1. Introduction
Antimicrobial resistance (AMR) has been recognized as one of the most significant threats to the health of people and food-producing animals. The report from the World Health Organization (WHO) on AMR indicates that resistance of common bacteria has reached alarming levels in many parts of the world. For example, the resistance of
Escherichia coli (
E. coli) and
Klebsiella spp. to last-resort third-generation cephalosporins and carbapenems antibiotics has reached up to 54% [
1,
2]. Some reports estimated that the economic loss due to AMR will increase dramatically, causing trillion-dollar losses by the mid-21st century [
3]. In line with this, the 2030 Agenda for Sustainable Development Goals emphasized the need to address growing antimicrobial resistance [
4,
5].
AMR of human pathogens is inter-linked with AMR of bacteria associated with livestock, as well as the wider environment. Infections and resistance that originate in humans, animals, foods and farm environments will inevitably lead to the dissemination of infection with resistant bacteria and resistance genes in the wider environment [
6,
7]. This spreading of resistance may be facilitated by excreta coming into contact with soils as well as surface and ground water [
8]. The human acquisition of AMR from domestic animals could occur by consuming contaminated animal-sourced foods, contaminated water, contact with domestic animals or contact with contaminated environments [
9,
10,
11,
12].
Cross-species transfer of resistant bacteria or resistance genetic elements from animals or the environment to humans has been reported [
13,
14,
15]. The public health risks of a possible transfer of resistant zoonotic agents from animals to humans led to policy changes, such as a ban on the use of antibiotics as growth promoters in the European Union, and the introduction of AMR monitoring systems in livestock food systems in many countries [
16]. Sweden was the first country to ban the use of antibiotics for growth promotion in food animal production in early 1986 [
17]. Early insight about the risks of AMR was the main reason for the decision [
18].
E. coli is one of the most widespread bacteria throughout the world. It is a normal commensal microbiota of the intestinal tract of animals and humans. However, not all
E. coli strains are harmless, as some are able to cause diseases in humans as well as in mammals and birds [
19,
20]. For example,
E. coli is a leading cause of extra-intestinal infections with strains colonizing the gastrointestinal tract of patients [
21]. Animals are recognized as a reservoir for both human intestinal and extraintestinal pathogenic
E. coli [
22]. Enterohemorrhagic
E. coli (EHEC), in particular EHEC O157:H7, a subtype of Shiga toxin producing
E. coli (STEC), is of particular concern. AMR has been reported in
E. coli from various animal species, the environment and in hospitalized patients from across the world, with many strains exhibiting multi-drug resistance (MDR) [
21]. The rapid emergence of multi-drug-resistant pathogens has become one of the greatest concerns, as there are fewer, or even sometimes no, effective antimicrobial agents available for infections caused by these bacteria [
23].
Given its widespread occurrence and capacity to assimilate resistances,
E. coli has proved useful as a sentinel for monitoring antimicrobial drug resistance in fecal bacteria [
24]. Studying AMR in
E. coli is also important since the transmission of AMR through the environment is probably more important in
E. coli than any other member of the microbiota.
E. coli can remain viable in the environment (secondary habitat) for extended periods of time [
25]. In addition, most AMR in
E. coli is encoded on mobile genetic elements that are transferable between bacteria, thus enabling the rapid dissemination and maintenance of resistance genes between bacteria of different species (horizontal transfer of AMR genes) [
10,
26,
27,
28,
29]. Therefore, AMR in
E. coli is regarded as a major threat to public health [
25].
