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Article

FRAM-Based Safety Culture Model for the Analysis of Socio-Technical and Environmental Variability in Mechanised Agricultural Activities

by
Pierluigi Rossi
1,*,
Federica Caffaro
2 and
Massimo Cecchini
1
1
Department of Agriculture and Forest Sciences (DAFNE), Tuscia University, 01100 Viterbo, Italy
2
Department of Education, University of Roma Tre, 00185 Rome, Italy
*
Author to whom correspondence should be addressed.
Safety 2025, 11(3), 80; https://doi.org/10.3390/safety11030080
Submission received: 12 June 2025 / Revised: 19 August 2025 / Accepted: 20 August 2025 / Published: 25 August 2025

Abstract

Mechanised agricultural operations are often performed individually, under minimal supervision and across a wide range of unfavourable working conditions, resulting in a complex mixture of hazards and external stressors that severely affect safety conditions. Socio-technical and environmental constraints significantly affect safety culture and require continuous performance adjustments to overcome timing pressures, resource limitations, and unstable weather conditions. This study introduces a FRAM-based safety culture model that embeds the thoroughness-efficiency trade-off (ETTO) in four distinct operational modes that adhere to specific safety cultures, namely, thoroughness, risk awareness, compliance, and efficiency. This model has been instantiated for mechanised ploughing: foreground task functions were coupled with background functions that represent socio-technical constraints and environmental variability, while severity classes for potential incidents were derived from the US OSHA accident database. The framework was also supported by a semi-quantitative Resonance Index based on severity and coupling strength, the Total Resonance Index (TRI), to assess how variability propagates in foreground functions and to identify hot-spot functions where small adjustments can escalate into high resonance and hazardous conditions. Results showed that the negative effects on functional resonance generated by safety detriment on TRI observed between compliance and effective working modes were three times larger than the drift between risk awareness and compliance, demonstrating that efficiency comes with a much higher cost than keeping safety at compliance levels. Extending the proposed approach with quantitative assessments could further support the management of socio-technical and environmental drivers in mechanised farming, strengthening the role of safety as a competitive asset for enhancing resilience and service quality.

1. Introduction

Operational safety in agricultural mechanised tasks is traditionally characterised by low supervision, adaptation to field conditions, and flexibility to meet a wide variety of work organisation models [1]. This scenario often leads to compliance-based approaches that can easily generate latent hazardous conditions derived from external sources of pressure, both from the environment and from socio-technical constraints [2]. The analysis of such tasks, given the high variability of how they are performed and the large number of factors affecting them, demands a more systemic perspective to avoid labelling most of the accidents as generated by human error [3] or by lack of compliance with safety regulations. In these contexts, in fact, safety culture [4] does not stem from formal oversight but emerges from the interaction between socio-technical and environmental constraints such as weather conditions, seasonality, market demands, labour force availability, etc. These background conditions continuously influence the operator’s behaviour, leading to little performance adjustments that are necessary to complete the tasks and fulfil productivity goals under pressure. Within these boundaries, safety culture then emerges as a product of collective behaviours, attitudes and competencies of the operators, which shape how safety is understood, prioritised, and maintained in organisations [5,6]. Rasmussen’s Risk Management Framework (RMF) [7] offers a powerful lens for understanding and evaluating safety culture, especially in dynamic, high-risk systems. RMF suggests that every organisation operates within bounded spaces defined by safety limits, economic constraints, and workload or performance limits. People adaptively move within this space, often without explicit awareness of how close they are to danger. Safety culture is reflected in how these adaptations are made. To prevent drift and reinforce norms, the RMF emphasises the need for real-time feedback and learning mechanisms from near-misses.
The adaptive navigation within constrained boundaries, as described by Rasmussen, closely aligns with the logic of the so-called efficiency–thoroughness trade-off (ETTO) [8], which describes a work model in which operators must constantly balance the demand for efficiency with the need for thoroughness in order to perform tasks in a safe way. As proposed by Hollnagel [9,10,11], this trade-off is an intrinsic part of complex (not tractable with reliability models) work systems and contributes to the safety detriment that happens when operations drift away from ideal conditions. The same author illustrates this concept with common work practices that steadily run into latent accident conditions [12,13], in which even a little mistake can result in accidents:
  • Routine checks that are skipped because they look like a waste of time if the system is reliable;
  • Practices that become standard only because they have always been performed in the same way, even if they are dangerous;
  • Double standards, in which workers know how to carry out an activity, but they also know that, for the organisation, efficiency comes first;
  • Believing that, as always, verifications have been performed before by others, and there is no need to check again;
  • Overlooking issues that, despite having possible severe consequences, are considered not important because workers have become used to them.
With such shortcuts, considering the supervision in agricultural contexts is often minimal, limited communication can represent a challenge in delivering safety information, and stressors just accumulate. This results in a mechanised operation comprising urgent tasks that only allow local small adjustments, with cumulative effects that may exceed the resilience threshold of the whole system and provoke incidents. It should also be mentioned that most of the dangerous shortcuts in work procedures often lead to latent issues and several near-miss scenarios.
Such examples, in the past, led to assessing most accidents as human errors, but especially in agricultural contexts, a lack of understanding and information on how accidents happened was often present [3]. This tendency, however, did not take into account the other side of failure, which is success: if all the accidents are due to human errors, then many operations are hazardous and succeed only due to human intervention. To better analyse such contexts, researchers started to look at the bigger picture, including safety cultures, finding that background constraints play a key role in increasing the chances for workers to fail and by creating “tight couplings” among activities that leave little or no space for operators to mitigate risks or to perform corrective actions. But nevertheless, even a wider approach that looked at safety culture had its limits and biases: most accident analyses started to be assessed as generated by culture [14,15,16], simply switching to that cause instead of human variability and yet remaining in a model in which accidents are due to simple cause–effect dynamics rather than a mixture of effects that, after being latent for some time, all shared responsibility.
To incorporate these dynamics in a risk assessment model, a FRAM-based approach (Functional Resonance Analysis Method) was adopted. FRAM is a widely recognised approach for assessing systemic safety in complex and dynamic environments [17]. Following Hollnagel [9], the method’s application starts with the definition of the analysis objective, such as identifying system risks. It then involves identifying and describing the system’s functions using a specific taxonomy and visual representations (functions are represented as hexagons and connected to show their dependencies through a process known as “couplings”) [18]. Next, the variability of these functions is evaluated, which can stem from internal, external, or upstream influences. This variability is crucial because it can lead to what is known as functional resonance, i.e., where the interaction of multiple variable functions amplifies system behaviour in unexpected ways [19]. Finally, the consequences of functional variability are evaluated. Each function in this analysis can represent human, technological, or organisational activities, making FRAM a flexible and comprehensive tool for understanding and improving system performance. A framework structured around four instantiations has been defined, describing the most important working modes: thoroughness, risk awareness, compliance, and efficiency—collectively referred to, from now on, as the TACE cycle. These modes have been considered to adhere to the ETTO principle and include two intermediate steps. The first is risk awareness, understood here as a key factor in RMF, where it governs how individuals perceive their proximity to operational boundaries and proactively influences whether their adaptive behaviour maintains or undermines safety over time, and compliance (which, in British occupational health and safety approaches, could be defined as “as low as reasonably possible”—ALARP—to indicate a cost–benefit approach to reduce risks without affecting competitiveness). Each stage of the TACE cycle reflects a distinct behavioural mode, with increasing tendency to accept variability and reduce safety margins in favour of productivity [20].
The proposed framework was applied to investigate rollover risks, which is one of the most frequent hazards according the Occupational Safety and Health Administration (OSHA) of the United States of America and precedent research works [21,22,23,24,25], together with mechanised ploughing operations, which is a task with a fairly large variety of external stressors that require continuous adjustments in operations.
The resulting analysis allowed for the identification of operational hotspots in which small upstream deviations, if not properly dampened, can escalate into hazardous conditions. The introduction of targeted dampening actions, such as enforced preconditions that must be fulfilled before starting certain operations, is proposed as a low-cost, resilience-oriented countermeasure that strengthens safety culture and operational stability without compromising efficiency.

