1. Introduction
The derivation of relationships between the rainfall over a catchment area and the resulting flow in a river is a fundamental problem of hydrology [
1,
2]. A wide range of models is used to identify these relationships. However, the lack of data and the heterogeneity in the available datasets often lead to uncertainties in model predictions [
3]. For example, flood risk assessment in data-scarce regions has been a significant challenge due to limited hydrological and meteorological data, which hinder accurate modeling and forecasting [
4,
5]. There are many instances where estimates of hydrological parameters are required for locations where streamflow data have not been measured or where the available streamflow record is too short to afford a reliable estimate for the parameter of interest, particularly in semi-arid regions in Africa, South America, and Asia [
6]. For example, ground-based rain gauges offer relatively precise rainfall data at the point scale, but their uneven network, due to accessibility and economic constraints, poses difficulty for interpolating the rain distributions accurately over watersheds or mountainous regions with insufficient gauges [
5]. In a broad and practical sense, ungauged catchments refer not only to those past streamflow observations but also to catchments expected to experience significant changes in the future, including land use change and climate change [
1].
However, the presence of ungauged catchments does not eliminate the need to solve the problems of environmental management. Among them are the minimization of damage from rivers and the prevention of water conflicts. In addition, some questions are traditionally not taken into account in hydrological modeling. They are the biodiversity conservation and the natural and cultural heritage rescue. To solve these problems, runoff modeling should be supplemented by other approaches [
7]. Identifying and categorizing dominant catchment functions as revealed through a suite of hydrological response characteristics is considered one of the ways to overcome the lack of information [
8,
9,
10]. The hydrological response of a catchment is a holistic function that combines structural and hydroclimatic features. However, the hydrological response can be considered not only as a function of the catchment but also as a function of each landscape. The physiographic and climatic characteristics of a landscape can predetermine its hydrological behavior [
6,
9].
The primary purpose of this study was to characterize the climate–hydrological background of the East Kazakhstan region (EKR) based on the values of the Selyaninov Hydro-thermal Coefficient (HTC) and the Vysotsky–Ivanov Moisture Coefficient (VMC).
In this regard, the following tasks were undertaken:
Calculation of the HTC and VMC based on “Kazhydromet” weather station data;
Construction of isolinear maps of these indices, applying different interpolation techniques;
Preparation of a landscape map based on the correction of previous researchers’ data;
Extrapolation of map information to unobserved areas, applying the landscape map for the region as an alternative way to spatial data interpretation;
Comparison of the results obtained by different methods of environmental correlation.
The flowchart shown in
Figure 1 illustrates the logic of the research process.
The enormous complexity of environmental factors impacting the hydrological response requires initial concentration on dominant (or first-order) characteristics only [
8]. Ref. [
11] introduced the idea of hydrologic landscapes, which are defined on the basis of similarity of climate, topography, and geology, assuming that catchments that are similar with respect to these three criteria behave similarly in a hydrological sense. We proposed the concept of a landscape–hydrological background for such characteristics [
7]. The landscape–hydrological background is presented by static characteristics. The landscape–hydrological background consists of three components: landscape climate (climate–hydrological background), landscape pedology (soil–hydrological background) and landscape topography (topo–hydrological background). This conclusion is in line with those of others, including [
11], who state that hydrologic landscape units should include descriptors of a land-surface form (slope and area), geologic framework (hydraulic properties of geologic units) and climatic setting (in their case, precipitation minus the evapotranspiration balance). The landscape–hydrological background analysis has some advantages over rainfall–runoff models: it allows the preventive assessment of hydrological situations, including critical ones. The paper will focus only on the climate–hydrological background, which is characterized by regional values of precipitation and evaporation.
For the analysis of the climatic–hydrological background, indicators that take into account the heat and moisture ratio (for example, some drought indices) can be used. The ratio of heat and moisture largely determines the magnitude of river runoff. Indices are typically computed numerical representations of atmospheric moisture, assessed using climatic or hydrometeorological inputs, including precipitation and temperature. Various indices are widely used to assess moisture availability [
12]: Aridity Index (AI), Palmer Drought Severity Index (PDSI), Standardized Precipitation Index (SPI), Selyaninov Hydro-thermal Coefficient (HTC), Standardized Precipitation Evapotranspiration Index (SPEI), and Surface Water Supply Index (SWSI).
