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Article

Compact Resolutions and Analyticity

by
Salvador López-Alfonso
1,
Manuel López-Pellicer
2,* and
Santiago Moll-López
3
1
Departamento de Construcciones Arquitectónicas, Universitat Politècnica de València, 46022 Valencia, Spain
2
Departamento de Matemática Aplicada, IUMPA, Universitat Politècnica de València, 46022 Valencia, Spain
3
Departamento de Matemática Aplicada, Universitat Politècnica de València, 46022 Valencia, Spain
*
Author to whom correspondence should be addressed.
Mathematics 2024, 12(2), 318; https://doi.org/10.3390/math12020318
Submission received: 28 November 2023 / Revised: 11 January 2024 / Accepted: 17 January 2024 / Published: 18 January 2024

Abstract

:
We consider the large class G of locally convex spaces that includes, among others, the classes of ( D F ) -spaces and ( L F ) -spaces. For a space E in class G we have characterized that a subspace Y of ( E , σ ( E , E ) ) , endowed with the induced topology, is analytic if and only if Y has a σ ( E , E ) -compact resolution and is contained in a σ ( E , E ) -separable subset of E. This result is applied to reprove a known important result (due to Cascales and Orihuela) about weak metrizability of weakly compact sets in spaces of class G . The mentioned characterization follows from the following analogous result: The space C ( X ) of continuous real-valued functions on a completely regular Hausdorff space X endowed with a topology ξ stronger or equal than the pointwise topology τ p of C ( X ) is analytic iff ( C ( X ) , ξ ) is separable and is covered by a compact resolution.

1. Introduction

A family { A α : α N N } of sets covering a set X is called a resolution of X if A α A β whenever α β , α , β N N . A locally convex topological vector space E belongs to class G if there is a resolution { A α : α N N } in ( E , σ ( E , E ) ) such that each sequence in any A α is equicontinuous [1], and the resolution { A α : α N N } is called a G -representation of E .
The class G is stable by taking subspaces, Hausdorff quotients, countable direct sums, and products. It contains “almost all” important classes of locally convex spaces, including ( L F ) -spaces and ( D F ) -spaces, hence it is indeed a very large class. We recall that this class G of locally convex space was introduced in [1] motivated by particular results for ( L F ) -spaces and ( D F ) -spaces and common properties of the topological dual of each space of these two classes.
An interesting result from [1] states that a compact set K is Talagrand compact if and only if it is homeomorphic to a subset of a locally convex space in class G . Therefore, dealing with Talagrand compact sets, one may ask when (weakly) compact sets in a locally convex space in class G are (weakly) metrizable. Both questions were answered in [1,2], respectively, see also [3] (and references there). Additionally, in the theory of locally convex spaces working with compact sets of a locally convex space E raise the questions about metrizability and weakly angelicity of compact subsets of E. In [1] and references therein, a list of positive results concerning both questions is provided, with ( L F ) -spaces and ( D F ) -spaces included in the list. For the spaces in class G , both above-mentioned problems have positive answers.
Nevertheless, as was proved in [4], the space C p ( X ) of continuous real-valued maps on a completely regular Hausdorff space X, endowed with the pointwise topology belongs to class G if and only if C p ( X ) is metrizable.
All topological spaces are assumed to be completely regular. A topological space X is web-bounding [5] (Note 3) if there is a family { A α : α Ω } of subsets of X for some non-empty Ω N N whose union X 0 is dense in X and such that if α = ( n k ) Ω and x k C n 1 , n 2 , , n k : = { A β : β = ( m k ) Ω , m j = n j , j = 1 , , k } , then ( x k ) k is functionally bounded. If the same holds for X = X 0 , we call X strongly web-bounding. The family { A α : α Ω } is called, respectively, a web-bounding representation or a strongly web-bounding representation of X.
A topological space X is called a Lindelöf Σ -space [6] (or a K-countably determined space [7]) if there is an upper semi-continuous compact-valued map from a non-empty subset Ω N N covering X. If the same holds for Ω = N N , then X is called K-analytic. X is quasi-Suslin if there exists a set-valued map T from N N into X covering X which is quasi-Suslin, i.e., if α n α in N N and x n T ( α n ) , then ( x n ) n has a cluster point in T ( α ) , see [8].
A topological space X is analytic if it is a continuous image of the space N N . Note that analytic ⇒ K-analytic ⇔ Lindelöf ∧ quasi-Suslin, and K-analytic ⇒ Lindelöf Σ . Every K-analytic space has a compact resolution, see [9], or [10], and every angelic space with a compact resolution is K-analytic, see [10] (Corollary 1.1).
Recall that topological spaces containing dense quasi-Suslin spaces are web-bounding [5]. Hence, every space containing a dense σ -compact space is web-bounding, in particular, separable spaces are web-bounding. Applying [1] (Theorem 1, Note 4) we have that a metrizable space is web-bounding if and only if it is separable. Additional information concerning K-analytic properties on spaces C b ( X ) and properties of weakly compact sets in C ( X ) are developed in [11,12].

