3.1. Calculation of Structural Parameters of Coaxial Three-Mirror Optical System
The off-axis reflection system was derived through off-axis optimization of the coaxial three-mirror system. Therefore, the coaxial three-mirror system must first be calculated based on the design parameters. The configuration of the coaxial three-mirror system is illustrated in
Figure 3. Assuming all three reflecting surfaces are quadric, and the object lies at infinity, i.e.,
,
, the coefficient of the distance between the primary mirror and the secondary mirror is defined as
, the coefficient of the distance between the secondary mirror and the tertiary mirror is defined as
, while
and
are the magnification of the secondary mirror and the tertiary mirror.
Figure 3 illustrates the optical configuration where M1, M2, and M3 represent the primary mirror, secondary mirror, and tertiary mirror, respectively. The parameters h
1, h
2, and h
3 denote the aperture sizes of the primary, secondary, and tertiary mirrors, while d
1 indicates the distance between primary and secondary mirrors, and d
2 represents the distance between secondary and tertiary mirrors.
The aberration coefficients for spherical aberration, coma, astigmatism, and field curvature of the initial structure were calculated using aberration theory, as follows:
By solving Equations (9)–(16) and setting each aberration coefficient to zero, we adopted a coaxial reflective architecture without an intermediate image plane as our starting configuration. The initial structural parameters were computed by solving the equation system in MATLAB R2021a using the profile parameters, as shown in
Table 2. The structural parameters diagram is shown in
Figure 4.
The initial structure’s imaging performance was evaluated. As shown by 0.3 in the system modulation transfer function (MTF) plot in
Figure 5, the MTF values for each field of view approached the diffraction limit, indicating great imaging performance. The system’s spot diagram in
Figure 6 shows that the diffuse spots were significantly lower than the Airy disk. The system field curvature/distortion diagram in
Figure 7 indicates that both the field curvature and distortion were negligible. The initial system exhibited an optimized design suitable for direct implementation in off-axis configurations.
In
Figure 7, the left plot shows the field curvature of the system, with the vertical axis representing the field of view (FOV) size and the horizontal axis indicating the field curvature value. The red curve depicts the variation of field curvature across the FOV, with a maximum field curvature of 0.8 μm. The right plot presents the distortion characteristics of the system, where the vertical axis denotes the FOV size and the horizontal axis represents the distortion value. The red curve illustrates the distortion variation with respect to the FOV, exhibiting a maximum distortion of 0.0768%.
3.2. Optimized Design
After obtaining the initial structure of the coaxial off-axis process, as required, the off-axis method was categorized into aperture off-axis and field-of-view off-axis. The aperture stop was located on the primary mirror under aperture off-axis conditions, and the optical structure was not symmetrical, so the field of view could not be made too large. In field-of-view off-axis configurations, the aperture stop is typically positioned at the secondary mirror, which is conducive to the expansion of the field-of-view angle. Therefore, this study employed an off-axis field-of-view approach, where the system Y-direction field of view was 10°~18°, and the X-direction field of view was ±5°.
The initial step involved the fundamental system parameters, such as operands like EFFL, WFNO, and others, which were set directly according to the design requirements. The conic coefficient was limited using operands like COVA, ABLT, and others. Aberrations were controlled using operands, such as FCGT, FCGS, TRAY, SPHA, and related mathematical operators.
Additionally, the system must avoid becoming coaxial during off-axis optimization, otherwise this could lead to light blockage. To prevent this, the optical system’s structure must be constrained. First, the y-coordinate information of the edge points on the object surface (Surface 1) and the primary mirror (Surface 3) was read to define a straight line. Then, the slope (
k) and intercept (
b) were calculated using the slope–intercept equation of the straight line, y = kx + b. The y-coordinate information of the edge points beneath the secondary mirror (Surface 5) was then obtained. These coordinates were treated as points, and the distance from each point to the straight line was calculated using Equation (9). A visual representation of this method is shown in
Figure 8, where the red line indicates the controlled distance. The off-axis amount was then maintained within the expected range using the PMVA, ABGT, and ABLT operands.
Freeform surfaces provide substantial design flexibility for imaging optical systems, making them particularly effective at correcting aberrations in off-axis asymmetric systems. Additionally, they contribute to system miniaturization and weight reduction, decrease the number of components, and enable the realization of parameters, structures, and functions that are challenging to achieve in traditional spherical and aspherical systems. To maintain the system’s constant ground resolution characteristics, this study adopted the XY polynomial expression for the freeform surface.
The fourth-order XY polynomials hold significant practical value in optical design, as they achieve an optimal balance between aberration correction capability and engineering feasibility. These polynomials not only effectively address primary aberrations but also contribute to the suppression of certain higher-order aberrations, fulfilling the imaging demands of most conventional optical systems. Fourth-order terms maintain reasonable computational complexity and align well with modern manufacturing techniques, such as single-point diamond turning (SPDT). When fourth-order correction is insufficient, localized approaches—such as freeform surfaces or region-specific polynomial segmentation—can be employed to enhance performance without resorting to a global increase in polynomial order. This strategy ensures performance goals are met without introducing unnecessary manufacturing or metrological challenges associated with higher-order terms. Thus, a fourth-order XY polynomial was selected to optimize the optical system. Since the optical system is symmetric with respect to the YOZ plane, only the X-even terms in the XY polynomials were adopted.
