1. Introduction
Tooth loss is one of the most common events in a human lifespan. According to the World Health Organization, one in three (31.3%) adults aged 60 years or older in the European Region suffer from complete tooth loss [
1]. Tooth loss has been shown to be associated with impaired quality of life [
2], reflecting the importance of tooth restoration. Different techniques are available to replace missing teeth, among which dental implants are the most effective [
3]. To achieve a successful restoration using dental implants, sufficient bone quality and quantity is needed.
However, after tooth extraction, a physiological remodeling process occurs during socket healing that results in general bone atrophy. One of the key factors responsible for this phenomenon is the absence of biomechanical stimulation [
4]. Socket healing is a highly complex procedure as tooth extraction results in bony defects as well as injury to the soft tissues. The regeneration process in this case is influenced by multiple factors, including the regenerative potential of the patient, the type of tooth extraction, the treatment of the socket, and many more [
5]. Current knowledge of socket healing shows that the volume reduction in the jaw varies between individual patients according to the tooth position, the presence of infection, previous periodontal diseases, and the extent of trauma occurring during tooth extraction [
6]. In general, it has been observed that the bucco-lingual dimension of the alveolar ridge undergoes a higher resorption (loss of horizontal dimension) than the height (vertical dimension). The horizontal dimension loss reaches a mean of 32% of the original dimension after 3 months and up to 63% after 6 months, whereas the vertical dimension loss was found to be about 15% after 3 months and up to 22% after 6 months [
7]. Additionally, it was shown that the atrophy of the jaw is not only limited to the alveolus healing but continues beyond that, especially in edentulous jaws [
8]. Different studies attempt to outline the pathophysiological mechanism of ridge resorption to prevent jaw atrophy based on biological rational methods [
7]. However, this process is still not yet fully understood.
Meanwhile, various protocols are available to treat the extraction sockets and reconstruct the atrophic jaw to allow dental implant insertion [
9]. Most recent and ongoing research accepts the phenomenon of atrophy as a physiological process and focuses on the biomaterial-based regeneration of the atrophic socket or the comparison of treated to untreated sockets with the aim of generating the best possible situation for implant placement [
10,
11]. At the same time, there is an acute need to further understand the physiological process of socket healing in order to develop improved protocols to support bone healing and prevent atrophy.
Therefore, the present study aimed to analyze the socket healing process after the extraction of upper premolars based on cone beam computed tomography (CBCT) over 6 months. A retrospective analysis of CBCT imaging, performed directly after tooth extraction, then again after 3 and 6 months, was conducted to compare the progress of bone healing and remodeling. Special focus was placed on the morphological changes in the alveolar crest and within the socket.
2. Material and Methods
2.1. Study Design
2.1.1. Study Design and Institutional Review Board (IRB) Approval
This retrospective study evaluated radiological data of patient treated at the private office of JS-W in Katowice, Poland, under the supervision of the first author SG. IRB approval (#16/2023) for this study was granted by the Bioethics committee at the Silesian Medical Chamber in Katowice, Poland (24 July 2023). The available radiological data were analyzed retrospectively using a novel method to evaluate the three-dimensional bone change as described below.
2.1.2. Sample Size Calculation
An online tool
https://clincalc.com/stats/samplesize.aspx?example (accessed on 15 January 2025) was utilized to perform statistical power analysis and estimate the required sample size per group. Following established standards for statistical power and significance, the parameters were set as follows: a Beta error of 20% (corresponding to a statistical power of 80%) and an alpha error of 5%. The primary endpoint of this study—new bone formation—was used to estimate the expected minimum detectable difference between the study group (3 months) and the control group (6 months). This estimation was based on radiological data from previous studies. The analysis indicated that a minimum of 18 patients per group would be necessary to achieve adequate statistical power. Consequently, a total of 36 patients (
n = 18 per group) were included in this study.
2.1.3. Inclusion and Exclusion Criteria
Patients indicated for extraction of hopeless premolars followed by implant placement using a two-stage approach, that received CBCT after tooth extraction and after 3 or 6 months were included.
The exclusion criteria were metabolic disorders, acute and untreated periodontal disease, periapical lesions, root fracture of the tooth requiring extraction, and a previously compromised alveolar crest at the defect area. Patients at risk of bisphosphonate-associated osteonecrosis, pregnant patients, patients with insufficient hygiene status, and potentially non-compliant patients were also excluded.
2.1.4. Treatment and Radiological Evaluation
Tooth extraction was performed by atraumatic and flapless tooth extraction under local anesthesia. Post-extraction, the alveoli were excochleated, rinsed with sterile saline solution, and subjected to a tension-free approximation of the wound borders. CBCT images of the defect areas were taken directly after extraction and after a healing period of either three or six months.
