the stiffest beam of the
![Buildings 02 00107 i032]()
level framing. Since the pre-assigned uniformity ratios
![Buildings 02 00107 i149]()
are constant for all “
i”, then dividing Equations (8a) and (8b) by each other, reaffirms the condition of uniform strength at incipient collapse,
i.e.,
Figure 3.
Progression of Plasticity in Moment Frame of Uniform Response.
Figure 3.
Progression of Plasticity in Moment Frame of Uniform Response.
Equation (8d) can be used to compute the plastic moments of resistance of beams of any level “
i” in terms of plastic moments of resistance of the uppermost level beams. For the MFUR of the preceding example this gives;
![Buildings 02 00107 i153]()
and
![Buildings 02 00107 i154]()
Substituting
![Buildings 02 00107 i155]()
and
![Buildings 02 00107 i156]()
in Equation (8c) yields;
![Buildings 02 00107 i157]()
or
![Buildings 02 00107 i158]()
a result already established using Equation (8a) above. This result implies that:
In physical terms, the plastic failure load of MFUR with moment resisting grade beams is independent of the number of stories and the distribution profile of the lateral forces. Equation (7a) can now be used to establish the first, r = 1, increment of loading that causes formation of the first set of plastic hinges in the beams of the stiffest bay of the structure. Since the plastic hinges of the beams of any bay “j” form simultaneously, it would suffice to first study the distribution of moments of any level “i” and then extend the results to beams of other bays by simple proportioning as indicated by Equation (8d), i.e.,
Substituting for
![Buildings 02 00107 i163]()
,
![Buildings 02 00107 i164]()
and
![Buildings 02 00107 i165]()
in Equation (9a) after some rearrangement, it gives the amount of force needed to produce the first set of plastic hinges in the stiffest beam of the
![Buildings 02 00107 i011]()
level:
Now bearing in mind that by virtue of Equation (7a) moments generated in the
![Buildings 02 00107 i167]()
beam (
x > s) of any level can be expressed in terms of the maximum moments of the stiffest beam of that level
i.e.,
![Buildings 02 00107 i168]()
and that the sequence of formation of the plastic hinges of any level is the same as the sequence of decreasing values of stiffnesses of the beams of the same floor, then the plastic moment of resistance of the stiffest element
s = 1 and moment of resistance of the next stiffest element
s = 2 can be computed as
![Buildings 02 00107 i169]()
and
![Buildings 02 00107 i170]()
respectively. Therefore, the balance of bending moment needed to elevate the moment of resistance of beam
s = 2 to
![Buildings 02 00107 i171]()
can be computed as
![Buildings 02 00107 i172]()
whence the amount of additional force required to generate plastic hinges at the ends of the next stiffest beam may be generalized as:
Since the sum of the incremental forces
![Buildings 02 00107 i174]()
should add up to the ultimate load
![Buildings 02 00107 i175]()
,then summing both sides of Equation (9c) over all “
n” iterations gives:
Substituting for
![Buildings 02 00107 i178]()
and
![Buildings 02 00107 i179]()
in Equation (9d) leads to the previously established solution;
![Buildings 02 00107 i180]()
.
Equations (5e) and (9c) indicate that each stage of propagation of plastic hinges characterized by
s = 1, 2…,
n may be construed as a target design point or a state of stable damage with respect to fully elastic or fully plastic conditions of the structure. The final stage also represents a
minimum weight, unique [
8] state of plastic design since it satisfies the prescribed yield criteria, and static equilibrium as well as the selected boundary support conditions at incipient collapse. This implies that the proposed scheme also provides an envelope of several initial designs within which member sizes could be rearranged for any purpose while observing the prescribed performance conditions.
4.1. Demonstrative Example II
Use Equations (9c) and (5e) to study the nonlinear behavior of the MFUR of the previous example and compute the total internal energy of the system in terms of the drift function
![Buildings 02 00107 i181]()
Given;
J = 1.2
I,
![Buildings 02 00107 i186]()
,
![Buildings 02 00107 i187]()
,
h =
L and
![Buildings 02 00107 i188]()
Hence from Equation (9c):
In other words:
It is instructive to note that because of the particular sequence of formation of plastic hinges, all columns remain intact up to and including completion of stage two,
i.e.,
![Buildings 02 00107 i199]()
for
s = 1 and
s = 2. After culmination of stage two, first columns
j = 0 and
j = 1 together at the beginning of
s = 3, next columns
j = 2 at the end of
s = 3, then columns
j = 3 and
j = 4 after culmination of
s = 4 lose their stiffness, due to formation of plastic hinges at their adjoining beam ends. Equation (5e) for drift increment becomes:
Or in numerical terms:
![Buildings 02 00107 i201]()
=
![Buildings 02 00107 i202]()
![Buildings 02 00107 i203]()
=
![Buildings 02 00107 i204]()
![Buildings 02 00107 i205]()
=
![Buildings 02 00107 i206]()
(11b)
![Buildings 02 00107 i207]()
=
![Buildings 02 00107 i208]()
Therefore;
![Buildings 02 00107 i211]()
and
![Buildings 02 00107 i212]()
The combined numerical results of groups of Equations (10b) and (11b), are presented in
Figure 4 as the nonlinear load-displacement relationship of the subject MFUR. Equations (5c) and (9e) together provide useful design information that neither elastic nor plastic methods of analysis can offer on their own, for instance the maximum lateral displacement of the example frame at first yield and incipient collapse can be estimated as:
and
respectively. Furthermore, it was demonstrated that the sequences of formations of plastic hinges could be controlled by selecting the relative stiffness of groups of similar beams in accordance with certain target decisions.
Figure 4.
Load-Displacement relationship, Demonstrative Example II.
Figure 4.
Load-Displacement relationship, Demonstrative Example II.