2. Materials and Methods

The aim of the methodology employed in this research was to explore how different operational modes, driven by external stressors and internal behavioural adjustments, influence functional coupling and the emergence of risk. This approach combines both safety culture factors and safety assessments into an index for ease of use [26]. Ploughing activities were selected as a representative mechanised task due to their exposure to field variability, minimal supervision, and frequent background disturbances. In addition to being one of the most common mechanised tasks in agriculture [27] and being easily affected by risk underestimation over time, it can be interesting to look at the effects generated by external factors. It is also worth considering that it is not a matter of finding the most dangerous situation but rather to spot the most common and most variable operation in order to analyse the socio-technical aspects that influence it. Ploughing is, however, an activity that, when performed on uneven or soft soils, generates stability issues [28], and studies on accident statistics and rollover scenarios [29] showed that activities involving rotary mowers, trailers, and equipment for ploughing and cutting hay comprised the most important share of tractor rollovers in agricultural tasks. Furrow-side ploughing, moreover, can have an impact also on visibility as shown in Figure 1.
To support the analysis, four FRAM instantiations were defined, corresponding to distinct safety culture modes, and used to describe how safety detriment evolves over time as critical stressors accumulate. The analysis of functional couplings within these scenarios allowed for the identification of resonance hotspots, to which a semi-quantitative index was assigned based on incident severity [30], internal variability estimations, and coupling impact. While variability estimations have been assessed through a scale of values based on expected effects on the function, severity values were instead derived from OSHA real-world fatality reports, The overall quantification was consequently based on internal variability and external sources of resonance, resulting the identification of dampening solutions to reduce risks, exploring in this way any possible mitigation effects and adjustments.
Each methodological step is described in the following subsections, specifying both FRAM analysis and the quantification of its outcomes. It is worth noting that the method aims not only to identify risk conditions but also to identify how safety deteriorates in response to external constraints: this is why the workflow includes safety cultures as instantiations and the evaluation of mitigation strategies.