2.2. Image Analysis-Based Evaluation of Bone Regeneration
The qualitative image analysis of bone regeneration after tooth extraction was based on CBCT images taken after extraction and after a defined bone regeneration period of three or six months. The images were processed using OsiriX MD (Pixmeo SARL, software version UDI-PI:14.1.1, Bernex, Switzerland) and Photoshop (Adobe Systems Software Version 26.3.0, Dublin, Ireland). CBCT data were processed in OsiriX MD (Pixmeo SARL, software version UDI-PI:14.1.1, Bernex, Switzerland) using a three-dimensional (3D) Surface Rendering tool to obtain 3D images of the related jaw, including the region of interest (ROI) where the tooth had been extracted. Here, the threshold was set to allow analyzing the low-mineralized as well as mature bone. The resultant 3D images containing rendering artifacts due to noise artifacts from the original CBCT image were post-processed using the software’s Meshmixer tool (Version 3.5.474), thereby achieving artifact-free 3D images for further processing.
Sectioned 3D images presenting buccal, lingual, mesial, or distal views of the ROI were created using the Meshmixer tool. Thus, hemi-sections of the extraction sockets were prepared in all four orientations at the time points immediately after extraction and after three and six months of regeneration. The images were further processed as described below.
Image-analysis-based qualitative evaluation of bone regeneration was conducted in Photoshop. For each orientation (buccal, lingual, mesial, distal), the post-extraction and post-regeneration images of ROI were overlayed.
Pseudo-color coding of the structures was used to differentiate between the structures and changes due to regeneration. First, the structures were separately differentiated at each time point. In the post-extraction images, regions of residual bone structures and, if applicable, neighboring tooth/teeth or implants were defined. An individual Layer of this area was created and colored blue.
The cavity of the extraction socket was defined accordingly, and an individual Layer was created and colored red. The post-regeneration images were processed with neighboring structures colored blue and residual cavities red, each in an individual Layer.
Different ROI masks were used for the red-marked extraction cavity, the post-extraction socket in green, the post-regeneration images with surrounding structures in blue, and the residual cavity structures in red. The resulting image showed the green-marked original size of the extraction cavity surrounded by neighboring structures with the residual cavity structures after the regeneration time placed on top, thereby visualizing the areas where the bone had been regenerated.
Bone height changes were marked by defining the alveolar crest surface line above (buccal/lingual view) or lateral/contralateral to (distal/mesial view) the post-extraction alveolus, and further transferring this surface line to the post-regeneration image showing the region of bone regeneration as described above. In this way, the newly regenerated bone structures were identified, and regions of bone loss below/lateral to the surface line of the original alveolar crest rim after extraction were also viewed by pseudo-coloring.
The final overlay images in the buccal, lingual, mesial, and distal views were used for qualitative evaluation and semi-quantitative analysis of bone regeneration and bone dimensional loss (height/width) in each orientation.
2.3. Statistical Analysis
Overlay images presenting the central section of the alveoli in different orientations, as described in
Section 2.2, were used for semi-quantitative analysis to compare individual structures within and between groups. Occlusal loss of height in the mesiodistal and bucco-lingual orientation, lateral bone loss in the occlusal view, and lingual and buccal collapse of bone structures were determined. Based on the voxel data from the original CBCT images, the area from the overlay images of each orientation was measured in mm
2. To directly compare any changes, the relative areas of the individual structures (bone-structure-free cavities within the alveoli, newly formed bone, collapse of the alveoli) were then calculated for each case and endpoint. Finally, the mean values ± standard deviations were calculated for each time point. Statistical analysis was performed using a two-way analysis of variance, at an alpha of 0.05, paired with a post-hoc test for multiple comparisons (uncorrected Fishers’ Least Significant Difference test) using GraphPad Prism statistical software (version 10.1.1).
4. Discussion
The healing process of the alveolus defect after tooth extraction has been of high interest to clinicians and researchers for many years due to its crucial clinical role when it comes to the replacement of missing teeth with dental implants [
12]. The insertion of dental implants requires biologically active and biomechanically stable bone to allow sufficient primary stability and subsequent osseointegration. Early studies that analyzed socket healing described the mechanisms of defect regeneration using different methods, especially histology in preclinical research [
13].
