1. Introduction
Vibrations give rise to a great deal of problems to man-made structures and devices. Vibrations can be annoying to people in a building or vehicle, or they may even lead to metal fatigue or structural collapse. In many cases, the most efficient and least expensive way to mitigate vibration problems is to introduce damping, a mechanism for removing the energy from the vibrations.
A classic strategy for reducing the vibration response of a structure is the introduction of a
Tuned Mass Damper (TMD). In its simplest form, a TMD consists of a small mass on a spring moving in the direction of the vibrations of the main structure, as sketched in
Figure 1. We will refer to this type of TMD as a
Simple TMD. The TMD is tuned relative to the natural frequency of the main structure, such that energy is rapidly transferred from the main structure vibrations to the TMD mass, which then in turn dissipates the energy by internal damping. The effect of a TMD depends on the mass ratio
, the TMD mass divided by the main structure mass, giving an added damping with a damping ratio of order
; therefore, a relatively light TMD can introduce significant damping, and the added damping increases with the mass of the TMD.
The idea of a tuned mass damper originates from Frahm [
1] and has been greatly influenced by Den Hartog [
2], who introduced a dashpot and presented the classical optimum frequency and damping for a harmonic load. For a recent review of the TMD literature, see Elias and Matsagar [
3]. TMD efficiency is highly influenced by optimality criteria and the specific TMD application, e.g., optimal TMDs for wind loads on high-rise buildings, [
4,
5], optimal TMDs for tall buildings with uncertain parameters, [
6], seismic loads on high-rise buildings [
7,
8,
9] and random white-noise loads; see, e.g., [
10]. A good overview of various optimization rules can be found in [
11]. Other implementations of the TMD principle such as the pendulum tuned mass damper are discussed for high-rise building applications in [
12,
13] and for offshore wind turbines in [
14]. The Tuned Liquid Column Damper (TLCD) was influenced by [
15] and studied recently in relation to the seismic response of base-isolated structures, [
16]. The Tuned Liquid Damper (TLD) is discussed, e.g., in [
17,
18,
19]. A recent experimental comparison of TMD, TLD and TLCD performance is found in [
20].
Many TMDs differ from the simple TMD by consisting of multiple mass components with motions of different magnitudes and directions. Below, a general TMD will refer to a general linear one degree-of-freedom system attached to a structure in order to provide damping. A general TMD, which is not a simple TMD, will be said to contain added mass. An example is shown in
Figure 2b. Examples also include wave dampers (also called liquid sloshing dampers), tuned liquid column dampers and pendulum dampers. Come to think of it, any TMD in fact contains some added mass, because springs and wires have non-zero mass.
Added mass changes the TMD dynamics in a way that is often not well understood. In particular, the mass of a general TMD can be described in several ways, including the inertial mass
associated with the momentum of the damper in the direction of the structure motion, the kinetic energy mass
(sometimes referred to as the modal mass) associated with the kinetic energy internal to the damper and the total mass
equal to the sum of the masses of each damper component (see also
Section 3.3). The masses
and
are not uniquely defined, because they depend on the arbitrary choice of scaling of the internal TMD motions. Which, if any, of these three masses should be taken as the effective TMD mass?
This question is addressed in this paper, where we develop a framework for determining parameters for the equivalent simple TMD for a given general TMD. The ambiguity of the TMD mass and amplitude of motion are removed, and the effective TMD mass, denoted , is defined in terms of the above-mentioned masses and . It is shown that added mass in fact reduces the effective TMD mass. When designing a TMD with significant added mass, it is therefore imperative to understand its effect in order to assess the TMD effectiveness correctly and in order to properly tune the TMD.
