Positioning Ethos in/for the Twenty-First Century: An Introduction to Histories of Ethos
Abstract
:1. Introduction
A person’s identity is not to be found in behaviour, nor—important though this is—in the reactions of others, but in the capacity to keep a particular narrative going. The individual’s biography, if she is to maintain regular interaction with others in the day-to-day world, … must continually integrate events which occur in the external world, and sort them into the ongoing “story” about the self.—Anthony Giddens, Modernity and Self-Identity (Giddens 1991, p. 54)
Ethos is created when writers locate themselves.—Nedra Reynolds, “Ethos as Location” (Reynolds 1993, p. 336)
The questions above remain relevant and answerable, though our ways of answering must suit the needs of the twenty-first century. In effect, this present essay picks up where that previous survey—published more than a quarter-century ago—leaves off. Here, we focus on mid- to late-twentieth century discussions of ethos and remain on the lookout for traditions, trends, and ideas capable of carrying us into the new millennium.1 Excepting those places where Aristotelian theory has been reinterpreted, we find little need to repeat the 2500-year history of Western ethos.2 We seek, rather, to outline the current scholarly conversation, particularly in those places where ethos is being redefined, hybridized, and innovatively applied—or where it should be.We begin by outlining a fundamental opposition between Platonic and Aristotelian models of ethos—that is, between a theological or metaphysical truth and a verbally constructed appearance. We then chart the historical growth of consciousness and personhood, observing the relatively recent birth of self-consciousness, but we are immediately compelled, following Marxist and poststructuralist theories, to deny the singularity and stability of consciousness, authorship, voice, text, self. The nature of the self and its representations in language have fallen in doubt, not simply decentered or destabilized but radically questioned, questioned even as valid categories of being. Thrown into a crisis of interpretation, we confront a range of theories that would shatter the author’s hypostatized voice into a set of textual functions, that would deny the speaker’s conscious control over his or her now stratified, “heteroglot” language, that would refuse to locate the speaker or writer “inside” or “outside” (or anywhere), that would render self-presence and self-possession a bourgeois fiction, that would find authors like Derrida and Foucault and Barthes writing about the “death” of the author (a curious paradox, this). Where are we left? Does ethos remain… a definable (or defensible) rhetorical concept? Is it at all useful?
To paraphrase Mansfield, our task is not so much “to explain” ethos as “to reach a better understanding of how the issue” of ethos “has become so important to us” (Mansfield 2000, Kindle ed., p. 180). And its importance is hard to overstate, given that we live in an age of ethos: issues of “trust,” expertise, and “charismatic authority” have largely supplanted Enlightenment logos or “good reasons” as the ground of popular discourse.The insight that the genealogist seeks is not the truth that will finally make further discussion redundant, but how the discussion itself—with its wild inconsistencies and its bitter antagonisms, in which the rivals, like enemy armies in some famous battles, never quite seem to catch sight of each other—defines the way we live and represent ourselves.
Yet Aristotle himself appropriated the term from Homeric poetry and pre-Socratic philosophy, where it inhabited different discursive spaces with different nuances of meaning. Even in its earliest appearances, ethos pulled in different directions, particularly as these are “contained within” variants of Greek etymology and usage.7 And contemporary theory—as reflected in textual criticism, media and communication studies, gender studies, law, theology, anthropology, sociology, psychology, ethics, politics, economics, even ecology—continues the fight over meanings and applications. Is ethos a verbal behavior or the “dwelling place” that contains such behavior? Does it belong to the speaker or to the audience (or to both, or to neither)? Does it dwell in the space “between” rhetor and audience? Is it a directed, symbolic action or a dialogic transaction? Is it revealed or constructed by means of speech? (Does it pre-exist speech? Does it “exist” at all?)[There is persuasion] through character whenever the speech is spoken in such a way as to make the speaker worthy of credence; for we believe fair-minded people to a greater extent and more quickly [than we do others] on all subjects in general and completely so in cases where there is not exact knowledge but room for doubt. And this should result from the speech, not from a previous opinion that the speaker is a certain kind of person; for it is not the case, as some of the technical writers propose in their treatment of the art, that fair-mindedness on the part of the speaker makes no contribution to persuasiveness; rather, character [ethos] is almost, so to speak, the controlling factor in persuading.(1356a)6
The “utopia” that Foucault derides remains a dream-motif of the Enlightenment, whose aspirations toward universalism—toward a genuinely race-, gender-, and color-blind discourse—continue to define the (post-)modern academy.20The problem is not of trying to dissolve them in the utopia of a perfectly transparent communication, but to give one’s self the rules of law, the techniques of management, and also the ethics, the ethos, the practice of self, which would allow these games of power to be played with a minimum of domination.
