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17 January 2021

Essential Oils and Their Application on Active Packaging Systems: A Review

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1
Nutrition and Bromatology Group, Analytical and Food Chemistry Department, Faculty of Food Science and Technology, University of Vigo, Ourense Campus, E-32004 Ourense, Spain
2
Centro de Investigação de Montanha (CIMO), Instituto Politécnico de Bragança, Campus de Santa Apolonia, 5300-253 Bragança, Portugal
*
Author to whom correspondence should be addressed.
This article belongs to the Special Issue Sustainable Use of Natural Resources: The Need for a Circular Economy Model in Food Industry

Abstract

The food industry is continuously evolving through the application of innovative tools and ingredients towards more effective, safe, natural and ecofriendly solutions to satisfy the demands of the costumers. In this context, natural sources (i.e., leaves, seeds, peels or unused pulp) can entail a valuable source of compounds, such as essential oils (EOs), with recognized antioxidant and antimicrobial properties that can be used as natural additives in packaging applications. The current trend is the incorporation of EOs into diverse kinds of biodegradable materials, such as edible films, thus developing active packaging systems with improved preservation properties that can offer benefits to both the food and packaging industry by reducing food waste and improving the management of packaging waste. EOs may be added into the packaging material as free or encapsulated molecules, where, especially this last option, has been revealed as very promising. The addition of these lipophilic compounds provides to the end-product various bioactivities of interest, which can eventually extend the shelf-life of the product by preventing food spoilage. Pairing biodegradable packaging with EOs extracted from natural agro-industrial by-products can lead to a more sustainable food industry. Recent knowledge and advances on this issue will be reviewed in the present work.

1. Introduction

Packaging is essential for protecting food products from the environment and is intended to ensure food safety at the same time that industrial and consumer requirements are satisfied [1]. Researchers have investigated new advances on packaging systems, leading to the development of active packaging. This is one of the most promising fields in the packaging sector, which aims to prolong shelf life, ensure food quality and safety and improve product appearance [2]. Active packaging materials are characterized by incorporating components with biological properties that are slowly released into the food product [3]. According to the Regulation 1935/2004/EC and the Regulation 450/2009/EC, active materials in which the active packing is included are referred to as “materials and articles that are intended to extend the shelf-life or to maintain or improve the condition of packaged food” [4,5]. Several examples of active packaging systems include oxygen and carbon dioxide scavengers, but also emitters of flavor, aroma and other compounds. Among these molecules, those that have biological properties are considered target compounds, since they can enhance the shelf-life of the food products [6,7].
Alternatively, numerous studies have demonstrated that plants and other natural sources such as leaves, seeds, peels or unused pulp from food industry, may be a valuable and efficiently source of compounds such as polyphenols, flavonoids, tocopherols, pigments or essential oils (EOs) with biological properties [7,8,9]. All these molecules have been reported as potential candidates to be included in active packaging systems. In particular, EOs are well known for their bioactive molecules, volatiles and antioxidant and antimicrobial properties but their use has been limited as a consequence of their strong flavor [7].
EOs are secondary metabolites synthesized by plants. As many other secondary metabolites, they possess different bioactivities that have been employed for centuries by utilizing the whole plant or by the application of the EOs previously extracted. Traditionally, they have been used mostly for pharmacological, medicinal, aromatic or cosmetic purposes. However, from the 19th century, their application has been wider in the nutritional field [10]. Many different EOs have been characterized, even though the chemical profile depends on the species, the collection area and season or the extraction solvents and techniques. Their physical properties prompt their use in the food industry since they contain volatile aroma compounds, they are commonly liquid and colorless at room temperature, they are lipophilic and they can create emulsions with hydrophilic solvents. Further, they possess several bioactivities, such as antimicrobial, antifungal, antioxidant, antiviral, antiparasitic or insecticidal. Thus, these compounds have been used in the food industry as aroma and flavor ingredients, but also for preservative purposes [11,12,13,14]. The possibility of developing active packaging systems containing natural bioactive compounds such as EOs is a promising alternative since it can reduce food safety risks associated with chemically synthetized additives [1].
Currently, EOs application in active food packaging are strongly linked to their incorporation into biodegradable films in combination with another polysaccharide-protein- or lipid-based edible film [15]. Another recent approach is the development of composite films or multicomponent films to take advantage of their main beneficial properties [16].
Hence, the incorporation of EOs is increasingly common, because they can enhance antimicrobial and antioxidant activity, among others, or reduce water vapor permeability [17]. Particularly, when producing biofilms, hydrophilic matrices are usually used (for increasing water vapor permeability), formed by protein or polysaccharides polymers that serve as a base on which to incorporate other substances such as lipid components [18]. Ideally, for this purpose, the chosen materials should be of low viscosity, with high hygroscopicity and emulsifying capacity, low reactivity, low cost and with no effect on organoleptic properties of the processed food [19,20]. Specifically, lipophilic substances, such as EOs, incorporated into hydrophilic materials is performed by the application of emulsification or homogenization [21]. Thus, the association of EOs and biodegradable films is gaining more attention, especially by the active food packaging industry.
Therefore, the objective of this manuscript is to review the potential of using EOs in active packaging to extend food shelf life, preservation and other properties and also, to provide an overview of current trends in their use in packaging. Briefly, the methodology applied restricted bibliography to the last 5–10 years and the search of information followed the final structure of the manuscript using different key words such as “EOs”, “active packaging” or “food applications”.