Maps are indispensable tools that visually represent spatial data and relationships. Isoline maps are traditionally used to classify regions based on climate data. Different interpolation techniques are used for mapping, including nearest neighbor, inverse distance weighted, and kriging [
13,
14,
15,
16,
17,
18,
19]. Nevertheless, all methods reveal some weaknesses when the weather stations are not densely or evenly distributed or when there is significant topographic variability in the study area [
13,
20,
21].
The concept of landscape provides great opportunities to eliminate these shortcomings. The landscape idea differs in different parts of the world. One of the central aims of landscape theory is to elucidate the impact of landscape structure on ecological processes [
22,
23]. Streamflow is a combined response of many hydrological processes that includes meteorological forcing (precipitation and temperature), morphological characteristics of the landscapes (slope, elevation), geological attributes of the underground system, and anthropogenic activities [
4,
24]. Discretization and delineation of landscapes as hydrologically similar units generally involves multiple and opposing considerations [
25,
26]. Traditionally, features are identified from field measurements and the field mapping of landscape features such as soil, geology, slope, and hydrological processes [
25,
27].
The landscape units can be different sizes depending on the scale and objectives of the study. The certain characteristics of topography and climate are accepted as homogeneous for units at each level of the landscape hierarchy. In this case, extrapolation is used to project values into an area that is not known.
Extrapolation is a special case of environmental correlation [
28,
29,
30]. This is spatial prediction from polygon maps, i.e., stratified areas (different land use/cover types, geological units). The results of point observations can be generalized and extrapolated to the area of the entire landscape contour. They may then be extrapolated to the entire landscape type after a selective check of the identity of the indicators in other similar contours [
31,
32].
The scale of the landscape map should correspond to the scale of changes in the space of indicators that characterize a given phenomenon. The values of the moisture and drought indices can be assumed to be the same within landscapes when mapping at the mesoscale—1:500,000–1:1,500,000 [
33].
Research examining the relationship between landscapes and moisture indices remains limited [
33]. We hope that our study results can contribute to overcoming the lack of ground-based hydrological and meteorological data, and that the idea of a climate–hydrological background will help fill gaps in the assessment of hydrological situations, including critical ones.
3. Results and Discussion
3.1. HTC and VMC Values for Weather Stations in the Region
Over the observation period, the range of HTC values at weather stations of the region fluctuate within a wide range (
Table 3)—from near 0 to 2.31 (1993, Leninogorsk). During the same time, the values of the VMC varied from 0 to 1.76 (2023, Markakol Zapovednik). Thus, both coefficients are in the range from extra arid to extra humid climate.
According to HTC values, most of the weather stations are characterized by the moderately arid (13 stations), severely arid (7), and slightly arid climate (5). Two stations are located in the slightly humid climate, two stations in moderately humid climates, and one station (Markakol Zapovednik) in the severely humid climate.
The situation is somewhat different according to VMC values, although most of the weather stations also belong to the moderately arid climate (13 stations). There are 12 stations classified as severely arid, 2 stations each as slightly arid and slightly humid, and 1 station as moderately humid (Markakol Zapovednik).
A climate shift toward greater aridity, as indicated by the VMC, is connected with the fact that at all weather stations most precipitation falls in the warm period of the year, which is typical of continental regions. The HTC is responsible for humidification in the warm period, as it is known. This assumption confirms the conclusion made at the end of the 20th century: the fundamental watershed functions (collection of water, storage, and discharge of water as runoff) are not necessarily exhibited with equal power all at the same time [
53].
There are no pronounced trends in the values of either moisture index at any weather station while the observation period is quite long. Likewise, for the territory of the Republic of Bashkortostan [
54] and for the Western Part of the Altai Territory [
55] (Russia), when comparing the changes in the HTC and VMC for the different periods, it was revealed that their trends are multidirectional. Also, there are no differences in the average values of moisture indices among the 1961–1990 and 1981–2010 climate normals, and the modern period (2011–2023), for most weather stations.