In Homer, the skeptron “is the attribute of the king, of heralds, messengers, judges, and all persons who, whether of their own nature or because of a particular occasion, are invested with authority” (Bourdieu 1991, Language, p. 193). But, as Bourdieu states elsewhere, this “authority comes to language from outside, a fact concretely exemplified by the skeptron that, in Homer, is passed to the orator who is about to speak. Language at most represents this authority, manifests and symbolizes it” (Bourdieu 1991, Language, p. 109; emphasis added).21 A speaker’s assumption of authority, thus, is not a consequence of ethos (as per Aristotle); rather, it is a precondition—a “given,” and accessed by means of the skeptron.But the son of Peleus again addressed with violent words the son of Atreus…. “Heavy with wine, with the face of a dog but the heart of a deer, never have you had courage to arm for battle along with your people … else, son of Atreus, this would be your last piece of insolence. But I will speak out to you, and will swear thereto a mighty oath: by this staff [σκῆπτρον] that shall never more put forth leaves or shoots since first it left its stump among the mountains, nor shall it again grow green, for … the sons of the Achaeans carry it in their hands when they act as judges … this shall be for you a mighty oath. Surely some day a longing for Achilles will come upon the sons of the Achaeans one and all, and on that day you will not be able to help them … when many shall fall dying before man-slaying Hector. But you will gnaw the heart within you, in anger that you did no honour to the best of the Achaeans.”(Iliad 1.222–44)
While the camera records a speaker’s visual presence, it’s the microphone that stands in for the skeptron today. As women and people of color have learned too well, the difficulty in achieving social justice—in being seen and heard, whether individually or as a group—lies not in refutation within public debate, but in practices of silencing: that is, of being denied the skeptron.23 Having placed rituals of authority “outside of language” and having acknowledged their cultural contexts, we’re ready to turn to Aristotle.The abundance of microphones, cameras, journalists and photographers, is, like the Homeric skeptron… the visible manifestation of the hearing granted to the orator, of his credit, of the social importance of his acts and his words. Photography—which, by recording, eternizes—has the effect… of solemnizing the exemplary acts of the political ritual.(Bourdieu 1991, Language, p. 193; emphasis in original)
2. Aristotle: Ethos as “Character”
Commenting on this passage, James L. Kinneavy and Susan C. Warshauer note the “complex interrelation among speaker, hearer, and subject matter” in Aristotle’s system, such that “arete refers to the speaker, eunoia to the audience, and phronesis to the subject matter” (Kinneavy and Warshauer 1994, “From Aristotle”, p. 179). In fact, phronesis refers to the logos-aspect of ethos, eunoia to the pathos-aspect, and arete to ethos or “moral character” per se. We can add that logos—“rational appeal” or the use of “good reasons”—originates with/in the rhetor, though audiences are left to judge its claims and to respond accordingly. And whereas pathos—an appeal to the audience’s pathe or emotions—is raised by means of a rhetor’s appeals, it’s with/in the audience that hope or fear or outrage or desire is raised. In this sense, the Aristotelian logos “belongs to” the rhetor and is judged by the audience, while pathos “belongs to” the audience and is elicited by the rhetor. In contrast, ethos “lies between” the speaker and audience: belonging to neither wholly, the rhetor’s ethos is built out of a speaker-audience interaction.These are practical wisdom [phronesis] and virtue [arete] and goodwill [eunoia]; for speakers make mistakes in what they say or advise through [failure to exhibit] either all or one of these.... Therefore, a person seeming to have all these qualities is necessarily persuasive to the hearers.(Rhetoric 1378a)
Words like “construct,” “suppose,” and “seem” point to the amorality of rhetoric generally while transforming Aristotelian ethos into an effect of speech, “separate from any consideration of the speaker’s prior reputation or ‘true’ moral character” (Baumlin 2001, “Ethos”, p. 266).31 Within this constructionist model, the rhetorical situation renders the speaker an element of the discourse itself, “no longer simply its origin (and thus a consciousness standing outside of or prior to the text) but, rather, a signifier standing inside an expanded text. The rhetor’s physical presence and appearance, gestures, inflections, and accents of style, all become invested in acts of signification,” whose objective is to gain an audience’s trust (Baumlin 1994, “Introduction”, p. xvi).But since rhetoric is concerned with making a judgment (people judge what is said in deliberation, and judicial proceedings are also a judgment), it is necessary not only to look to the argument, that it may be demonstrative and persuasive but also [for the speaker] to construct a view of himself as a certain kind of person and to prepare the judge; for it makes much difference in regard to persuasion … that the speaker seem to be a certain kind of person and that his hearers suppose him to be a certain kind of person and that his hearers suppose him to be disposed in a certain way.(Rhetoric 1377b)
Those who dwell within a rhetorical community acquire their character as rhetorical participants from it, as it educates and socializes them. The community does this at least in part by supplying the Aristotelian components of ethos—the judgment (phronesis), values (arete), and feelings (eunoia) that make a rhetor persuasive to other members of the community.
It’s the notion of “the ‘between’” as a site of dialogic/dialectical engagement that intrigues us.33 Citing LeFevre, Susan C. Jarratt and Nedra Reynolds argue similarly:Perhaps most pertinent to a social perspective is Aristotle’s concept of ethos … [which] arises from the relationship between the individual and the community. “Ethos,” says Karlyn Kohrs Campbell, “does not refer to your peculiarities as an individual but to the ways in which you reflect the characteristics and qualities that are valued by your culture or group. In Aristotle’s view, ethos cannot exist in isolation; by definition it requires possible or actual others…. [I]n fact, the Greek meaning for “ethos” as “a habitual gathering place” calls forth an image of people coming together…. Ethos, we might say, appears in that socially created space, in the “between,” the point of intersection between speaker or writer and listener or reader.”
In their typography, Jarratt and Reynolds follow Thomas E. Corts (1968, “Derivation”, p. 201) in “clarify[ing] the ‘confusion’ between an older [Homeric] word ethos (spelled with a Greek epsilon), meaning ‘custom’ or ‘habit,’ and the newer [Aristotelian] êthos (spelled with an eta), meaning ‘character’” (Jarratt and Reynolds 1994, “Splitting Image”, p. 42). With this distinction, we are brought to Heidegger, whose discussion of ethos as “haunt” has opened new spaces for contemporary theory—spaces where collectivities and group identities are fashioned and gather together.[T]he rhetorical practice of êthos marks the position of the self, to the admittedly limited extent that it can be articulated by the author, making no claim that this speaking self is completely known or stable. Appearing “in that socially constructed space, in the “between,” the point of intersection between speaker or writer and listener or reader” (LeFevre 45–46), êthos is the admission of a standpoint, with the understanding that other standpoints exist and that they change over time.