The current understanding of socket healing describes it as a physiological process that includes different overlapping phases. In the first phase, the socket is filled with blood from the extraction site and inflammatory cells migrate into the blood clot (inflammation). The next step involves callus formation in the form of woven bone (proliferation). Finally, the woven bone is remodeled to mineralized lamellar bone (remodeling). In this phase, bone resorption is evidenced, leading to a dimensional change in the alveolar ridge (
Figure 6) [
14]. Moreover, morphological studies have shown that the alveolar volume decreases with time after tooth extraction, resulting in a loss of up to 32% of the original dimension after 3 months and up to 63% after 6 months. This dimension loss is often referred to as atrophy or bone resorption [
15]. However, further understanding of the process of alveolar dimension change is still needed.
Therefore, the present study aimed to analyze the unassisted socket healing process after the extraction of upper premolars based on cone beam computed tomography (CBCT) at two time points, 3 and 6 months after extraction.
The results presented here allow further the understanding of two critical aspects of socket healing: (a) the dimensional change over time and (b) new bone formation and regeneration within the defect.
In terms of dimensional change, our results showed that an inward movement of the defect walls occurs after 3 months. It takes place from the bucco-lingual, the medio-distal, and the vertical direction towards the defect center. These inward movements were evident in all examined subjects after 3 months and persisted after 6 months. This phenomenon results in a collapse of the alveolar socket and a decrease in the defect volume, but also a decrease in the total alveolar ridge volume. The quantitative results showed a vertical alveolar collapse of up to 34.3 ± 6.7% and a horizontal alveolar collapse of up to 55.7 ± 29.1% after 6 months. The data are in alignment with currently reported data from a systematic review based on randomized controlled clinical studies that refers to a vertical dimensional change of 11–22% and a horizontal dimensional change of 29–63% at 6–7 months [
16]. It is important to note that our results also show a wide range of interindividual differences. These differences may have been influenced by many parameters such as the tooth condition before extraction, the tooth position, the health of neighboring teeth or general periodontal diseases. To reduce this influence, we focused on the upper premolar and excluded patients with active untreated periodontal diseases. However, even chronic and treated periodontal changes may have influenced the socket healing leading to different patterns within the presented individuals.
The observed dimensional change in the alveolar bone was considered as a resorption process in recent studies [
7,
16], whereas our study is the first to describe the inward movement of the defect wall and the collapse of the socket. It seems as if this movement is the human body’s attempt to minimize the size of the socket and support the closure of the bone defect.
The second aspect is the new bone formation inside the socket defect. Our results showed two patterns of new bone formation when looking at the occlusal part compared to the rest of the socket. New bone formation was observed in direct contact with the defect walls and did not reach the defect center in most cases after 3 months. Similarly, after 6 months, the defects were not fully filled with newly formed bone. In terms of the occlusal part, new bone formation was evident after 3 months and a more mature bone was observed after 6 months. These findings show a completely different pattern of new bone formation than that described in the literature up until now. The current understanding of new bone formation inside the socket relies on the histologic results of preclinical studies that described new bone formation within the alveolar socket. In that case, new bone formation was observed as woven bone after 14 days, which was changed to mineralized bone after 30 days [
13].
By contrast, our radiological findings clearly showed that new bone formation starts from the periphery and continues towards the center. These observations do not comply with the theory that sockets are filled with a blood clot that is then remodeled to bone [
14]. Our findings show, for the first time, that new bone formation in the extraction socket may be similar to the process of appositional bone formation [
17]. This finding calls for reconsidering the current clinical understanding of socket healing and may be a key element to understanding how to treat sockets after tooth extraction. However, more research is needed to fully understand this observation.
Consequently, the current study found that two processes, the collapse and dimensional reduction in the socket and the appositional bone formation, lead together to the closure of the defect. This closure then resulted in cavitation formation in most of the cases observed in the study. It seems that the slow process of new bone formation within the socket is not able to close the defect alone; therefore, the body speeds up the process by means of socket shrinkage, enabling faster bone formation, at least in the occlusal part. Therefore, the regions that are not yet filled with new bone become cavities when the socket collapses, and the appositional bone from the defect walls comes into partial contact. In other words, it is possible that the body tries to turn a “critical size defect” of the socket that is not possible to undergo unassisted closure into a “non-critical size defect” by means of collapse, thus allowing the body to close the defect.
A search through the available literature revealed no previous radiological studies analyzing bone formation within the extraction sockets over different time points. However, other authors have described observations that were similar to the findings in this study. For example, a clinical study that analyzed models to evaluate dimensional change in the alveolar crest referred to “alveolar crest shifts” of 56–64% [
18], which is similar to the inward movement and socket collapse observed in our study.
