1. Introduction
Key aspects of the rum fermentation process have been previously analysed with various studies reporting the characterisation of raw materials, the definition of optimal yeast growth conditions, and the exploration of microbial community dynamics [
1,
2,
3]. This study combines these significant findings to conduct targeted fermentation optimisation studies using response surface methodology (RSM). The overarching aim was to enhance ethanol productivity, yield, and process efficiency under the industrial conditions of the Bundaberg Distilling Company (BDC).
Molasses composition has a profound impact on yeast growth and fermentation kinetics in rum production. Variability in its sugar content, nitrogen levels, and potential fermentation inhibitors requires consideration to tailor and control process parameters for optimal fermentation [
1,
2]. The ideal temperature, pH, and oxygenation levels for yeast propagation have been previously established, and they demonstrate the influence of physicochemical parameters on fermentation performance [
1,
3].
The raw molasses used in rum fermentation contain a considerable amount of suspended solids when they arrive from sugar refineries which must be removed prior to fermentation [
4,
5]. This clarification process reduces turbidity and yield losses, improves fermentation efficiency, and prevents fouling of downstream equipment [
6]. Conventional clarification techniques involve settling or centrifugation to separate particulate matter from molasses. However, these physical methods alone are often insufficient to achieve the desired degree of clarity due to the colloidal and submicron nature of molasses solids [
7]. Chemical clarification using inorganic coagulants or polymeric flocculants has thus emerged as an important pretreatment step [
8,
9].
Flocculants function by adsorbing to suspended solids and aggregating them into settleable flocs or flakes. This conglomerative effect accelerates gravitational separation [
10]. However, a challenge exists in identifying the best performing blend of polyacrylamide flocculants from a myriad of potential combinations and proportions. This study evaluates the performance of several commercially available anionic polyacrylamide flocculants for clarifying raw cane molasses in bench-scale jar tests. Rapid screening of flocculant type and dosage provides insight towards optimising molasses pretreatment. To this end, a comprehensive yet efficient method was required to unravel the interactions between constituents that synergistically maximise solid removal. A simplex lattice design addressed this need by mapping out a limited set of mixture points that systematically covered the compositional domain for variable flocculants. Rather than testing formulations sequentially, the simplex lattice design provided insights through mathematical modelling. It deconvoluted individual component impacts from two-way interactions to reveal the true influences on clarification performance [
11].
Additionally, this study also focused on further elucidating the interactive influences of oxygenation, temperature, and nutrient supplementation on yeast functionality. Continuous dissolved oxygen provisioning, maintenance of optimal thermal conditions, and supplementation of an optimised nutrient formulation emerge as top priorities for process refinement according to previous statistical analyses [
1], mechanistic evidence from the literature [
3,
6,
7], and communication with BDC personnel. Limiting the scope of research to these specific parameters streamlined experimentation whilst ensuring the applicability of results to existing manufacturing practices.
Response surface methodology is applied to quantitatively model multivariate interactions, with increased resolution afforded by a condensed three-factor design [
12,
13]. By more precisely characterising coordination dynamics between these select variables, tighter control ranges conducive to maximising productivity can be defined. These targeted insights are expected to enhance opportunities for knowledge-driven optimisation of the fermentation process.
This study applies a data-driven approach to leveraging the multi-factorial understanding of rum fermentation. The use of RSM is suited for navigating the complex dynamics between materials, microbes, and process conditions. The focus on industrially relevant scales and multivariate optimisation factors distinguishes this study from previous analyses of isolated parameters. The multivariate RSM approach combined with rapid hygiene monitoring provides a comprehensive optimisation of yeast fermentation and mitigation of contamination risks to improve fermentation efficiency. The findings provide actionable guidelines to enhance the consistency, efficiency, and productivity of rum fermentation. More broadly, this research will aid in optimising yeast-based processes where complex interactions between nutrients, physicochemical environment, and microbiota dictate productivity outcomes. Beyond rum, the analytical framework could guide optimisation of biofuel, pharmaceutical, food, and other biotechnology fermentations.