2. Application of Essential Oils in Food Preservation and Packaging Sector

Most of the permitted food additives are applied for their preservation properties, attributed to their recognized bioactivities. Additives with antimicrobial properties can control food spoilage and/or prevent contamination by foodborne pathogens, including acetic, malic, lactic, benzoic, sorbic and propionic acids, potassium and calcium acetates, carbon dioxide, benzoates, sorbates, propionates, nitrites, nitrates or parabens. The most used additives that prevent food browning, caused by chemical or enzymatic reactions, are sulfites. Even though all these compounds are permitted to be used in the food industry, the current trend is replacing chemically synthesized compounds for natural ones. In this sense, the use of EOs is considered as an alternative to the use of synthetic additives [3,22].
In active packaging, the packaging materials can incorporate components with biological properties destined to be slowly released into the food [3] (Figure 1). The use of EOs in appropriate amounts may improve the water vapor barrier property and also provide antioxidant and antimicrobial activity to the packaging films.
Figure 1. Essential oils (EOs) application strategies in the food active packaging sector: advantages and disadvantages.
In fact, the antimicrobial properties of EOs (together with antioxidant activity) have been analyzed in several studies where they have been found to be efficient against a wide range of food-borne pathogens [23,24]. Particularly, the antimicrobial effects of EOs are frequently associated with their hydrophobic/lipophilic character that allows them to permeate through membranes and their layers [25]. Table 1 presents some of the most studied compounds detected in different EOs (terpenes, terpenoids, phenols, esters, aromatic compounds, aldehydes, lactones, ketones are within these molecules) which have been demonstrated to have antimicrobial effects [10]. These antimicrobial attributes have prompted their use in active packaging to preserve food quality and extend the shelf-life of the final product [26].
Table 1. Different classes of compounds present in EOs with reported antimicrobial activity, characteristics and examples of some of them. Based on [26,27,28,29,30].
Regarding natural antioxidants, most of them are phenolic compounds, which prevent oxidation through the scavenging of free superoxide and hydroxyl radicals. The mechanism of action of this reaction consists on a proton donation by the phenolic compound inducing their own oxidation, and then get stabilized their polarity by electron dislocation [31,32]. An example of this reaction is shown with carvacrol (a component highly present in EOs) as an antioxidant molecule (Figure 2).
Figure 2. Carvacrol proton donation. This reaction results in the antioxidant bioactivity of phenolic compounds.
In vitro antioxidant capacity may be measured by determining the oxidation rate of several chemicals, like DPPH (2,2′-diphenyl-2-picrylhydrazyl), TBARS (2-thiobarbituric acid substances) or AAPH (2,2′-azobis(2-methylpropionamidine) dihydrochloride) when exposed to potential antioxidants [33]. Regarding food oxidation spoilage, TBARS is a useful indicator to evaluate lipid oxidation, while other methods may include determination of metmyoglobin formation percentage in meats and free fatty acids content, which indicates the polyunsaturated fatty acids (PUFAs) oxidation degree [34,35]. Running these tests could provide a wider spectrum of information of the activities of the compounds of interest and how the oxidation of food products takes place.
While research often focuses on isolated phenolic compounds as potential additives (as they are well-known, potent antioxidants and generally account for low toxicity), these same compounds are present at proper concentrations in EOs extracted from plants and thus can be used to provide extra properties to biodegradable materials such as biofilms [36,37]. EOs do not only have the specific phenolic compounds of each species, but also valuable volatile and aromatic compounds [28].
In active packaging applications, EOs have been applied in different ways, free and encapsulated, both in non-degradable and biodegradable materials.

