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Article

Failure Mode Analysis of Intelligent Ship Positioning System Considering Correlations Based on Fixed-Weight FMECA

1
School of Economics & Management, Jiangsu University of Science and Technology, Zhenjiang 212003, China
2
School of Ocean Engineering and Technology, Sun Yat-sen University, Zhuhai 519082, China
3
Southern Marine Science and Engineering Guangdong Laboratory (Zhuhai), Zhuhai 519082, China
4
School of Naval Architecture & Ocean Engineering, Jiangsu University of Science and Technology, Zhenjiang 212003, China
*
Authors to whom correspondence should be addressed.
Processes 2022, 10(12), 2677; https://doi.org/10.3390/pr10122677
Submission received: 31 October 2022 / Revised: 7 December 2022 / Accepted: 9 December 2022 / Published: 12 December 2022

Abstract

:
Currently, intelligent ships are still in the early stages of development in terms of autonomous navigation and autonomous berthing, so almost no source of fault data can be obtained. Conducting an in-depth analysis of the failure modes of intelligent ships is critical to optimizing the design of smart ships and ensuring their normal and safe navigation. In this paper, the fixed-weight Failure Mode Effects and Criticality Analysis (FMECA) is combined with the decision-making trial and evaluation laboratory (DEMATEL) method to analyze the failure modes and effects of intelligent ship positioning systems. This combined method not only overcomes the failure of traditional FMECA methods to differentiate between severity, incidence, and detection rates but also allows the correlation of failure causes to be analyzed, bringing the results of the analysis closer to reality. Through the expert scoring of failure modes, the failure modes of this system are risk-ranked, and the key failure causes of this system are identified. Correlations between the critical failure causes are then considered. According to the analysis results, the high-accuracy attitude sensor was identified as the subsystem with the highest level of risk. Unavoidable, unknown failures and environmental factors were found to be key factors in causing positioning system failures. The conclusions can provide a reference for the design of equipment safety for intelligent ship positioning systems.