2. Materials and Methods
2.1. Experimental Design
This study employed a multi-faceted approach to optimise both molasses clarification and fermentation processes in rum production using Saccharomyces cerevisiae. Standardised laboratory protocols were developed to methodically investigate multiple factors. Commonly used industrial flocculants were evaluated for their effectiveness in clarifying raw molasses samples under controlled testing. Flocculant performance was assessed on sedimentation behaviour to identify optimal clarification aids.
Additionally, the fermentation parameters of oxygenation, temperature, and nutrient supplementation were evaluated over designated ranges using a central composite experimental design. Response surface modelling then determined the optimal factor settings to maximise ethanol yield and volumetric productivity.
2.2. Molasses Clarification Optimisation
Seven commercially available anionic polyacrylamide flocculants were evaluated: Flopam AN 923 XV, Flopam AN 934 SH, Flopam AN 934 VHM, Flopam AN 945 SH, Flopam AN 945 VHM, Flopam AN 956 SH, and Flopam AN 977 SH. These flocculants, which are synthetic high molecular weight polymers containing negatively charged functional groups, are commonly used to enhance solid–liquid separation by promoting the aggregation and settling of suspended particles. They are from the Flopam product line and were selected based on common usage in sugar clarification processes and availability from the local supplier (SNF Australia; Lara, Australia).
A Platypus (Microfloc Pty Ltd., North Rocks, Australia) 4GJT lab jar tester equipped with four 1 L glass beakers was used to simulate rapid mixing and flocculation conditions. The apparatus features adjustable paddles and timers to control stirring speeds and durations. Prior to each test, the beakers and paddles were cleaned thoroughly with detergent, rinsed with distilled water, and air dried. A 1000 mL volume of freshly collected raw molasses sample was measured into each beaker using a graduated cylinder and transferred to the jar tester platform.
The polyacrylamide flocculant solutions were prepared just before each trial by dissolving the required amount of dry powder in small volumes of distilled water. The stock solutions were gently mixed until fully dissolved. Known volumes (as per the testing dosages listed in
Table 1) of the flocculant solutions were then dosed rapidly into their respective jars using micropipettes, before immediate rapid mixing at 150 rpm. This speed was selected based on preliminary trials to generate sufficient shear without disrupting the flocs. After 2 min of rapid mixing, the paddles were reduced to 60 rpm for the flocculation phase, lasting 30 min. After completion of the jar test cycle, the mixtures were allowed to settle undisturbed.
After 30 min, a distinct mud layer and clarified supernatant were clearly visible in most samples. The volume of settled mud in each beaker was then carefully recorded in millilitres (mL) using a graduated cylinder. This parameter was used as the primary response variable to evaluate flocculant performance. All procedures were carefully timed, and the stirring regimen was kept consistent between duplicate samples and across different flocculant test runs using the programmable timer controls. This ensured standardisation and reliability of the flocculation simulations.
2.3. Response Surface Methodology Experimental Design
A three-factor central composite design was constructed using Stat-Ease Design Expert (version 13; Stat-Ease Inc., Minneapolis, MN, USA) software to systematically evaluate the interactive effects of oxygenation (X1), temperature (X2), and nutrient supplementation (X3) on fermentation responses. X1 (oxygenation) was set at 3 levels ranging from 0 to 10 ppm dissolved oxygen in 5 ppm increments. X2 (temperature) was varied between 30 and 35 °C in 2.5 °C increments and X3 (nutrient supplementation) was tested from 0 to 5% in 2.5% increments using a nutrient formulation consisting of 5 g/L (NH
4)
2SO
4 and 5 g/L amino acids. Each factor was investigated at axial points (−α), factorial points (−1, +1), and a centre point (0) for a total of 27 experimental runs. The design structure allowed for estimation of quadratic response surfaces while accounting for curvature and the optimisation of responses. The relationship between the experimental factors and the measured fermentation responses was modeled using the polynomial regression equation
where Y represents the response function (sugar consumption rate or ethanol concentration), β
0 is the intercept, and β
1, β
2, β
3 are the coefficients for the linear effects of oxygenation (X
1), temperature (X
2), and nutrient supplementation (X
3), respectively. The quadratic and interaction terms (β
11, β
22, β
33 and β
12, β
13, β
23) capture the nonlinear and interactive relationships between the factors.
