1. Introduction
This paper is devoted to the structure of the group of (real) special orthogonal matrices SO(3). This group carries several basic (compatible) mathematical structures—algebraic, topological and Lie group structures. Our main objective is to introduce on SO(3) the (topological) principal bundle structure, with structure group SO(2). We also discuss the smooth structure of SO(3).
Recall that a
-matrix
with real entries
is said to be
special orthogonal if its entries satisfy the
orthogonality conditions
and the
determinant condition
The set of special orthogonal matrices endowed with the matrix multiplication is called the
special orthogonal group (in three dimensions) and is denoted by SO(3).
This paper is a continuation of the paper by Krupka and Brajerčík [
1]. In
Section 2,
Section 3 and
Section 4, we briefly review basic topological concepts as needed in our proofs (fibrations, continuous group actions, homogeneous spaces and principal bundles); in general, our definitions follow Alperin, Bell [
2], Dieudonné [
3], Godbillon [
4], Krupka and Krupková [
5], Kurosh [
6] and Warner [
7].
Section 4 contains our first basic result. We prove that the cross-product mapping, assigning to a pair of orthogonal vectors their cross-product, is a fibration over the sphere
with type fibre SO(2) (Theorem 1), and also a (right) principal SO(2)-bundle over
(Theorem 2). This is based on a decomposition of the special orthogonal matrix in an explicit form (Lemma 6).
In
Section 6, we introduce a (topological) atlas on SO(3). Our second main result is that the atlas is smooth (Theorem 6). Our aim is to complete the result to the atlases derived in Grafarend and Kuhnel [
8], including explicit formulas. Following applications, the authors introduce in this paper four atlases, defined by parametrizations rather than charts. They arrive at a theorem on a minimal number of parametrizations (which is equal to 4). However, the compatibility of these atlases has not been discussed.
Applications of SO(3) have not been considered, although in contemporary mathematics and mathematical physics one should register, e.g., the Finsler geometry and the general relativity (see, e.g., Cheraghchi, Voicu and Pfeifer [
9]; the Schwarzschild solution, Krupka and Brajerčík [
10]; and the Birkhoff theorem).
The bold denoting the set of real numbers and its power should be retained. In this article, is the field of real numbers and is the real Euclidean vector space of dimension 3 endowed with the Euclidean scalar product. The first and the second Cartesian projections of the Cartesian product of two sets A and B are the mappings and . denotes the identity mapping of the set X. A section of a mapping is a mapping such that . A (topological) manifold is a locally Euclidean, second-countable, Hausdorff topological space. A topological group is a manifold endowed with a group structure compatible with its manifold structure.
2. Fibrations
Let Y and X be topological spaces and let be a continuous surjective mapping. Let Q be a topological space. By a Q-trivialisation of we mean a pair , where V is an open set in X and is a homeomorphism of and the Cartesian product .
In short, we require that should satisfy the local triviality condition “V is open in X and is homeomorphic with the Cartesian product ”. If exists, we say that Y is Q-trivializable over V. In this case, we have a commutative diagram
or, which is the same,
on
. Sometimes, when a continuous mapping
is given and no confusion may arise,
, or just
, is called a
Q-
trivialisation of Y over V. We also say that
Y is
Q-
trivial over V.
Clearly, for any , the fibre is homeomorphic with Q.
A Q-trivialisation is said to be global if . Existence of a global Q-trivialisation means that Y is homeomorphic with the Cartesian product .
By a Q-fibration structure on a topological space Y, we mean a topological space X, a continuous surjective mapping and a family of Q-trivialisations of such that the family covers X.
A topological space Y endowed with a Q-fibration structure , , is called a Q-fibration. Q is the type fibre, X is the base and is the projection of Y. The family is called the atlas of the Q-fibration Y.
The following is an immediate consequence of the definitions.
Lemma 1. The projection π is an open mapping.
In the following lemma, we show that the topology of the base X of a Q-fibration Y is uniquely determined by the topology of Y.
The final topology associated with is a topology on X, formed by the sets , such that is open in Y. Denote this topology by . Clearly, is the strongest topology on X in which is continuous: if is continuous with respect to a different topology on X, then necessarily .
Lemma 2. The topology of the base X of a Q-fibration Y coincides with the final topology associated with the Q-projection .
Proof. Let be the topology of X, and let be the final topology associated with . Let . Then, is open in Y. Since is open, the set is open in the topology . But by surjectivity of , ; thus, . On the other hand since , we have . □
Let
be an atlas of a
Q-fibration
Y. Consider any two charts
,
, and
,
, such that
. Then, for every point
,
hence
. Thus,
and
These formulas define a homeomorphism
, the
transition homeomorphism between the
Q-fibration charts
, and
. This homeomorphism is represented by a commutative diagram
![Mathematics 13 01184 i002]()
That is, in particular,
on
, where for every
the mapping
restricted to the fibre over
x is a homeomorphism of
Q. In other words, the family
labelled by
is a family of homeomorphisms of
Q.