2. Main Results

The following theorems are the main results of this paper that provide two natural characterizations of analyticity. Theorem 1 characterizes when a non-empty subset Y of a locally convex space E in class G is σ ( E , E ) -analytic and Theorem 3 characterizes when non-empty set Y C p ( X ) is analytic, being X a web-bounding space. Although spaces C p ( X ) of continuous real-valued maps on X endowed with the pointwise topology τ p do not belong to class G for uncountable spaces X (as we have mentioned above), the argument used in the proof of Theorem 3 applies to show the general Theorem 1.
Theorem 1.
A subset Y of a locally convex space E in class G is σ ( E , E ) -analytic if and only if Y has a σ ( E , E ) -compact resolution and is contained in a σ ( E , E ) -separable subset.
Consequently, a locally convex space E in class G is weakly analytic if and only if E is separable and admits a σ ( E , E ) -compact resolution. Note that the latter condition is equivalent to say that E is weakly K-analytic (since E is angelic by [1] (Theorem 11) and we apply [10] (Corollary 1.1)).
We prove that C p ( X ) is analytic if and only if C p ( X ) has a compact resolution and is separable, see Corollary 2.
Since every analytic compact set is metrizable [1] (Theorem 15), Theorem 1 yields the following result from [2].
Corollary 1
(Cascales-Orihuela). A σ ( E , E ) -compact set Y in a locally convex space E in class G is σ ( E , E ) -metrizable if and only if Y is contained in a σ ( E , E ) -separable subset of E.
Moreover, we provide a short proof of the following another interesting result of this type due to Cascales and Orihuela [1].
Theorem 2
(Cascales-Orihuela). A precompact set K in a locally convex space E in class G is metrizable.
The following result uses some ideas from [1].
Theorem 3.
Let X be a web-bounding space. A non-empty set Y C p ( X ) is analytic if and only if Y has a compact resolution and is contained in a separable subset of C p ( X ) .

3. Examples

Example 1.
In R N endowed with the product topology, let E be the subspace of R N formed by the vectors with a finite number of non-null components. Every non-void closed subset Y of E is σ E , E -analytic.
Proof. 
It is clear that the countable product R N belongs to class G , hence E is also in class G . Let y be an element of Y. For each α = α i : i N N N let
A α : = y n i : i N Y , n i = 0 if i > α 1 .
The family { A α : α N N } is a compact resolution of Y. Moreover Y is separable, because the topology of R N has a countable base. By Theorem 1, Y is σ ( E , E ) -analytic. □
Theorem 2 is Theorem 2 in [1], where the authors provide a picture of possible applications of this Theorem, with detailed proofs concerning that:
  • the inductive limits of increasing sequences of metrizable locally convex spaces;
  • the generalized inductive limits
    E [ T ] = lim ( E n [ T n ] , A n )
    of sequences of pairs { ( E n [ T n ] , A n ) : n = 1 , 2 , } , where every A n is T n -metrizable and every E n [ T n ] is locally convex;
  • the locally convex ( D F ) -spaces;
  • and the locally convex dual metric spaces;
are in class G , hence, its precompact spaces are metrizable:
Example 2.
Let X be the set N of natural number endowed with the discrete topology. A non-empty set Y C p ( X ) is analytic if and only if Y has a compact resolution.
Proof. 
The space X admits a compact resolution that it is a strongly web-bounding representation of X, hence the space X is strongly web-bounding. If Y has a compact resolution then the Theorem 3 implies that Y is analytic, because the isomorphism between R N and C p ( X ) implies that C p ( X ) has a countable base. The converse is obvious because analytic K -analytic and every K-analytic space admits a compact resolution. □

4. Proofs

We need the following result [9].
Proposition 1
(Talagrand). Let ( X , ξ ) be a regular space which admits a stronger topology ϑ such that ( X , ϑ ) is a Lindelöf Σ-space. Then d ( X , ϑ ) ω ( X , ξ ) , where d ( X ) and ω ( X ) denote the density and the weight of X, respectively.