3.2. Correlation Analysis
The
p-values derived from the Shapiro–Wilk test confirmed that most relationships between the HTC and the VMC are statistically significant at the 95% confidence level (
p < 0.05). The correlation analyses between the HTC and the VMC are shown in
Table 4. They clearly show strong positive correlations between indices for most weather stations. The moderate correlations between the indices in the modern period (2011–2023) are characteristic of few stations only. It is significant that most of these weather stations (Zaisan, Zyryanovsk, Ulken Naryn, Leninogorsk, Markakol Zapovednik, and Terekti) are located either in the Altai Mountains or at the Altai foothills. It should also be noted that the correlation coefficients between the HTC and the VMC are slightly lower in the modern period (2011–2023) than for the 1961–1999 and 1981–2010 climate normals. Only the correlation between the HTC and the VMC for the Markakol Zapovednik weather station in the 1981–2010 period was found to be weakly positive, with a coefficient of 0.18. There are no earlier data available for this weather station. On the other hand, the correlation coefficients for the Markakol Zapovednik weather station in 2011–2023 turned out to be higher.
Thus, since the correlation coefficients between the HTC and the VMC were strong in most cases, it suggests that both indices can be used for climate–hydrological background assessment. For reliability, it is best to use the HTC and the VMC together.
3.3. Data Visualizations Produced by Different Interpolation Methods
Figure 3 and
Figure 4 and
Table 5 and
Table 6 present spatial distributions of the HTC and the VMC in the EKR and the Abay region. In tables, only the results of indices calculations for the EKR are shown.
Maps based on VMC values depict a more arid situation than maps based on the HTC when using all interpolation methods. This, as mentioned earlier, is due to the majority of precipitation falling in the warm period of the year. This is more typical for the Abay region, which has lower absolute heights. Similar results were obtained earlier for the Caspian lowland [
56] and for the Republic of Kalmykia [
57]. For the mountainous EKR, the contrasts are not so significant. At the same time, the territories with values of the moisture indices close to 1 within the EKR (slightly arid and slightly humid) occupy similar areas. The contrasts increase as the values of the moisture indices move away from 1 in both directions.
The situation will be different if we visualize the data of the maximum values of moisture indices ever recorded at weather stations (
Figure 5). According to the HTC maximum values, about 60% of the EKR areas are potentially extra humid or severely humid. The maps constructed based on the maximum VMC values show that only the Altai Mountains are extra humid or severely humid.
3.4. Data Visualization via Spatial Extrapolation
The landscapes of the EKR are represented by nine altitudinal-belt groups (from top to bottom): glacial–nival, alpine, subalpine, taiga, subtaiga, forest–steppe, steppe, dry–steppe, and semi-desert. The first three groups are united by moisture conditions and are characterized by an extra humid climate. Taiga landscapes correspond to a severely humid climate, subtaiga landscapes to moderately humid, forest–steppe to slightly humid, steppe to slightly arid, dry–steppe to moderately arid, and semi-desert to severely arid. There are no desert landscapes with an extra arid climate in the EKR.
Six types of landscapes are provided with meteorological observation data. Only the highlands of the Altai Mountains with extra humid climate remain underserved by meteorological data. However, analysis of data from the Kara-Tyurek weather station, which is located in the Russian part of the Katunsky Range near the border with Kazakhstan, allows us to fill the gap. The Kara-Tyurek weather station is located at 2596 m a.s.l., and observations have been conducted there since 1940. The annual precipitation at Kara-Tyurek for the climatic normal of 1961–1990 is 582 mm per year (of which 476 mm falls during the warm period), and for the period 1991–2020 it is 593 mm. The value of the VMC in Kara-Tyurek is about 1.5 [
37,
38], i.e., significantly higher than at all weather stations in the EKR (
Table 3). This value of the VMC and the corresponding value of the HTC can be adopted for high-mountain landscapes of the EKR. If we extrapolate this value to high-mountain landscapes, the spatial distribution of indices will have the following form (
Figure 6).
