Identifying the Barriers to Acceptance of Blockchain-Based Patient-Centric Data Management Systems in Healthcare
Abstract
:1. Introduction
based on the gaps explicated from the review, implications arise for the need to broader disciplinary and particularly methodological coverage of the research to advance the current understanding of the field. For example, research based on survey methodology or interviews can enhance the understanding of e.g., the challenges and barriers inhibiting user adoption.(p. 20)
there is also a lack of empirical studies examining the incentives leading business organizations to invest in and adopt blockchain technology. Indeed, knowledge about the reasons for adopting and using blockchain technology in private and public organizations is rather scarce. We suggest that future studies investigate the motivations associated with blockchain adoption and how these motivations influence how blockchain initiatives are implemented and managed in companies.(p. 4480)
RQ: What are the main user acceptance barriers to adopting blockchain-based patient-centric data management systems in the GCC healthcare sector?
2. Theoretical Background
3. Research Method
- Cultural Factors: Most GCC healthcare systems will use their own unique and familiar record-keeping and data-sharing practices. There may therefore be a strong resistance to disrupting these processes.
- Regulatory Environment: Blockchain technology may not easily align with the regulatory frameworks of the GCC, particularly in terms of data protection and cross-border data exchange.
- Technological Readiness: Blockchain systems may require technical infrastructures and levels of digital literacy among the (staff) population which may not yet exist, and will take significant time to develop.
- Distrust: As a new technology, blockchain may engender distrust in healthcare professionals and patients in the GCC, which may be difficult to overcome.
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- The nature and benefits of blockchain in healthcare;
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- Internal and external attitudes towards the ideological and practical aims of delivering patient-centric data systems;
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- Aspects of departmental/organisational culture that could hinder blockchain initiatives in the field of data ownership;
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- Perceived barriers, either internal or external, to the development of blockchain applications;
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- The implications of slow progress towards patient-centric data management systems.
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- Structure and format: Prior to carrying out the interviews, primary open-ended questions were developed to provide the basis for follow-up. All questions were constructed in such a way as to avoid ‘leading’ the interviewee, which can result in bias.
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- The interview processes: The time given to each interview was approximately the same (1 h). Consistency and validity were promoted through the use of field notes.
3.1. Sampling
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- Responsible for the development and/or management of administrative or clinical departments within national healthcare systems;
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- Experienced in the design and implementation of blockchain projects;
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- Other stakeholders in a patient-centric data management system (individuals not necessarily professionally involved with healthcare delivery).
3.2. Data Collection
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- What benefits do you feel could be gained from deploying blockchain applications in healthcare?
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- Do you feel that patient-centric data management is a desirable policy objective? Why?
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- How realistic is any plan to implement patient-centric data infrastructures within your departmental framework?
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- How do you think (health) service users will respond to patient-centric data management?
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- Could failure to implement patient-centric data management have long-term consequences, either good or bad?
3.3. Data Analysis
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- Initial coding: Segment-by-segment coding to identify similarities in interview content.
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- Focused coding: Codes thought to be of particular significance are grouped to form patterns.
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- Theme search: Focused codes were recorded to facilitate the identification of groups that shared attributes of meaning. These sub-themes were then examined for higher-level commonalities to form main themes.
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- Theme identification: This used (a) internal homogeneity (meaningful coherence within themes) and (b) external homogeneity (a clear and identifiable distinction between themes) to identify themes [58].
4. Results
4.1. Administrative and Management
4.1.1. Knowledge and Skills Recruitment
Blockchain is still relatively new on the scene, and it’s a complex area. I realise that there are quite a few suitably qualified people around, but most of these have been swept up by private and high-paying enterprises. My guess would be that it would prove quite a challenge to find the number and type of staff required over the short or medium term.
It will be tough enough to find the technical development staff needed, but there’s also the senior project management people to worry about. They need to be highly experienced in the strengths and limitations of blockchain technologies, and they’re few and far between at the moment.