2.1. Free EOs Combined with Packaging Materials

Free EOs have been combined with different biodegradable materials, such as paper or edible films. Cardboard and paper have been traditionally used as packaging material but new packaging systems such as active cardboard tray coated with emulsions including encapsulated EOs are continuously being developed. These are widely used as food and vegetables packaging material (with waterproof layers) and are considered as an alternative to the high use of plastics by the packaging sector [38,39]. However, due to the water vapor permeability of these materials, it is convenient and necessary to apply a layer of some material that makes them resistant to the presence of water, vapors and gases. EOs are an attractive alternative for the creation of such films, due to their waterproofing properties and biological activities, turning packaging into an active material and increasing its value. For example, eugenol (a common component of EOs) was linked to cellulose by polycarboxylic acid to create a paper-based active packaging. This new material was used to pack wheat flour and other grain foods and prevented water absorption similarly to typical packaging paper and preserved the mechanical properties of the grain products, although ductility and tensile strength were reduced. Besides, it significantly provided insecticide and insectifuge capacities, which extended the product shelf life without compromising its original flavor, taste and odor [40].
Regarding edible films, EOs are added into a hydrophilic matrix resulting in an aqueous dispersion. In this way, the lipid droplets become embedded in the matrix once the film is subjected to a drying process causing structural reorganizations of the hydrophilic components [41,42]. For instance, in a study performed on a chitosan-based film, as the formed dispersion loses water through drying, the concentration of lipid particles increases, which also increases the risk of emulsion phases separation, flocculation or loss of EOs. In particular, the stability of the film microstructure can be improved by application of microfluidization which entails a reduction of the droplet size and the viscosity of the aqueous phase, also resulting in an increase of the ζ-potential, which indicates that the emulsion can be stable against aggregation events [43]. Few studies have displayed the advantages of using EOs as an additional ingredient directly added to the edible films or biodegradable trays to enhance their packaging properties. Syzygium aromaticum EOs were incorporated into two kinds of edible films, one elaborated with gelatin and other with a mixture of gelatin and chitosan. Both materials containing the EOs showed significant anti-bacterial activity, especially against Gram-negative bacteria, when tested in chilled fish samples [44]. Another work used cassava bagasse and polyvinyl alcohol to create biodegradable trays containing EOs from Origanum vulgare or Eugenia caryophyllata (Syzygium aromaticum). The EOs were incorporated into the trays in two ways: directly, by adding them into the mixture of ingredients or by coating the surfaces with EOs. The best results were achieved when trays were coated with the highest amount of EOs, showing inhibitory effects against different bacterial and fungi species [45]. Other biodegradable films containing EOs have been tested in different food matrices such as fruits (i.e., strawberries), prolonging their shelf-life but also preventing or reducing the growth of bacterial colonies and acting as fungicides [46]. Additionally, the active biodegradable films containing encapsulated EOs showed no cytotoxicity while they permitted to maintain the sensorial properties of the food products during storage [47].