2.1. Integration of Safety Cultures and Safety Detriment in Resonance Analysis

The methodology adopted in this study combines a FRAM functional modelling approach with a behavioural drift framework derived from the efficiency–thoroughness trade-off, with the purpose of investigating the most common working modes and safety cultures at once. The objective is to model how background stressors shape operator behaviour and functional variability in mechanised agricultural work and to evaluate the effects of this variability on the potential for hazardous outcomes.
Ploughing was selected as a representative task due to its exposure to variable terrain, weather constraints, and the prevalence of solo operation. These factors make it well-suited to the study of safety culture and variability under real-world conditions.
To characterise behavioural drift, four distinct instantiations of the model were constructed, corresponding to the four modes of operation defined by the TACE. The cycle represents working modes that reflect how safety and productivity are balanced in practice. Each mode implies a behavioural orientation to variability, particularly under socio-technical and environmental pressures. The cycle can be seen as a continuum or drift from maximum thoroughness to maximum efficiency, shaped by external constraints and internal adjustments. Given the importance of taxonomy of socio-technical variables in FRAM [31], the four instantiations of the cycle can be defined according to the “migration toward the boundary” process described by Rasmussen as follows:
  • Thoroughness, which prioritises accuracy and control, where functions are executed with full attention to procedures, safety checks, and the environment.
  • Risk awareness, in which an organisation is aware that a proactive approach is required but settles for reasonably achievable standards. It represents a flexible balance between thoroughness and feasibility, where operators still aim to reduce risk as much as possible but begin to consider workload, time constraints [32], and operational demands.
  • Compliance, in which the focus shifts to meeting minimum legal requirements. Safety is maintained to comply with regulations and functions omit non-mandatory checks or redundancy measures. Formally acceptable, this working mode still has vulnerabilities, especially to hidden sources of external variability.
  • Efficiency, which reflects a performance-oriented working mode where productivity and task completion often override safety considerations. Performance adjustments become aggressive, and safety checks can be bypassed as risks become normalised like part of the job. Efficient operations often emerge under high pressure and are susceptible to functional resonance, especially when background stressors are largely present.
Each mode is meant to reflect, in addition, different safety cultures that often generate a given number and type of hazardous patterns [33,34], behaviours [35], performance variability, and resonance propagation. Drift can indeed happen from one to another, and this can be analysed to understand the reasons and effects behind it: given that external stressors and sources of variability play a key role in the change of culture, a set of possible drifts among instantiations is represented in Table 1.

2.2. Severity Assessment

Apart from defining methods to assess the chances for incidents to happen or to assess hazard priority [37], their severity also needs to be estimated in order to produce an index of resonance. For this purpose, data from the OSHA database were exploited, focusing on fatal tractor-related accidents relevant to turning, travelling, and field operations.
Severity values were assigned using a 5-level scale (minor, moderate, serious, severe, and fatal), derived by reviewing OSHA case reports relevant to tractor overturns, field accidents, and manoeuvring incidents. Each case was categorised according to injury outcome and context and m apped to a numerical score from 1 to 5, as shown in Table 2.

2.3. Variability Propagation, Hotspots, and Resonance Index

In order to provide semi-quantitative assessments for each instantiation, a Resonance Index (RI) was introduced to estimate the variability associated with each function. While previous approaches mainly focused on timing-related variability, the present analysis extends the coupling impact framework to include deviations in resource availability and precondition fulfilment, in line with the original FRAM formulation. Each input to a function was characterised not only by its timing but also by the degree to which required resources were available, preconditions were verified, and controls were in place: giving an impact value (I) to each parameter, a composite impact score can be obtained. By combining that with function’s severity (Sf), the equation for calculating function Resonance Index (RIf) can be described as follows:
R I f =   S f   ×   i = 1 n I i
The impact values used in Equation (1) are meant to represent the likelihood in terms of resonance and can represent both an increase in it and dampening effects. Values were then estimated for each scenario, since the generation of random occurrences with Monte Carlo simulations [38] was unfeasible. Consequently, values were adjusted for each TACE mode to reflect different behavioural tendencies: for instance, the efficiency mode was associated with a higher probability of early or omitted inputs, while the thoroughness mode favoured on-time performance with a low deviation likelihood. These values span between 0.85 and 1.50, which represent minimum (dampening) and maximum (high resonance) variability, as shown in Table 3.
It is worth explaining that the values that express variability are not arbitrary: they are meant to take into account no variability for tasks carried out in the proper way and to ensure the following:
  • Maximum values for internal variability (I = 5.06) have the same weight of maximum severity (S = 5);
  • Standard internal variability functions (I = 1.00) have the same weight of minor severity events (S = 1);
  • A minor severity event (S = 1), with maximum internal variability (I = 5.06), is weighted slightly more than a fatal event (S = 5) with standard internal variability (I = 1.00);
  • A moderate severity event (S = 2) with some internal resonance variability (I = 1.495) is evaluated as equivalent to a serious event (S = 3) with standard internal variability (I = 1.00);
  • Events that have the smallest possible internal variability (plenty of time and resources, full control, and double-checked preconditions) result in half (I = 0.52) the RI of the same function under standard conditions (I = 1.00).
A map of the possible values for RI, according to variability indices and severity values, is shown in Figure 2.
After computing local Resonance Indices (RI) for each function, a propagation analysis was conducted by mapping inter-functional couplings and assigning weighted coefficients to each output–input link. For each coupling, the originating function’s RI was computed together with its other sources of propagation, like other background functions or foreground functions. This way, cumulative effects were analysed across the functional network to identify nodes particularly sensitive to upstream resonance, even in the absence of a high local RI. This approach allowed the identification of both resonance origins and propagation amplifiers in a Total Resonance Index (TRI), which was computed by combining intrinsic variability (local RIi) propagated resonance received from upstream functions (RIj) and the weight of background functions (Wk).
T R I =   R I   i + R I j +   W k
For each foreground function, propagated resonance was computed as the sum of the resonance indices (RI) from upstream foreground functions without applying additional weights, as the intrinsic variability of each function already incorporates amplification effects. Weights (W) for background functions were assessed based on their occurrences as key factors in accident analysis, with values that correspond to 1.0 for variables that have no occurrences and 1.5 for those with the maximum share among accident scenarios; other cases will be determined based on two limits according to the following Equation (3):
W   =   1   +   (   o c c u r r e n c e s max o c c u r r e n c e s )   ×   0.5
This approach enabled the identification of functions that may not initially present high risk but are exposed to significant amplification due to systemic coupling or, instead, are safer due to the effects of dampening couplings. The computation of these indices was consequently performed for each TACE scenario, enabling a comparative evaluation of variability amplification across different safety culture modes. As a result, functions exhibiting high resonance indices were considered hotspots, indicating areas of the process where small performance adjustments, driven by background factors, could escalate into hazardous outcomes. The combination of TACE-driven behavioural modes with FRAM coupling analysis and severity data produced a structured analytical workflow that was implemented to identify and quantify critical points of resonance across the operational task. The overall analytical framework, including the modelling steps, severity integration, scenario definition, and identification of variability hotspots, is summarised in the flowchart shown in Figure 3.
The FRAM model was developed by identifying foreground functions related to core operational phases of the selected farming mechanised activity (e.g., tractor setup, travel to field, turning, and ploughing) and background functions reflecting socio-technical and environmental stressors (e.g., soil conditions, weather instability, maintenance status, operator fatigue, time pressure, and equipment availability). These background functions were modelled as either resources or preconditions, depending on their role in enabling or constraining each operational step.
To assess the mitigation potential of dampening actions, the model also introduces precise actions in selected high-risk functions. These adjustments were simulated by reducing the associated coupling impact values, thereby limiting variability propagation and interrupting potential drift patterns. This methodological framework enables both a qualitative exploration of how safety culture affects performance variability and a semi-quantitative evaluation of risk dynamics across different operational modes.