3. Heidegger: Ethos as “Haunt”
Within this Homeric simile, we find the earliest literary etymon of ethos: the ἤθεα ἵππων or “habitats of horses” (Homer 1924, Iliad, 6.511). In his “Letter on Humanism” (Heidegger 1949), Martin Heidegger (1889–1976) is arguably first to uncover, within ἦθoς or ethos-as-character, the more primal ἤθεα or ethos-as-dwelling place. His reading of Heraclitus (c. 535–475 BCE) does not cite the Iliad, though the Homeric ἤθεα lies in the background:Even as when a stalled horse that has fed his fill at the manger breaketh his halter and runneth stamping over the plain … on high doth he hold his head,… and as he glorieth in his splendour, his knees nimbly bear him to the haunts [ἤθεα] and pastures of mares; even so Paris, son of Priam, strode down from high Pergamus, all gleaming in his armour like the shining sun, laughing for glee, and his swift feet bare him on.(6.506–16)
From the Homeric “habitats of horses,” Heidegger carries ethos into the “abodes of men,” where Being is revealed, known, cared for, and preserved.34The saying of Heraclitus (Fragment 119) goes: ἦθoς ἀνθρώπῳ δαίμων. This is usually translated, “A man’s character is his daimon.” This translation thinks in a modern way, not a Greek one. ἦθoς means abode, dwelling place. The word names the open region in which the human being dwells. The open region of his abode allows what pertains to the essence of the human being … to appear. According to Heraclitus’s phrase this [essence] is δαίμων, the god. The fragment says, the human being dwells, insofar as he is a human being, in the nearness of god.
We did not create the fundamental structure and workings of this primordial place and its attending call of conscience; rather, they are “givens,’” they come with the Being of existence, they are part of the essential character of human nature. We are creatures who dwell on this earth and who are thereby destined to hear and answer a call that, among other things, requires a capacity for practicing the art of rhetoric. The ontological structure of existence is such that we must learn to dwell rhetorically.… The call of human being, of conscience, calls on us to be rhetorical architects whose symbolic constructions both create and invite others into a place where they can dwell and feel at home ….(Hyde 2004, “Introduction”, p. xxi; emphasis in original)
We do not see how this exploration of the German Wohnen-as-dwelling, delivered several years after Heidegger’s “Letter on Humanism,” can be kept insulated from the Greek ἦθoς-as-dwelling. Surely his lecture, “Building Dwelling Thinking,” helps us read the more famous, more influential “Letter.”We do not dwell because we have built, but we build and have built because we dwell, that is, because we are dwellers. But in what does the essence of dwelling consist? Let us listen once more to what language says to us. The old Saxon wuon, the Gothic wunian, like the old word bauen, mean to remain, to stay in a place. But the Gothic wunian says more distinctly how this remaining is experienced. Wunian means to be at peace, to be brought to peace, to remain in peace. The word for peace, Friede, means the free, das Frye; and fry means preserved from harm and … safeguarded. To free actually means to spare…. [Sparing] takes place when we leave something beforehand in its own essence, when we return it specifically to its essential being, when we “free” it in the proper sense of the word into a preserve of peace. To dwell, to be set at peace, means to remain at peace within the free, the preserve, the free sphere that safeguards each thing in its essence. The fundamental character of dwelling is this sparing.(Heidegger [1951] 1978, “Building”, pp. 326–27; emphasis in original)
4. From Ethos to Mythos: The Case for Storytelling
In such a passage, Homer models for us the hospitable aims of a commodious discourse. If asked, “Who are you?” one’s answer unfolds in narrative: “I was born in ——,” “I have lived in ——,” “I went to school at ——,” “I teach at ——,” “I am married to ——,” and so on. Whether revealed or constructed, self-image unfolds or “emerges,” as Corder puts it, within structures of language: specifically, within stories. These are shared by individuals within culture: that is, stories translate actions, events, and experiences into sharable meaning inviting response. Such, indeed, is a reigning premise of our essay and of the greater collection, Histories of Ethos: that our stories, whether individual or collective, are primary bearers of ethos in the twenty-first century.First now will I tell my name, that ye, too, may know it, and that I hereafter … may be your host, though I dwell in a home that is afar. I am Odysseus, son of Laertes, who am known among men for all manner of wiles, and my fame reaches unto heaven. But I dwell in clear-seen Ithaca, … a rugged isle, but a good nurse of young men; and for myself no other thing can I see sweeter than one’s own land. Of a truth Calypso, the beautiful goddess, sought to keep me by her … and in like manner Circe would fain have held me back in her halls … but they could never persuade the heart within my breast. So true is it that naught is sweeter than a man’s own land and his parents, even though it be in a rich house that he dwells afar in a foreign land…. But come, let me tell thee also of my woeful home-coming, which Zeus laid upon me as I came from Troy….
Understanding Giddens, we are reminded that “story” (mythos) is a subject of Aristotle’s Poetics. In his Rhetoric, Aristotle discusses ethopoeia as a mode of “stylistic ethos” (Baumlin 2001, “Ethos”, p. 267).39 But we can go further and describe a mode of “narrative ethos” that treats mythos as one of four pisteis or “proofs,” functioning rhetorically and contributing to the self-expressive aim of ethical/ ethotic discourse.40The existential question of self-identity is bound up with the fragile nature of the biography which the individual “supplies” about herself. A person’s identity is not to be found in behavior, nor—important though this is—in the reactions of others, but in the capacity to keep a particular narrative going. The individual’s biography, if she is to maintain a regular interaction with others in the day-to-day world, cannot be wholly fictive. It must continually integrate events which occur in the external world, and sort them into the ongoing “story” about the self.
The “threat” posed by another’s “contending narrative” arises from the positionality of oppressive cultural and societal structures; and it is these structures that return us, yet again, to Aristotle.Let there be no mistake: a contending narrative, that is, an argument of genuine consequence because it confronts one life with another, is a threat, whether it is another’s narrative becoming argument impinging upon or thundering into ours, or our own, impinging upon the other’s.
He is conceived as disengaged from his social background and oriented toward mastery of the world that confronts him; nevertheless, he can discover, by the light of reason, universally applicable principles of justice, found in some foundationalist account of God, nature, progress, or human communication that can become the basis of political consensus with other individuals.(White 2009, Ethos, pp. 33–34; emphasis in original)48
The essays gathered in Histories of Ethos seek to be true to this humanizing task. But the same qualification holds for Epstein as for Heidegger: being “clothed” in culture, our humanness needs to be seen in its diversity.The crucial distinction between the humanities and sciences is that in the humanities the subject and the object of the study coincide; in the humanities, humans are studied by humans and for humans. Therefore, to study the human being also means to create humanness itself: every act of the description of a human is, by the same token, an event of one’s self-construction. In a wholly practical sense, the humanities create the human, as human beings are transformed by the study of literature, art, languages, history and philosophy: the humanities humanize.