When looking carefully at the available literature, one can find similarities in the morphological descriptions. In particular, Misch and Judy described a classification system based on the tactile analog sense of the surgeon when drilling into the alveolar bone. Here, the D-qualities were classified as D1: dense cortical bone; D2: dense to porous cortical bone with coarse trabeculae; D3: thin cortical bone with fine central trabeculae; and D4: fine trabecular bone [
19]. Moreover, various studies have shown a significant correlation between the surgeon’s tactile sense and CBCT data [
18]. Therefore, tactile evaluation of the bone quality may resemble the described morphology in our study, containing the porous cortical quality in the occlusal part of the defect and the more “fine trabecular” part that is described as partially filled with new bone and partially occupied by cavitation.
The discrepancies between the results presented in this study and the previously observed and described findings in other preclinical and clinical studies may be understood when looking at the applied methods. Classical methods such as histological analysis are of great importance to understanding the biological process of new bone formation. However, they provide a one-dimensional analysis and mostly lack an overview perspective, especially when core biopsies are analyzed. Additionally, single time point radiological analyses that are normally performed to plan dental implants do not provide much information about the dimensional change over time. Therefore, the novelty of this radiological study lies in three aspects that enabled the observed findings—the three-dimensional analysis, the analysis over three time points (day 0, 3 months, and 6 months), and the radiological matching method used for analysis.
The limitations of the present study are mainly the number of analyzed subjects, the inclusion of only upper premolars, and the retrospective approach. Therefore, further studies are needed to analyze socket healing within other regions of the upper and lower jaw. Additionally, due to the retrospective approach and limitation to the available data the present study used two different groups of patients to analyze the dimensional change in the bone over time. In this context, a within-group analysis would have been more precise and should be considered in upcoming prospective studies.
Based on the findings presented here, it is possible to make several clinically relevant conclusions.
First, regarding the time point of implant insertion when sockets are left to heal unassisted, it should be considered that, based on our findings, the socket was not yet closed after 3 months. Therefore, this time point is not suitable for implant placement. This is encouraged by the statistically significantly higher new bone formation after 6 months. Therefore, authors recommend to choose a healing period of 6 months.
Second, this study showed different patterns of socket healing interindividual within the analyzed cohort, concluding that there is no guarantee that bone formation will occur after three months. Based on this, radiographic control rather than anecdotic assumptions must be performed before implantation, considering the lowest possible radiation dose burden for patients. Even though CBCT has a higher dose than that of the conventional OPG (approximate mean dose of 99.9 vs. 35.81 µSv, depending on the mode of view) [
20], it has an excellent dose–image resolution ratio, with significantly more information regarding the clinical situation of the area of interest. Considering the ALARA principle [
21], focused imaging, such as half-side or ROI-focused CBCT, should be applied. Further approaches have been investigated to achieve better dose reduction without the loss of information [
22]. These recommendations were also found in various other studies in the literature [
23,
24]. Another noninvasive imaging approach is transalveolar ultrasound technology (TAU), which may provide comparable insights without additional exposure to ionizing radiation [
25,
26].
Third, our data showed that cavitation formation within the socket seems to be a physiological process that takes place in most cases and persists even after six months. These cavitations are mostly built by the collapse of the socket and the relatively fast new bone formation within the occlusal part. They are localized under a rather thin bone layer in the occlusal part of the socket and may have a critical role in the dental implantation process, including implant failures such as failing to reach adequate primary stability, lack of osseointegration during the healing period, or even infections during the oral retention period of the implants. These findings open novel topics that are of high interest for future research.
Finally, the outcomes of our study represent a paradigm shift and call for rethinking the present socket treatment strategies. When abandoning the theory that bone regeneration within the socket is achieved through remodeling of the initial blood clot [
14], and considering the appositional process of bone formation observed in this study, it becomes clear that it is not logical to expect blood concentrates such as platelet-rich fibrin to become remodeled into bone once applied inside the extraction socket, or even to expect inflammatory cells of the peripheral blood to induce new bone formation. Therefore, a combination of a slowly degrading bone substitute material and blood concentrate seems to be a more promising strategy.
Additionally, this study showed premature closure of the occlusal part of the socket, along with socket collapse, resulted in the formation of cavities. In this case, it seems as if the premature closure of the socket is not an effective strategy to regenerate bone within the defect center, especially when taking into account that primary closure was shown to have no effect on bone formation in previous studies [
27,
28]. Instead, novel attempts to optimize bone regeneration within the socket, such as the recently presented Guided Open Wound Healing Concept, may be groundbreaking. In this concept, a polytetrafluoroethylene (PTFE) membrane is used in combination with bone substitute material to allow for socket reconstruction while respecting the anatomy of the alveolar ridge and without flap raising [
29]. Ongoing studies will provide more data about the clinical efficacy of this concept and establish reproducible treatment protocols.