3. Results

The first step of the analysis involved severity assessments and analyses from the OSHA accident database [39]. This kind of activity was necessary to both understand fatality rates for tractor overturning hazards and other parameters that affected the outcome of the accident that took part in originating it. The database reported 120 accidents involving farming machinery, of which 44 cases involved rollover incidents in agriculture from 2002 to 2024 in the United States of America. The age of workers involved in the accidents ranges from 23 to 72 years old. Database entries are listed by date, brief event description, report identification number, North American Industry Classification System (NAICS) code, and fatal or non-fatal outcome. In each report detail, a brief abstract of the accident is described, and keywords are provided; additional specific data on the accident are presented in the inspection detail page. Data from these accident reports, further processed in order to establish their frequency, are summarised in Table 4.
The summary shows that more than one-third of the accidents involving farming machinery had overturning as an outcome. In most cases (68%), the accident was also fatal for the worker; most of the time, there was only one person involved, and the age of the tractor driver ranged between 23 and 72 years old, with a homogeneous distribution in the classes younger than 40, older than 60, and between 40 and 60. Accident reports, despite being very short in many cases, still reported vital information to understand which external sources of variability were present and to provide an overview of the conditions that existed in the moment they happened and about how they were involved in the accident: in most cases, terrain conditions or road surface conditions proved to be a critical issue, but load, weather, and mechanical failures also had their share of accident causes.
The next step involved assessing how a transition from one safety culture to another would have affected field operations. These trade-offs affect the four selected TACE scenarios in both foreground and background functions, highlighting the risks related to resonance amplifications among functions. In the case study of ploughing under delivery time pressure or bad weather/soil conditions, background functions’ influence significantly degraded the operational safety of the foreground functions that characterise farming operations and their resilience [40], making them virtually more fragile and less able to adapt to further changes. A definition of the simplest ploughing activity can be described as a set of foreground functions that start with machinery setup, continue the route to the field, and start tasks; a set of turnings and furrow-side ploughing tasks are performed until the tractor gets back to the warehouse. In this process, a set of background functions influences it:
  • Environmental stressors and constraints;
  • Socio-technical variables, such as the need for maintenance, trained personnel, and company constraints;
  • Task-related variables related to the activities required to keep the process running smoothly, which can be considered as the embedded skills of tractor drivers, such as controlling the tractor’s path and speed while ploughing.
These background functions can have different impacts and variability on foreground functions, given the way that they are taken into account while working. An overview of the effects of such trade-offs on background functions is shown in Table 5.
After defining how safety cultures affected the background function, foreground functions were defined to complete the static step of the FRAM model, which includes the breakdown of the six variables (input, output, control, preconditions, resources, and time) related to each function. It must be remembered that not every function requires variability from each of them, but an input must be stated for each function after the first one in temporal order. The full FRAM model instantiation used in this analysis is shown in Figure 4. It includes all foreground functions, background conditions, and their couplings, with key variables expressed as labels next to the links between functions they refer to. This structure provides the basis for identifying functional variability and assessing how it propagates across different operational scenarios.
A detailed representation of the background and foreground functions is reported in Table 6, a step that was necessary to establish the relationships between them.
The definition of the internal variability in foreground functions highlighted the effects generated by a wide number of dependencies from environmental or field-related background functions, which is already a hint at how resonance could propagate even in the presence of dampening effects. The authors kept the analysis of such links to a simple description, as a “stop rule” for the whole FRAM model; the same standard was followed previously for background function description as well (bad weather was not further classified into, i.e., storm or snow) because it would have been difficult to precisely count these specific conditions from accident reports.
In order to assess how functional variability accumulates throughout the process and propagates among functions under different operational attitudes, the variables shown in the breakdown of FRAM functions needed to be assessed for potential resonance.
Table 7 shows the resonance analysis performed on functional couplings, illustrating how variability propagates between pairs of foreground functions under each scenario of the TACE cycle.
Having defined the potential variability for each function, its weight and the associated severity, Resonance Index(RI) has consequently been calculated for each TACE scenario as shown in Table 8.
Combining severity, weights from background functions (W), and computed aggregated variability coming from upstream functions, TRI values can be obtained for foreground functions. The calculation flow then continues by combining the raw variability values with the background weights (using Equation (1)) to obtain each individual RI; then, function-to-function couplings are aggregated (using Equation (2)) to generate the TRI values reported in Table 9.
Data shown in Table 9 confirmed a progressive increase in systemic variability across the TACE scenarios. This trend is especially pronounced in operational functions that emerge as resonance hotspots across all scenarios. To better understand how each function’s resonance evolved across the four scenarios, Figure 5 displays the TRI values for all functions across the four scenarios.
The trajectories highlight that certain activities are structurally more vulnerable to shifts in organisational priorities and can result in generating higher resonance throughout the whole process. Tasks related to tractor coupling, for example, despite being less influenced by environmental stressors or field conditions, but also most influenced by socio-technical variability, were more responsible for resonance compared to other functions, except ploughing activities in the efficiency scenario.
Given such differences, it is worth showing also the variation of TRI for couplings in the three drifts from thoroughness to risk awareness, from risk awareness to compliance, and from compliance to efficiency.
Variations shown in Table 10 demonstrate that there is a significant increase in resonance in switching from compliance to efficiency, which is more than three times the effect shown in the drift from risk awareness to compliance and nearly three times the change in variability between thoroughness and risk awareness working modes. Such changes were also common to all the functions in which couplings played a role in resonance propagation, reaching an even higher increase in TRI.

