Depression and Anxiety as Comorbidities in Chronic Obstructive Pulmonary Disease: A Comprehensive Narrative Review
Abstract
1. Introduction
2. Methods
- Studies focusing on patients with COPD.
- Articles addressing psychological comorbidities, specifically anxiety and/or depression.
- Studies reporting on medical assessments, pharmacological, or non-pharmacological interventions.
- Articles published in English within the specified time frame.
- Articles, systematic reviews, and meta-analyses providing original data or synthesized evidence relevant to COPD and mental health.
- Studies focusing on diseases other than COPD or not including COPD patients as a distinct population.
- Articles not addressing anxiety, depression, or mental health outcomes.
- Editorials, commentaries, or conference abstracts without sufficient data.
- Non-English publications.
3. Risk Factors of Comorbid Depression and Anxiety in Patients with COPD
3.1. Social and Demographic Factors
3.2. Educational, Environmental, and Occupational Factors
3.3. Behavioral Factors
3.4. Medical History and Pathophysiological Mechanisms Involved
4. Aggravating Factors
5. Evaluation of COPD and Comorbid Depression or Anxiety
5.1. Pulmonary COPD Evaluation
5.2. Depression and Anxiety Evaluation
6. Therapeutic Strategies
6.1. Pharmacological Treatment
6.2. Non-Pharmacological Treatment
7. Future Directions
7.1. Clinical Integration and Risk Stratification
7.2. Behavioral Interventions
7.3. Experimental and Translational Research
7.4. Multimodal and Personalized Interventions
8. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Conflicts of Interest
Abbreviations
AATD | Another key factor is alpha-1 antitrypsin deficiency |
BAI | Beck Anxiety Inventory |
BDI | Beck Depression Inventory II |
BODE | Body mass index, airflow Obstruction, Dyspnea, and Exercise capacity |
BPA | Activity behavioral modification |
CAF | COPD-Anxiety Questionnaire |
CAT | COPD Assessment Test |
CBT | Cognitive-behavioral therapy |
COPD | Chronic Obstructive Pulmonary Disease |
CRP | C-reactive protein |
DEPS | Depression scale questionnaire |
DSM-IV | Diagnostic and Statistical Manual |
ESAS | Edmonton Symptom Assessment Scale |
GOLD | Global Initiative for Chronic Obstructive Lung Disease |
FEV1 | Forced expiratory volume in one second |
FEV1/FVC | Tiffeneau index |
FRCpleth | Body plethysmography for functional residual capacity |
FVC | Forced vital capacity |
HADS-A | Hospital Anxiety and Depression Scale-Anxiety |
HADS-D | Hospital Anxiety and Depression Scale-Depression |
HAMA | Hamilton Anxiety Rating Scale |
HAMD | Hamilton Depression Rating Scale |
HO-1 | Heme oxygenase-1 |
HRCT | High-resolution computed tomography |
IC | Inspiratory capacity |
ICS | Inhaled corticosteroid |
IL | Interleukin |
LABA | Long-acting beta2 agonist |
LAMA | Long-acting muscarinic antagonist |
MAOI | Monoamine oxidase inhibitors |
MEP | Expiratory pressures |
MIP | Maximum inspiratory |
mMRC | Modified Medical Research Council Dyspnea Scale |
MSC | Mesenchymal stem cell |
NAD(P)H | Nicotinamide adenine dinucleotide phosphate |
NaSSAs | Noradrenergic and specific serotonergic antidepressants |
NDRI | Norepinephrine-dopamine reuptake inhibitor |
NOX2 | Nicotinamide adenine dinucleotide phosphate oxidase 2 |
NQO1 | Nicotinamide adenine dinucleotide phosphate dehydrogenase quinone 1 |
PC | Phycocyanin |
PRISMA | Preferred Reporting Items for Systematic Reviews and Meta-Analyses |
PTSD | Post-traumatic stress disorder |
RANTES | Regulated on activation, normal T cell expressed and secreted |
RV | Residual volume |
SARI | Serotonin antagonist and reuptake inhibitor |
SAS | Self-Rating Anxiety Scale |
SDS | Self-Rating Depression Scale |
SGRQ | St. George’s Respiratory Questionnaire |
SNRIs | Serotonin–norepinephrine reuptake inhibitors |
SORA1s | Selective orexin receptor antagonists |
sRAW | Airway resistances |
SSRIs | Selective serotonin reuptake inhibitors |
TANDEM | Tailored intervention for ANxiety and DEpression Management |
TCAs | Tricyclic antidepressants |
TGF | Transforming growth factor |
TLC | Total lung capacity |
TLCO | Transfer factor for carbon monoxide |
TNF | Tumor necrosis factor |
UPAR | Urokinase plasminogen activator receptor |
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Method/Scale | Type of Measurement | Description | |
---|---|---|---|
Pulmonary function | Spirometry | Non-invasive test of airflow limitation | Gold standard for diagnosing COPD and measuring lung function severity (FEV1, FEV1/FVC ratio) |