The dynamics of AMR in developing countries are poorly understood, especially in rural community settings, due to a lack of data on the prevalence of AMR and molecular characteristics [
21]. Although the surveillance capacity for AMR is minimal in most East African countries, and current data on AMR patterns of common pathogenic bacteria are sparse, high levels of AMR to commonly used antibiotics have been reported in this region [
1,
30]. AMR in Ethiopia is also increasing at an increasing rate [
31,
32,
33,
34]. While several separate studies have been conducted over the years on human patients, livestock, foods and the environment, with results indicating that there is a danger of losing worthy therapeutics due to the development of AMR by microorganisms, there are no robust national antimicrobial susceptibility data to show trends. A recent systematic review and meta-analysis revealed estimates of high AMR prevalence in bacteria from live animals, foods of animal origin, food handlers and the environment [
35].
Attempts have been made to identify
E. coli strains, particularly O157:H7, in meat and abattoir environments in Ethiopia and to understand its ecology and epidemiology, including sources of contamination, prevalence and antibiotic resistance profiles [
36,
37,
38,
39]. Yet, the extent to which livestock feces can serve as a source of resistant
E. coli is poorly understood. However, this understanding is essential to develop effective strategies to reduce the emergence and spread of resistance, which is a global priority. This paper characterized the distribution of AMR of
E. coli isolated from livestock feces and soil in a low-resource, extensive smallholder livestock production system.
3. Discussion
We found a similar prevalence of resistant
E. coli in livestock fecal samples and soil. Goat fecal samples had the highest prevalence of resistance (58%) to at least one antimicrobial in
E. coli, followed by soil samples (53%). However, it is difficult to pinpoint the origin of the antimicrobial resistance observed. The lowest proportion of resistance was observed in isolates from sheep fecal samples. Despite the absence of drug stewardship in the study area, the resistance level for individual antibiotics tested was generally low, with a higher level of resistance against ‘older’ drugs such as streptomycin, followed by amoxycillin/clavulanate and tetracycline. This is expected, as resistance in
E. coli mainly occurs against drugs that have been commonly used for farm animal treatments and/or prophylaxis for a long time [
16,
40,
41,
42]. Resistance against ‘newer’ drug classes (Cephalosporins, Quinolones, Chloramphenicol, Nitrofuran) was lower. This is in agreement with a recent systematic review and meta-analysis which noted that drug resistance in various samples, including animal-sourced foods, was against older drugs such as ampicillin, amoxicillin, streptomycin and tetracycline [
35].
AMR occurrence in
E. coli isolated from food-producing animals has been reported in different countries, but due to differences in sampling strategies, isolation methods and methods of AMR phenotype determination comparisons between studies is difficult. A study in Kenya showed that
E. coli resistance to aminoglycosides, sulfonamides, tetracyclines, trimethoprim and penicillin was high in both humans and livestock, while resistance to cephalosporins and fluoroquinolones was low [
43]. There is also evidence from community settings within countries in sub-Saharan Africa and in South Asia where
E. coli resistances to ‘older’ antimicrobials was common, with 65% of isolates resistant to ampicillin, 67% to trimethoprim, 66% to trimethoprim/sulphamethoxazole, 56% to tetracycline and 43% resistant to streptomycin [
21]. In a study in the USA, out of 746
E. coli isolates recovered from animal sources, 71.1% were resistant to tetracycline, 59% to streptomycin, 57.7% to sulfonamide and 34.1% to ampicillin [
24].
Multi-drug-resistant pathogens have emerged worldwide [
16]. In our study, the prevalence of MDR in
E. coli was 26.7% and the most common co-resistant phenotype observed was to amoxycillin/clavulanate and streptomycin (18.8%). A relatively larger proportion of MDR
E. coli isolates was recovered from animals in a US study [
24]. They found that concurrent resistance to tetracycline and streptomycin was the most common co-resistance phenotype (30%), followed by resistance to tetracycline and sulfonamide (29%).