2.2. Encapsulation of EOs

Encapsulation is an affordable and ideal technique to protect EOs from limiting factors, including oxidative processes, photodegradation, thermal conditions or high relative humidity. Encapsulation also provides a controlled release of the EO from the capsule which can last up to 45 days [48]. Encapsulation also favors the incorporation of fats in the different matrices utilized for creating packaging materials, since it reduces the negative interactions between the lipid phase and the matrix, whose nature is normally hydrophilic. Therefore, the use of encapsulated lipophilic molecules prevents the alteration of the properties of the final structure of the packaged product [49]. In addition, this technique is useful to prevent changes in the organoleptic properties of the food product caused by EOs and other lipids [39,50].
Basically, capsules can be classified into three large groups according to their size: macrocapsules, microcapsules and nanocapsules. The latter present a diameter between 0.05 and 1 µm, although the most common average measure is between 0.1 and 0.5 µm [51]. The use of capsules with diameters in the nanoscale range is more convenient since the particle size is inversely proportional to the stability, that is, the smaller the diameter of the capsules, the greater the stability during incorporation into the matrices. Likewise, a better control of its availability and release is also achieved, favoring the creation of active packaging systems that prolong food shelf-life. Active packaging can be developed by the direct incorporation of the nanocapsules into the matrix of the packaging material or they can be emulsified in an aqueous base to make a waterproofing barrier to cover the package [22,52,53,54].
Several studies have assessed the suitability of EOs’ encapsulation and different encapsulation materials. For instance, rosemary EO was successfully encapsulated in a benzoic acid–chitosan nanogel that was lately included in the starch–carboxy methyl cellulose film [55]. Other study used zein to synthesize a film containing microencapsulated rose hip seed EOs and the protective properties of this material were evaluated in bananas and cumquats. Negative controls, in both kinds of fruit, showed discoloration and signs of rotting with storage time, but when packaged in zein-rose hip EO film, spoilage slowed down [56]. Lectin was employed to encapsulate different concentrations of Thymus zygis EO (0.25 to 0.5 g/g polymer) to optimize the EO retention. The best approach provides a 45–55% of EO retention which improved the antifungal activity of the film, its water barrier capacity, gloss and resistance [57]. Cyclodextrins, which have been extensively studied in recent years, have been used to encapsulate EOs. A work presented a successful solution for the encapsulation of EOs extracted from coriander by combining them with cyclodextrins. This mixture allowed the encapsulation of the coriander EO, which becomes further stabilized by their inclusion in dextrin-derived nanosponges. This final product permitted the development of a controlled release mechanism stable at high temperature. Thus, the encapsulation of the EO allowed extending the action time of the bioactivities associated to the major biocompounds present in coriander [58]. Another study analyzed the encapsulation efficiency of different concentrations of cinnamon EO (0.5 to 3 g) and β-cyclodextrin (1 to 3 g). Then, an electro spun nanofibrous film was developed using the electrospinning polyvinyl alcohol to which it was added β-cyclodextrin and cinnamon EO. When this film was tested with strawberries showed a prolonged shelf-life of the product while maintaining its sensorial properties during storage. The shelf-life of strawberries was similar to that achieved with common plastic film but the nanofibrous film presented two additional features: it was non-toxic and biodegradable [46]. EOs are a current field of study in the food packaging sector that could compete with the actual materials of food packaging for its enormous versatility and possibilities that need to be more explored.
Conserving the bioactivities of EOs presents a challenge that needs to be addressed. The concentration of EOs extracts needed to maintain their bioactivities in the food could alter the organoleptic characteristics of the food making it less attractive to the consumer. This makes the use of EOs at industrial scale difficult. Furthermore, the use of encapsulated EOs has shown some physical modifications such as plasticizing effect or tensile and color properties variations [3,59,60,61].

4. Legislation of EOs in Food

The legal framework that concerns the use of EOs in food involves two approaches, the use of EOs as a food ingredient, that represent an additional nutrient to ingest, or the use of EOs as part of the packaging. In the first scenario, EOs must obey food legislation applied in each region. Depending on the aim of its application, different legislations will apply. EOs will be considered additives when they represent a “substance not normally consumed as a food in itself and not normally used as a characteristic ingredient of food, whether or not it has nutritive value, the intentional addition of which to food for a technological purpose in the manufacture, processing, preparation, treatment, packaging, transport or storage of such food results, or may be reasonably expected to result, in it or its by-products becoming directly or indirectly a component of such foods” [5]. In the Annex III of the Commission Regulation (EU) No 1130/2011, rosemary extracts are considered as additives. However, no other references to some of the main components of EOs have been found as additives [133]. In the second case, when EOs are treated as flavoring substances, they are considered “products not intended to be consumed as such, which are added to food in order to impart or modify odor and/or taste; or products made or consisting of the following categories: flavoring substances, flavoring preparations, thermal process flavorings, smoke flavorings, flavor precursors or other flavorings or mixtures thereof” [134]. However, in the list of flavoring substances provided by Regulation (EC) No 2232/96, few of the major compounds identified in EOs have been found, such as eugenol, carvacrol, thymol or terpineol, among others [135]. Nevertheless, no limits or indications are presented in this document since it suggests consulting the additional information into EFSA’s Compendium of Botanicals. The aim of this compendium is to provide information to improve the safety assessment of botanical products and preparations intended for use in food [136]. Nonetheless, the use of botanicals and derived preparations in food has to comply with the general requirements set out in Regulation (EC) No 178/2002, which lays down the general principles and requirements of food law in the EU [137].
The second scenario includes the treatment of EOs as part of the material intended to contact food. In this case, the developed material has to mainly comply with the Regulation (EC) 1935/2004 that regulates the materials and articles intended to come into contact with food [138] and the Regulation (EC) 2023/2006 that complements the previous one, since it regulates the good manufacturing practices for materials and articles intended to come into contact with food [139]. In the case of United States, the FDA collects in the Code of Federal Regulations a list of EOs, oleoresins and natural extracts for their intended use. Additionally, FDA has recognized some EOs as flavoring agents in food such as linalool, thymol, eugenol, vanillin, carvacrol and limonene [140,141].