2.4. Fermentation Conditions
Batch fermentations were carried out in triplicate using 250 mL flasks, with each flask containing 200 mL of molasses medium supplemented with varying proportions of the optimised nutrient formulation according to the design. Flasks were submerged and secured in thermostatically controlled water baths set to predetermined temperature levels ranging from 30 to 35 °C. Sparging stones were fitted to each flask to continuously deliver humidified airflows regulating dissolved oxygen levels from 0 to 10 ppm according to the experimental design.
2.5. Inoculation and Sampling
A standardised inoculum consisting of 10% v/v actively growing Saccharomyces cerevisiae culture (approximately 107 cfuml−1) was used to initiate fermentation under aseptic conditions. Samples were periodically collected after every 6 h up to 36 h to monitor fermentation progress. The responses assessed included sugar consumption rate, reflecting catabolic conversion, and final ethanol concentration after 36 h as a metric of overall metabolic efficiency under each condition tested. Each experimental run was conducted in triplicate, with the datasets averaged for statistical and modelling analyses.
2.6. Sugar and Ethanol Quantitation
A Thermo Scientific (Waltham, MA, USA) Dionex Integrion HPIC system with a Dionex AS-AP autosampler and a 150 mm Dionex CarboPac PA210-Fast-4 µm BioLC column was used for the analysis of the sugar content. Quantitation was based on an external calibration of pure glucose, sucrose, and fructose standards purchased from Sigma Aldrich (St. Louis, MO, USA). Separation was performed using a Dionex CarboPac PA-210-Fast-4 µm BioLC column, measuring 2 × 150 mm. The column was maintained at a temperature of 30 °C while the compartment temperature was set to 22 °C. The eluent, 1 mM KOH, was used with a flow rate of 0.2 mL/min. The instrument was equipped with a gold-on-PTFE disposable working electrode and a 62 mil electrochemical cell gasket, with an Ag/AgCl reference electrode. The sample tray temperature was set to 4 °C and the injection volume was 0.2 µL. Isocratic elution conditions were employed with a Thermo Scientific Dionex EGC 500 KOH Eluent Generator Cartridge and Dionex CR ATC-600 Continuously Regenerated Anion Trap Column as the eluent source. Ethanol concentration was measured using an Anton Paar (Graz, Austria) DMA 4500 density meter.
2.7. Statistical Analysis
One-way analysis of variance (ANOVA) was conducted to determine if significant differences existed between flocculant treatments. If ANOVA detected an overall significance (p < 0.05), Tukey’s HSD post hoc test was used to identify specific flocculant pairs that differed in performance. A simplex lattice mixture design was constructed in Design-Expert software to comprehensively map flocculant blend ratios. The model generated responses as functions of constituent proportions. Analysis of variance on the mixture model identified significant effects. Contour plots visualised blend compositions for optimising removal of settled solids. Numerical optimisation determined the ideal flocculant mixture. This screening and mixture modelling approach statistically analysed individual flocculant efficacies as well as synergistic blend interactions to define the optimal clarification formulation.
Factorial ANOVA was conducted using Stat-Ease Design Expert software (Version 23.1.7; Stat-Ease Inc., Minneapolis, MN, USA) to evaluate the significance of individual factors and interaction terms based on F-values and p-values less than 0.05. Quadratic response surface models were fitted to estimate the main effects and correlations between variables. Numerical optimisation isolated combinations conferring maximum responses. Interaction plots visualised coordination effects between factors influencing productivity metrics. All statistical tests were conducted in R Studio (Version 4.3.2; RStudio, Boston, MA, USA).
4. Discussion
4.1. Optimisation of Flocculant Mixtures
In this study, response surface methodology (RSM) was employed to optimise a combination of polyacrylamide flocculants aimed at enhancing the clarification of raw molasses during rum fermentation. The utilisation of a mixture design approach was imperative to assess potential synergies among the seven commercially available flocculants that were subjected to testing. Tukey’s HSD test revealed that at each dosage level, Flopam AN 956 SH produced significantly lower mud heights (p < 0.05) and higher compaction ratings compared to all other flocculants. For clarity, Flopam AN 956 SH and Flopam AN 945 SH achieved significantly higher percentages above 95% at the 9 ppm dosage versus other treatments.