1. Introduction

Due to the large potential for saving energy consumption on ships and reducing ship crew, the intelligent ship has become the focus of the industry and the trend in its development. According to the China Classification Society (CCS) [1], an intelligent ship requires the use of sensors, communications, the Internet of Things, and other technical means to automatically sense and obtain information and data about the ship itself, the marine environment, logistics, and ports. Intelligent operation is applied to ship navigation, management, maintenance, and cargo transportation. This makes intelligent ships safer and more environmentally friendly than traditional ships.
The technology of intelligent ships includes intelligent navigation, autonomous berthing, status detection, and fault diagnosis. Currently, research work in intelligent navigation is focused on collision avoidance and algorithmic optimization of path planning. Agnieszka [2] proposes a new deterministic approach using the concept of a trajectory database to calculate the safe, optimal path of a ship, considering its dynamic properties and static and dynamic obstacles. He et al. [3] proposed an open-water intelligent navigation decision method capable of dynamically adapting to system residual errors and random maneuvers of the target vessel. By utilizing the velocity obstacle (VO) theory and dynamic collision avoidance mechanism, the vessel is able to navigate autonomously in an open water environment with multiple static and dynamic objects. Since autonomous berthing requires high ship maneuverability, the existing research work is mainly focused on berthing control tasks and controller design. Lee et al. [4,5] used fuzzy control and LOS algorithms to experiment with a 4 m-long boat to solve the problem of small boat position and navigation accuracy to achieve side booster-assisted berthing. Mizuno et al. [6,7,8] solved the problem of automatic berthing under uncertainty disturbances using an artificial neural network approach.
Although the technology has received a lot of attention, it still requires development. There are still many unresolved issues, and the weaknesses of intelligent ships cannot be clarified. Intelligent ships, compared with traditional ships, involve more fields and disciplines, and their components are more numerous and complex. The harsh conditions at sea lead to extremely violent ship movements. The equipment, components, signal transmission, and structures on ships are, therefore, also extremely vulnerable to failure [9]. According to the data published by Allianz Global Corporate & Specialty (AGCS) [10], more than 1000 ships of more than 100 gross tons have been lost in the last decade. More than one-third of shipping accidents are caused by mechanical damage or failure, out of more than 20,000 reported in the last 10 years. It is conceivable that the failure of intelligent ship equipment, which relies on equipment and information transfer, can also suffer from similar serious consequences. Currently, there is little data available on the failure of intelligent ship equipment. Therefore, research on risk identification related to equipment must be conducted in order to prevent or mitigate potential hazards. Through Failure Mode Effects and Criticality Analysis (FMECA), finding the weak points of equipment and proposing targeted repair and maintenance strategies can significantly improve the reliability of intelligent ships.
An intelligent ship mainly includes a hull structure, power propulsion system, positioning and navigation system, control system, communication system, and interaction system. Among them, the positioning system plays an extremely significant role in normal operation. Its functions involve ship positioning, external environment sensing and platform state sensing, providing the necessary data sources for motion decision and control as well as its own state monitoring. The causes of the failure of certain subsystems and components in positioning systems have been investigated. Alan et al. [11] studied the effects of data reliability and human error on the Automatic Identification System (AIS) in the positioning system and showed that many input errors in the navigation state are due to personnel memory errors or negligence in performing the required operations. Pallotta [12] and Tsou [13] et al. studied the impact of data redundancy on AIS. Philipp et al. [14] investigated the effects of antenna height and environmental changes on information transmission. If the system fails, serious consequences will occur, such as intelligent navigation deviation, autonomous berthing and unberthing failure, and even collision between the ship and obstacles. Therefore, it is necessary to analyze its failure mode to ensure its safety. However, relevant risk identification research, especially for positioning system equipment, has not been reported. This paper intends to focus on equipment failure mode and its impact on the positioning system.
One of the main methods for failure mode analysis is the FMECA method. The key to failure analysis by the FMECA method is usually based on three risk parameters: severity (S), occurrence (O), and detection (D). The magnitude of the risk priority number (RPN), the product of the three, measures the severity of potential system problems. By prioritizing the high-risk failure modes and guiding maintenance management strategies. Although the traditional FMECA method is widely used, it is still criticized for its many drawbacks. Different values of S, O, and D can get the same RPN value, which is theoretically the same priority as the two, but in practice, the priority of the two risk ranks is different.
Therefore, many enhanced versions have been proposed in the literature. Some scholars have proposed measuring risk in more dimensions. For example, Carmignani [15] suggested the use of a fourth parameter, profitability, in the RPN calculation. Bevilacqua et al. [16] proposed that the RPN can consist of a weighted sum of six parameters (safety, importance of the machine to the process, maintenance cost, failure frequency, downtime, and operating conditions). Other studies combine FMECA methods with other methods. Zammori et al. [17] combined FMEA with analytical network process (ANP) techniques [18] to consider the possible interactions between the main causes of failure. Silvia et al. [19] proposed a method combining reliability analysis and a multi-criteria decision-making approach to improve the maintenance activities of complex systems. Some scholars combine FMECA with Analytic Hierarchy Process (AHP) to solve the problem that the traditional FMECA method cannot distinguish the different weights of risk factors by giving different weights to the evaluation parameters so that the risk ranking of failure modes is closer to the actual results. Braglia [20] proposed the analysis hierarchical method (AHP) [21] to compare pairs of potential failure causes by assuming the classical risk factors S, O, and D and the expected cost caused by the failure as criteria. Xiao et al. [22] proposed a weighted RPN evaluation method, which multiplied the RPN value with the weight parameter representing the importance of the fault causes in the system and then ranked them. Zhang et al. [23] proposed a new method for FMECA failure mode ranking based on incentive variable weight AHP. Li et al. [24] proposed a fixed-weight FMECA method. The method considers that the scales of S, O, and D and their weights are different and designs a normalization method to convert S, O, and D to the same scales as their weights and then generates the RPN of the cause of the failure as well as the failure mode. This method not only improves the problem of different weights of S, O, and D but also solves the sorting problems with the same RPN values. Due to the insufficient ability of traditional AHP to deal with fuzziness, many scholars use fuzzy theory to solve this problem. Many researchers have proven the effectiveness and superiority of fuzzy theory in dealing with fuzzy information. Luqman et al. [25] proposed an FMEA risk assessment technology based on TPFNs and DGMA. Akram et al. [26] proposed a mixed solution of TOPSIS and ELECTRE I with Pythagorean fuzzy information, using the Pythagorean fuzzy weighted average operator to aggregate their independent evaluations into group evaluations. Some studies also combine fuzzy theory and traditional AHP methods to manage the lack of information acquisition on complex problems, such as Liu et al. [27].
However, these FMECA methods do not consider the correlation between the failure factors, making the results obtained from the analysis somewhat one-sided. Many existing studies have proposed solutions to the problem of correlation of structural reliability, mainly involving integral methods [28,29] and numerical simulation (Monte Carlo method) [30]. The integral method could solve the multidimensional integration problem, but the procedure is complicated and not practical when the system composition is large. The Monte Carlo method uses a huge number of samples to simulate the variables obeying the desired distribution, and the more simulations there are, the higher the accuracy. However, it requires a lot of time and computing capacity and is less efficient [31]. Unlike structural faults, equipment faults do not allow for the construction of limit state equations. It is, therefore, difficult to apply reliable indicator vector methods for accurate correlation assessment. In this paper, the decision-making trial and evaluation laboratory (DEMATEL) method is used for the computational analysis of equipment failure correlations. The DEMATEL method was first proposed by Gabus and Fontela [32] of the Battelle Memorial Association in Geneva and aimed to analyze the causal relationships between the elements of a complex system and the degree of mutual influence [33].
Combining the above issues, considering the complex structural composition and many failure modes of the positioning system of intelligent ships, this paper uses a combination of fixed-weight FMECA and DEMATEL to study the system. On the one hand, it improves the problem of unreasonable distribution of S, O, and D weights in the traditional FMECA method, and on the other hand, it also considers the correlation between failure modes and improves the problem of mutual independence among failure causes. The results are closer to reality and increase the credibility of the failure mode analysis.
The remainder of the paper is organized as follows: Section 2 introduces the fixed-weight FMECA method. Section 3 performs FMECA analysis on the positioning system to obtain critical failure modes. Section 4 analyzes the correlation between the key failure modes, and Section 5 gives the conclusions.