I’m not an expert in blockchain, but I know it’s what makes cryptocurrencies such as bitcoin work, so I would imagine there’s a high demand for blockchain specialists in the crypto sector. That might make it hard for the healthcare industry to find the right people.
4.1.2. Funding and Financial Support
Using blockchain to build a patient-centric data management system sounds good idea on the face of it, but it could be surprisingly expensive to operate. A huge amount of information and a high blockchain transaction level is involved, which means it is likely to be very expensive to fund the consensus protocols and cryptographic needs of the underlying chain.
Specialist developers in DLTs [Distributed Ledger Technologies] such as blockchain are becoming more common, but they are still relatively rare animals. Most of them are either working in research, or are in relatively high paying posts with private companies. Health authorities will need to be prepared to pay high rates, if they want properly qualified staff.
You have to remember that, as blockchain is still relatively new and developing, the initial cost of the project is just the start. After that, there’s likely to be an ongoing requirement for infrastructure upgrades as the technology improves, as well as the addition of new features and functions to meet the needs of the healthcare system as societal requirements change.
4.1.3. Management Commitment
Projects such as that under discussion require buy-in across the board, and this simply won’t happen unless there is unequivocal backing from senior management. Personally, I don’t see that backing from my own employer, but my experience may not be typical.
There is certainly a lot of management hesitancy about moving forward with blockchain, and I think a lot of this is connected to personal risk. New technologies like this can easily fail due to unexpected problems, and the cost of project failure, however that’s defined, can be high at a political, institutional and personal level. Few senior managers are willing to take that risk.
I think that management, in general terms, is playing it safe at the moment. The stakes are high, and they’re waiting to see how other initiatives work out and whether they can learn from them.
4.1.4. Security
Despite blockchain’s famously high security levels, many people would be surprised at how vulnerable it can be. 51% attacks, for example, are well known in the Bitcoin arena and they can happen in any blockchain context. These give cybercriminals control over the system, which could be a disaster, particularly in a public service context.
Because of a lack of standardisation, blockchain’s—and especially public chain systems—don’t necessarily meet all of the regulatory security and privacy requirements such as the GDPR and similar frameworks. I think this needs to be resolved before blockchain could safely be used in healthcare systems.
Most members of the public will be unaware of the importance of protecting their private key. This means they could either mislay them or use weak keys—either way, it could lead to quite serious problems at a systemic and individual level.
4.2. User Perspectives
4.2.1. Ease of Use
In the end, a system like this is all about the patients. Unless they engage with it, it will fail. This means the interface must be ultra-easy to use, and access issues such as private keys must be simple to understand. My worry is, that a lot of people will find themselves unable or unwilling to use the system.
Ease of use, in my mind, is critical. Unless the apps are simple and straightforward, engagement levels might be low. This would mean traditional record-keeping systems would have to be fully maintained, and that could negate, or significantly reduce, the benefits of a blockchain approach.
It may be 2023, but a lot of professionals in healthcare are addicted to paper-based systems. The success of a patient-centric data management system will need something of a culture shift. For this to happen, the benefits will need to be clear, and the system extremely easy to use. I’m not convinced that either of those conditions would be true in the short term.
4.2.2. Privacy and Data Use
Although blockchain infrastructures offer high privacy levels, I would say that the large majority of the public don’t realise this. To them, an open system which gives them control over their own data could cause real concern. I think the authorities would have to run comprehensive educational campaigns to correct this impression, if people are to accept the system.
While, in reality, traditional record keeping systems can also be abused, there is a danger that the public would see a more apparently open system as presenting higher risk. This could present a problem in terms of adoption levels.
It’s ironic, really, that the privacy protections of blockchain, such as ZKPs [Zero-Knowledge Proofs], can deliver higher levels of privacy than anything we’ve known before, yet the average member of the public probably wouldn’t see it like that. I think there needs to be a broader understanding of how blockchain works before systems based on the technology will be accepted by the public.