Transfer factor for carbon monoxide (TLCO) | Gas diffusion test | Assesses gas exchange efficiency across the alveolar–capillary membrane. | |
Body plethysmography | Lung volume and airway resistance measurement | Allows to assess functional residual capacity (FRCpleth) and specific airway resistances (sRAW), as well as residual volume (RV), total lung capacity (TLC), and inspiratory capacity (IC) parameters. | |
COPD Assessment Test (CAT) | Self-administered questionnaire | Measures health-related quality of life and evaluates symptom burden; scores often increase in patients with depression. | |
St. George’s Respiratory Questionnaire (SGRQ) | Self-administered questionnaire | Designed to measure health impairment in patients with asthma and COPD. | |
Modified Medical Research Council Dyspnea Scale (mMRC) | Scale from 0 to 4 | Used to assess the degree of baseline functional disability due to dyspnea. | |
Body mass index, airflow Obstruction, Dyspnea, and Exercise capacity (BODE) index | Simple multidimensional grading system | Predicts the risk of death from any cause and from respiratory causes among patients with COPD. | |
Pulmonary emphysema index, determined through high-resolution computed tomography (HRCT) | Imaging (High-Resolution CT) | Detects structural changes and correlates with spirometric values. | |
Biomarkers (CRP, IL-6, IL-8, TNF-α, fibrinogen) | Blood analysis | Elevated in COPD and associated with systemic inflammation and comorbid depression. | |
Alpha-1 Antitrypsin Deficiency Testing (AATD) | Genetic/serological testing | Identifies risk of panacinar emphysema, often associated with severe COPD forms. |
Method/Scale | Type of Measurement | Description | |
---|---|---|---|
Depression and Anxiety | Hospital Anxiety and Depression Scale-Depression (HADS-D) | Self-assessment scale | Used for quantifying depression and anxiety symptoms, presents a series of questions related to the patients’ mood, how they feel, if they wake up at night or if they manage to rest, feelings of fear, insecurity or pressure. |
Hospital Anxiety and Depression Scale-Anxiety (HADS-A) | |||
Beck Depression Inventory II (BDI) | |||
Beck Anxiety Inventory (BAI) | |||
Tailored intervention for ANxiety and DEpression Management (TANDEM) | Multi-instrument personalized intervention | Tailored approach combining psychological tools for better COPD-specific mental health management. | |
COPD-Anxiety Questionnaire (CAF) | COPD-specific psychometric tool | Evaluates anxiety related to dyspnea, physical activity, social exclusion, or disease progression. | |
Self-Rating Anxiety Scale (SAS) | Self-administered questionnaire | Assesses depression and anxiety severity based on self-reported symptoms. | |
Self-Rating Depression Scale (SDS) | |||
Depression scale (DEPS) questionnaire | Identifies depressive symptoms, especially in chronic disease contexts. | ||
Edmonton Symptom Assessment Scale (ESAS) | Scale from 0 (no symptoms) to 10 (worst possible symptom) | Used in patients with chronic respiratory failure to assess depression/anxiety burden. | |
Diagnostic and Statistical Manual (DSM-IV) | Standardized classification system | Gold standard for diagnosing clinical depression or anxiety disorders, based on specific criteria related to symptoms, duration, and functional impact. |
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© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
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Buican, I.-L.; Buican-Chirea, A.-C.; Mușat, M.I.; Streba, C.T. Depression and Anxiety as Comorbidities in Chronic Obstructive Pulmonary Disease: A Comprehensive Narrative Review. Healthcare 2025, 13, 2344. https://doi.org/10.3390/healthcare13182344
Buican I-L, Buican-Chirea A-C, Mușat MI, Streba CT. Depression and Anxiety as Comorbidities in Chronic Obstructive Pulmonary Disease: A Comprehensive Narrative Review. Healthcare. 2025; 13(18):2344. https://doi.org/10.3390/healthcare13182344
Chicago/Turabian StyleBuican, Iulian-Laurențiu, Alina-Cătălina Buican-Chirea, Mădălina Iuliana Mușat, and Costin Teodor Streba. 2025. "Depression and Anxiety as Comorbidities in Chronic Obstructive Pulmonary Disease: A Comprehensive Narrative Review" Healthcare 13, no. 18: 2344. https://doi.org/10.3390/healthcare13182344
APA StyleBuican, I.-L., Buican-Chirea, A.-C., Mușat, M. I., & Streba, C. T. (2025). Depression and Anxiety as Comorbidities in Chronic Obstructive Pulmonary Disease: A Comprehensive Narrative Review. Healthcare, 13(18), 2344. https://doi.org/10.3390/healthcare13182344