2. Method

2.1. Fixed-Weight FMECA Approach to Modeling

FMECA includes Failure Mode and Effects Analysis (FMEA) and Criticality Analysis (CA), which is an analysis technique based on failure modes and targeting the effects or consequences of failures. FMECA is performed by finding all possible failures of the product, analyzing them according to the failure mode, determining the impact of each failure on the operation of the product, and identifying the hazards of the failure mode in the order of the RPN. RPN is the risk prioritization number, whose value is equal to the product of the values of severity (S), occurrence (O) and detection (D), calculated by the following formula:
R P N = S × O × D  
Although the traditional FMECA method is widely used in production practice, it still has many drawbacks. For example, the same weights are assigned to severity, occurrence, and detection. However, in practice, the weights of the three in the system are not exactly equal. For some irreparable systems, the weights of factors S and O should be higher than the weights of D. In this paper, the fixed-weight FMECA method [24] is used to eliminate the above effects. This FMECA method generates the RPN of component failure caused by using the severity, incidence, and detection rates of each item and their relative weights. Considering that the scales of each factor (severity, incidence, and detection rate) and their weights are [1, 10] and [0, 1], S, O, and D are converted to the same scales as their weights before calculating the RPN.
Denote β S i , β O i and β D i as the average value of the severity, occurrence and detection of the fault cause, i, given by the expert. The weights of the factors: ψ = K S K O K D . KS, KO, and KD are the weights for severity, occurrence and detection, respectively. Thus, the raw values of severity, occurrence, and detection given by the experts can be expressed as follows:
β S 1 β S 2 β S i β S n β O 1 β O 2 β O i β O n β D 1 β D 2 β D i β D n
Denote
ξ K i j = β K i β K j  
where, K represents severity, occurrence, and detection.
Therefore, the comparison matrix is attained as:
ξ K 11 ξ K 12 ξ K 1 n ξ K 21 ξ K 22 ξ K 2 n ξ K n 1 ξ K n 2 ξ K n n
The normalized matrix is defined as:
ϕ K 11 ϕ K 12 ϕ K 1 n ϕ K 21 ϕ K 22 ϕ K 2 n ϕ K n 1 ϕ K n 2 ϕ K n n
where
ϕ K i j = ξ K i j i = 1 n ξ K i j
The adjusted value of index K of failure cause i is defined as:
γ K i = j = 1 n ϕ K i j n
According to Equations (6) and (7), γ K i 0 , 1 , which is the same as the scale of the weight vector of indices ψ = K S K O K D .
Hence, the weighted RPN of failure cause i is defined as:
R P N i = ψ × Γ i = K S K O K D γ S i γ O i γ D i
The method first transforms the absolute values of S, O, and D into the same values as their weight scales, and the S, O, and D transformed values take values in the range [0, 1]. The larger the original S, O, and D values will still be larger after transformation and will not affect the order of RPN. The importance of the cause of failure does not change. When using the fixed-weight FMECA method, the calculation of RPN involves the S, O, and D values as well as the weights. However, the range of the two values is different, [1, 10] and [0, 1], respectively. This could bias the final calculated RPN. The consistent scale conversion of both before calculating the RPN prevents each type of parameter from affecting the results more than the other.

2.2. Selection of Weights

For intelligent ships, we should pay more attention to the consequences of their failure occurrences and the value of severity. This is because failures with low incidence can still occur, and detectable failures can still occur. The occurrence of faults can affect certain functions of intelligent ships and even lead to major accidents if certain critical units are affected. Therefore, the weight value of importance should be the largest among the three. At the level of occurrence and detection, the likelihood of failure occurrence is significantly more important than detection. Whether a fault occurs or not is the combined result of the physical properties of the system and the internal and external effects, and it does not change with whether the fault is detectable or not, so the occurrence degree should be given more weight than the detection degree. The selection of risk evaluation index weights should follow the principle that the severity degree is greater than the occurrence is greater than the detection.
According to the basic guideline that the selection of risk evaluation index weights should follow that the severity degree is greater than the occurrence degree is greater than the detection degree, and according to reference [23], combined with the risk characteristics of the intelligent ship positioning system, the failure mode analysis conducted in this paper selects the following weight vector:
ψ = 0.40 0.35 0.25

2.3. DEMATEL Method

The reason for the correlation assessment of hazardous units is that failure modes that are closely linked to other failures may lead to more severe consequences than relatively independent failure modes. Therefore, identifying correlations between failure modes can lead to more reliable results. The main steps of the DEMATEL method are as follows:
(1)
Establishing assessment criteria. The degree of correlation between the assessment elements is quantified by means of expert scoring. The assessment scale ranges from 0 to 4, in the order of no impact, very low impact, low impact, high impact, and very high impact. The scoring values are entered into a direct impact matrix (10).
A = 1 a 12 a 13 a 1 n 1 a 1 n a 21 1 a 23 a 2 n 1 a 2 n a n 1 1 a n 1 2 a n 1 3 1 a n 1 n a n 1 a n 2 a n 3 a n n 1 1
where aij indicates the degree of influence of factor i on factor j.
(2)
The direct relationship matrix is normalized by Equations (11) and (12) such that each value of the matrix lies between [0, 1].
S = m a x 1 i n j = 1 N a i j
K = A S
(3)
The total impact matrix M is obtained by Equation (13), where I denotes the unit array.
M = K I K 1
(4)
The sum of each column and each row of the total impact matrix is calculated by Equations (14) and (15), denoted as D and R, respectively.
D i = i = 1 n m i j 1 × n
R i = j = 1 n m i j n × 1
where, M = mij, i, j=1, 2, …, n.
(5)
Perform the calculation of Ri + Dj, RiDj. Ri + Dj indicates the extent to which factor i plays a role in the problem, with a positive RiDj indicating that factor i assigns influence to other problems and a negative RiDj indicating that factor i receives influence from other factors.

3. Fixed-Weight FMECA of Positioning Systems

3.1. Positioning System Introduction

The intelligent ship positioning system is built for the needs of digitalization, networking, visualization, and intelligence in ship positioning. It can realize the rapid circulation of ship information and effective management of ships by using the BeiDou positioning system, automatic control, and other technologies, combined with the data update of dynamic changes in ocean climate, to conduct emergency command of ocean ships.
The positioning system includes five subsystems: a high-precision attitude sensor, the BeiDou positioning system, the electronic chart display information system (ECDIS), the automatic identification system (AIS), and a mobile communication receiver. The structure diagram of the positioning system is shown in Figure 1. The high-precision attitude sensor is used to capture dynamic reference signals. The BeiDou positioning system is used to receive satellite positioning signals and, in conjunction with ECDIS, to precisely locate the ship’s position at sea. The AIS and mobile communication receiver are responsible for sending and receiving to the ships and shore stations in the nearby waters so that the neighboring ships and shore stations can grasp the dynamic and static information of all the ships in the nearby sea and can immediately talk to each other for coordination. They can also calculate the voyage heading and take necessary avoidance actions to effectively ensure the safety of ship navigation.