4. Discussion

The findings of this study highlight the central role of socio-technical and environmental variability in shaping operational safety even during mechanised agricultural tasks, which are commonly characterised by low resonance propagation and a reduced number of workers in the field at the same time. The integration of FRAM enabled quantification, even in terms of indices, of the impact of background functions as amplifiers of resonance and the effects of safety cultures on safety detriment. Since changes in safety culture were observed as the TRI values escalated along resonating functions, the proposed framework might be extended to create an early warning indicator, enabling timely managerial interventions and facilitating continuous improvement. Moreover, the possibility of comparing TRI values enables quantitative-based indexing of the most critical functions in activities and assessments on how occupational health and safety countermeasures might affect overall variability: having a total variability index, which is calculated based on system resonance, also supports risk analysis tasks and assessments, resulting in more detailed event analysis and precise corrective actions.
The analysis of TACE scenarios showed a non-linear, but steady, increase in the Total Resonance Index as the working modes drifted from thoroughness to efficiency. A particular effect was observed in the drift from compliance to efficiency, which was also confirmed by the lower degree of total resonance variation between thoroughness and risk awareness and the compliance-oriented mode; these effects also show how and when preventive resources should be concentrated. Results reflect, generally speaking, a pattern consistent with the RMF where safety boundaries are approached gradually and often unknowingly as performance pressures increase and risk awareness diminishes. Once these boundaries are approached, further improvements in safety become increasingly difficult to achieve, as they would require disproportionate investments to mitigate hypothetical scenarios that are unlikely to manifest within the typical operational life of agricultural machinery.
Another finding is that the performance-oriented operational modes, often prioritising productivity, incur a disproportionately high safety cost. Moreover, the inclusion in the model of background functions, such as soil conditions, weather constraints, time pressure, and availability of skilled personnel, highlighted how latent coupling effects can lead to systemic vulnerabilities that would affect any working mode scenario. These effects, often not accounted for in safety analyses, remain invisible to most assessments and become latent causes of accidents: the issue related to hidden hazards, in fact, is a critical problem in occupational health and safety because what cannot be seen or perceived cannot be assessed. A secondary issue is that, when risk analyses do not cover background variability, they eventually miss a significant part of the risks and accidents, which might remain partially unexplained or result in the wrong corrective actions.
Regarding the parameters that are required to determine the TRI, it must be said that among those that are responsible for detecting the activity’s overall resonance, coupling weights (Ws) are constant through the model scenarios, while aggregate variability can effectively influence each function’s variability in TACE working modes. The degree of how Rij influences TRI along the model scenarios is analysed in Figure 6, and a Theil–Sen regression estimator is calculated.
Data show that in the proposed methodology, the aggregated functional variability, which is responsible for resonance propagation among functions, increases as safety detriment takes effect throughout the four proposed scenarios. This statistical test indicates that aggregated variability is handled as a linear parameter, which fairly reflects how the activity becomes unstable as resonance increases.
Ease of use, possibility of assessing severity from accident reports, and the possibility of assessing resonance propagation through an index are key features of the proposed methodology. On the other hand, it remains a model that is applicable to simple instantiations or processes that can be simplified by rigid stop rules to prevent abnormal resonance assessments. Another limitation is the oversimplification of certain inputs by fuzzy logic, but additional intermediate values could overcome this issue. Lastly, the exclusive reliance on OSHA reports may limit the results to similar agricultural systems or organisational standards. Lastly, the sensitivity of the model relies on the safety analyst’s judgement, which can lead to underestimating or overestimating some of the assessments, as in many risk analysis methods. To overcome such an issue, however, 20% sensitivity can be given by regenerating all the calculations by reducing or increasing, for instance, severity weights by 1 and still limiting the least severe accidents to 1 and fatal accidents to their maximum.