The concept of an effective mass is known in several contexts, but to the knowledge of the authors, it has not been formulated as a general concept for TMDs. The same concept is used in earthquake engineering; see Section 13.2.2 in [
21], where the effective mass is termed the “base shear effective modal mass”. Discussions of the equivalent system also arise in the literature on spacecraft dynamics, e.g., [
22], where it is termed the “equivalent spring-mass system”; in the literature on liquid sloshing dynamics, see [
23] and the references herein, e.g., [
24], and in the literature on TLCDs, see [
25]. In [
21] and [
22], the effective mass was treated in terms of modal analysis, and it was noted in [
21] that the full modal spectrum may be regarded as a set of effective masses, which sum up to the total mass. In [
23], equivalent parameters were deduced from a full computation of the pressure-induced forces on the walls of a liquid container. In [
25,
26], the “active mass” of a TLCD was computed by solving the dynamical equations particular to a TLCD. The results from [
25,
26] were used in the SYNPEX guidelines [
27], which unfortunately include the dangerously misleading statement that “The TLCD can be designed with lower mass ratios and still perform as well as a TMD with higher mass”, where in fact, the TLCD is equivalent to a simple TMD with
lower mass. The concept of effective mass is difficult and surrounded by misunderstandings in the engineering community.
The current paper takes a different approach. The equivalent system parameters are deduced for a system with a single prescribed mode shape. The theory is developed from first principles in a self-contained derivation. The resulting framework is simple and easy to use in the context of TMDs. A number of examples are given in
Section 5, where complicated calculations found in the literature are reproduced by a simple application of the framework developed here.
Guide to the Reader
The theory presented in this paper is simple and only relies on elementary mathematics. However, there is still ample possibility for confusion. In particular, it is important to separate the different systems being discussed:
A simple TMD denotes a Tuned Mass Damper (TMD), where all mass moves in the same direction of the main structure. The simple TMD is characterized by the following parameters:
m,
,
,
and the coordinate of internal motion
. See
Section 2 and
Figure 1.
A general TMD denotes a general linear one degree-of-freedom system attached to a moving structure and consisting of
N mass elements, whose motion relative to the structure is governed by a single coordinate
. The general TMD is governed by the parameters
and
and by three measures of the mass
,
and
. If
, the TMD is considered to contain added mass. See
Section 3.3.
An equivalent simple TMD denotes a simple TMD (see above), which is dynamically equivalent to a given general TMD (see below). The equivalent simple TMD is characterized by the parameters
(the effective TMD mass),
,
and
, where the asterisk (*) emphasizes derived equivalent parameters. See
Section 3.
The reader is encouraged to refer back to these definitions while reading below. If an example is desired, the reader may begin by reading the example in
Section 5.1 before tackling
Section 3 and
Section 4.
The paper is organized as follows.
Section 2 describes the operation of a simple TMD and emphasizes the role of the reaction force exerted by the TMD on the main structure.
Section 3 investigates the reaction force for both a simple TMD and a general TMD and derives expressions for equivalent simple TMD parameters for a given general TMD. The parameters are investigated in the context of the full system in
Section 4.
Section 5 applies the developed framework to a number of systems, including numerical examples. Finally,
Section 6 gives a short summary.
2. Tuned Mass Damper Principle of Operation
A TMD is a local device put on a structure with the aim of affecting the vibrations of the structure. An example of a TMD in its simplest form (below, referred to as a simple TMD) is shown in
Figure 1. All components are considered restricted to move in the horizontal direction. We shall denote time by
t and differentiation with respect to time by a dot,
.
A structure of mass
is attached to an inertial frame by a spring of rate
. On the structure, the TMD is attached by a rigid bar
. The TMD consists of a mass
fixed to
by the rigid bar and a mass
m, which is connected to
by a spring of rate
, as well as a linear damper of rate
. Here, we have introduced the TMD internal frequency
and the TMD internal damping ratio
, which can be measured by holding the structure fixed
and performing a decay test on the TMD. The coordinates of the system are the absolute position
of the structure and the position
of
m relative to the structure. The TMD affects the motion of
by imposing a reaction force
on
. Referring to
Figure 1,
is defined as the tensile force acting through
.
Note that the structure-fixed mass , e.g., the bolts holding the TMD in place on the structure, is traditionally either disregarded entirely or simply counted as part of the structure mass. For the present discussion, it is however useful to identify explicitly.
Below, we shall investigate the reaction force for the simple TMD sketched in
Figure 1 and for more complex TMD systems.