3.2. FMECA of Positioning Systems

Based on the composition and working principle of the positioning system and the human factors and environmental influences identified in scholarly research, this section will analyze the reliability of the intelligent ship positioning system based on the fixed-weight FMECA method [24]. The scoring of each failure mode and failure cause of the intelligent ship positioning system is based on the evaluation table, and the results are shown in Table 1. Detailed failure causes, transformed values for severity, occurrence and detection, and risk number ranking for each failure mode are also given in Table 2.
In this section, five subsystems of the intelligent ship with a total of 111 fault causes are analyzed, as shown in Figure 2. The RPN values of each fault cause in the positioning system and its RPN share in the respective unit are given in Figure 3.
The FMECA table shows that, overall, the ECDIS is the most important system for positioning systems (RPN of 0.3122), followed by high-precision attitude sensor (0.2359), BeiDou positioning system (0.1768), AIS (0.1766), and mobile communication receivers (0.0985). On the one hand, the RPN values of the fixed-weight FMECA method are additive, and systems with more failure modes will have larger RPN values. In terms of RPN values of subsystems, ECDISs, and high-precision attitude sensors have numerous failure modes, both of which occupy more than half of the RPN and are important subsystems that cause the failure of positioning systems. On the other hand, to determine the critical failure mode for locating the system, it is important to consider not only the magnitude of the RPN value but also the average value of the RPN. Analyzing the importance of the failure from an average perspective can better evaluate the risk ranking of the system failure causes. The mean values of RPN for the causes of failure for these five systems were 0.0092, 0.0107, 0.0093, 0.0098, and 0.0055, respectively.
The total RPN value of the ECDIS is higher than that of the high-precision attitude sensor, while the average value of RPN is lower than that of the high-precision attitude sensor, indicating that although the failure modes of the ECDIS are many, the severity of their failure consequences is smaller compared to that of the high-precision attitude sensor. The average RPN of mobile communication receivers is much lower than other subsystems, and the risk level is low. Combining the results of the RPN values as well as the average RPN values, the high-precision attitude sensor was identified as the riskiest subsystem of the positioning system, followed by the ECDIS, AIS, and BeiDou, and finally, the mobile communication receiver.

3.3. Critical Failure Cause Analysis

The identification of critical failure causes is related to the development and planning of restorative and preventive measures. And the identification of critical failure units mainly lies in the selection of risk thresholds. Lorenzo et al. [34] proposed a new RPN threshold estimation method for FMECA. The method requires the following:
a.
Calculate the RPN values for each failure mode;
b.
Identify the main statistical parameters of the RPN values (maximum, 75% quantile, median, mean, 25% quantile, and minimum);
c.
Draw box plots based on the main statistical parameters of the RPN values;
d.
Identify critical faults. Based on the resulting box plot, critical faults (RPN above the 75th percentile) and negligible faults (RPN below the median) are identified. Faults between the median and the 75th percentile are classified by the designer, and some of the causes of failure that cannot be ignored are classified as critical failure factors.
In this section, the critical cause identification schematic of the intelligent ship positioning system equipment is drawn according to the RPN threshold estimation method proposed by Lorenzo et al., as shown in Figure 4. The 28 failure causes in the top 25% of the RPN value ranking of the intelligent ship positioning system are identified, plus two of the pending failure causes are identified, and a total of 30 failure causes are identified as critical failure causes, as shown in Table 3.
The high-precision attitude sensor relies on multiple precision sensing units and contains 12 critical failure causes. Not only does this subsystem have many failure modes, but the consequences of failure are severe, and the risk level of the equipment is extremely high. The main causes of high precision attitude sensor failure are design-related factors (interference torque due to friction, resonance), environmental factors (magnetic field interference, temperature and humidity effects), and unavoidable unknown failures (hardware failure, device wear and tear). Serious causes of failure are interference caused by environmental factors such as F1 (electromagnetic interference, 1.34% of RPN), G1 (humidity factor, 1.33%), and I1 (magnetic field interference, 1.31%). The three-axis gyroscope, which in turn concentrates most of the key failure causes (A1–G1), is the key unit of the high-precision attitude sensor. This subsystem is related to whether the intelligent ship can accurately identify the surrounding environment. This affects the capability of the intelligent ship to complete berthing and unberthing and may even lead to the ship colliding with the shore wall. Close attention should be paid to this subsystem.
The BeiDou positioning system is one of the cores of the positioning system, which consists of BeiDou satellites, ground base stations, receivers, terminal processors, displays and other units. The system includes 5 key causes of failure. The main causes of BeiDou positioning system failures are design-related factors (poorly designed software functions) and unavoidable unknown failures (circuit damage, hardware failure). The serious causes of failure are O1 (processor hardware damage, 1.15%), O2 (circuit failure, 1.16%), and T1 (display the IPC part of the board damage, 1.18%). In general, BeiDou positioning system units are not prone to problems [35] (the BeiDou navigation system is the responsibility of the state and has a low probability of failure).
ECDIS is mainly used to accurately display the position of ships at sea. It consists of image display, text display, processor, data storage, and various data interfaces, including 7 key fault causes. The causes of system failure include unavoidable unknown faults (failure of frequency synthesis module, circuit damage), environmental factors (magnetic field interference, poor sea conditions), and human factors (wrong setting of operating parameters). The serious causes of failure are AE2 (failure of frequency synthesis module, 1.16%) and AF1 (damage to AC/AD module, 1.16%). Among them, the radar interface concentrates more critical failure causes and is the key unit of the electronic chart system. The majority of the remaining failures are minor, easy to detect and repair, and do not significantly affect the overall positioning system.
AIS consists of a VHF receiver/transmitter and an AIS information processor, and each part of the interface contains six critical failure causes. The system relies on the reception and processing of GPS data, so in practice, the failure of the working unit itself and the loss of GPS data caused by external interference are the main factors causing the system to fail. The faults with high RPN are the lack of GPS position signal caused by AT1 (GPS data distributor of VHF/TDMA receiver unit has a fault or poor connection, 1.19%). Overall, the system has a high failure rate, but failures occur less frequently, are easier to detect, and are less likely to cause very serious effects.
A mobile communication receiver is used to receive and send communication information. It consists of an antenna, filter, mixer, demodulator, CPU, and peripheral circuits and none of the failure causes are identified as critical failure causes. The unit of this subsystem was low in precision, and the basic failure modes were divided into circuit damage and capacitor breakdown due to the power supply and the aging and substandard quality of the equipment in the unit itself. In practice, receiver failures are less frequent and can be easily inspected and repaired. And temporary damage to the mobile communication receiver does not seriously affect the work of the entire positioning system and is the least dangerous in failure mode analysis.
From the analysis results, it is clear that the main reasons for the failure of the positioning system of intelligent ships are unavoidable unknown failures, environmental factors, and design-related factors.
The unavoidable unknown failures are mainly circuit failures, hardware damage, and parts damage. In order to cope with such failures, the control of key and fragile parts of intelligent ships should be strengthened, and good-quality parts should be used. At the same time, fragile parts and units should be checked regularly. It will also be beneficial to strengthen the research on condition monitoring, fault warning, and diagnosis of intelligent ships and improve the inspection system of intelligent ships to ensure the normal use of intelligent ship units and parts.
Intelligent ship positioning systems are highly susceptible to the influence of the surrounding environment. Interference from magnetic fields and other factors in the environment can easily affect the use of the positioning system and lead to deviations in positioning, which can easily lead to dangerous situations. In order to reduce the influence of the environment on intelligent ship navigation, research on extreme environmental conditions should be strengthened, especially the influence of magnetic field disturbance, strong wind, and strong waves on intelligent ship equipment.
Failures caused by design-related factors include interference torque due to gyroscope component friction, vibration, and poorly designed positioning system software functions. To avoid such failures, the design process should be improved, and the development of software should be enhanced.