4.3. Future Proofing
4.3.1. Scalability
One problem is that the system under discussion is fundamentally public facing, which means it not only must be easy to use, but it has to be real-time. Unless users see changes pretty much instantly, they are unlikely to engage with the system. However, not all blockchains can deliver the required scalability.
In theory, the system proposed could consist of small private blockchains, which would help to maintain scalability and speed. But this would be expensive. In practise, the chances are that scalability, or the lack of it, would present a major challenge to healthcare providers.
In itself, transaction speed might not be a major problem in many contexts, such as data management. But the system will also need to allow for payment processes in some situations, such as private consultancies, and this could be a much more serious challenge. Scalability of the system will be essential.
4.3.2. Interoperability
It’s crucial that blockchains used in a healthcare system can interoperate, and communicate with legacy systems. As things stand, this ability is, though improving, still limited, and could present real challenges, in terms of enabling healthcare systems based on blockchain to adapt to future needs easily and cost effectively.
There’s no doubt that interoperability has been major factor in Decisions whether or not to implement solutions based on blockchain. It’s still an important factor, but at least realistic and viable solutions are now beginning to emerge, such as Over ledger from Quant [Network], and Ark.
If a patient-centric system is going to deliver on its potential, it needs to be able to exchange data with a wide range of other systems, internal and external. I’m not convinced that this ability exists right now, without compromising core attributes such as security and privacy.
4.3.3. Standardisation
Standards are necessary for any technology to succeed at a global, or even national, level. This is no different for blockchain. It’s true that the landscape is beginning to change, But standards take time to develop and we’re not there yet. This means that there are real risks involved with Investing huge amounts in blockchain-based healthcare systems.
It’s good to see that several industry alliances and other bodies are now collaborating to create global blockchain standards, but we’re still some way away from a framework that will trigger mass adoption of the technology.
It’s true that blockchain technology offers a range of major benefits over other data exchange solutions, but the lack of industry standards could cause serious interoperability issues.
4.3.4. Sustainability
The energy consumption issue is a real dilemma. Most blockchains operate on a proof-of-work basis which needs a lot of energy, which can be hard to justify, given current concerns over climate change and so on. The alternative is proof-of-stake models, but although they’re less energy-intensive, they’re much more complex and can lead to system vulnerabilities.
Implementing blockchain could easily end up being a decision that the authorities might regret, due to the energy demands of the system. I seem to remember that it was the power requirements of blockchains that led to Tesla reversing their decision to allow payment with Bitcoin in 2021. That surely tells us something about the difficulties involved.
Some experts think that the types of blockchain suited to use in healthcare have far lower energy requirements than those of Bitcoin. But, even if this is the case, combatting the negative perceptions of blockchain energy consumption won’t be easy.
4.4. Regulatory Issues
4.4.1. Compliance
I believe most GCC countries now have an equivalent to the EU’s [European Union] GDPR [General Data Protection Regulation], which contains a right to be forgotten. However, this is incompatible with blockchain’s immutability. I’m not sure how this will be resolved.
While most regulatory frameworks don’t yet have a standard for decentralised identity, this is something that will almost certainly emerge soon. But until we know its precise form, it will be difficult to know how easy compliance will be. It might require processes within the blockchain system to be reengineered.
The main difficulty is establishing whether the information held on the [blockchain] system is considered sensitive. And even when this is known, there are question-marks over whether the information can be anonymised in a way that’s compliant with regulations such as GDPR.
4.4.2. Governance and Liability
Blockchain poses a range of different risks connected to issues such as security, confidentiality and data protection. However, these risks aren’t, as yet, fully understood in practical context, so the attribution of liability needs to be carefully analysed.
It is important to establish the legal structure, liability and governance model of the blockchain systems, so that all rules, rights and obligations are legally clear. This is critical to ensuring everyone involved, from service users to administrators can use the system without concern.