In our study, 42 (9%)
E. coli isolates from livestock feces and soil were
E. coli O157:H7, with higher proportions among isolates from goats and cattle. Hunduma (2018) also reported comparable prevalence of 4.7%
E. coli O157 in both milk and feces samples in cows from a similar setting [
44]. It is commonly cited that cattle are the primary reservoir of
E. coli O157:H7 [
45], with small ruminants also implicated [
46,
47,
48]. The resistance level among
E. coli O157:H7 isolates was generally low regardless of the source of isolation. Resistance to streptomycin (17%) and amoxycillin/clavulanate (10.3%) were the most common resistance profiles seen in these isolates. However, Hunduma found a higher level of
E. coli O157 resistance to streptomycin (65%), tetracycline (59%) and Trimethoprim (24%) [
44]. These drugs are still commonly administered in humans [
49] and animals [
41,
42] in Ethiopia.
Bekele et al. reported
E. coli O157:H7 isolates from raw meat in Addis Ababa that were resistant to different antibiotics including streptomycin (33%) and tetracycline (5%) [
36]. With this study, we report for the first time AMR in
E. coli O157:H7 isolated from soil, and thus confirm that soil contaminated via feces can act as a source of drug-resistant microbial pathogens including
E. coli O157:H7. Greater attention should be paid to prevent
E. coli O157:H7 contamination of the human food chains, given its health impact. Many studies have shown that the survival of
E. coli O157:H7 in soil can lead to contamination of drinking water, fruits and fresh vegetables and constitutes a major public health threat [
9,
50,
51,
52,
53,
54]. Furthermore,
E. coli O157:H7 can cause severe hemorrhagic colitis and hemolytic uremia in humans [
55].
Our results also found higher odds for resistance in livestock from the lowland pastoral production system. This may be due to higher infection pressure and probability of recirculation of resistant isolates in the lowland agroecology and pastoral production system. It is possible that warm temperatures offer more potential for bacteria to multiply, with greater transference of antimicrobial resistance genes. Warmer temperatures are also associated with higher insect populations, which can play a role in disseminating resistant bacteria [
56]. It could, however, also reflect the fact that improper use of antibiotics, mostly without a proper diagnosis, is more common in these production systems [
42]. Such information is important to target AMR management practices.
Poor management, including the management and disposal of manure (i.e., leaving manure either on the farm, or in the open-air or discarding manure into the environment) was also strongly associated with detecting a higher level of
E. coli resistance to more than two or more antimicrobial resistance phenotypes in soil samples. Similarly, Muloi et al. (2019) found that keeping manure inside the household compound was also significantly associated with AMR carriage in humans [
43]. Animal manure has been implicated as a reservoir of AMR bacteria and AMR determinants [
57,
58]. Transmission of antibiotic-resistant
E. coli and resistance genes may also occur through environments contaminated with feces, especially in developing countries [
57,
59].
Low levels of resistance are often overlooked, but can play an important role in the expansion of resistance [
60]. In these extensive smallholder and pastoral settings, there is little to no testing of drug susceptibility during treatment of cases for both humans and animals. Hence, minimizing resistance is crucial. There is a need to maintain an overview of drug susceptibility through an AMR surveillance system that monitors resistance patterns and trends.
4. Materials and Methods
4.1. Study Area
The study was conducted in two agroecological zones and production systems: (i) a highland mixed crop–livestock production system (Menz Mama and Menz Gera district) and (ii) a pastoral system (Yabello and Eleweya districts). Details of the characteristics of the study area were published elsewhere [
42]. Briefly, highland agroecology with a mixed crop–livestock system is typical for areas above 2200 m above sea level (masl) in which livestock husbandry depends on rain fed cropping. In lowland agroecology, pastoral livestock production is widespread, with the community mainly dependent on livestock and livestock products.
In recent publications, differences were reported between locations and production systems in terms of characteristics of antimicrobial usage including: (1) access to antimicrobials, (2) types of antimicrobials used and (3) when they were used. Livestock producers in mid/lowland pastoral systems appeared to use antibiotics more frequently than their counterparts in highland and lowland mixed crop–livestock systems [
42].