4.1. Proof of Theorem 3

Let us prove Theorem 3.
It is obvious that if Y is analytic then Y is separable and K-analytic, so Theorem 3 holds.
To prove the converse of the statement of this theorem it is enough to show that Y admits a weaker metrizable topology because then, by [1] (Theorem 15), the space Y is analytic.
Firstly we are going to check that to prove this converse we may suppose the additional condition that X is a strongly web-bounding space.
In fact, let X be a web-bounding space and suppose that there is a web-bounding representation A α : α Ω of X whose union X 0 is dense in X. Then the restriction map ϕ : C p ( X ) C p ( X 0 ) defined by ϕ ( f ) : = f | X 0 is an injective continuous linear map. Let Y C p ( X ) be a subset with a compact resolution contained in a separable subset L C p ( X ) . Then for ϕ ( Y ) the assumptions are satisfied, so ϕ ( Y ) is analytic in the induced topology from C p ( X 0 ) and consequently ϕ ( Y ) admits a weaker metrizable topology T . Then ϕ 1 ( A ) : A T is a weaker metrizable topology on Y. Therefore we may assume that X is strongly web-bounding.
Hence, to finish the proof of Theorem 3 it is enough to prove the following Proposition.
Proposition 2.
Let X be a strongly web-bounding space and let Y be a non-empty subset of C p ( X ) such that Y has a compact resolution and is contained in a separable subset of C p ( X ) . Then Y admits a weaker metrizable topology (hence, as was said before, Y is analytic).
Proof. 
Let υ X be the real-compactification of X. Since X is strongly web-bounding, we apply [3] (Theorem 9.15) to deduce that υ X is Lindelöf Σ -space.
As a help to the reader we split the proof in two parts.
Step 1. Assume that Y is a subset of C p ( υ X ) , Y has a compact resolution and it is contained in a separable subset L C p ( υ X ) . Now we prove that L (and also Y) admits a weaker metrizable topology. Let D be a countable dense subset of L. Let T D and T L be the weakest topologies on υ X that make continuous the functions of D and L, respectively. By density f ( x ) = f ( y ) for each f D implies f ( x ) = f ( y ) for each f L , hence the topological quotients ( υ X ^ , T D ^ ) and ( υ X ^ , T L ^ ) of ( υ X , T D ) and ( υ X , T L ) respect to the relations x y if f ( x ) = f ( y ) for all f of D and x y if f ( x ) = f ( y ) for all f of L, respectively, are algebraically identical and we denote by φ : υ X υ X ^ is the quotient map.
If we define the map F : υ X , T D R D by F z = { f ( z ) : f D } , z υ X , then clearly F is continuous and x y if and only F x = F y . ( υ X ^ , T D ^ ) is homeomorphic to a subspace of R D and consequently ( υ X ^ , T D ^ ) is metrizable and separable. On the other hand ( υ X ^ , T L ^ ) is a Lindelöf Σ -space, since it is a continuous image of the Lindelöf Σ -space υ X . It follows from Proposition 1 that the space ( υ X ^ , T L ^ ) is separable.
Let S = { x n : n N } be a countable subset of υ X such that the set φ ( S ) is T L ^ dense in υ X ^ . For each f L let f ^ be the element of C p ( υ X ^ ) such that f = f ^ φ . Let f , g L be such that f | S = g | S . Then, from f ^ φ | S = g ^ φ | S if follows that f ^ | φ ( S ) = g ^ | φ ( S ) and the density condition implies that f ^ = g ^ . Therefore f = f ^ φ = g ^ φ = g . Consequently, if f and g are two different elements of L there exists m N such that f ( x m ) g ( x m ) . This means that the weaker topology on L defined by the topology of the pointwise convergence on S is metrizable.
