1. Introduction
Unlike other woodwind instruments, such as the clarinet or flute, the saxophone did not evolve gradually but was purposefully designed to meet specific needs. In 1842, Belgian inventor Adolphe Sax introduced the saxophone [
1], aiming to create a reed instrument with significantly higher loudness than the clarinet. The design proved highly successful and was rapidly adopted by the French army for its marching bands. Sax’s innovation included giving the saxophone a conical bore, in contrast to the cylindrical bore of the clarinet [
2,
3]. This design not only enhanced its acoustic power but also simplified its fingering system.
Structurally, the saxophone consists of several main components. A musician blows into a small slit between the mouthpiece and the reed. When a critical pressure is reached, the reed starts to vibrate, thus modulating the incoming airflow. The neck is the slightly curved metal part that connects the mouthpiece to the body of the saxophone. The first register valve is located here. The majority of tone holes are located on the body of the instrument. The opening and closing of different combinations of tone holes allow the player to control the effective length of the vibrating air column and thus change the note that is being played. For instance, when playing D3, nearly all tone holes remain closed except for the last two on the saxophone’s body and one located at the instrument’s curvature. In contrast, when playing C#4, no keys are pressed to close any tone holes. However, despite the absence of key activation, three tone holes remain closed due to the saxophone’s default mechanism. The detailed configurations of open-and-closed tone holes for the investigated notes are presented and illustrated in the following sections.
The saxophone’s fingering system is particularly intuitive compared to other woodwinds [
4,
5]. For most notes, a single register key, operated with the left thumb, allows players to transition between registers using the same fingering. Specifically, notes from D
4 to C#
5 in the upper register can be played with the same fingering as their lower register counterparts D
3 to C#
4 [
6]. Only the lowest notes (C
3 to Bb
2) and the highest notes above C#
5 require different fingering. Modern saxophones use two register valves—one on the neck and another on the body—that are activated based on the note being played. A mechanical system opens the body register valve for notes D
4 to G#
4 while keeping the neck valve closed, and conversely opens the neck valve for notes A
4 to C#
5, leaving the body valve closed. The idea of the register key is rather simple. Actuating the key opens a small tone hole near the position of the pressure node of the first harmonic of the note in the lower register. Opening this hole reduces the pressure of the fundamental at that location, thus favoring the energy buildup in the second harmonic, which then becomes the fundamental of the octave note.
The acoustics of the saxophone have been studied extensively in terms of its external sound radiation [
7,
8,
9,
10,
11,
12]. However, the internal acoustic spectrum of the instrument—particularly the sound pressure distribution along its bore—has received less attention. Internal microphone systems have been explored primarily by musicians, aiming to capture the saxophone’s sound from within the instrument. Such systems can mitigate issues like variability in sound pressure caused by tone hole configurations or feedback problems during amplification. Yet, detailed studies of internal acoustics with high spatial resolution do not exist.
The study by Petersen et al. explores the tone hole lattice cut-off frequency in conical resonators, with a particular focus on the saxophone [
13]. While the cut-off frequency of cylindrical woodwind instruments like the clarinet has been extensively studied, the complex geometry of conical instruments introduces additional challenges that remain underexplored. This research generalizes the theoretical framework used for cylindrical lattices to conical resonators, defining a local cut-off frequency and investigating its impact on acoustic wave propagation. By analyzing both acoustically regular and irregular tone hole lattices, the authors developed methods to estimate the cut-off frequency based on input impedance and tone hole geometry.
Recent work measured the internal acoustic spectrum of the tenor saxophone at 21 discrete locations between the bell and the body register valve using white noise as input [
14]. The study investigated the acoustic modal behavior using experimental acoustic modal analysis, a method traditionally applied to solid structures but adapted here to analyze air column resonance within the instrument. By measuring frequency response functions with an array of microphones positioned along the saxophone body, the authors extracted modal parameters such as resonance frequencies, loss factors, and mode shapes. This approach provided a spatially detailed characterization of the instrument’s resonator, revealing how different tone hole configurations, the presence of the mouthpiece, and register holes affect the instrument’s modal response. While their findings provided useful insights, the spatial resolution was insufficient for analyzing higher-order mode shapes, and critical regions between the mouthpiece and the body register valve were not measured. The study was further limited to the lowest notes with closed tone holes.