4. Application to a Structure with a General TMD
We have seen above in
Section 3 that a general TMD may be described as an equivalent simple TMD. In order to describe the combined action of the main structure
and the TMD (see
Figure 1), we introduce the effective mass ratio
and the effective structure angular frequency
. Their expressions follow directly from considering the effective TMD mass as
and the effective structure mass as
:
where
is the frequency of the isolated structure.
Using the results of
Section 3, in particular Equations (11)–(13), the tuning of a general TMD can be done based on the classical tuning rules found in the literature. Classical optimum tuning for harmonic forcing [
2] involves choosing optimal parameters
and
. For a general TMD, this becomes:
As we saw in
Section 3, the effective mass ratio, Equations (14)–(15), is generally smaller than the naive mass ratio
, so an optimal general TMD with added mass
has a tuning closer to the structure natural frequency than a simple TMD with
. Furthermore, the internal damping
is lower than that for a simple TMD with
. For random white-noise forcing, a more appropriate optimum frequency is, [
10],
5. Examples of TMDs with Added Mass
The following sections show nine different examples of general TMD systems where added mass influences the TMD efficiency. The framework developed above is used to determine the parameters of an equivalent simple TMD, including the effective TMD mass. In some of the examples, optimal tuning parameters are also discussed based on the equivalent simple TMD parameters. Where relevant, the results in the examples have been compared to the literature; see
Section 5.2,
Section 5.4,
Section 5.5,
Section 5.6 and
Section 5.7. This comparison serves to illustrate how complicated calculations on a particular TMD example can be replaced by simple computation based on the framework developed above. The comparison also serves as a confirmation of the developed framework. The examples include simple mechanical systems, as well as fluid dynamic systems. The examples illustrate that the effective TMD mass may be much lower than one might expect from a naive estimate; see in particular
Section 5.2 and
Section 5.5.
5.1. Misaligned TMD
Consider a TMD consisting of a simple mass-on-a-spring with a mass
, whose direction of motion differs by an angle
from the direction of motion of the main structure, as sketched in
Figure 3. Such a misalignment may easily arise by inaccurate construction or placement of a TMD or by a misinterpretation of the main structure mode shape.
How can we assess the effective TMD mass ? Clearly, . A naive estimate of the effective TMD mass would be , because the action of the inertial force from the TMD along is reduced by a factor due to the misalignment. This estimate is wrong, however, because it disregards the fact that the inertial forces due to the structure motions, which set the TMD in motion in the first place, are also reduced by a factor of . Due to this double effect of the misalignment, we therefore speculate that the effective TMD mass is .
The question can be resolved by consulting the framework developed in
Section 3. The momentum in the direction of
is
, where the inertial mass is defined as
. The kinetic energy internal to the TMD is
, where the kinetic energy mass is defined as
. We see from
Section 3 and Equations (11)–(13) that the misaligned TMD behaves as an equivalent simple TMD with the effective TMD mass
and motion amplitude
and that the remaining mass
is effectively fixed to the structure.
5.2. TMD with Simple Added Mass (the Example from Section 3)
Consider the example shown in
Figure 2b. There are
TMD components with
,
,
. From Equations (
3)–(
5), we then get
,
,
, and from Equations (11)–(13), we get
and
. If the TMD is attached to a structure of mass
, we use Equations (14)–(15) to get the effective mass ratio
.
Consider now as an example , , . The above results show that the equivalent simple TMD mass is , and . The effective mass ratio is now . Note how in this example, the “passive” mass is considerably larger than the combined masses and . Using the classical optimal tuning rule, Equation (16), we get .
We remark that if one had used the naive assumption , the mass ratio would erroneously be interpreted as and the optimal tuning frequency as . This example shows how the naive interpretation of the effect of added mass can lead to significant errors in the interpretation of the effective TMD mass, the effective mass ratio and the optimal tuning frequency. In the present case, a TMD design based on the naive interpretation would have an effective mass less than half the expected value. It would perform dramatically worse than expected and furthermore be tuned significantly away from its optimum.