5. Conclusions
to acknowledge the expressive core of discourse spoken or written, in ways that reaffirm and restore an epideictic function to ethos/rhetoric;
to demonstrate the positionality of discourse, whereby speakers and writers “out themselves” ethotically (that is, responsively and responsibly);
to explore ethos as a mode of cultural and embodied personal narrative;
to encourage an ethotic “scholarship of the personal,” expressive of one’s identification/participation with/in the subject of research;
to argue on behalf of an iatrological ethos/rhetoric based in empathy, care, healing (of the past) and liberation/empowerment (toward the future);
to foster interdisciplinarity in the study/exploration/performance of ethos, establishing a conversation among scholars across the humanities; and
to promote new versions and hybridizations of ethos/rhetoric.
Each of us is a narrative. A good part of the time we can live comfortably adjacent to or across the way from other narratives. Our narratives can be congruent with other narratives, or untouched by other narratives. But sometimes another narrative impinges upon ours, or thunders around and down into our narratives. We can’t build this other into our narratives without harm to the tales we have been telling. This other is a narrative in another world; it is disruptive, shocking, initially at least incomprehensible, and, as Carl Rogers has shown us, threatening.When this happens, our narratives become indeed what they are perpetually becoming—arguments. The choosing we do to make our narratives (whether or not we are aware of the nature of our choosing) also makes our narratives into arguments. The narratives we tell (ourselves) create and define the worlds in which we hold our beliefs. Our narratives are the evidence we have of ourselves and of our convictions. Argument, then, is not something we make outside ourselves; argument is what we are. Each of us is an argument. We always live in, through, around, over, and under argument. All the choices we’ve made, accidentally or on purpose, in creating our histories/narratives have also made us arguments, or, I should go on to say, sets of congruent arguments, or in some instances, sets of conflicting arguments.
Sometimes we turn away from other narratives. Sometimes we teach ourselves not to know that there are other narratives. Sometimes—probably all too seldom—we encounter another narrative and learn to change our own. Sometimes we lose our plot, and our convictions as well; since our convictions belong to our narratives, any strong interference with our narrative or sapping of its way of being will also interrupt or sap our convictions. Sometimes we go to war. Sometimes we sink into madness, totally unable to manage what our wit or judgment has shown us—a contending narrative that has force to it and charm and appeal and perhaps justice and beauty as well, a narrative compelling us to attention and toward belief that we cannot ultimately give, a contending narrative that shakes and cracks all foundations and promises to alter our identity, a narrative that would educate us to be wholly other than what we are. Any narrative exists in time; any narrative is made of the past, the present, and the future. We cannot without potential harm shift from the past of one narrative into the present and future of another, or from the past and present of one narrative into the future of another, or from the future we are narrating into a past that is not readily ours. How can we take that one chance I mentioned just now and learn to change when change is to be cherished? How can we expect another to change when we are ourselves that other’s contending narrative?
Argument is emergence toward the other. That requires a readiness to testify to an identity that is always emerging, a willingness to dramatize one’s narrative in progress before the other; it calls for an untiring stretch toward the other, a reach toward enfolding the other. It is a risky revelation of the self, for the arguer is asking for an acknowledgment of his or her identity, is asking for witness from the other. In argument, the arguer must plunge on alone, with no assurance of welcome from the other, with no assurance whatever of unconditional positive regard from the other. In argument, the arguer must, with no assurance, go out, inviting the other to enter a world that the arguer tries to make commodious, inviting the other to emerge as well, but with no assurance of kind or even thoughtful response. How does this happen? Better, how can it happen?It can happen if we learn to love before we disagree.
Rhetoric is love, and it must speak a commodious language, creating a world full of space and time that will hold our diversities. Most failures of communication result from some willful or inadvertent but unloving violation of the space and time we and others live in, and most of our speaking is tribal talk. But there is more to us than that. We can learn to speak a commodious language, and we can learn to hear a commodious language.
Funding
Acknowledgments
Conflicts of Interest
References
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1 | Seeing that ethos, pathos, and logos have entered common English vocabulary, we print them in roman. |
2 | Aristotle remains the singular exception: we cannot ignore the Aristotelian legacy (particularly in its vocabulary), since his Rhetoric continues to inform discussions of ethos today. For useful surveys of ethos in Western historical rhetoric, see Wisse (1989); Smith (2004); May (1988); Kennedy (1963, Art); Baumlin (2001, “Ethos”; 1994, “Introduction”). Discussions of individual theorists are recorded in notes following. |
3 | We take “discourse” expansively, as comprehending the realm of praxis in communication; we take “rhetoric” more restrictively, as representing the theories that categorize, explain/critique, and predict living discursive praxis. |
4 | In glancing Janus-like across histories and futures of ethos, we are indebted to Friedrich Nietzsche (1844–1900) (Nietzsche [1969] 1887) as well as to Foucault. Citing Bové’s (1985) essay, “Mendacious Innocents” (pp. 367–69), Douglas Thomas writes,
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5 | We take “contemporary” theory broadly, as falling within the epoch of postmodernism: as such, it reflects the state of intellectual culture after World War II, the Holocaust, and Hiroshima. Twenty-first century discussions of ethos remain in dialogue with mid- to late-twentieth century thought: with Kenneth Burke and Chaïm Perelman; with the later Heidegger; with the postwar existentialism of Georges Gusdorf and Maurice Merleau-Ponty; with Derridean deconstruction; with the social theories of Michel Foucault and Pierre Bourdieu; with postcolonialism and feminism; with the varieties of post-Freudian psychology (including behaviorism); with post-industrial capitalism and the rise of corporatism; with the posthuman interfaces of artificial intelligence. The post- in postmodernism declares much of what concerns us (and inspires us) in this essay collection. |