3. Actions of Topological Groups
3.1. Actions of Topological Groups on Topological Spaces
A group structure and a topological structure on a set G are said to be compatible if the group multiplication and the inversion are continuous. By a topological group we mean a set endowed with compatible group and topological structures.
Let G be a topological group and the identity element of G. By a right action of G on a topological space Y we mean a continuous mapping such that and for all and all . The G-orbits of the points , are equivalence classes of equivalence relation “ if there exists such that ”; the corresponding quotient set is denoted by , and is the corresponding quotient projection. The set , endowed with the quotient topology, the strongest topology in which is continuous, is called the orbit space.
is an open mapping. Indeed, for an open set
, its
saturation
is a union of open sets
and is therefore open; then, however,
is by definition open in the quotient topology.
Any point
defines a surjective mapping
called the
G-
orbit mapping passing through the point
y. Clearly,
is continuous and
Analogously, by a left action of G on a topological space Y we mean a continuous mapping such that and for all and all . The concepts of a G-orbit and the orbit space of a left action are defined as in the case of a right action.
Given a left action
, any point
defines a surjective mapping
called the
G-
orbit mapping passing through
. Clearly,
is continuous and
The right and left group actions may have additional properties. In the next two subsections, specific cases needed in this article are introduced.
3.2. Principal G-Bundles
A right action is said to be free if for any , the equation has a unique solution ; equivalently, we say that G acts on Y freely, or without fixed points.
A right action
is said to be
principal if it is free and the following
local triviality condition is satisfied: For every point
there exist a
G-invariant neighbourhood
W of
and a homeomorphism
such that for all
and all
and
A topological space Y endowed with a principal right action of a topological group G is called a principal G-bundle, or just a principal bundle if no misunderstanding may arise. G is called the structure group, the orbit space the base and the quotient projection the projection of the principal G-bundle Y.
Clearly, a principal G-bundle is a G-fibration. The -saturated sets are exactly the G-invariant sets; the G-trivialisations are the homeomorphisms .
Remark 1. For any topological space X and any topological group G, the canonical right group action of G on the Cartesian product is principal, and defines on the canonical principal G-bundle structure.
By a principal G-bundle chart on a principal G-bundle Y we mean any pair , where W is a G-invariant open set in Y and is a G-equivariant G-trivialisation. An atlas for Y is a collection of principal G-bundle charts such that .
We shall determine the transition homeomorphisms (
1) for a principal
G-bundle atlas
. Denote
for all
and express
as
where
is the
principal part of the
G-trivialisation
. Conditions (
2) and (
3) imply
for all
and all
.
Lemma 3. For any two principal G-bundle charts and such that , the mapping is constant along the fibres over .
Proof. Let
and let
. Then,
for some
; hence, by (
4),
□
Set for any
and any
By Lemma 3, Formula (
5) defines a continuous mapping
.
Lemma 4. The transition homeomorphism is of the form Proof. By definition
,
, and using (
5)
But also
; hence,
as required. □
Remark 2. For transition G-homeomorphisms (
6)
, determine sections of the trivial principal G-bundles . Thus, a necessary and sufficient condition for the principal G-bundle Y to be trivial is the existence of a global continuous section of Y. 3.3. Left Actions: Subgroup Orbit Structure
The
orbit stabilizer theorem as formulated in Krupka and Brajerčík [
1], Section 2.3, can be easily extended to topological groups. Recall basic concepts within the category of topological spaces. Let
Y be a topological space endowed with a continuous left action of a topological group
G. Choose
and set, for every
,
is the
G-
orbit mapping passing through the point
. Clearly,
for all
; in particular,
is
G-equivariant.
As before, let be the orbit stabilizer of the point . If , then .
Lemma 5. For any point , there exists a unique G-equivariant homeomorphism such that the diagram
commutes.
6. Smooth Structure of SO(3)
To complete the discussion of the topological structure of SO(3), we prove the existence of a smooth atlas on SO(3), turning the set SO(3) into a smooth manifold of dimension 3. Our aim is to introduce an atlas consisting of a minimum number of charts, called a
minimal atlas. This number is determined by the
Lusternik–Schnirelmann category cat
X of a manifold
X [
11]. This topological invariant of a given manifold
X is defined as the minimum number
n such that there is a covering of
X by
n open sets, each of which can be contracted to a point inside
X. Since
(see [
8]), a minimal atlas on SO(3) consists of four charts.
The construction of a minimal atlas of SO(3) is analogous to the construction of a minimal atlas on the unit sphere . The fact gives us that a minimal atlas on consists of two charts. For such construction, the spherical coordinates, or the stereographic projections from two poles, can be employed.