Step 2. Let Y C p ( X ) be equipped with a compact resolution and let L be a separable set in C p ( X ) containing Y . Let ψ : C p ( X ) C p ( υ X ) be defined by ψ ( f ) = f υ where f υ is the unique continuous extension of f to the whole υ X . Since ψ is continuous on each countable set, see [13] (Theorem 4.6(3)), ψ ( Y ) has a resolution of countably compact sets. On the other hand, the space C p ( υ X ) is angelic, see [5] (Theorem 3), so every countably compact set in C p ( υ X ) is compact. Hence, ψ ( Y ) has a compact resolution.
Let { f n : n N } be a dense subset of L. Take any ϵ > 0 , any f υ ψ ( L ) and let U = { u 1 , u 2 , , u p } be an arbitrary finite subset of υ X . Then there is f L with ψ ( f ) = f υ and by [13] (Theorem 4.6(1)) for each u i U there exists x i X such that f ( x i ) = f υ ( u i ) and f n ( x i ) = f n υ ( u i ) for each n N . Choose m N such that f m ( x i ) f ( x i ) < ϵ for each 1 i p . Hence,
f m υ ( u i ) f υ ( u i ) = f m ( x i ) f ( x i ) < ϵ
for each 1 i p . This shows that { f n υ : n N } is a dense subset of ψ ( L ) , so that ψ ( L ) is separable. By Step 1 we derive that ψ ( Y ) is analytic in C p ( υ X ) . The continuity of the surjection ψ 1 : C p ( υ X ) C p ( X ) implies that ψ 1 ( ψ ( Y ) ) = Y is also analytic. □
For a completely regular topological space X, Tkachuk proved in [14] that C p ( X ) is K-analytic if and only if it has a compact resolution. If X is a separable metric space, then C p ( X ) is analytic if and only if it admits a resolution consisting of bounded sets, see [15] (Corollary 2.5) and [16] (Proposition 1).
From the proof of Proposition 2 follows immediately the following claim that enables to get in Corollary 2 the following variant for analyticity of C p ( X ) for arbitrary X.
Claim 1.
Let X be a topological space such that its real compactification υ X is Lindelöf Σ-space and let Y be a non-empty subset of C p ( X ) such that Y has a compact resolution and is contained in a separable subset of C p ( X ) . Then, Y admits a weaker metrizable topology (hence, as was said before, Y is analytic).
Corollary 2.
Let ξ be a topology on C ( X ) which is stronger or equal than the pointwise topology τ p of C ( X ) . Then ( C ( X ) , ξ ) is analytic if and only if ( C ( X ) , ξ ) is separable and has a ξ-compact resolution.
Proof. 
It is enough to prove this Corollary when ξ = τ p , because a submetrizable topological space is analytic if and only if it admits a compact resolution (see [1] (Theorem 15)). Assume that C p ( X ) is separable and has a compact resolution. Then by [17] (Corollary 23) the space υ X is a Lindelöf Σ -space. Now, Claim 1 for Y = C p ( X ) implies that C p ( X ) is analytic. The converse is clear. □
Hence, a separable space C p ( X ) admits a compact resolution if and only if it is analytic, or, equivalently, there is an upper semi-continuous compact-valued map from N N covering C p ( X ) if and only if C p ( X ) is a continuous image of N N .
The following example shows that Corollary 2 does not work in general for the weak*-dual L p ( X ) of C p ( X ) .
Example 3.
Corollary 2 fails for the weak*-dual L p ( [ 0 , 1 ] R ) of C p ( [ 0 , 1 ] R ) .
Proof. 
It is well known that the space [ 0 , 1 ] R endowed with the product topology is K-analytic separable but not analytic. Consequently L p ( [ 0 , 1 ] R ) is K-analytic and separable by [6] (Proposition 0.5.14). L p ( [ 0 , 1 ] R ) is not analytic, since [ 0 , 1 ] R is a closed subspace of L p ( [ 0 , 1 ] R ) and each closed subspace of an analytic space is analytic. □