4. Correlation Analysis of Critical Failure Cause

The complexity of intelligent ship systems leads to numerous failure modes; therefore, calculating the correlation between each two failure modes would take a lot of effort, and, in addition, further analysis of low-risk failure modes would be of limited significance. Therefore, only the critical failure causes obtained in Section 3.3 are subject to correlation analysis. The units analyzed are shown in Table 4. After scoring by three experts based on the steps in Section 2.3, the total relationship matrix was calculated, as shown in Table 5. The influence degree of factors is shown in Table 6.
In this study, we set the threshold (k) in the total relationship matrix to 0.2. 0.2 is the most appropriate value obtained from the attempt. The causality diagram of the total relationship obtained according to k > 0.2 is shown in Figure 5.
The results of the analysis show that there is a high degree of correlation between the gyroscope, accelerometer, and electronic compass. That is, the failure of any one of the three components has the probability of leading to the failure of the other two units. All three belong to the same high-precision attitude sensor unit, which is a high-precision unit for monitoring the ship’s attitude and is highly susceptible to interference from the external environment. The Arm processor, display, power interface, and text display are another group of units with a high degree of relevance. These four failure modes mainly concern the compass positioning system as well as the electronic charting system. The VFH transmitter and VHF receiver are more influenced by each other than by the other hazard units. The navigation system interface and the radar system interface weakly influenced other units and were barely influenced by other units, being two more independent units.
This section further determines that the high-precision attitude sensor is the most dangerous subsystem of the positioning system. It not only has many failure modes and serious consequences but also has a high degree of correlation between failure modes. It is easy to break down. Failure of this system will result in inadequate ship positioning accuracy, posing a serious safety hazard for intelligent navigation and autonomous berthing operations, and it should be given high priority. Regular servicing of similar high-precision components can effectively improve the reliability of smart ships.
Equipment failures on smart ships do not occur in isolation; each failure that occurs may lead to the occurrence of another. The correlation between failure modes shows that in reliability analysis, where failure modes have a cascade relationship with each other, we cannot simply consider the failure modes as independent of each other. To obtain reliable results, correlations between failure modes must be taken into account. The combined approach can be used not only for equipment failure analysis of smart ships but also for failure analysis of other marine engineering equipment.

5. Conclusions

This paper considers the shortcomings of the traditional FMECA method in that the weights of severity, occurrence, and detection are unreasonably assigned, and the correlation between failure modes is taken into account. The failure modes of the positioning system of an intelligent ship are analyzed using a combination of fixed-weight FMECA and DEMATEL, and the failure causes of the failure modes are identified. The following conclusions were reached.
(1)
High-precision-attitude sensors are the most dangerous subsystem of the positioning system. It has many failure modes and serious consequences, and the correlation between failure modes is high;
(2)
Unavoidably unknown failures (mechanical and component failures) and environmental factors (magnetic fields and temperature disturbances) are the key causes of positioning system failures. Regular maintenance of components and reducing environmental interference with precision components will be effective means of improving the reliability of smart ships;
(3)
The critical fault units of the subsystems in the positioning system were derived. The correlation between the critical fault units was also evaluated. In order to conduct an accurate risk assessment of the entire system, it is essential to clarify the correlation between each failure mode.
The relevant conclusions can provide a reference for the maintenance of intelligent ship positioning system equipment. The safety of intelligent ships in navigation can be ensured by reducing the possibility of malfunctioning or reducing the severity of damage caused by intelligent ship equipment.
However, this paper analyzes the intelligent ship positioning system by fixed-weight FMECA using only one weight assignment method. In practice, the intelligent ship positioning system is a complex system integrated with multiple components. The failure mechanism and failure characteristics of the system itself and its components vary greatly. In the future, it is expected to consider variable and floating risk evaluation index weights, combine real data information, and select specific weights for different systems and components for FMECA analysis.

Author Contributions

Conceptualization, X.L., X.Z. and X.B.; methodology, X.L.; software, X.L.; validation, X.L. and H.H.; formal analysis, X.L.; investigation, H.H. and X.Z.; resources, X.Z. and Y.M.; data curation, H.H.; writing—original draft preparation, H.H.; writing—review and editing, X.Z.; visualization, X.B.; supervision, X.Z. and Y.M.; project administration, Y.M.; funding acquisition, X.B. and X.Z. All authors have read and agreed to the published version of the manuscript.

Funding

This research was partially supported by the Key R & D Projects in Guangdong Province (No. 2020B1111500001), the National Natural Science Foundation of China (42276225, 52001112), the Natural Science Foundation of Jiangsu Province (Grants 389 No. BK20211342), and the National Key Research and Development Program of China (No. 2022YFC2806300).