If blockchain nodes are located in different countries or regions, it’s not clear which legal framework would be relevant. Local laws may apply, but there is some confusion over exactly what laws would be enforceable and how they would be enforced.
4.5. Comparison of IT and Clinical Perspectives
4.5.1. IT Specialist Perspective
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- Scalability: IT specialists must consider how well a blockchain solution can scale to support a large number of transactions. For example, public blockchains like Bitcoin and Ethereum can process a limited number of transactions per second, which may not be suitable for a large healthcare organisation. Private or consortium blockchains, on the other hand, might provide better scalability.
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- Integration with Existing Systems: IT specialists have to ensure that the blockchain solution can integrate seamlessly with existing health IT systems. This involves considering issues like data migration, user training, and system maintenance.
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- Regulatory Compliance: IT specialists must ensure that the blockchain solution complies with regulations related to health data, such as the Health Insurance Portability and Accountability Act.
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- Blockchain Type: IT specialists need to decide between public, private, or consortium blockchains. Public blockchains are open to anyone and are secured by decentralization, but they might not be suitable for sensitive health data due to privacy concerns. Private and consortium blockchains, which are only accessible to invited participants, might be a better choice for healthcare applications.
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- Smart Contracts: IT specialists are likely to be interested in the potential of smart contracts, which are self-executing contracts with the terms of the agreement directly written into lines of code. In healthcare, smart contracts could automate many processes, such as claims adjudication in health insurance.
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- Data Standardisation: To ensure interoperability, IT specialists need to consider standardising the data stored in the blockchain.
4.5.2. Clinical Practice Manager Perspective
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- Patient Engagement: Clinical Practice Managers are likely to view blockchain as a tool for enhancing patient engagement. For example, blockchain could enable patients to control who has access to their health data, thereby promoting a more patient-centric approach to healthcare.
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- Collaboration with other Healthcare Providers: Blockchain could facilitate collaboration by creating a shared, immutable record of patient data that can be accessed by different healthcare providers. This could lead to more coordinated and efficient patient care.
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- Cost Implications: Clinical Practice Managers must consider the cost implications of implementing blockchain technology. This includes not only the costs involved in the technology itself, but also training costs, maintenance costs, and potential cost savings from improved efficiency.
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- Staff Training and Adaptation: Clinical Practice Managers would need to plan for staff training to ensure that all staff members understand how to use the new system.
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- Patient Empowerment: Clinical Practice Managers may see blockchain as a way to empower patients. With blockchain, patients could have more control over their health data, deciding who can access it and what they can do with it.
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- Improved Care Coordination: Blockchain could improve care coordination by providing a single, up-to-date, and immutable record of a patient’s health history. This could help all providers involved in a patient’s care stay on the same page.
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- Operational Efficiency: Clinical Practice Managers may be interested in how blockchain could improve operational efficiency. For example, blockchain could speed up the claims process in health insurance by reducing the need for intermediaries.
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- Change Management: Implementing a new technology like blockchain would involve significant change. Clinical Practice Managers would need to manage this change carefully, ensuring that staff are trained, also that relationships with external agencies and providers are developed and maintained, that patients are in certain respects trained, informed, and appropriately advised, and that workflows are updated as necessary.
4.5.3. Reflection
5. Discussion
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A
- What are the key benefits of blockchain technology for healthcare?
- How can blockchain be used to improve the security of patient data?
- How can blockchain be used to improve the interoperability of patient data?
- How can blockchain be used to improve the efficiency of patient care?
- How can blockchain be used to improve the transparency of patient care?
- How can blockchain be used to improve the accountability of healthcare providers?
- What are some specific examples of how blockchain is being used in healthcare today?
- What are the challenges of deploying blockchain applications in healthcare?
- How do you think blockchain will impact the future of healthcare?
- What is patient-centric data management?
- What are the benefits of patient-centric data management?
- How can policy be used to promote patient-centric data management?