It was proposed that the saxophone’s cut-off frequency is located near its sixth resonance frequency. However, the authors emphasized that higher spatial resolution measurements are required to confirm this finding.
This paper aims to address these gaps by systematically investigating the sound pressure distribution along the bore of an alto saxophone across different registers and notes in realistic playing conditions. Using high-resolution measurements at 5 mm intervals, this study explores the mode shapes and cut-off frequencies of various notes in the first and second registers. Throughout the study, written notation is used, noting that the alto saxophone is a transposing instrument, sounding a major sixth lower than written.
2. Materials and Methods
For the measurements, a Selmer Series II alto saxophone was used with a classical mouthpiece (Concept, Henri Selmer, Paris, France), which has an overall length of about 105 cm, and a bell diameter of 12 cm. The alto saxophone has a curved bell and neck. All positions reported in the
Section 3 are measured along the center bore of the instrument, following the curves (in other words: as if the instrument would be straight). To avoid the effects of dehydration and reed inter-specimen variability, all measurements were performed with concert-quality synthetic reeds (Légère Signature series), which had been played for 10 h. Previous experiments have shown that after this period, the behavior of these reeds remains stable for many hours [
15]. The airflow in the instrument is generated by a feedback-loop controlled blowing machine which keeps blowing pressure constant to a precision of 100 Pa. The mouthpiece was mounted in an artificial mouth, equipped with an artificial lip made of soft silicone material. The lip is positioned using a stepper motor-activated translation stage and a force transducer monitors lip force on the reed. The keys to close the tone holes are actuated by solenoids, and the whole setup is computer-controlled so that key tone hole settings, lip force, and blowing pressure can all be automatically adapted and recorded during the measurement. Details on the measurement setup have been previously published [
16,
17]. Previous work investigated the range of lip forces and blowing pressures, thus determining the so-called playability range for each note. For the current measurements, the A-weighted sound pressure level (SPL) was set at 103 ± 1 dB(A) for all the notes.
To measure sound pressures in the neck of the saxophone, a small hole was drilled, which tightly fitted around the needle of a probe microphone (Type 4182, Bruel and Kjaer, Nærum, Denmark).
Figure 1 shows how the needle was positioned in the saxophone neck. On the outside of the neck, a thick layer of two-component silicone rubber was applied so that a good airtight fit was obtained around the needle to prevent any escape of sound pressure. The probe microphone was mounted on a stepper motor-actuated translation table, which moved the microphone with an accuracy greater than 0.1 mm. The needle was inserted in the neck so that the needle tip was positioned 30 mm from the tip of the mouthpiece. Putting the needle even deeper would not be possible as it would influence the space between the reed and the mouthpiece, thus impeding reed vibration. Therefore, the first measurement point is obtained at 30 mm from the mouthpiece tip.
The sound pressure level in the saxophone bore was measured using a high-quality miniature microphone (4062, DPA, Copenhagen, Denmark). The microphone has a diameter of just 5.4 mm, and the type used for the experiment has an extended dynamic range of over 150 dB SPL. The microphone was mounted in a 3D-printed spherical cage made out of four thin plastic supports. This cage keeps the microphone at least 1 cm away from the instrument walls during its travel through the instrument bore. A thin pulling wire was connected to the cage on one end and to a linear translation stage at the other end so that the translation stage pulls the cage and the microphone through the saxophone bore. The stage was driven by a computer-controlled stepper motor. In the straight part of the instrument, the position of the microphone in the instrument can be measured with a precision of better than 1 mm. In the curved part near the bell, the positioning of the microphone is somewhat less reliable, but results will show that in this region, sound pressure levels only change very gradually, so exact microphone positioning is less crucial.