Institutional Review Board Statement

This study does not involve any institutional review issues.

Informed Consent Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Schematic diagram of positioning system structure.
Figure 1. Schematic diagram of positioning system structure.
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Figure 2. RPNs’ share of each subsystem of the positioning system.
Figure 2. RPNs’ share of each subsystem of the positioning system.
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Figure 3. RPNs value and percentage of each cause of failure in the positioning system.
Figure 3. RPNs value and percentage of each cause of failure in the positioning system.
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Figure 4. Box diagram of the positioning system RPN.
Figure 4. Box diagram of the positioning system RPN.
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Figure 5. The causal diagram of total relation (k > 0.2).
Figure 5. The causal diagram of total relation (k > 0.2).
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Table 1. Evaluation table of failure model risk evaluation indicators.
Table 1. Evaluation table of failure model risk evaluation indicators.
ScoreSeverity (S)Occurrence (O)Detection (D)
1–3The device function is disturbed by faults but basically does not affect the overall functionThe probability of occurrence is less than 1/1000The probability that the failure can be detected is greater than 80%
4–5The device loses some functionality and has a partial impactThe probability of occurrence is between 1/100 and 1/1000The probability that the failure can be detected is greater than 60%
6–7The device functionality is severely impactedThe probability of occurrence is between 1/10 and 1/100The probability that the failure can be detected is 50%
8–10Total loss of device functionThe probability of failure is greater than 1/10The probability of failure detection is less than 20%
Table 2. FMECA of the positioning system of intelligent ships.
Table 2. FMECA of the positioning system of intelligent ships.
SubsystemsUnitFailure ModeFailure EffectsCodeCause of FailureSODConversion Value of S, O, and DRPNRank
SOD
High-precision attitude sensorTri-axis gyroscopeA Drift faultSevere lack of attitude measurement accuracyA1Interference torque due to friction of gyroscope elements5660.006840.013420.015750.011419
A2The gyro has a residual unbalance moment5370.006840.006710.018370.009744
A3Thermal decomposition and deformation5720.006840.015660.005250.009547
A4Component damage5450.006840.008950.013120.009157
A5Static imbalance caused by imperfect assembly5270.006840.004470.018370.008960
B Vibration faultGyroscope vibration, attitude measurement accuracy is seriously lackingB1Damaged gyro motor6360.008210.006710.015750.009646
B2Rotor imbalance6760.008210.015660.015750.01274
B3Insufficient power supply voltage6630.008210.013420.007870.009940
B4Bearing wear6620.008210.013420.005250.009351
C High-temperature shock failureAffect the normal operation of the gyroscopeC1High-temperature environment influence6620.008210.013420.005250.009351
D Poor contactDiscontinuous gyroscope signalD1Vibration and shock factors4760.005470.015660.015750.01169
E Loose and worn componentsGyroscope damage, not working properlyE1Vibration and shock factors7740.009580.015660.010500.01196
F Rotor imbalanceAttitude measurement accuracy is severely lackingF1High-intensity and high broadband electromagnetic interference7850.009580.017900.013120.01341
G Stuck gyro motorThe gyroscope does not work properlyG1Humidity factors8840.010940.017900.010500.01332
Three-axis accelerometerH Low sensitivityCannot accurately judge the ship’s statusH1Temperature effects6820.008210.017900.005250.010921
H2Hardware decline of sensors6670.008210.013420.018370.01265
H3Data connection failure6520.008210.011190.005250.008567
Electronic compassI Measurement result deviation, difficult to correctShip’s direction deviation, unable to avoid collisionI1Magnetic field interference8750.010940.015660.013120.01313
I2Hardware failure8360.010940.006710.015750.010725
J Voltage is too lowShip’s direction deviation, unable to avoid collisionJ1Insufficient power supply7320.009580.006710.005250.007588
ARM ProcessorK No output of signalShip’s direction deviation, unable to avoid collisionK1Processor hardware damage9540.012310.011190.010500.011517
K2Circuit connection failure9630.012310.013420.007870.011610
BeiDou SystemBeiDou Navigation SatelliteL DisconnectionThe entire BeiDou positioning system of a ship failsL1Mechanical Failure9220.012310.004470.005250.007884
L2Space wear and tear9220.012310.004470.005250.007884
Master Control StationM disconnectedThe entire BeiDou positioning system of a ship failsM1Mechanical failure9220.012310.004470.005250.007884
M2Wear and tear9220.012310.004470.005250.007884
Terminal satellite receiverN disconnectedVessel BeiDou positioning system failureN1Interference from various external factors9330.012310.006710.007870.009254
ARM processorO No signal outputVessel’s direction deviates, unable to avoid collisionO1Processor hardware damage9540.012310.011190.010500.011517
O2Circuit connection failures9630.012310.013420.007870.011610
Multi-interface terminalP Poor contactPoor contact or disconnection of terminalP1Environmental erosion6430.008210.008950.007870.008472
P2Wear and tear6430.008210.008950.007870.008472
CableQ Poor contact or disconnectionPoor contact or disconnection of terminalQ1Overload by tensile stress6430.008210.008950.007870.008472
Display screenR System deadUnable to navigate and avoid collisionR1Software design defects8260.010940.004470.015750.009941
S Partial loss of functionUnable to navigate and avoid collisionS1Imperfect software function design8440.010940.008950.010500.010137
T Signal failureUnable to navigate and avoid collisionT1Part of the industrial control machine board is damaged8730.010940.015660.007870.01188