Across the jar testing trials, Flopam AN 956 SH consistently optimised the measured response variables, demonstrating the greatest settling ability, clarity improvement, and mud dewatering effectiveness out of the evaluated flocculants. Based on its statistically superior clarification performance under the range of conditions tested, Flopam AN 956 SH can be concluded to be the top performing flocculant for clarifying raw molasses in the rum fermentation process. The chemical properties and composition of flocculants are known to strongly influence solid–liquid separation effectiveness. Flopam AN 956 SH contains high charge density and molecular weight, imparting strong bridging and sweeping activities that explain its tight, voluminous flocs.
The superior performance of Flopam AN 956 SH can be attributed to its high charge density, acrylamide content, and sulfonate functional groups, aligning well with hypothesised structure–performance relationships for molasses clarification [
2,
6,
10]. The chemistry of Flopam AN 956 SH facilitated the formation of robust and tight floc networks, even under higher turbidity loads [
14,
15].
It is noteworthy that less effective individual flocculants, such as Flopam AN 934 VHM, still played a crucial role in contributing valuable data points for mapping the solution domain and aiding in statistical optimisation. A mixture design approach incorporating multiple components was necessary to fully map out the response landscape and consider potential synergistic effects between different flocculants. Even flocculants like Flopam AN 934 VHM and Flopam AN 923 XV, which showed weaker individual performances, provided data points that helped define boundaries of the solution space. Their inclusion was important for establishing the statistical models and quantifying how responses varied across the wide mixture factor range studied. Without datasets spanning the full domain, interactions and non-linear relationships may have gone undetected [
12,
13,
16,
17].
The lower performing flocculants also assisted in distinguishing true mechanistic drivers versus random variance through statistical comparison. This reinforced conclusions about advantages conferred by the intrinsic properties of Flopam AN 956 SH. The results from analysing all seven flocculant compounds will also be beneficial in the periodic re-evaluation of flocculant formulations if the characteristics of molasses changes across time. Minor adjustments may prove more effective when guided by the multidimensional insights established herein, rather than isolated re-optimisation.
The outcomes of one-way ANOVA underscored the significant main effects and interactions of both flocculant type and dosage level on all response variables. This robust statistical validation emphasises the intricate interplays between the chemistry of the flocculant and the applied conditions, as indicated by previous research [
13]. Importantly, the study demonstrated that no individual flocculant, in isolation, could achieve the levels of clarification observed in the optimal mixtures identified through RSM modelling. The optimised mixtures demonstrated a notable increase in clarity and mud compaction beyond the typical outcomes achieved with single-flocculant applications. These findings suggest the presence of synergistic bridging and sweeping mechanisms in the optimised mixtures. While these results hold practical implications, it is imperative to note that further validation of the optimised formulations at larger process scales is crucial for real-world applications, representing a significant avenue for future research [
18].
In that same regard, limitations in the experimental design necessitate further studies. Non-linear relationships and higher-order interactions may influence responses but were not examined due to experimental design constraints. Continuous rather than discrete dosage effects also warrant investigation. Additionally, follow-up evaluations of multi-response optimisation and scale-up behaviour could support successful industrial implementation. Nonetheless, within the ranges studied, the statistical models effectively distinguished among treatment combinations and quantified responses sensitively. This enhanced the interpretation of results beyond isolated observations. Incorporating such multivariate, knowledge-based methodologies provides a mechanism to refine clarification processes dynamically as molasses compositions vary seasonally.
4.2. Optimisation of Fermentation Kinetics
The current fermentation practices at BDC lack oxygenation and nutrient supplementation, and operate at a suboptimal temperature of 35 °C. As a result, the process yields are likely far below what is biologically attainable [
6]. The findings of this study provide a knowledge base to significantly enhance the existing operation. Firstly, characterising the individual impact of each factor establishes oxygenation and nutrient supplementation as promising leverage points to stimulate yeast metabolism and growth kinetics, given their linear positive effects on μmax. Secondly, assessing the interactive relationships demonstrates these supplemental inputs exert strong synergistic effects when combined, such as the nutrient–oxygen coordination. This highlights the benefits of adopting a systems-based optimisation approach over isolated modifications [
12,
13,
19]. Most notably, mapping the process suggests that elevating oxygen to 5 ppm, supplementing to 5% with a mixture of ammonium sulphate and amino acids, and utilising a fermentation temperature of 32.5 °C provides maximal ethanol yield. Extrapolating from the batch experimentation results, implementing these optimised conditions in commercial fermentations could substantially increase production volume and efficiency.