5. Conclusions

The proposed model suggests a competitive safety approach as a strategy to show how so-called efficiency would not sufficiently justify the costs that come from a safety detriment and deliberate drift to safety cultures that put productivity first: the concept of compliance is confirmed not to be just a bureaucratic step to perform, but instead a necessary barrier to limit potential losses and eventually switch to proactive safety cultures through dampening functions and anticipatory measures. The proposed methodology, by highlighting the most critical functions and sources of resonance, also enables the identification of dampening functions and a second analysis of the activity after corrective countermeasures have been put into place. Solutions like enforced preconditions, targeted operational pauses, and decoupling of hazardous background functions from vital foreground functions greatly improve the stability of the workflow while maintaining high levels of performance.
The introduction of the Total Resonance Index (TRI) allows for better evaluation of couplings involving socio-technical background functions under different working modes, thus highlighting the vulnerabilities that are generated by transitions towards more efficient working modes that sacrifice safety.
Future research could also investigate the effects of other background functions that, instead, can provide dampening effects in real-time, detecting hazardous drifts and increasing the chances to generate dampening effects on resonance or internal variability. Possible tests could also be run by passing the information about the increase in resonance to tractor drivers as they work, since it might generate a positive response in limiting further negative adjustments.

Author Contributions

Conceptualisation, P.R. and F.C.; methodology, P.R.; software, P.R.; validation, F.C. and M.C.; formal analysis, M.C.; investigation, P.R. and F.C.; resources, P.R. and F.C.; data curation, P.R.; writing—original draft preparation, P.R.; writing—review and editing, P.R. and F.C.; visualisation, M.C.; supervision, M.C.; project administration, M.C. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Data and accident reports, as well as Total Resonance Index (TRI) calculation spreadsheets, are available upon request and have been uploaded on author’s GitHub repository for this article [41].

Acknowledgments

This research is part of the activities included in the “Rome Technopole” Project (ECS 0000024), which is part of the Next Generation EU programme of the European Union (NGEU) through Italy’s “Piano Nazionale di Ripresa e Resilienza (PNRR)”, mission 4, component 2, investment no. 1.5 (innovation ecosystems).

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
OSHAOccupational Safety and Health Administration (United States of America).
TACEThoroughness-risk Awareness-Compliance-Efficiency.
FRAMFunctional Resonance Analysis Method.
ETTOEfficiency Thoroughness Trade-Off.
TRITotal Resonance Index.