Thus, the largest area in the East Kazakhstan region is occupied by landscapes with a moderately humid climate—approximately 27.6% (
Table 7). The landscapes of other groups are less frequently represented. However, extra humid and severely humid landscapes in total occupy about 20% of the EKR. These landscapes provide the maximum water runoff into the rivers of the region. The magnitude of the spring flood, including its critical levels, is determined mainly by the snow water equivalent in the Altai Mountains. Altai landscapes, situated at higher altitudes, experience prolonged snow accumulation due to the colder prevailing temperatures and favorable topographic conditions. Other mountainous areas, including the Saur, Tarbagatay, and Kalbinsky Ranges, are less humid. Saur and Tarbagatay are located to the south, in the desert zone, and the Kalbinsky Range has lower altitudes. On the other hand, floods in the summer–autumn low-water period can occur throughout almost the entire territory of the EKR and are associated with local precipitation.
As it is known, there are advantages and disadvantages to both extrapolation and interpolation. The spatial interpolation method achieves the best estimation when a network of meteorological stations exists. Spatial extrapolation in some cases may be more accurate than interpolation, for example, if the trends in the data are clear and continue in a predictable way [
58]. This is especially true for areas with a dissected relief. The restricted number of weather stations in mountainous areas increases uncertainty [
59]. In the most reliable extrapolations, response variables tend to be closely associated with environmental features [
30], which can be accurately described using a landscape map, for example. In our case it can be assumed that landscape extrapolation more accurately conveys the spatial distribution of the moisture indices values than different interpolation methods. This is especially true for areas with a dissected relief. Thus, the spatial distribution highlights the critical role of elevation and geographic positioning in determining the HTC and the VMC.
4. Conclusions
This study underscores the pressing need for region-specific adaptation strategies for extreme hydrological situations. Plans to manage surface water flood risk based on runoff modeling are insufficient. The lack of data and the heterogeneity in the available datasets often lead to uncertainties in model predictions. One of the most important adaptation mechanisms is the preventive assessment of the hydrological functions of landscapes. The landscape physiographic and climatic characteristics can predetermine its hydrological behavior. The changes in landscape attributes must inform decision-makers about changes in possible hydrological behavior.
Moisture indices are most often used to identify droughts. However, they are also suitable for characterizing the climate–hydrological background. The analysis of moisture indices demonstrates their effectiveness in climate–hydrological background assessment. Together, the Selyaninov Hydro-thermal Coefficient (HTC) and the Vysotsky–Ivanov Moisture Coefficient (VMC) provide a comprehensive understanding of the hydrological functions of landscapes.
The EKR is a typical continental arid and semi-arid region. However, the presence of mountain ranges, such as the Altai, makes the climate and environment in the region more varied. An increase in altitude above sea level leads to an increase in annual precipitation and a decrease in temperature. Ultimately, the overall moisture content of the area increases. The mountain rivers in the EKR have the maximum runoff and contribute to spring floods.
Based on meteorological data from 30 weather stations for 1961–2023, the values of the HTC and the VMC were established. Over the observation period, HTC values at weather stations of the region fluctuated within a wide range—from near 0 to 2.31—and the VMC varied from 0 to 1.76. Thus, both coefficients are in the range from extra arid to extra humid climates. These indices are of great importance for the preventive assessment of the hydrological situation in the region and for preparing population and authorities for extreme hydrological events.
Due to the sparse distribution of weather stations, the search for algorithms for interpreting spatial information holds great significance for regional studies in the EKR. Different techniques are used for spatial analysis and mapping of the climatic characteristics, including various interpolation methods. In this study three interpolation methods and landscape extrapolation were used to analyze the spatial distribution of HTC and VMC values. The landscape extrapolation is one of the most reliable extrapolations and more accurately conveys the spatial distribution of values of the moisture indices in the mountains than other interpolation methods.
The maps constructed based on the maximum HTC values show that about 60% of the EKR’s area is potentially extra humid or severely humid. This means that high floods can form there. More reliable recommendations for decision-makers will require using hydrological modeling in parallel with our results and monitoring.