Oxygenation showed a significant positive influence on μmax within the tested range (0–10 ppm), with the highest value of 0.39 h
−1 at 5 ppm O
2. Previous studies have reported yeast oxygen requirements around this saturation level [
20]. The study noted that, for yeast to grow in anaerobic circumstances and generate lipids (sterols and unsaturated fatty acids), which are necessary for the integrity of the plasma membrane, more oxygen is typically required. Consistent with these findings, sufficient oxygenation is critical given its central metabolic role in aerobic respiration [
21]. However, in the context of rum production, oxygenation introduces an additional complexity: the potential to alter the sensory profile of the product. While optimal oxygen levels enhance yeast performance and ethanol yield as shown in this study, over-oxygenation could lead to unintended flavor development due to oxidative reactions.
The temperature profile exhibited a parabolic trend, with an optimum μmax of 0.38 h
−1 at 32.5 °C, which aligns with yeast’s known mesophilic nature [
1,
22,
23]. Nutrient supplementation linearly enhanced μmax up to the highest tested level of 5%, reflecting cells’ capacity to efficiently assimilate nitrogen and amino acids into biomass [
20]. However, other authors showed that adding nitrogen raises the possibility of producing undesirable compounds, such as acetic acid [
24], higher molecular weight alcohols [
25], ethyl carbamate [
26], and, in certain cases, hydrogen sulphide [
27].
4.3. Understanding the Interactive Effect of Factors on Fermentation
Quantifying the individual factor impacts provided a baseline understanding. However, as a living system, plasticity arises from integrated regulatory networks rather than discrete components [
3,
13]. Accordingly, an unravelling of interactions is necessary to comprehend coordinated dynamics and thereby optimise the responses.
Figure 6 provides valuable insight into the interactive influences of oxygenation and temperature on ethanol yield at a set nutrient supplementation level. The isoresponse curve mapping these two variables visually depicts their cooperative regulatory effects on fermentation performance. Certain regions of the curve indicate synergistic interactions that jointly enhance ethanol production.
Notably, the curve reveals that under the conditions evaluated, maximum ethanol yield of 9.84% occurred at an intersection temperature of 32.19 °C and oxygenation of 5 ppm. This aligns with previous understanding that moderate levels of both factors can optimise respiration to balance growth and fermentative metabolism and yields [
3,
13]. Interpreting the shape of the isoresponse curve and the cube plots also provides a mechanistic context. The sloping ridge indicates that temperature exerts a more influential effect on ethanol yield across its range when oxygen is limited. However, insufficient aeration constrains respiratory pathways regardless of temperature [
20].
5. Conclusions
This study sought to optimise rum fermentation through a dual methodology addressing critical process parameters. Molasses clarification was first improved using a mixture design to evaluate seven polyacrylamide flocculants. Statistical analyses revealed Flopam AN 956 SH as the top performer based on settling behaviour and mud qualities. Intriguingly, mixture modelling then exposed optimised flocculant formulations which were shown to outperform individual compounds, signifying synergistic interactions between various flocculants.
Response surface methodology further characterised the influential interactive effects of temperature, oxygenation, and nutrients on critical rum fermentation responses like yeast growth, sugar usage, and ethanol yields. Numerically optimised conditions can now be validated at industrial scale in future work.
Precisely manipulating conditions and leveraging characterised strain physiology through this dual optimisation framework is anticipated to tangibly boost yields and profits through a more controlled bioprocess performance. While future designs can explore non-linear dynamics, multivariate models effectively distinguished treatments to provide actionable guidelines for knowledge-based control through combined materials and microbial and operational enhancement at BDC.