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Figure 1. Representation of tractor usage and driver posture during mechanised ploughing activities (a). It can be seen that, when performing furrow-side ploughing (b), both tractor stability and driver’s visibility might be significantly reduced.
Figure 1. Representation of tractor usage and driver posture during mechanised ploughing activities (a). It can be seen that, when performing furrow-side ploughing (b), both tractor stability and driver’s visibility might be significantly reduced.
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Figure 2. Map of Resonance Index.
Figure 2. Map of Resonance Index.
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Figure 3. Flowchart of the process of analysis. The method starts with a case history review, mixed with the identification of all the expected hazards to build severity assessments. Following that, FRAM instantations are illustrated in shades of green to indicate safety detriment along the ETTO transitions. The analysis covers links among functions of the activity (couplings) and their combination with severity towards each single function’s Resonance Index (RI) and eventually the activity’s Total Resonance Index (TRI).
Figure 3. Flowchart of the process of analysis. The method starts with a case history review, mixed with the identification of all the expected hazards to build severity assessments. Following that, FRAM instantations are illustrated in shades of green to indicate safety detriment along the ETTO transitions. The analysis covers links among functions of the activity (couplings) and their combination with severity towards each single function’s Resonance Index (RI) and eventually the activity’s Total Resonance Index (TRI).
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Figure 4. FRAM instantiation of the selected mechanised ploughing activity.
Figure 4. FRAM instantiation of the selected mechanised ploughing activity.
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Figure 5. TRI trends across TACE scenarios.
Figure 5. TRI trends across TACE scenarios.
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Figure 6. Aggregated functional variability (Rij) impact on Total Resonance Index (TRI).
Figure 6. Aggregated functional variability (Rij) impact on Total Resonance Index (TRI).
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Table 1. Possible drifts among the selected FRAM instantiations.
Table 1. Possible drifts among the selected FRAM instantiations.
From LevelTo LevelReasonEffect
ThoroughnessRisk
awareness
Economic constraintsSlight reduction in rigor but risk is kept low
Lack of time; deadlinesSkip double-checks
Safety detrimentLess maintenance
Risk
awareness
ComplianceOperational pressure, workloadOnly legal minimum achieved; potential gaps appear
Normalisation of safety deviances [36]Tasks that do not follow best practices become normal
Skilled training decay or unavailabilityTasks are carried out by non-specialised workers
ComplianceEfficiencyLoss of supervisionResonance and risks propagate unnoticed
Informal shortcutsGrowth of hidden failures
Performance pushHazard normalisation
Table 2. Severity scale.
Table 2. Severity scale.
SeverityLabelDescription
1MinorTemporary inconvenience,
requiring first aid
2ModerateInjury requiring medical treatment
3SeriousInjury with prolongated absence or restrictions
4SevereSerious injury or permanent
partial disability
5FatalDeath or catastrophic irreversible outcome
Table 3. Variability values for each functional parameter.
Table 3. Variability values for each functional parameter.
ParameterVariabilityImpact Value
TimingEarly0.85
In time1.00
Delay1.15
Late1.30
Too early/too late1.50
PreconditionsDouble checked0.85
Performed1.00
Completely skipped1.50
ResourcesMore than enough0.85
Enough1.00
Few1.15
Few1.30
Too few1.50
ControlRedundant0.85
Active1.00
Absent1.50
Table 4. Summary of accident data.
Table 4. Summary of accident data.
InformationCountStatistics
Rollover incidents44A total of 120 accidents involving farming machinery was found
Fatal outcomes3068% of cases involved the death of the tractor’s driver
Age reported
(16/44)
4Age > 60 years old
6Age between 40 and 60 years old
6Age < 40 years old
Environmental or socio-technical factors affecting the accident18Slope or terrain conditions
12Surface conditions
8Load
5Weather
3Mechanical failure
Table 5. Trade-offs among safety cultures affecting background variability.
Table 5. Trade-offs among safety cultures affecting background variability.
FunctionThoroughness to Risk AwarenessRisk Awareness to
Compliance
Compliance to EfficiencyTrade-Offs/Risk Effects
MaintenancePreventive
inspections
Only perform legally required checksPostpone until breakdownAccumulation of hidden and latent failures
Involvement of personnelSenior technicians only in key activitiesSetup performed by general operatorsSetup without validationIncreased error rate; misalignment; reduced reliability
Path
conditions
Less frequent path surveysAssume paths are safeWork with bad path conditionsTransport incidents; travel delays; vehicle damage
Environmental constraintsAccept margins on weather forecastsIgnore forecasts unless extreme warningsWork despite
adverse weather
Soil damage; machine slippage; operator stress
Monitor
speed
Work speeds are checked periodicallyTrust operators’ judgementPrioritise faster workMechanical stress; increased accident probability
Monitor
path
Accept minor
deviations
Path corrections performed to prevent high risksDeviations for faster operationField work inconsistency;
increased rollover risks
Soil
conditions
Accept slight soil instabilityIgnore soil conditions unless criticalOperate even on poor soilsPoor traction; field surface degradation
Company
constraints
Slightly compress work schedulesEnforce minimum procedure complianceRush operationsNeglected controls; risk-taking behaviour
Table 6. Breakdown of FRAM functions.
Table 6. Breakdown of FRAM functions.
FunctionsInputOutputControlPreconditionsResourcesTime
Tractor setup-Tractor readyMaintenance
policy
Wearing PPESpare parts-
Plough setup-Plough ready-Know-how--
Tractor
coupling
Tractor ready, plough readyCoupling completed-Presence of auxiliary systems--