In order to ensure that the XY polynomial coefficients were consistent with the current processing capacity, the processing was carried out by single-point diamond machining. The one-time first processing accuracy could be controlled at about 0.8 μm, and the RMS value of the first molding could be controlled at about 100 nm. Then, the freeform surface inspection instrument was used for inspection, and compensation processing was carried out after inspection to ensure that the processing accuracy reached λ/50:
In the above equation, the first term represents the aspheric surface type term, denotes the coordinates of the characteristic data points on the unknown surface, c denotes the curvature at the vertex of the fitted surface, k denotes the quadratic surface coefficient (conic coefficient), denotes the term of the free surface of the XY polynomial, and is the coefficient of the corresponding term.
To achieve uniform ground resolution, the y-direction field of view was divided into nine segments for sampling. Light constraints were subsequently applied to the optimized system with high imaging quality. The REAY operand was used to determine the actual image heights for the specified fields of view. The ideal image heights were then calculated using the ideal image-point formula to obtain the perfect image heights for the fields of view. The DIFF operand was used to calculate the deviation between the actual and ideal image heights for each field of view. Finally, the OPGT operand was applied to constrain the difference, with OPLT used to further refine the constraint. To achieve a zero-deviation value, the structure of the freeform off-axis three-mirror optical system will undergo modifications to correct aberrations, ensuring the system meets imaging quality requirements while maintaining a constant ground resolution characteristic. The specific operand settings are shown in
Table 3.
The selection of optimization variables for the system primarily included the curvature radii and conic coefficients of the mirrors, as well as the spacing between each optical element. Thus, these parameters were mainly chosen as optimization variables. The optimization process primarily employed a combination of the default merit function and other operands. There were various default evaluation methods, with spot diagrams and wavefront being the most commonly used. In the initial optimization phase, spot diagrams could be utilized to enhance optimization speed. Once the spot diagrams met certain criteria, wavefront optimization could be adopted in later stages to balance various aberrations.
During optimization, it was essential to effectively control the RMS (root mean square) radius of the spot diagram. The optimization operands for spot diagram size typically included RSCH, RSCE, RSRH, and RSRE. For MTF optimization, operands such as MTFA, MTFT, and MTFS were employed. Additionally, the Seidel coefficients should be examined. If significant spherical aberration or coma is present, operands like SPHA and COMA must be applied for correction.
3.3. Design Results
After optimization, the optimized system structure parameters were as presented in
Table 4, and the system layout was as illustrated in
Figure 9. The design prioritized functional simplicity, as the main mirror and three mirrors could be integrated and manufactured from a single piece of reflective material. This enabled monolithic fabrication of the three primary mirrors, reducing optical system assembly complexity.
The tertiary mirror employed XY polynomial freeform surfaces to correct off-axis aberrations, thereby ensuring that the final imaging quality requirements were met. The optimized coefficients of the freeform surfaces, expressed as XY polynomials, after optimization, are presented in
Table 5.
The system used the modulation transfer function (MTF) and spot diagram to evaluate the imaging quality, as shown in
Figure 10 and
Figure 11. The system exhibited diffraction-limited imaging quality. The MTF curve showed that the optical system can transfer various object frequencies. At a cutoff frequency of 34 lp/mm, the system’s MTF across the full field of view was close to the diffraction limit, with values exceeding 0.4, thus meeting the design specifications.
The spot diagram illustrates the optical system’s light convergence ability. The RMS radius serves as a quantitative metric for assessing the system’s imaging performance. As shown in the figure, the maximum RMS radius was 4.985 μm, which meets the imaging requirements, exhibiting a smaller size compared to the detector’s minimum pixel size.
3.4. Tolerance Analysis
Off-axis optical systems do not have symmetry and are susceptible to asymmetric aberrations due to the influence of asymmetric optical elements, which further increases the difficulty of manufacturing and processing the system. Therefore, in order to verify the feasibility of the optical system designed in this paper, a tolerance analysis of the system was required. The average diffraction MTF of the system at 34 lp/mm was used as the evaluation standard to assess the influence of various types of errors of optical elements on the image quality of the system during processing, and the tolerance analysis of the whole system was carried out. The data settings for the tolerance analysis of the system in this paper are shown in
Table 6.
In the tolerance analysis stage, finite-times Monte Carlo simulation analyses were first carried out using preset tolerance values to identify the key parameters that had the most significant impact on the system performance. Subsequently, these key parameters were optimally tuned to progressively optimize the system performance by shrinking the worst tolerance terms and relaxing the optimal ones. This process was repeated until the system performance was close to the predefined target. After the initial optimization, 200 Monte Carlo simulations were further conducted to fully evaluate the effect of the optimized tolerance settings, and the modulation transfer function (MTF) was used as the main performance evaluation index in this process. The final results of the tolerance analysis are shown in
Table 7.
Using Monte Carlo analysis, the results showed that more than 90% of the Monte Carlo samples of this system, after the introduction of errors, had MTF values greater than 0.3, which meets the requirements of industrial production.
In terms of cost, this design used a single-point diamond turning one-shot technique, and the cost of this technique is controllable. The RMS value can be controlled to λ/50, and the roughness can be controlled to within 10 nm.
Mid-wave infrared (MWIR) systems (3–5 μm) exhibited high sensitivity to thermal variations, which can induce undesirable effects, such as thermal expansion and defocusing. To mitigate these issues without resorting to active compensation, passive thermal management strategies can be implemented through careful material selection and mechanical design optimization. Key approaches include (1) employing materials with matched coefficients of thermal expansion (CTE) to minimize thermally induced stresses, (2) incorporating optical compensation structures to maintain focus stability under temperature fluctuations, and (3) integrating flexible mechanical elements to accommodate thermal deformation. Furthermore, the use of high-thermal-conductivity materials enhanced thermal equilibration, thereby reducing temperature gradients and their adverse effects. Notably, refractive optical systems are especially susceptible to thermal perturbations, necessitating stringent application of the aforementioned design considerations to ensure consistent performance.