4.2. Proofs of Theorems 1 and 2

We are ready to prove Theorem 1.
Proof. 
Note that ( E , σ ( E , E ) ) is strongly web-bounding. Indeed, let { A α : α N N } be a G -representation of E . Then if α = ( n k ) N N and x k C n 1 , n 2 , , n k , k N , there exists for each k N a β k N N such that x k A β k and ( β k 1 , β k 2 , , β k k ) = ( n 1 , n 2 , , n k ) . From these equalities for k N it follows that there exists γ N N with β k γ . Hence, x k A γ for all k N , yielding equicontinuity of ( x k ) k , so ( x k ) k is functionally bounded. Finally, as ( E , σ ( E , E ) ) is contained in C p ( E , σ ( E , E ) ) the proof follows applying Theorem 3. □
We complete the paper with a short and elementary proof of Theorem 2. It is enough to make the proof for a compact subset K of E, because the completion of a locally convex space E in class G belongs to class G and the closure in the completion of a precompact subset of E is a compact subset.
Proof. 
Let A α : α N N be a G -representation of E . By τ we denote the topology of E and let K be a compact of E . We say that a subset M of E is K 0 -separated if a + K 0 M = a , for each a M . By Zorn’s lemma there exists a maximal K 0 -separated subset M 1 of E and the maximal condition implies that M 1 + K 0 = E .
Note that M 1 is countable. Indeed, otherwise, since E = A α : α N N and A α A β whenever α β , for α , β in N N , we determine a sequence α = ( n k ) N N such that each C n 1 , n 2 , , n k , k N , contains and uncountable subset of M 1 and then by a very easy standard argument we obtain countable infinite subset P of M 1 and γ N N such that P A γ , see [3,10,18].
Since E belongs to G , P is equicontinuous, so, by Grothendieck theorem of polar topologies ([19] (Chapter IV, $21.7)) P is precompact in the topology of uniform convergence on the τ -precompact subsets of E. Therefore there exists a finite set a i : 1 i k P such that P a i + K 0 : 1 i k . Clearly there exists 1 j k such that the set a j + K 0 P is infinite, contradicting the hypothesis that M 1 ( P ) is K 0 -separated.
Let M n be a maximal subset of E that it is n 1 K 0 -separated, for each n N . The set M 0 : = M n : n N is countable. Let τ M 0 be the weakest topology on K that makes continuous the functions of M 0 . If x y are two points of K then there exist g E and n N such that g ( x ) g ( y ) > 3 n 1 . Since E = M n + n 1 K 0 , there exists f M n ( M 0 ) such that g f + n 1 K 0 . Hence,
f ( x ) f ( y ) = g ( x ) g ( y ) g ( x ) + f ( x ) + g ( y ) f ( y ) > 3 n 1 2 n 1 = n 1 .
Therefore ( K , τ M 0 ) is metrizable, so K is metrizable. □

5. Conclusions

For a locally convex space E in class G , we have characterized that a subset Y of ( E , σ ( E , E ) ) , endowed with the induced topology, is σ ( E , E ) -analytic if and only if Y has a σ ( E , E ) -compact resolution and is contained in a σ ( E , E ) -separable subset of E. If X is a web-bounding space, then we have obtained that a non-empty subset Y of C p ( X ) provided with the induced topology is analytic if and only if Y has a compact resolution and is contained in a separable subset of C p ( X ) . Moreover, for a topology ξ on C ( X ) which is stronger or equal to the pointwise topology τ p of C ( X ) we obtain that ( C ( X ) , ξ ) is analytic if and only if ( C ( X ) , ξ ) is separable and has a ξ -compact resolution. This last result suggests for future work to characterize the locally convex spaces E in class G that are analytic, being ξ a topology stronger than the weak topology σ ( E , E ) .
Another direction of future research is to obtain similar characterizations for spaces in class G and for spaces C p ( X ) replacing analytic by weaker properties like to be K-analytic or quasi-Suslin.

Author Contributions

The authors S.L.-A., M.L.-P. and S.M.-L. contributed equally to this work. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded in part by grant PGC2018-094431-B-I00 of Ministry of Science, Innovation and Universities of Spain.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Data are contained within the article.

Conflicts of Interest

The authors declare no conflicts of interest.

Correction Statement

This article has been republished with a minor correction to the reference [11]. This change does not affect the scientific content of the article.

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López-Alfonso, S.; López-Pellicer, M.; Moll-López, S. Compact Resolutions and Analyticity. Mathematics 2024, 12, 318. https://doi.org/10.3390/math12020318

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López-Alfonso S, López-Pellicer M, Moll-López S. Compact Resolutions and Analyticity. Mathematics. 2024; 12(2):318. https://doi.org/10.3390/math12020318

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López-Alfonso, Salvador, Manuel López-Pellicer, and Santiago Moll-López. 2024. "Compact Resolutions and Analyticity" Mathematics 12, no. 2: 318. https://doi.org/10.3390/math12020318

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