Display screenU No signal outputUnable to navigate and avoid collisionU1Control panel part of the circuit damage9420.012310.008950.005250.009448
U2Display screen damage9330.012310.006710.007870.009254
Power connectorV Bad or broken contactThe whole system cannot operate without electricityV1Aging or external wear and tear6430.008210.008950.007870.008472
W No signal outputCannot send this radar information to external systemsW1The interface part of the circuit is damaged9630.012310.013420.007870.011610
Enclosed coverX crackedThe terminal is susceptible to moisture or dust erosionX1Aging4630.005470.013420.007870.008961
X2External wear and tear4630.005470.013420.007870.008961
ECDISImage displayY Black screenThe image cannot be displayedY1Circuit Failure6530.008210.011190.007870.009256
Y2Display failure6620.008210.013420.005250.009351
Y3System program error6340.008210.006710.010500.008379
Z No signal outputThe image cannot be displayedZ1Part of the control panel circuit is damaged6340.008210.006710.010500.008379
Z2Display screen damage6340.008210.006710.010500.008379
Text DisplayAB Black screenData cannot be reflected correctlyAB1Circuit failure8530.010940.011190.007870.010335
AB2Display screen malfunction8620.010940.013420.005250.010430
AB3System program error8340.010940.006710.010500.009449
AC Data errorCannot reflect data correctlyAC1System program error8340.010940.006710.010500.009449
AC2Data detection error8450.010940.008950.013120.010822
Navigation system interfaceAD Poor GPS positioning accuracyCannot locate the vessel accuratelyAD1Poor sea conditions7630.009580.013420.007870.010528
AD2Interference from outside7540.009580.011190.010500.010431
Radar interfaceAE Radar detection interferenceReduced detection accuracyAE1GPS is seriously interfered with8450.010940.008950.013120.010822
AE2Frequency synthesis module failure8550.010940.011190.013120.011613
AF No signal outputUnable to send this radar information to external systemsAF1Fuse breakage, AC/DC module damage8550.010940.011190.013120.011613
Radar interfaceAF2The interface part of the circuit is damaged8550.010940.011190.013120.011613
AG cannot be recognizedCannot identify tracking vessel informationAG1Transmission data loss9120.012310.002240.005250.007091
AG2Poor wireless communication signal9230.012310.004470.007870.008570
Compass interfaceAH Externally influencedFailed to get heading informationAH1Large calibration error6430.008210.008950.007870.008472
AH2Influenced by magnetic fields6440.008210.008950.010500.009058
Rangefinder interfaceAI Failure of the speed measurement componentUnable to calculate range, speed, trackAI1Wear of velocity measurement components7340.009580.006710.010500.008865
AI2Affected by water flow7540.009580.011190.010500.010431
AJ Calculation component failureUnable to calculate range, speed, trackAJ1Program error7230.009580.004470.007870.007489
Probe interfaceAK Abnormal beam receptionUnable to measureAK1Voltage and power not up to standard7230.009580.004470.007870.007489
AK2Receiving probe problem7440.009580.008950.010500.009645
AK3System Handling Failure7330.009580.006710.007870.008182
Anemometer interfaceAL Data abnormalityData cannot be collected properlyAL1Unstable mobile signal5440.006840.008950.010500.008568
AL2Poor sensor response5430.006840.008950.007870.007883
AL3Insufficient supply voltage5240.006840.004470.010500.006993
ProcessorM Dead during startup, error report, black screenThe server cannot be startedAM1Poor contact or broken pins8420.010940.008950.005250.008863
AN File error during startupThe server cannot be startedAN1Wrong working parameter setting8420.010940.008950.005250.008863
AO Only boot in safe mode or command line modeReduced efficiencyAO1Wrong setting of working parameters5440.006840.008950.010500.008568
Data storageAP Bad contact of memory stickThe server cannot be startedAP1Poor contact between memory stick and motherboard8440.010940.008950.010500.010137
AQ System message about memory errorUnable to operate the server efficientlyAQ1Insufficient memory6430.008210.008950.007870.008472
AISVHF TransmitterAR power unit failureThe power light does not light up after the host is turned on, and the whole machine has no powerAR1No DC24V voltage output due to failure of the voltage regulator7450.009580.008950.013120.010236
AR2Host fuse blown7530.009580.011190.007870.009743
AS antenna failurePoor reception and transmission signal of VHF equipmentAS1Antenna failure6640.008210.013420.010500.010626
VHF ReceiverAT No GPS ship position signalThe fault alarm of the main unit sounds every once in a while, and the display shows no GPS ship position signal.AT1GPS data distributor malfunction or poor wiring contact6660.008210.013420.015750.01197
AT2Improper setting of GPS signal input mode of VHF device6650.008210.013420.013120.011320
AT3GPS signal output format change6230.008210.004470.007870.006894
AU Antenna failurePoor receiving and transmitting signal of VHF equipmentAU1Antenna hardware or circuit failure6640.008210.013420.010500.010626
Navigation system interfaceAV GPS poor positioning accuracyCannot locate the ship accuratelyAV1Poor sea conditions7630.009580.013420.007870.010528
AV2Interference from outside7540.009580.011190.010500.010431
Rangefinder interfaceAW Speed measurement component failureCannot calculate the range, speed, track and other informationAW1Wear of speed measurement components7340.009580.006710.010500.008865
AW2Affected by current7540.009580.011190.010500.010431
Compass interfaceAX External influenceFailure to obtain heading informationAX1Large calibration error6430.008210.008950.007870.008472
AX2Affected by magnetic field6440.008210.008950.010500.009058
AIS Information ProcessorAY Unable to process informationCannot identify and track vessel informationAY1Loss of transmission data9120.012310.002240.005250.007091
AY2Poor wireless communication signal9230.012310.004470.007870.008570
Radar interfaceAZ Interference with radar detectionReduced detection accuracyAZ1Severe GPS interference8450.010940.008950.013120.010822