Travel to fieldCoupling completedArrived at field-Road conditions, seatbelts fastened-Deadline
PloughingArrived at fieldPloughing startedControl slippage, control speedCheck access and stability; deploy ROPS -Environmental constraints
Path
Conditions
-Road conditions-Driving
requirements
--
TurningEnd of stripOpposite side reachedControl speed---
Furrow-side ploughing-Verify fieldControl path; control speedStability check--
Travel to
warehouse
Verify fieldArrive at
warehouse
-Road
conditions
--
End of
operations
Go back to
warehouse
----Company constraints
Traction
monitoring
Ploughing startedControl slippage----
Speed
monitoring
Ploughing startedControl speed----
Soil conditionsPloughing startedVerify stability, Stability check----
Table 7. Resonance analysis of couplings.
Table 7. Resonance analysis of couplings.
FunctionExpected
Output
Potential
Variability
Influencing
Aspects
Resonance
Potential
Tractor setupTractor readyDelay or incomplete setup due to missing partsMaintenance (control), Spare parts (resource)Setup delay might result in coupling delays and delayed start of operations
Plough setupPlough readyIncorrect plough setup if technical know-how is lackingTechnical know-how
(precondition)
Incorrect setup leads to poor ploughing quality
Tractor
coupling
Coupling completedMisalignmentsPlough ready
(input)
Setup errors
propagation to field
Travel to
field
Arrived at fieldTravel delays due to road conditionsRoad conditions
(precondition)
Ploughing during bad weather
PloughingPloughing startedSlippage; unstable operation; performance lossControl slippage, control speed (control), verify stability (precondition), and environmental constraints (time)Variability increases and affects traction, path, and speed
Path
Conditions
Road conditionsInaccurate or outdated information about path statusNone directlyPath uncertainties increase risk during travel phases
TurningOpposite side
reached
Inaccurate turning if speed control failsEnd of strip (input), Control speed (control)Overlapping and additional turning
Furrow-side
ploughing
Verify fieldDeviation from optimal ploughing pathStability check (precondition), control path, and control speed (control)Poor ploughing, requiring more operation time
Travel to
warehouse
Arrived at
warehouse
Delayed return due to road conditionsRoad conditions
(precondition)
Extended exposure to risks or adverse weather
End of
operations
-Previous delay can affect shutdown proceduresCompany constraints (time)Missing maintenance or requiring additional maintenance in next use
Traction
monitoring
Control slippageMissed detection of
traction loss
Ploughing started
(input)
Worse soil condition and less operational safety
Speed
monitoring
Control speedFailure to maintain
operational speed
Ploughing started
(input)
Speed variability affects traction; work uniformity
Path
monitoring
Control pathDeviations from optimal route during ploughingPloughing started
(input)
Route errors require more time
Table 8. Calculation of Resonance Index for the foreground functions.
Table 8. Calculation of Resonance Index for the foreground functions.
FunctionsSeverityWeightsResonance Index (RI)
ThoroughnessRisk AwarenessComplianceEfficiency
Tractor setup32.080.770.921.101.35
Plough setup31.330.770.921.151.46
Coupling44.640.850.971.201.50
Travel to field410.850.971.231.68
Ploughing53.50.901.051.402.04
Turning51.330.931.071.462.08
Furrow-side ploughing52.080.881.041.381.96
Travel to
warehouse
42.080.800.951.251.66
End of operations31.330.720.881.081.42
Table 9. TRI values for TACE scenarios, from thoroughness (TRIt) to efficiency (TRIe).
Table 9. TRI values for TACE scenarios, from thoroughness (TRIt) to efficiency (TRIe).
FunctionsAggregated VariabilityBackground FunctionsTRItTRIaTRIcTRIe
Tractor setupTractor setup; equipment setupSpecialised personnel;
maintenance
9.1647511.7814.9627.955
Plough setupTractor couplingPath conditions7.629.9312.621.82
CouplingTravel to fieldEnvironmental constraints, monitor traction, monitor speed, and soil conditions11.142513.6417.40529.405
Travel to fieldStart ploughingControl speed8.862511.7515.087526.8375
PloughingTurningControl speed, control path, and soil conditions11.362514.2516.72527.65
TurningFurrow-side ploughingPath conditions8.342510.9313.232524.4075
Furrow-side ploughingTravel to warehouseMaintenance and company constraints8.039.6810.3716.1875
Travel to
warehouse
Tractor setup; equipment setupSpecialised personnel and
maintenance
9.1647511.7814.9627.955
End of operationsTractor couplingPath conditions7.629.9312.621.82
Table 10. TRI change in TACE cycle.
Table 10. TRI change in TACE cycle.
FunctionsTRI Variations Among Working Modes
From Thoroughness to Risk AwarenessFrom Risk Awareness
to Compliance
From Compliance
to Efficiency
Tractor setup+28.54%+26.99%+86.86%
Plough setup+30.31%+26.89%+73.17%
Coupling+22.41%+27.60%+68.95%
Travel to field+32.58%+28.40%+77.88%
Ploughing+25.41%+17.37%+65.32%
Turning+31.02%+21.07%+84.45%
Furrow-side ploughing+20.55%+7.13%+56.10%
Travel to warehouse+28.54%+26.99%+86.86%
End of operations+30.31%+26.89%+73.17%
Average variation+27.26%+22.21%+73.25%
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Rossi, P.; Caffaro, F.; Cecchini, M. FRAM-Based Safety Culture Model for the Analysis of Socio-Technical and Environmental Variability in Mechanised Agricultural Activities. Safety 2025, 11, 80. https://doi.org/10.3390/safety11030080

AMA Style

Rossi P, Caffaro F, Cecchini M. FRAM-Based Safety Culture Model for the Analysis of Socio-Technical and Environmental Variability in Mechanised Agricultural Activities. Safety. 2025; 11(3):80. https://doi.org/10.3390/safety11030080

Chicago/Turabian Style

Rossi, Pierluigi, Federica Caffaro, and Massimo Cecchini. 2025. "FRAM-Based Safety Culture Model for the Analysis of Socio-Technical and Environmental Variability in Mechanised Agricultural Activities" Safety 11, no. 3: 80. https://doi.org/10.3390/safety11030080

APA Style

Rossi, P., Caffaro, F., & Cecchini, M. (2025). FRAM-Based Safety Culture Model for the Analysis of Socio-Technical and Environmental Variability in Mechanised Agricultural Activities. Safety, 11(3), 80. https://doi.org/10.3390/safety11030080

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