5. Conclusions

EOs have been demonstrated to exert different biological activities although antioxidant and antimicrobial properties are the most highlighted. Thus, they could prevent the deterioration caused by oxidation and microbial spoilage in food products. Considering this, they could be incorporated into active packaging materials. In fact, several studies have evaluated the effectiveness of using EOs, as part of the active packaging material, in very different foods matrices. Regarding the different application methods, encapsulation is considered as a suitable technique since it reduces several disadvantages of EOs.
At last, vegetable sources can be considered as reservoirs of bioactive compounds, in some cases EOs. The extraction, obtaining and incorporation of these EOs into new packaging systems such as biodegradable films could be an alternative option in food packaging industry. According to the revised literature, some lines need to be further studied and developed: more studies are necessary to evaluate the effects of adding EOs into new packaging systems regarding their mechanical, organoleptic and biological properties as well as to ensure their safety and lack of side effects for the consumers and the environment. Finally, market studies are strongly recommended before the commercialization of new active packaging materials and the use of EOs to know the acceptance of consumers to these new products.

Author Contributions

Formal analysis, M.C., B.N.-E., A.S.-L.; P.G.-O. and M.A.P.; investigation, M.C., B.N.-E., A.S.-L.; P.G.-O. and M.A.P.; methodology, B.N.-E., A.S.-L.; M.C., P.G.-O. and M.A.P.; supervision, M.A.P.; validation, M.A.P.; writing—original draft, M.C., B.N.-E., A.S.-L.; P.G.-O. and M.A.P.; writing—review and editing, M.A.P. All authors have read and agreed to the published version of the manuscript.

Funding

The research leading to these results received financial support from: Programa de Cooperación Interreg V-A España—Portugal (POCTEP) 2014–2020 (projects Ref.: 0181_NANOEATERS_01_E and Ref: 0377_IBERPHENOL_6_E); Xunta de Galicia for the Axudas Conecta Peme supporting the IN852A 2018/58 NeuroFood Project; EcoChestnut Project (Erasmus + KA202) supporting the work of M. Carpena; to Ibero-American Program on Science and Technology (CYTED—AQUA-CIBUS, P317RT0003); Xunta de Galicia for the program EXCELENCIA-ED431F 2020/12; Bio Based Industries Joint Undertaking (JU) under grant agreement No 888003 UP4HEALTH Project (H2020-BBI-JTI-2019), the JU receives support from the European Union’s Horizon 2020 research and innovation program and the Bio Based Industries Consortium.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

Not applicable. No new data were created or analyzed in this study. Data sharing is not applicable to this article.

Acknowledgments

MICINN supporting the Ramón and Cajal grant for M.A. Prieto (RYC-2017-22891); to EcoChestnut Project for supporting the grant of M. Carpena; to Xunta de Galicia and University of Vigo for supporting the pre-doctoral grant of P. García-Oliveira (ED481A-2019/295). The project SYSTEMIC “an integrated approach to the challenge of sustainable food systems: adaptive and mitigatory strategies to address climate change and malnutrition”, Knowledge hub on Nutrition and Food Security has received funding from national research funding parties in Belgium (FWO), France (INRA), Germany (BLE), Italy (MIPAAF), Latvia (IZM), Norway (RCN), Portugal (FCT), and Spain (AEI) in a joint action of JPI HDHL, JPI-OCEANS and FACCE-JPI launched in 2019 under the ERA-NET ERA-HDHL (n° 696295).

Conflicts of Interest

The authors declare no conflict of interest.

Abbreviations

Generic
EO(s)Essential oil(s)
ROSReactive oxygen species
UVUltraviolet
FDAFood and Drug Administration
GRASGenerally recognized as safe
MICMinimum inhibitory concentration
LABLactic Acid Bacteria
Compounds
PUFAsPolyunsaturated fatty acids
HDPEHigh density polyethylene
LDPELow density polyethylene
CMCCarboxymethyl cellulose
BHTButylated hydroxytoluene
PLAPolylactic acid
Techniques
tPC Total phenolic compounds
tFCTotal flavonoids content
FFAFree fatty acid determination
POVPeroxide value
DPPH2,2-diphenyl-1-picryl-hydrazyl-hydrate free radical assay
TBARS2-thiobarbituric acid reductive value assay
FRAPFerric reducing antioxidant power assay
ABTS2,2’-azino-bis(3-ethylbenzothiazoline-6-sulfonic) acid assay

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