6 | Here and elsewhere, we follow George A. Kennedy’s translation (Aristotle on Rhetoric). W. Rhys Robert’s translation of this last phrase, however, is rather more emphatic: “On the contrary, his character may almost be called the most effective means of persuasion he possesses” (Aristotle 1941, Basic Works, p. 1329). |
7 | Our task might have simplified had Aristotle restricted the term to his triad of pisteis—ethos, logos, and pathos—as outlined in Book I of the Rhetoric. Yet the varieties of “‘character’—not just of the speaker, but of the ‘judge’ in law courts and assemblies, of various audiences, of different communities, and as depicted in narrative—function in different ways in discourse” (Baumlin 2001, “Ethos”, p. 267); emphasis added). Within these varied functions, Aristotle “establish[es] their etymological ‘family resemblances’ as ἦθoς (that is, ‘rational ethos’ or a speaker’s rhetorically-constructed character), ἔθoς (that is, moral character as reflected in “custom” or “habit”), ἤθη (that is, the various character types identifiable with each audience, including ἤθη tῶv πoλιτηῶv or the ‘characters of states’), and ethopoiea (that is, the literary depiction of character within the structures of dialogue or narrative)” (Baumlin 2001, “Ethos”, p. 267). |
8 | |
9 | See (Lacan 2004, Ecrits: A Selection, Bruce Fink, trans.). |
10 | We cite Georges Gusdorf (1912–2000) in this regard, who declares expression a necessary “coefficient of speech” (Gusdorf 1965, Speaking, p. 70), such that “the whole of human experience in its militant sense may be understood as a striving for expression” (p. 73). Within an interpersonal self/other dialectic, one’s “relation to others,” notes Gusdorf, “is only meaningful insofar as it reveals that personal reality within the person who is himself speaking. To communicate, man expresses himself” (p. 69; emphasis added). Here and elsewhere, we regret the masculinist vocabulary embedded in such texts. |
11 | Theologian Roger Trigg articulates this position: “So far from the differentiation between subject and object being the consequence of a concentration on language, language itself depends on it. The self cannot be constituted by language. It is presupposed by it” (Trigg 1998, Rationality, p. 159). |
12 | “Whatever else the self is,” writes James T. Tedeschi, “it is developed in the context of relationships with others during which self-presentational behavior is performed” (Tedeschi 1986, “Private and Public”, p. 5). Tedeschi presents an extreme version of the social-performative model:
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13 | Indeed, the Latin persona translates literally as “mask” (Baumlin 1994, “Introduction”, p. xii), the sort worn by actors on public stage (hence the dramatis personae or “cast of characters” in drama). Erving Goffman (1922–1982) elaborates on the social “mask”: it is “a recognition of the fact that everyone is always and everywhere, more or less consciously, playing a role…. It is in these roles that we know each other; it is in these roles that we know ourselves” (Goffman 1959, Presentation, p. 19). |
14 | Roland Barthes (1915–1980) argues similarly: “Writing is the destruction of every voice, every origin. Writing is that ... obliquity into which our subject flees, the black-and-white where all identity is lost, beginning with the very identity of the body that writes” (Barthes 1986, “Death”, p. 49). In writing, thus, “the author enters into his own death” (Barthes 1986, “Death”, p. 49). |
15 | Pertaining to personal and cultural narratives alike, identities arising from a “narratization of the self” are, Hall declares, “necessarily fictional” in nature (Hall and Gay 1996, “Who Needs”, p. 4). Such claims return us to the question of ontology. “This view,” writes Margaret S. Archer, “elides the concept of the self with the self of self: we are nothing but what society makes us, and it makes us what we are through our joining society’s conversation. However, to see us as purely cultural artifacts is to neglect the vital significance of our embodied practice in the world” (Archer 2001, Being Human, p. 4). |
16 | Put baldly, discourse cannot prove what it must “take for granted.” In summarizing Judith Butler’s critique of natural or real vs. “fantasized” bodies, Nick Mansfield elaborates on this point: “the very identification of a nature and a reality that pre-exist culture is itself a model produced within culture, another ‘culturally instituted fantasy’” (Mansfield 2000, Subjectivity, Kindle ed., pp. 1334–36). He continues:
The same qualifications hold for an ontology of the self, which we are content to take “as an object of belief, rather than an immutable fact.” As such, we can theorize about the embodied self—that is, we can talk about it—without claiming to know more than we can “know” or prove. |
17 | As we’ve seen, Georges Gusdorf makes use of this same vocabulary: “To speak,” writes Gusdorf, “is to wake up, to move toward the world and others. Speaking actualizes an emergence” (Gusdorf 1965, Speaking, pp. 93–94; emphasis added). |
18 | Goffman’s influential Presentation of Self (1959) asserts the “moral character of projections” (p. 13): “Sociology is organized on the principle that any individual who possesses certain social characteristics has a moral right to expect that others will value and treat him in an appropriate way” (p. 13). He continues:
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19 | For discussions/applications of genetic and cultural “markers of identity,” see essays in the special issue of Racial and Ethnic Studies 26.2 (2016). We have broadened our use of “markers” to include all expressions (mental, physical, social, demographic) of difference—of the ways that self-identity, cultural identity, and linguistic identity function within a self/other binary. We accept, as a matter of course, the anthropological perspective and its relevance to ethos. “We are,” writes Clifford Geertz (1926–2006), “incomplete or unfinished animals who complete or finish ourselves through culture—and not through culture in general but through highly particular forms of it: Dobuan and Javanese, Hopi and Italian, upper-class and lower-class, academic and commercial” (Geertz 1973, Interpretation, p. 113). As Geertz notes further, our “great capacity for learning … has often been remarked,” but even more crucial is our “extreme dependence upon a certain sort of learning: the attainment of concepts, the apprehension and application of specific systems of symbolic meaning” (p. 113). These “systems of symbolic meaning” constitute culture, which, in turn, conditions individual human experience, expression, and self-image. |
20 | While we remain hopeful in the possibility of living harmoniously as “free, rational, and responsible being[s]” (White 2009, Ethos, pp. 26–27), we concur with Stephen K. White’s post-Enlightenment critique of the “ideal of self”:
