Transparent Attribution of Contributions to Research: Aligning Guidelines to Real-Life Practices
Abstract
:1. Introduction
2. Authors, Contributors and Acknowledgees
We argue for a radical conceptual and systematic change … We propose dropping the outmoded notion of author in favor of the more useful and realistic one of contributor. This requires disclosure to readers of the contributions made to the research and to the manuscript by the contributors, so they can accept both credit and responsibility. (emphasis in the original)
All contributors who do not meet the criteria for authorship should be listed in an acknowledgments section. Examples of those who might be acknowledged include a person who provided purely technical help, writing assistance, or a department chair who provided only general support. … Financial and material support should also be acknowledged.
- (1)
- Compliance with institutional or editorial guidelines is essentially voluntary for byline authors.
- (2)
- Editorial policies vary among journals, publishers and disciplines, and byline authors are not always aware of these differences.
- (3)
- Institutions, journal editors and publishers seem mostly unable to verify or enforce compliance.
- (4)
- Non-author contributors have different expectations and practices, and may be unaware of editorial policies that encourage or require acknowledgment for contributions to the research or its written report.
- (5)
- Contributors such as statisticians—and especially authors’ editors and translators—are often self-employed and serve as externally contracted consultants. Unlike byline authors, they are mostly free from pressure to publish because their career success does not depend on bibliometric performance indicators. So they may have little motivation to maximize the appearance of their name in the published research record, and little inclination to request public credit for their work if they believe their clients might find this issue awkward, intrusive or inappropriate. On the other hand, some may request or require acknowledgment for transparency or in the hope that their name will be noticed by potential clients.
3. Editorial Support for Research Reports
4. The Contributor Roles Taxonomy: Promises and Pitfalls
5. A More Granular Contributorship Taxonomy for Fair, Open Attribution
- For technical support, we propose (i) characterizing the “Investigation” role as an author activity by adding “as an author named in the byline”, and (ii) adding a new “Technical support” role to report, for example, laboratory, clinical or field work done by persons named in the acknowledgments.
- For writing the original draft, we propose changing the “Writing—Original Draft” role to “Drafting the manuscript” and specifying in the definition that this may be done by either an author named in the byline or a non-author named in the acknowledgments. Importantly, the potentially confusing term “substantive translation” should be deleted from the definition.
- For revising the draft, we propose replacing “Writing—Review & Editing” with “Critical review and approval of the manuscript, as author”. We also recommend removing the words “pre- and post-publication stages” from the definition, for the reasons explained above.
- Finally, we propose adding a new category, “Translating or editing the manuscript”, as a non-author role, and specifying in the definition that this role is acknowledged.
6. Moving Forward to Accurate, Open Allocation of Credit
Supplementary Materials
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
References
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Status | Term | Definition |
---|---|---|
Selected CRediT taxa | ||
Current | Investigation | Conducting a research and investigation process, specifically performing the experiments or data/evidence collection |
Current | Writing—Original Draft | Preparation, creation and/or presentation of the published work, specifically writing the initial draft (including substantive translation) |
Current | Writing—Review & Editing | Preparation, creation and/or presentation of the published work by those from the original research group, specifically critical review, commentary or revision—including pre- or post-publication stages |
Proposed revisions and additions | ||
Revised | Investigation | Conducting a research and investigation process, specifically performing the experiments or data/evidence collection, as an author named in the byline |
New | Technical support | Experimental procedures, laboratory management, animal husbandry, instrumental expertise, statistical support, clinical support, graphic work, and other skilled activities done as a non-author named in the acknowledgments |
Revised | Drafting the manuscript * | Writing a preliminary version of the manuscript, by an author named in the byline or non-author named in the acknowledgments |
Revised | Critical review and approval of the manuscript, as author § | Critical review with commenting or revising the manuscript, and approval of the version submitted for peer review and accepted for publication, by an author named in the byline |
New | Translating or editing the manuscript, as non-author | Translation or editing of the authors’ manuscript, by a non-author translator or editor named in the acknowledgments |
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Matarese, V.; Shashok, K. Transparent Attribution of Contributions to Research: Aligning Guidelines to Real-Life Practices. Publications 2019, 7, 24. https://doi.org/10.3390/publications7020024
Matarese V, Shashok K. Transparent Attribution of Contributions to Research: Aligning Guidelines to Real-Life Practices. Publications. 2019; 7(2):24. https://doi.org/10.3390/publications7020024
Chicago/Turabian StyleMatarese, Valerie, and Karen Shashok. 2019. "Transparent Attribution of Contributions to Research: Aligning Guidelines to Real-Life Practices" Publications 7, no. 2: 24. https://doi.org/10.3390/publications7020024