Both microphones have a dynamic range of over 150 dB SPL. The frequency response of the probe microphone is flat to within 2 dB over the entire used frequency range of 50 Hz to 4 kHz. The frequency response of the miniature microphone is flat to within 1 dB in this frequency range. Signals were digitized at a sampling frequency of 44.2 kHz using a low-noise 24-bit audio digitizing unit (Focusrite, Scarlett 4i4). The signal level of the miniature microphone is not calibrated. Therefore, calibration was obtained in situ using the RMS signal of the probe microphone when its tip was positioned very near the location of the miniature microphone. In this way, the miniature microphone measurements can also be reported in dB sound pressure level. A marker was placed on the cable of the miniature microphone to ensure precise positioning. The microphone was then adjusted until the marker aligned exactly with the upper edge of the saxophone’s body. Subsequently, the saxophone body was connected to the neck, positioning the miniature microphone inside the neck at the same location as the position of the probe microphone’s needle.
To assess the uncertainty associated with the microphone positioning, a measurement was conducted inside the saxophone. The miniature microphone was displaced by plus and minus 10 mm relative to the probe microphone’s needle and sound pressure was recorded. The results indicated that the sound pressure level at the fundamental frequency remained within a 1 dB variation. However, for higher modes, SPL variations increased up to 5 dB. The radiated sound pressure generated by the instrument was measured using a microphone (Bruel and Kjaer Type 2669) positioned in front of the instrument bell at 15 cm.
Both translation stages and the microphone A/D systems were controlled by the same computer so that the measurement could be fully automated. For each tested note, both microphones were moved in steps of 5 mm, and at each position, the sound signal was recorded for 2 s. To enhance the accuracy of amplitude estimations in the measured signals, zero-padding was applied prior to computing the discrete Fourier transform. Following the transformation, the peak amplitudes of the modes were identified using the findpeaks function in MATLAB R2021a. The probe microphone needle was moved first from the mouthpiece tip to the starting position of the miniature microphone. Its total travel distance was 175 mm. Then, the miniature microphone was moved from its position in the neck up to the front of the bell.
In the
Section 3 and
Section 4, R1 and R2 refer to the first and second register valves, respectively, while the term “modes” is used to describe the sound pressure level patterns of the fundamental frequency and its harmonics, with mode 1 representing the fundamental frequency.
The automated actuation system allowed us to measure the following notes: D3, E3, F3, F#3, G3, G#3, A3, B3, C4, C#4, D4, E4, F4, F#4, G4, G#4, A4, B4, C5, C#5.
5. Conclusions
This study investigated the acoustic pressure distribution along the bore of an alto saxophone, from the mouthpiece to the bell. The findings revealed that the first two modes in the first register are significantly influenced by the open tone hole configuration specific to each note. From mode 3 onward, distinct standing wave patterns were observed for lower notes, while these patterns were less pronounced for higher notes in the first register. This suggests that the cut-off frequency for lower register notes is near the third mode, whereas for higher notes, it lies closer to the fourth mode. These observations agree with the analytical predictions of Petersen et al. [
13]. Moreover, the results of the present study indicate that the cut-off frequency occurs at lower modes and not at the sixth mode, as suggested in previous work [
14].
For notes in the second register, the cut-off frequency was consistently found near the second mode across all notes. Additionally, the opening of the register tone holes was shown to alter the SPL distribution and shift the position of sound pressure level valleys, with R1 exerting a stronger influence on SPL and mode shape compared to R2.
An analysis of the acoustic spectra measured inside the mouthpiece and outside the bell demonstrated notable differences between the two. For lower notes in the first register, higher attenuation was observed when comparing the internal spectrum to the external spectrum. Additionally, the findings indicate that replicating the external spectrum of the saxophone starting from a signal picked up by an internal microphone requires note-specific adjustments of equalizer settings.