- What are some specific examples of how policy has been used to promote patient-centric data management?
- Do you think patient-centric data management is a desirable policy objective? Please give reasons for your answer.
- What are the challenges of implementing patient-centric data infrastructures within a healthcare department?
- What are the benefits of implementing patient-centric data infrastructures within a healthcare department?
- How would you go about implementing patient-centric data infrastructures within a healthcare department?
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Participant No. | Job Title | Years of Experience | Country |
---|---|---|---|
P1 | Professor of Cryptology | 16 | UAE |
P2, P3 | Academic Advisor in Blockchain | 6 | Bahrain |
P4 | Post-doctoral Researcher in Blockchain Systems | 4 | Bahrain |
P5 | Clinical Practice Manager | 13 | Oman |
P5, P6 | Lecturer in Information Technology | 11 | Saudi |
P7 | Professor in Computer Engineering | 7 | Saudi |
P8 | Multidisciplinary Team Leader in Healthcare | 6 | Oman |
P9 | Clinical Practice Manager | 8 | UAE |
P10 | Hospital CEO | 10 | Bahrain |
P10, P11 | Pharmaceutical Product Manager | 7 | Kuwait |
P12 | University IT Developer | 5 | UAE |
P13 | Healthcare Manager | 3 | Qatar |
P14 | Clinical Operations Manager | 3 | Kuwait |
P15 | Project Manager, IT | 4 | Saudi |
P16 | Professor in Informatics | 14 | Oman |
P17 | Associate Professor in Software/IT | 7 | Oman |
P18 | Ph.D. Student in Distributed Ledger Technology | 4 | Qatar |
P19 | Clinical Operations Manager | 11 | UAE |
P20, P21 | Senior Healthcare Scientist | 12 | Saudi |
P22 | Professor in Computer Engineering | 7 | Kuwait |
P23 | Professor of Blockchain Technology | 5 | Qatar |
P24 | Professor in Informatics | 14 | Saudi |
P25, P26 | Director of Healthcare Services | 12 | Bahrain |
P27 | University IT Manager | 4 | Kuwait |
P28 | Director of Healthcare Services | 10 | Saudi |
P29, P30 | Hospital CEO | 17 | Qatar |
Main (Barrier) Themes | Sub-Themes |
---|---|
Administrative and Management | Knowledge and Skills Recruitment |
Funding and Financial Support | |
Management Commitment | |
Security | |
User Perspectives | Ease of Use |
Privacy and Data Use | |
Future Proofing | Scalability |
Interoperability | |
Standardisation | |
Sustainability | |
Regulatory Issues | Compliance |
Governance and Liability |
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© 2024 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
Share and Cite
Mutambik, I.; Lee, J.; Almuqrin, A.; Alharbi, Z.H. Identifying the Barriers to Acceptance of Blockchain-Based Patient-Centric Data Management Systems in Healthcare. Healthcare 2024, 12, 345. https://doi.org/10.3390/healthcare12030345
Mutambik I, Lee J, Almuqrin A, Alharbi ZH. Identifying the Barriers to Acceptance of Blockchain-Based Patient-Centric Data Management Systems in Healthcare. Healthcare. 2024; 12(3):345. https://doi.org/10.3390/healthcare12030345
Chicago/Turabian StyleMutambik, Ibrahim, John Lee, Abdullah Almuqrin, and Zahyah H. Alharbi. 2024. "Identifying the Barriers to Acceptance of Blockchain-Based Patient-Centric Data Management Systems in Healthcare" Healthcare 12, no. 3: 345. https://doi.org/10.3390/healthcare12030345
APA StyleMutambik, I., Lee, J., Almuqrin, A., & Alharbi, Z. H. (2024). Identifying the Barriers to Acceptance of Blockchain-Based Patient-Centric Data Management Systems in Healthcare. Healthcare, 12(3), 345. https://doi.org/10.3390/healthcare12030345