In sum, the Enlightenment model of self remains logocentric, not ethocentric. White adds, “this demand that one’s identity be acknowledged in its distinctiveness, or difference, is one of the most controversial subjects in contemporary political theory” (White 2009, Ethos, pp. 26–27). Indeed: and it remains a focus of contemporary rhetorical theory. |
21 | In fact, the conferring of authority belongs to “rituals of social magic” (Bourdieu 1991, Language, p. 111). The “magic” of such rituals, Bourdieu adds, “does not reside in the discourses and convictions which accompany them … but in the system of social relations which constitute ritual itself, which make it possible and socially operative” (Bourdieu 1991, Language, p. 268 fn. 6; emphasis added). |
22 | Susan Miller notes the “various forms of instruction” in moral character that are “threaded through the identities of seer, prophet, poet, physician, philosopher, hero, and orator” (S. Miller 2007, Trust, p. 34):
In other words, we rely on charismatic authority “to know” what we cannot know ourselves. |
23 | In this respect, political demonstrations are expressive in function: that is, they create the political identity of those who “enact themselves” as demonstrators within “the act” of demonstrating. So Bourdieu suggests: “by demonstrating the demonstrators and, above all, the leaders of the demonstration, the demonstration demonstrates the existence of the group capable of demonstrating its existence and of leaders who can demonstrate its existence—thereby justifying their existence” (Bourdieu 1991, Language, p. 193). But demonstrations “work” only if they are covered by mic and camera. (The collapse of the “Occupy Wall Street” movement came when local news stations, pressured by city governments and chambers of commerce, ceased regular coverage.) |
24 | See (Aristotle 1932, The Rhetoric of Aristotle, Lane Cooper, trans.). |
25 | See (Aristotle 1926, Aristotle: The ‘Art’ of Rhetoric, John H. Freese, trans.). |
26 | See (Aristotle 1941, The Basic Works of Aristotle, Richard McKeon, ed., W. Rhys Roberts, trans). |
27 | See (Aristotle 1941, The Basic Works of Aristotle, Richard McKeon, ed., W. Rhys Roberts, trans). |
28 | In her introduction to the 2007 essay collection, What is the New Rhetoric? Susan E. Thomas acknowledges the classical legacy:
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29 | Describing persuasion as an apate or “deliberate deception,” the sophist Gorgias (c. 485–c. 380 BCE) claimed for rhetoric a power of witchcraft:
Whereas Gorgias aims at deception, Plato’s Socrates practices “a psychagogia or leading of the soul to truth” (Baumlin 2001, “Ethos”, p. 264). As Socrates asks his young interlocutor, Phaedrus, “Is not rhetoric in its entire nature an art which leads the soul [ψυχαγωγία] by means of words…?” (Plato 1966, Phaedrus, 261a–b). Platonic ethos assumes the moral and, ultimately, theological inseparability of the speaker-agent from the speech-act. Indeed, “Plato is uncompromising in asserting this equation: truth must be incarnate within the individual, and a person’s language must express (or, first, discover) this truth. Conversely, any attempt to separate a person’s speech from his actual character serves to deny the incarnational aspect of truth and discourse alike. As Socrates says to Phaedrus, “If we are to address people scientifically, we shall show them precisely what is the real and true nature of that object on which our discourse is brought to bear. And that object, I take it, is the soul” (Plato 1966, Phaedrus, 270e; emphasis added). |
30 | We wonder if scholars have made too much of Rhetoric 1356a. As unpublished lecture notes, the Rhetoric contains numerous interpolations, repetitions, and contradictions; how much weight Aristotle himself would have given to this passage remains a point of speculation. But there is one point that we can make with certainty: it was the school of Isocrates, not of Aristotle, that trained Athenians in rhetorical paideia; and, for Isocrates, reputation necessarily precedes (and informs) one’s speaking. Thus, “the man who wishes to persuade people will not be negligent as to the matter of character; no, on the contrary,”
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31 | There’s no need to mince words on the amorality of rhetoric: as a two-edged sword used for attack and defense on either side of any issue, rhetoric offers no guarantee as to the ethics of its practitioners. Weapons of any sort—and rhetoric has often been described in militaristic terms—inhabit a neutral territory, being neither good nor bad in themselves. The judgment rests not on the instrument but on the agent. (Such is the NRA’s basic claim: guns don’t kill people, people kill people—with guns.) Then again, Goffman bases social interaction generally on the concept of “appearance management,” which drives a wedge between “successful” and “sincere” performance:
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32 | Composition theorists might also remember the expressivist pedagogies of the 1960s and 70s. To classicists, cognitivists, and social-constructionists, these may have seemed a mere “fad,” though they built upon postwar philosophies of existentialism. (Were this survey meant to be comprehensive, we would add the behaviorist models of self that undergird the rhetorical pedagogies of cognitivism.) |
33 | What LeFevre claims for ethos, Mikhail Bakhtin (1895–1975) claims for language generally: “As a living, socio-ideological concrete thing ... language, for the individual consciousness, lies on the borderline between oneself and the other,” making “the word in language” half one’s own and “half someone else’s” (Bakhtin 1981, Dialogic, p. 29). Though Valentin N. Voloshinov (1895–1936) reduces “the inner psyche” to an effect of language, nonetheless he, too, describes selfhood as a transaction occurring in a “between” space:
Like the “subjective psyche” that it seeks to express, ethos exists “somewhere between the organism and the outside world” (Voloshinov 1986, Marxism, p. 26)—this “somewhere between” being “none other than a discourse whose language is in part one’s own but in equal part a possession of one’s history and culture” (Baumlin 2001, “Ethos”, p. 273). |
34 | We should acknowledge that the Heraclitean passage is never mentioned in Aristotle’s Rhetoric. Its presence, thus, is allusive and implicit at best. So notes Craig R. Smith:
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35 | Uncompromising in his criticism, David H. Hirsch turns the Heideggerian proposition that thought “shows-forth the thinker” against its author: “It is now clear that Heidegger’s attraction to National Socialism and his extended membership in the Nazi party were consistent with, rather than aberrant to, his thinking. By the same token, it is possible to contemplate connections between national Socialism and the post-Auschwitz perpetuation of Heidegger-inspired antihumanist theories in the guise of what has come to be called postmodernism” (Hirsch 1991, Deconstruction, pp. 255–56). We don’t know what to say, other than that Heidegger’s Nazism is a reprehensible ethical failure. We wish we could posit two Heideggers, distinguishing the one who joined the German National Socialist Party in 1933 from the one who survived the war to write his “Letter on Humanism” in 1949. But of course, we can’t. |