5.3. Uniform Beam Pendulum
Consider a rigid uniform beam pendulum of total mass
, as shown in
Figure 4. We consider small displacements and linearize the motions. Parameterizing the pendulum length by
, the displacements are
and
. Now that the TMD mass components are continuously indexed, the sums in Equations (
3)–(
5) are replaced with integrals, and we get
and the kinetic energy mass
. The effective TMD mass, Equations (11)–(13), is therefore:
From Equations (11)–(13), we get
. The pendulum is therefore equivalent to a simple TMD of mass
with a deflection equal to that of the two-thirds point on the pendulum; see
Figure 4.
5.4. Uniform Cantilever Beam TMD
Consider a uniform cantilever beam of total mass
acting as a TMD, as shown in
Figure 5. The beam is considered slender and clamped to the main structure, and we consider the fundamental vibration mode. This system was investigated in [
28], and the optimal tuning ratio was determined. The deflection as a function of the normalized distance from the fixed end
is, cf. [
29], Table 8-1(3),
with
and
. From Equations (
3)–(
5),
and
, and Equations (11)–(13) gives:
as well as
and
. Using Equations (14)–(15) and (16), we get the optimum frequency of the cantilever beam TMD,
This recovers the result, Equation (26) in [
28], but with much less effort than by the method used in [
28]. The calculation can be performed in the same way for higher vibration modes, giving much smaller values of
than found in Equation (21). On reading [
21], we speculate that the sum of the effective TMD masses corresponding to each vibration mode will sum up to
or to a constant value lower than
depending on the nature of the mechanical connection between the structure and the TMD, but we have not investigated this property further.
5.5. Rectangular Tuned Liquid Damper
Consider a rectangular container partially filled with a liquid, so the gravity wave modes serve as TMDs; see
Figure 6. Consider, in the
-plane, the liquid volume to be confined to
and
, with the waves occurring on the free surface
. For convenience, we set the liquid density such that
.
For the
nth asymmetric standing wave mode admissible in the tank, the wavenumber
and the velocity potential
can be written, see, e.g., [
29],
where the oscillation frequency must naturally satisfy the dispersion relation; see [
29]. We use the divergence theorem to compute
and
. Local mass conservation
implies
and
. Therefore, we have from Equations (
3)–(
5) and (11)–(13):
This result agrees with that of [
24], which was also reproduced in [
23] as Equation 5.19 (where by mistake,
has been used in the place of
n). Observe from Equations (11)–(13) that the wave height
relates to the effective motion as
.
We see from the above results that TLDs use a very limited fraction of total liquid mass. With a fixed total liquid mass
, the maximal effective TMD mass occurs in the low-depth limit
, with Equation (27) giving
,
, and so on. Furthermore, very shallow TLDs are impractical, because ugly non-linear effects set in for low values of
. Using Equation (27), we get the corresponding ratios of the effective TMD mass to the total liquid mass
and
. This corresponds to exploiting only the mass of the liquid down to a depth of
for
and down to a depth of
for
. For large liquid depths, we see from Equation (27) that
corresponds to the mass of the liquid down to the depth
and that
corresponds to the mass of the liquid down to the depth
. The relation between
and the total liquid mass is illustrated in
Figure 7.
This example shows an application of the framework developed in
Section 3 and demonstrates the very limited efficiency of TLDs. Consider for simplicity a TLD of horizontal tank length 1 m. At best, the fundamental mode
effectively uses the top 26 cm of liquid as a TMD, while the second mode only effectively uses the upper 1 cm of liquid as a TMD.
5.6. Cylindrical TLD
We briefly state the results corresponding to the previous section for a cylindrical TLD of liquid depth
H and tank diameter
D, using the flow potential given in [
23]. The results for the fundamental wave mode are
,
and
, in agreement with [
23].
5.7. Tuned Liquid Column Damper
Consider a TLCD as shown in
Figure 8. The liquid of mass
is contained in a tube of total length
b and horizontal length
a. We denote
. From local mass conservation, we observe that
and
. From Equations (11)–(13), we then get
,
and
. Note that (as for any TMD with added mass) the effective TMD mass is reduced by the presence of added mass, with
. The effective mass ratio, Equations (14)–(15), is now
, and the optimal tuning follows directly from Equation (16) or Equation (18).