AZ2Frequency synthesis module failure8550.010940.011190.013120.011613
ECDIS interfaceBC Data lossFailure to transmit electronic chartsBC1Network connection error or information channel failure8440.010940.008950.010500.010137
Mobile Communication ReceiverAntennaBD No signal accepted. The signal receiver does not work (no signal output)Affect the communication signal or even lead to a short circuit by burning the componentsBD1Water in the antenna5210.006840.004470.002620.0050105
BD2Sealing measures are not done5220.006840.004470.005250.0056102
BD3Antenna impedance mismatch5230.006840.004470.007870.006398
Antenna SwitchBE No signal or weak signal, signal not transmitting or difficult to transmitLead to mobile communication receiver work difficult or not workBE1Switch itself quality problems3110.004100.002240.002620.0031111
BE2Physical damage or water ingress3210.004100.004470.002620.0039109
FilterBF Low voltage fuse is blown, and the signal is not screenedThe system does not work normally. The signal does not play a filtering roleBF1Narrow passband, high loss4230.005470.004470.007870.0057101
BF2Short circuit caused by the breakdown of capacitors4220.005470.004470.005250.0051104
MixerBG Signal is not mixedFrequent automatic shutdownBG1Damage to the charging resistor4330.005470.006710.007870.006596
BG2The module circuit burned out4240.005470.004470.010500.006497
DemodulatorBH Signal is not restored, error code appearsResults in system abnormalities. Signal lights show failureBH1The power supply connection line is not connected properly4210.005470.004470.002620.0044106
BH2The quality of the problem itself4110.005470.002240.002620.0036110
Power supplyBI There is no power supply phenomenon. There is an instantaneous high- or low-voltage phenomenonThe power supply is damaged, the system stops working, or other parts of the machine are damagedBI1Power line aging, static electricity, power supply itself problems4320.005470.006710.005250.0059100
CPUBJ Work overload, and work instructions are not deliveredThe system does not receive commands and cannot work properlyBJ1Poor heat dissipation performance6540.008210.011190.010500.009842
Memory ChipBK No signal reception record, data lossMobile communication receiver does not have the function of storing signal information, and some modules do not work properlyBK1Model mismatch6210.008210.004470.002620.0055103
BK2Chip burned out6230.008210.004470.007870.006894
Power Management ChipBL off, not docked well, more confusion in the systemThe conversion, distribution, detection and other power management functions of electrical energy in the electronic equipment system failBL1Programming too high voltage6220.008210.004470.005250.006299
Peripheral CircuitsBM Not energized, or the circuit is wrongThe system does not work, and the signal cannot be received and transmittedBM1Human error4210.005470.004470.002620.0044106
BM2Circuit aging4210.005470.004470.002620.0044106
Table 3. Critical failure causes of the positioning system.
Table 3. Critical failure causes of the positioning system.
SubsystemsUnitCause of FailureShare of RPNSubsystemsUnitCause of FailureShare of RPN
High-precision attitude sensorThree-axis gyroscopeA11.14%BeiDou SystemDisplayT11.18%
B21.27%Power connectorW11.16%
D11.16%ECDISText DisplayAB11.03%
E11.19%AC21.08%
F11.34%Navigation system interfaceAD11.05%
G11.33%Radar interfaceAE11.08%
Triaxial accelerometerH11.09%AE21.16%
H21.26%AF11.16%
Three-axis electronic compassI11.31%AF21.16%
I21.07%AISVFH transmitterAS11.06%
Arm ProcessorK11.15%VFH receiverAT11.19%
K21.16%AT21.13%
BeiDou systemTerminal ARM ProcessorO11.15%AU11.06%
O21.16%Radar interfaceAZ11.08%
DisplayS11.01%AZ21.16%
Table 4. Analyzed units.
Table 4. Analyzed units.
SubsystemsCodeUnit
High-precision attitude sensorFM1gyroscope
FM2accelerometer
FM3electronic compass
BeiDou systemFM4Arm Processor
FM5Display
FM6Power connector
ECDISFM7Text Display
FM8Navigation system interface
FM9Radar interface
AISFM10VFH transmitter
FM11VFH receiver
Table 5. The matrix of total relation.
Table 5. The matrix of total relation.
FactorsFM1FM2FM3FM4FM5FM6FM7FM8FM9FM10FM11
FM10.1360.1840.2410.0860.0550.0110.0640.0560.1430.0950.095
FM20.2310.1280.2480.0900.0620.0120.0990.0730.1310.0960.096
FM30.2130.1890.1300.0620.0620.0240.0670.0240.0640.0850.085
FM40.0310.0270.0320.1190.2880.0500.2340.0560.0770.1950.195
FM50.0200.0170.0220.0560.1200.0410.2400.0460.0490.0670.067
FM60.0970.0860.0970.2840.3630.0790.3090.1420.1550.1980.198
FM70.0340.0320.0510.0510.1840.0090.1000.0120.0170.0230.023
FM80.0490.0160.0210.1170.1170.0440.1750.0660.0210.0320.032
FM90.1670.1420.1560.1440.1350.0130.1690.0420.0950.1420.142
FM100.0410.0390.0440.1340.1460.0110.1450.0140.0210.1300.258
FM110.0410.0390.0440.1340.1460.0110.1450.0140.0210.2580.130
Table 6. The influence of the degree of factors.
Table 6. The influence of the degree of factors.
FactorRi + DiRi-Di
FM12.2250.105
FM22.1650.368
FM32.091−0.082
FM42.5810.027
FM52.423−0.934
FM62.3121.704
FM72.283−1.212
FM81.2360.146
FM92.1430.554
FM102.303−0.338
FM112.303−0.338
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Luo, X.; He, H.; Zhang, X.; Ma, Y.; Bai, X. Failure Mode Analysis of Intelligent Ship Positioning System Considering Correlations Based on Fixed-Weight FMECA. Processes 2022, 10, 2677. https://doi.org/10.3390/pr10122677

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Luo X, He H, Zhang X, Ma Y, Bai X. Failure Mode Analysis of Intelligent Ship Positioning System Considering Correlations Based on Fixed-Weight FMECA. Processes. 2022; 10(12):2677. https://doi.org/10.3390/pr10122677

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Luo, Xiaofang, Haolang He, Xu Zhang, Yong Ma, and Xu Bai. 2022. "Failure Mode Analysis of Intelligent Ship Positioning System Considering Correlations Based on Fixed-Weight FMECA" Processes 10, no. 12: 2677. https://doi.org/10.3390/pr10122677

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