4.2. Study Design and Sample Size Determination
A cross-sectional study was conducted with 77 households selected from extensive smallholder livestock systems in four districts. A total of 539 samples, which included 462 livestock fecal samples (cattle = 152, sheep = 180 and goats = 130) and 77 soil samples, were collected.
For fecal samples, the number of animals to be sampled in the study was estimated by the formula [
61];
where z = 1.96, Pexp (the expected prevalence) = 0.11 and d = 0.05 (the desired level of precision). Based on the result of a systematic review and meta-analysis, the overall pooled prevalence of
E. coli expected was 15% in all samples [
62]. The required sample size was, therefore, n = 231. To account for herd level clustering, the target sample size was adjusted using an intra-cluster correlation coefficient of 0.2 with an average of 6 animals sampled per herd. Accordingly, the design effect (D) of the study was calculated as 1.4 according to:
where m was cluster size (i.e., 6), ρ was 0.2 and the calculated sample size was adjusted by multiplying by D. Therefore, the new sample size was 462 animals from 77 households.
Hence, 77 soil samples were collected from the homestead and barn areas of 77 households.
Household data were previously collected. In each household, details of household demographics, farm characteristics, manure management, feed types, animal health constraints, disease prevention, animal health services, antimicrobial use and animal product consumption were collected. Information on the selection of agroecological zones, districts and villages and random household selection was described in [
42].
Because this study does not focus on the number of isolates per animal, we restricted the number of isolates to one or zero per animal.
4.3. Sample Collection and Pre-Enrichment Procedure
Fecal samples were taken from the rectum using a gloved hand and a sterile 50 milliliter (mL) capacity Falcon tube.
Soil samples were collected from either the homestead or the barn area of ruminants, from 2–5 cm beneath the surface. Approximately 10 g of soil, free of obvious fecal contamination, was collected into sterile vials. If the surface of the area was not flat, samples were collected from the lowest as well as middle and highest points, and mixed.
The fecal and soil samples were refrigerated and transported for laboratory analysis at either Yabello Pastoral and Dryland Agricultural Research Center (for samples collected from lowland pastoral areas) or the International Livestock Research Institute, Addis Ababa (for samples from highland agroecology) within 4–6 h of collection.
Immediately upon arrival at the lab, a sample suspension was prepared using 1 g of the sample in 9 mL of phosphate-buffered solution (5%). Samples were pre-enriched in buffered peptone water and incubated at 370 °C for 24 h.
4.4. Isolation and Identification of E. coli
A loop full of pre-enriched cultures was taken and inoculated on MacConkey agar and then incubated at 37 °C for 24 h. Typical colonies on MacConkey agar (pink, due to their ability to ferment lactose) were Gram-stained and observed for their staining and morphological characteristics, then transferred to eosin-methylene-blue (EMB) agar and incubated for 24 h at 37 °C. The colonies with metallic sheen on EMB agar, which is a typical characteristic of E. coli, were then considered as E. coli-positive and transferred to nutrient agar to be used for additional confirmatory biochemical tests (IMViC tests) and for further identification for Biolog tests.
Presumptive pure E. coli isolates were further analyzed using the Biolog system (OmniLog ID system, Hayward, CA, USA) following the standard procedures of the manufacturer. Briefly, the purified cultures of E. coli were inoculated on BUG (Biolog Universal Growth) agar medium; inoculums were prepared at a specified cell density using inoculating fluid A (IF A); the Biolog microplate GEN III was inoculated with the inoculums; the plate was incubated at 330 °C for 22 h into the Ominilog apparatus; the reaction pattern was entered; and results were obtained from the apparatus. The system also further identified E. coli O157:H7 serotype.
The purified cultures of E. coli were then stored in glycerol added to TSB broth at −200 °C for further biotyping and other studies.
4.5. Antimicrobial Susceptibility Test
The antimicrobial susceptibility test on the isolates was performed according to the National Committee for Clinical Laboratory Standards [
63] using the Kibry-Bauer disk diffusion test method on Muller-Hinton agar (Oxoid CM0337 Basingstoke, England).