This system was studied in [
25,
26,
30], but we can reproduce those results with much less effort. Using the above, the optimal tuning result of [
30,
31] (Equation (7b) in [
30]) for white noise excitation is exactly recovered from the classical TMD result, Equation (18). Similarly, the effective mass ratio in [
25,
26] is reproduced by Equations (14)–(15). Whereas the references solve the dynamical equations governing the particular system (TLCD), the above results follow as a simple application of the general theory developed above.
5.8. Liquid-Immersed TMD
Consider a solid block immersed in an incompressible liquid, as sketched in
Figure 9. The liquid could have bee introduced for the purpose of introducing damping or for lowering the TMD frequency. The solid block mass is
. The displaced liquid mass, i.e. the liquid mass density times the volume of the steel block, is
. To the motion of the steel block is associated a hydrodynamic mass
, which is of order
; see, e.g., Blevins [
29]. We now have
and, due to local mass conservation,
. From Equations (11)–(13), the effective TMD mass is
.
Typically, for this situation, , where is the combined mass of the solid block, the liquid and the container. Therefore, the liquid-immersed TMD only utilizes a very small fraction of its mass as effective TMD mass, with most of the mass acting as structure-fixed mass . On the other hand, the liquid-immersed TMD typically has very small internal motions, .
5.9. TMD with Inerter
A mechanical device called the inerter has been proposed [
32], which is attached to two points and uses a flywheel to resist the relative motion of the two points, in effect simulating a large kinetic mass, which can greatly exceed the mass of the inerter itself. One proposed application of the inerter for vibration damping is given in [
33] and shown in
Figure 10. The inerter, whose mass is
, adds a kinetic energy
, where
. Comparing to the discussion of added mass in
Section 3 (see Equations (
3)–(
5)), we note that the inerter simply increases the kinetic energy mass
associated with the TMD. The effective TMD mass is then
. This explains Figure 2 in [
33].
The inerter acts to effectively bind part of the combined mass of all the damper components to the structure, with . On the other hand, the motion amplitude of the TMD with inerter is smaller than that of the equivalent simple TMD, with . Therefore, adding an inerter to a TMD in the proposed configuration is equivalent to replacing the TMD with a smaller TMD.
6. Summary and Conclusions
The presence of added mass, i.e., mass moving in other directions than that of the structural motion, reduces the effective TMD mass to a lower value than might be expected from a naive interpretation. This is due to the fact that added mass impedes the movement within the damper, effectively reducing the damper motion amplitude. This leads to a reduced effective mass ratio, which in turn influences the optimal damper parameters. A failure to correctly account for the role of added mass in the effective TMD mass leads to an overestimated mass ratio and to sub-optimal damper parameters.
We have seen above how general TMDs can be treated in a simple way by the introduction of an equivalent simple TMD. The theory was developed in
Section 3 and
Section 4. When analyzing a given general TMD, one simply has to compute three masses: The total mass, the inertial mass and the kinetic energy mass by Equations (
3)–(
5). Then, one applies Equations (11)–(13) and (14)–(15) in order to obtain the equivalent simple TMD parameters and the effective mass ratio. This straightforward method makes analysis and optimization of general TMDs easy.
The theory has been applied to a number of systems in
Section 5. TMDs of certain types, including TLDs and TLCDs, have been shown to operate with significant added mass, leading to a smaller equivalent simple TMD mass than might be expected.
The developed framework provides a practical tool for analyzing and tuning general TMDs with added mass. The method is versatile and can be used for purely mechanical systems, as well as systems with coupled motion of fluid and solid components. In fact, any linear one degree-of-freedom system can be analyzed. The framework enables using well-known and proven TMD tuning methods on a very broad range of TMDs.
The authors hope that this work may alleviate some of the confusion surrounding TMDs with added mass and provide a useful practical tool for both researchers and engineers.