36 | Again, we quote Hyde: “Existence calls, and for the sake of others and ourselves, we are obliged to respond in a responsible and thus rhetorically competent way. Something that is other than the self demands nothing less. The demand comes with acts of disclosure. With a showing-forth of all that there is” (Hyde 2004, “Introduction”, p. xxi). The human responsibility as caretaker introduces ecological themes into Heideggerian philosophy: “The basic character of dwelling,” says Heidegger, “is to spare, to preserve. Mortals dwell in the way they preserve the fourfold in its essential being, its presencing…. Mortals dwell in that they save the earth…. To save the earth is more than to exploit it or even wear it out. Saving the earth does not master the earth and does not subjugate it” (Heidegger [1951] 1978, “Building”, p. 328). Rather, “to spare and preserve means to take under our care, to look after the fourfold in its essence” (p. 329). |
37 | As Hyde notes (Hyde 2004, “Introduction”, p. xxi), the conscientious or caring rhetor’s task is “to disclose or show-forth (epi-deixis)” Being. Such rhetorical artistry, Hyde adds, “assumes an epideictic function” (p. xxi). We aim to expand upon this last insight: within traditions of “cultural and narrative ethos,” the aims and strategies of epideictic rhetoric—a rhetoric, that is, of ceremonial occasion, celebration, and self-display—come to the fore. We argue, in fact, for the discursive confluence of ethos, expressivism, and epideixis. |
38 | Like Heidegger, Ludwig Wittgenstein (1889–1951) explores the interrelationships among self, world, and language. For future study, we’d suggest putting the twentieth century’s two great philosophers into a dialogue over ethics and ethos: in what ways does Wittgenstein’s philosophy of language—particularly his posthumous Philosophical Investigations (Wittgenstein 1953) reinforce, complicate, or question the Heideggerian model presented above? (As a starting point, we’d recommend Paul M. Livingston’s (2015) essay, “Wittengenstein Reads Heidegger, Heidegger reads Wittgenstein: Thinking, Language Bounding World.”) |
39 | Focused on style, Book 3 of the Rhetoric contains a group of passages pertaining to character-delineation, of which the following (3.16.8–9) is representative:
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40 | For a discussion of mythos as a fourth “proof,” see (Baumlin and Baumlin 1994, “On the Psychology of thePisteis”, p. 100). Part of the art of storytelling is self-reflexive, in that it focuses on the character of the storyteller. So Liesbeth Korthals Altes notes with respect to narrative fiction:
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41 | Respecting our collection, perhaps a more hopeful title would be Histories, and Futures, of Ethos. Each species of rhetoric, Aristotle tells us (Rhetoric 1.3.4), “has its own ‘time’” (1358b), though epideixis spills over into past, present, and future. Eugene Garver explains: “When Aristotle introduces the three kinds of rhetoric in 1.3, he says that deliberation concerns the future, judicial rhetoric the past, but he does not say that epideixis is about the present…. Later in the chapter, he does claim that each kind of rhetoric has a specially appropriate time, but again makes an exception for epideixis” (Garver 1994, Aristotle’s Rhetoric, p. 71). As Garver translates the passage (Rhetoric 1.3.4),
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42 | “Lifestyle,” writes Giddens, “is not a term which has much applicability to traditional cultures, because it implies choice within plurality of possible options, and is ‘adopted’ rather than ‘handed down’” (Giddens 1991, Modernity, p. 81). He continues:
Going beyond Gidden’s analysis, we would argue that the ongoing enculturation of most lifestyle choices impacts “character,” even in postmodernism. |
43 | As Marshall W. Alcorn Jr. notes, poststructuralist theory describes “an overly weak self,” composed “of collected social discourses” and “conform[ing] effortlessly to textual influences” (Alcorn 1994, “Self-Structure”, p. 6). “This view of the self,” Alcorn adds, “helps us appreciate the social determination of selfhood, but it implies that the self, once formed, has no organized, ‘characteristic’ inner structure” (p. 6). As if fusing insights from Freud, Bakhtin, and Voloshinov, Alcorn offers an important corrective to the poststructuralist effacement of self:
Rhetoric, thus conceptualized, “might be defined as a well-focused and carefully crafted strategy for changing self-organization” (Alcorn 1994, “Self-Structure”, p. 14). And, due to “the inner dynamics of self-division—the ability to liberate repressed voices, to activate self-conflict, to reshape the linguistic form of self-components” (p. 12)—the most potent mode of change comes as a mode of self-persuasion. As Alcorn notes, “Self-persuasion comes not from the outside, as an external authority goading people to accept certain values, but from the inside, as an internal voice (both an agent and an expression of self-change) reorganizing relationships among self-components” (p. 26). We find ourselves very much in agreement with his model of self and its implications, both for ethos and for rhetoric generally. |
44 | “For discourse,” As James S. Baumlin and Peter Scisco write, “is dyadic—a rhetorical two-way street between speakers and audiences—and rhetoric is responsive in its intended effects: speakers address audiences in order to gain their favor and assent” (Baumlin and Scisco 2018, “Ethos”, p. 201; emphasis in original). They continue:
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45 | In The Postmodern Condition (Lyotard [1979] 1984), Lyotard offers petits récits as an antidote to the totalizing-oppressive “grand narratives” of modernism: “progress,” “Enlightenment emancipation,” Marxism, etc. |
46 | “Our time” is one “of fragmentation and isolation,” as S. Michael Halloran observes, a time when ethos can succeed only by the degree to which a speaker “is willing and able to make his world open to the other,” thus risking “self and world by a rigorous and open articulation of them in the presence of the other” (Halloran 1975, “On the End”, pp. 627–28). Halloran wrote this in 1975. Our own time is one of fragmentation still, according to Mansfield:
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47 | In the following passage, Carolyn R. Miller unmasks the logocentric assumptions lurking in the discourse of science. We should ask: To what extent do her observations hold for scholarship in the humanities?