In this paper, by a
chart on a topological
n-manifold
X we mean a pair
, where
U is an open subset of
X, and
is a homeomorphism of
U and an open ball
in
(compare with [
8]). Two charts,
and
, are said to be
smoothly compatible if either
or the map
is a diffeomorphism. A
smooth atlas for
X is a collection of charts whose domains cover
X and each pair of the charts is smoothly compatible.
To introduce a smooth atlas on SO(3) explicitly, we use the decomposition of
(
7) given by Lemma 6. If
, then
Note that
and the first factor of the decomposition (
26) have the same first column
, which can be identified with an element of
. Using the
first chart on
(see, e.g., [
10]), we have
where
,
.
Second factor of the decomposition (
26) can be interpreted as an element of SO(2). So, we can assign
to this element such that
Then,
and
is uniquely determined by its first column
and its third row
. Indeed, from (
26), we have
So, there is a correspondence between the triples
and the matrices
in the form
which can be considered as the mapping
,
.
Lemma 11. Let be expressed by (
7)
. If , then there exists a unique triple such that . Proof. Let us consider
such that
. From (
27), there is unique
. For such
,
. Again, from (
27) we have
and there exist unique
and unique
satisfying (
28). □
Remark 5. Lemma 11 is valid when the interval is replaced by any interval of length .
Let us denote
. From Lemma 11, the mapping
is injective and continuous. Denoting
, the inverse of
is the mapping
,
given by
is continuous. Thus,
is a homeomorphism, and we have completed the proof.
Lemma 12. The pair , , is a chart on .
Next, we introduce the mapping
on
W defined by
Since
restricted to the set
is injective and continuous,
is also injective and continuous. Denoting
, the mapping
,
, is the inverse of
given by
Lemma 13. The pair , , is a chart on . Charts and are smoothly compatible.
Proof. Since is continuous, is a homeomorphism.
Coordinate transformation
is given by
Analogously, coordinate transformation
is given by
Obviously, first partial derivatives of
and
are constant;
and
are diffeomorphisms on
and
, respectively, and
. □
If
, by Lemma 6 we have
Using the
second chart on
(see, e.g., [
10]), we have
where
,
.
The second factor of the decomposition (
29) can be interpreted as an element of SO(2). So, we can assign
to this element such that
Then,
and
is uniquely determined by its first column
and second row
. Indeed, from (
29), we have
So, there is a correspondence between the triples
and the matrices
in the form
which can be considered as the mapping
,
.
Lemma 14. Let be expressed by (
7)
. If , then there exists a unique triple such that . Proof. Let us consider
such that
. From (
31), there is unique
. For such
,
. Again, from (
31), we have
and there exist unique
and unique
satisfying (
28). □
Remark 6. Lemma 14 is valid when the interval is replaced by any interval of length .
Let us denote
. From Lemma 14, the mapping
is injective and continuous. Denoting
, the inverse of
is the mapping
,
given by
Lemma 15. The pair , , is a chart on .
Proof. is continuous; thus, it is a homeomorphism on an open subset of . □
Now, we introduce the mapping
on
W defined by
Since
restricted to the set
is injective and continuous,
is also injective and continuous. Denoting
, the mapping
,
, is the inverse of
given by
Lemma 16. The pair , , is a chart on . Charts , are smoothly compatible.
Proof. Analogous to the proof of Lemma 13. □
From the definition of
,
,
and
we obtain their explicit description,
Lemma 17. The sets cover SO(3).
Proof. Since any matrix does not have the column consisting of all zeros, we get . Also, the pairs of conditions , and , cannot be fulfilled simultaneously, so and , respectively. Finally because it is impossible to have and for any matrix . Thus, a complement of the union in SO(3) is an empty set. □
Theorem 6. The charts , , and represent a smooth atlas on SO(3).
Proof. According to Lemma 17, . It should be shown that each pair of these charts is smoothly compatible. In Lemmas 13 and 16, it is shown that the pairs , and , , respectively, are smoothly compatible charts.
Now, let us consider the mapping . As a composition of homeomorphisms, is also a homeomorphism; its inversion is .
We have to show that the mapping
and its inversion
are
. Concrete calculations are omitted. Using (
7), (
27) and (
32), we obtain coordinate expression of
,
Let us determine partial derivatives of
. Obviously,
Moreover,
For
, we have
, and
For
, we have
, and
so finally, on
, we have
Analogously, on
we obtain
Obviously, all partial derivatives of
on
of all orders exist and are continuous; thus,
is smooth.
Coordinate expression of
is given by mutual exchange of the indices 1 and 3 in (
33). Thus,
is smooth, which implies that the charts
and
are smoothly compatible. We have analogous results for other pairs of charts, namely
and
;
and
;
and
. □
Remark 7. Using parametrizations, Grafarend and Kuhnel in [
8]
introduced four types of minimal atlases on SO(3)
, each consisting of four coordinate charts. For example, one of them, the atlas consisting of charts given by Cardan angles, belongs to the same smooth structure on SO(3)
as represented by the atlas in Theorem 6.