From each isolate, four to five confirmed colonies grown on nutrient agar were transferred to a test tube of 5 mL Tryptone Soya Broth (TSB) (Oxoid). The broth culture was incubated at 37 °C for 18 h until growth reached the 0.5 McFarland turbidity standard.
Mueller-Hinton agar plates were readied according to the manufacturer’s guidelines and held at room temperature for 30 min to allow drying. A sterile cotton swab was dipped into the suspension and then swabbed uniformly in three directions over the surface of Muller-Hinton agar plate (Oxoid Ltd, Hampshire, UK). After the plates dried, antibiotic disks were placed using an automatic Oxoid antimicrobial disk dispenser onto the inoculated plates and incubated at 37 °C for 24 h. After incubation for 24 h, the diameter of the zones of inhibition was measured and compared with zone size interpretation guidelines described by the Clinical Laboratory Standard Institute [
64] for the family Enterobacteriaceae and determined as sensitive, intermediate or resistant.
The isolated
E. coli were tested for sensitivity to the most commonly used antimicrobials. The zone of inhibition was interpreted based on the Performance Standards for Antimicrobial Susceptibility Testing; Sixteenth Informational Supplement, as detailed in
Table 6.
4.6. Data Analysis
Overall and host- and sample-specific (livestock and soil) distribution of resistance phenotypes were determined by dividing the number of isolates with specific resistance phenotypes by the total number of isolates examined. Difference in proportions of samples in a group with resistance to one or more antibiotics was determined using Chi-squared tests and one-way analysis of variance (ANOVA; soil vs. different livestock groups). Bonferroni’s multiple-comparison test was performed post hoc for pairwise comparisons between groups, and p-values < 0.05 were considered significant.
Host- and sample-specific occurrence of E. coli O157:H7 were determined by dividing the number of E. coli O157:H7 isolated in each host by the total number of samples examined. The proportions of antimicrobial resistance were also determined by dividing the number of E. coli O157:H7 isolates with specific resistance phenotypes by the total number of isolates examined.
From the household data, eight variables were used as potential predictor variables for the occurrence of AMR. The variables were agroecology (highland mixed crop–livestock production system vs. pastoralist system); species mix (keep <3 livestock species vs. keep ≥3 livestock species); manure management (leave on farm or open air, discard into environment vs. use as fertilizer vs. use for fuel (incl biogas), sale for cash); isolation of sick animals (yes vs. no); allow mix of animals on treatment (yes vs. no); what do you do with dead animals (leave as it is vs. give to the dog vs. bury vs. human consumption); access to professional animal health services/treatments (yes vs. no); access to regular animal health services/vaccination and deworming (yes vs. no). A subset of the data that only included isolates tested for all antimicrobials (n = 288 for livestock and n = 87 for soil) was used for analysis of risk factors. To identify risk factors for having resistance to ≥2 antibiotics, odds ratios (ORs) were calculated using univariable logistic regression, followed by multivariable logistic regression.
Separate models were developed for livestock and soil, and a forward selection method with a significance level of 5% was used to select a suitable model. Models were adjusted for the cluster effect using robust standard error estimation for cluster sampling. When selecting important variables to the model, the Wald statistic associated with the variable was used instead of the likelihood ratio test (LRT) statistic [
65].
Collinearity was assessed pair-wise via calculation of Spearman rank correlations between predictors. Variables with a
p-value < 0.25 were considered for multivariable analysis, provided that there was no collinearity (r < |0.7|) between them. Potential confounders were considered in every model as variables that, if present, changed the coefficient for one or more significant variables by an amount that was important to report, taken as 10% [
66]. All variables with a
p-value ≤ 0.05 were retained in the final model. There were no biologically plausible interactions between the main effects expected and tested. Data were analyzed using Stata software version 16 (College Station, TX, USA).