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48 | White adds, “this complex of characteristics … has been the target of a variety of twentieth-century thinkers from Heidegger to feminism, from Carl Schmitt to Foucault and postmodernism, from Horkheimer and Adorno to Charles Taylor” (White 2009, Ethos, p. 34). It’s time that the academy were weaned off of this elitist self-image. |
49 | We refer readers to volume 64.1 of College English (2001), with its focus on “personal writing.” In a later volume (2003), Jane E. Hindman lists several of “the rhetorical moves and genres” associated with “‘the personal’ in scholarship” (Hindman 2003, “Thoughts”, p. 38):
For a sample of this approach, see Craig A. Meyer’s essay, “From Wounded Knee to Sacred Circles: Oglala Lakota Ethos as ‘Haunt’ and ‘Wound,’” included in this collection. |
50 | In the process of demystifying the sciences through the humanities, “humans do not so much discover something in the world of objects as build their very subjectivity by way of self-description and self-projection” (Epstein 2012, Transformative, p. 8). Playing with the title of Thomas Nagel’s well-known essay, “What is it like to be a bat?,” Epstein writes, “the question itself appears to be the answer to another, more essential question: ‘What is it like to be a human?’ To be a human means to emerge out of self-containment and immerse oneself into the being of the other, as it were one’s own. To be human means to ask what it is like to be a bat” (Epstein 2012, Transformative, p. 215; emphasis added). |
51 | On this subject, see Gayatri Chakravorty Spivak’s essay, “Can the Subaltern Speak?” There’s a further paradox in academic writing, in that we’re encouraged to universalize and “depersonalize” our texts (in imitation of the sciences) even as we imitate—in effect, ventriloquize—the dominant theorists of our times. Ours is not so much a “cult of personality” as it is a “cult of vocabulary.” In passing through the rituals of tenure/promotion, we are expected to master “academic literacy” in displaying an ability “to talk the current lit-crit talk” (Spellmeyer 1996, “After Theory”, p. 909). But this mastery comes at the cost of an authenticating “personal style.” What does “The Profession” teach us if not ventriloquism and impersonation, “demand[ing] that we remake ourselves in conformity with the project of the theorist” (Spellmeyer, “After Theory” 909; emphasis in original)? And “our reward for submitting” to this regimen, as Kurt Spellmeyer notes, “is seldom the renewal of connections to actual others, the people we happen to know in daily life. Don’t we learn, instead, to serve an anonymous ‘they’?” (Spellmeyer 1996, “After Theory”, p. 909). Spellmeyer elaborates:
Granted, we’ve called our own essay a “genealogy.” But we would like to think that we’re using the Foucauldian vocabulary strategically and that the vocabulary is not using us. Spellmeyer’s point pertains to ethos, though he does not use the term: “the time has come to acknowledge that academic literacy, at least as we’ve constructed it so far, is deeply complicit with the same culture of disembodiment that makes possible Elvis look-alikes and the stalking of the stars by their admirers” (Spellmeyer 1996, “After Theory”, p. 909). |
52 | We note, too, that some essays in our collection lean toward theory and analysis while others lean toward praxis and performance. We trust that the essays in Histories of Ethos can cross-reference each other, reducing their need to repeat the same theoretical underpinnings and assumptions: it may suffice that each consciously and conscientiously commits to a coherent theory/approach/vocabulary that can be found more fully articulated elsewhere in the collection and broader secondary literature. |
53 | Coined by Norwegian philosopher and naturalist, Arne Naess, “deep ecology” rejects “shallow environmentalism” for being “simply an extension of the anthropocentric Western paradigm” of land use, wherein “the reasons for preserving wilderness or biodiversity are inevitably couched in terms of human welfare” (Naess 1973, cited in (Keller, “Gleaning”, p. 140). As David Keller notes, “shallow environmentalism falls short of valuing nonhumans apart from their use-value. Deep Ecology, in contrast, asserts that all organisms have intrinsic value. In this way Deep Ecology is fundamentally nonanthropocentric” (Keller 1997, “Gleaning”, p. 140). With his Gaia hypothesis, James Lovelock goes further in positing that the “whole earth,” in all its living and non-living components, functions as if it were a single, unified, self-regulating organism—in effect, a self (Lovelock 1979, Gaia, pp. x–xii). By analogy with biological life, planetary ecology can be studied as a delicately balanced (and, with global warming, increasingly threatened) homeostasis. Clearly, the “deep ecology” movement is foreshadowed by Heidegger’s ethics of “caring for” and “sparing” the “fourfold” of earth, sky, mortals, and divinities. (Also, much of American Indian ethos is definable by earth-sustaining attitudes and practices.) |
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Baumlin, J.S.; Meyer, C.A. Positioning Ethos in/for the Twenty-First Century: An Introduction to Histories of Ethos. Humanities 2018, 7, 78. https://doi.org/10.3390/h7030078
Baumlin JS, Meyer CA. Positioning Ethos in/for the Twenty-First Century: An Introduction to Histories of Ethos. Humanities. 2018; 7(3):78. https://doi.org/10.3390/h7030078
Chicago/Turabian StyleBaumlin, James S., and Craig A. Meyer. 2018. "Positioning Ethos in/for the Twenty-First Century: An Introduction to Histories of Ethos" Humanities 7, no. 3: 78. https://doi.org/10.3390/h7030078
APA StyleBaumlin, J. S., & Meyer, C. A. (2018). Positioning Ethos in/for the Twenty-First Century: An Introduction to Histories of Ethos. Humanities, 7(3), 78. https://doi.org/10.3390/h7030078