1. Introduction
With the growing global interest in sustainable chemical industries and renewable energy, the research on renewable resources such as biomass, hydropower, wind, and solar energy is expanding [
1,
2,
3]. This trend reflects the ongoing concerns regarding environmental issues such as water pollution, air pollution, and global warming arising from the use of fossil fuels [
4]. Additionally, fossil fuels are finite resources with limited reserves, making the development of alternative energy sources essential [
5,
6]. As an alternative to fossil fuels, biomass offers the advantages of being a nearly infinite resource that is widely distributed globally and is environmentally friendly [
7,
8,
9,
10,
11].
Biomass is classified into the first, second, and third generations. First-generation biomass consists of edible crops such as sugarcane and corn. Second-generation biomass includes lignocellulosic nonedible crops, whereas third-generation biomass refers to marine plants such as microalgae and seaweed. Extensive research has focused on second-generation biomass, because first-generation biomass raises ethical issues related to food security, whereas third-generation biomass faces technological and geographical challenges [
12,
13]. Second-generation biomasses, known as lignocellulosic biomasses (LCBs), are composed of 30–50% cellulose, 10–30% hemicellulose, 10–25% lignin, and other substances such as ash and protein [
14,
15]. Glucose and xylose are the monomers of cellulose and hemicellulose, respectively, which constitute LCBs. Both these substances can be converted into valuable products via chemical and biological processes [
16]. For instance, levulinic acid derived from glucose and furfural (FuR) derived from xylose can serve as intermediates in the production of final products such as bio-oil, solvents, gasoline additives, pharmaceuticals, biopolymers, and jet fuel [
17,
18,
19,
20,
21,
22,
23].
FuR, an organic compound belonging to the furan series, features an aldehyde group attached to the second carbon atom of the furan ring. Consequently, it is also called 2-furaldehyde or 2-furfural [
24,
25]. The pentagonal heterocyclic structure not only facilitates interactions with other substances but also stabilizes the structure of FuR. Additionally, the aldehyde group attached to the second carbon atom allows for various organic reactions, making it advantageous for chemical transformations. Because of its simple yet unique structure, FuR can serve as an intermediate in the synthesis of various compounds, making it a valuable substance across multiple industrial fields [
26]. FuR can be obtained through the dehydration reaction of xylose, which is derived from the hydrolysis of xylan present in agricultural byproducts such as wheat meal, corncobs, and rice husk (RH) [
19].
Rice production was as high as 523.9 million tons in 2023/24 [
27], ensuring a substantial supply of the byproduct RH. However, the direct conversion of raw RH results in a low product yield. This is because RH, being an LCB, has a complex structure in which cellulose, hemicellulose, and lignin are intricately intertwined, making it recalcitrant to external attacks. Therefore, pretreatment to remove lignin is necessary [
28,
29]. Additionally, RH contains a high ash content of 10–20% compared to other LCBs. This ash is composed of 87–97% silica, which acts as an additional protective barrier against chemical attacks. Therefore, for more efficient FuR production, pretreatment to remove ash is essential [
30]. Consequently, similar to other LCBs, RH undergoes various pretreatment methods using alkaline [
31,
32] and acidic solvents [
33], as reported in numerous studies.
Among the various pretreatment methods, the use of alkaline NaOH to pretreat RH selectively removes the ash content (de-ashing), resulting in a significantly reduced ash content in the solid form of de-ashed RH [
34]. When this de-ashed RH undergoes organosolv fractionation pretreatment using EtOH, delignification occurs, maintaining the purity of the carbohydrates. This process yields a solid fraction enriched in C6 (mainly glucan, a polymer of glucose monomers) and a liquor fraction enriched in C5 (mainly xylan and lignin) [
35]. Since the liquid hydrolysate obtained from the two-stage pretreatment of de-ashing and delignification contains a large amount of xylan, it can be used to produce FuR through chemical conversion.
The aim of this study was to optimize FuR production from xylan liquor. We employed various pretreatment methods, including the degradation of xylan liquor and acid catalytic conversion. We identified efficient pretreatment methods by examining the correlations between process variables such as the reaction temperature, reaction time, and catalyst concentration used in the pretreatment stage. Additionally, the degradation reaction of xylan to xylose in liquid hydrolysate is discussed. The acid catalytic conversion process was optimized for FuR yield using the Box–Behnken design (B–B design) for the Response Surface Methodology (RSM) tool.
2. Materials and Methods
2.1. Materials
RH was used as the biomass for pretreatment and acid catalytic conversion processes. The RH was harvested in 2017 and purchased from a local rice-processing complex (RPC), and the RH was harvested from Gipmo, Gyeonggi-do, Republic of Korea, in the fall of 2017. It was dried in a convection oven (FC-RP-1500, Lab House, Seoul, Republic of Korea) at 45 ± 5 °C for more than 48 h. Before use in the experiments, the RH was stored in an automatic de-humidification desiccator. At this stage, the moisture content of the RH was 4.6% based on the oven-dry weight [
36].
The pretreatment of RH used in the experiments was performed by SugarEn Co., Ltd. (#B207, Seogwan, 152, Jukjeon-ro, Suji-gu, Yongin-si, Gyeonggi-do, 16890, Republic of Korea). Owing to the high content of ash and lignin in the RH, a two-step pretreatment process consisting of de-ashing pretreatment and delignification pretreatment was performed [
36].
De-ashed RH was obtained by mixing the RH with NaOH, which resulted in solid-form carbohydrates. Delignified RH was achieved through an organosolv reaction with ethanol, removing lignin and separating the carbohydrates into C6 (glucan-rich) solids and C5 (xylan-rich) liquids. In this study, xylan liquor, a C5 (xylan-rich) liquid carbohydrate was used.
2.2. Methods
2.2.1. Pretreatment Using Alkaline Solution for De-Ashing of Raw RH
An alkaline fractionation process was employed to simultaneously remove hemicellulose and ash from the RH. The process utilized a tubular reactor made of SS-316 with an inner diameter of 10.7 mm, a length of 150 mm, and an internal volume of 13.5 mL. Oven-dried RH (0.5 g) and an alkaline solution (10 mL) were used to achieve a solid-to-liquid ratio of 1:10. To quickly preheat the reactor to the desired temperature, the reactor was immersed in molten salt set at 240 °C, with a target time of 1.0 min to reach the desired temperature. Upon reaching this temperature, the reactor was transferred to silicon oil, maintaining a reaction temperature between 116 and 184 °C, reaction times of 6–74 min, and a NaOH concentration of 1.0–6.0%. After the designated time, the reaction was rapidly quenched to stop it.
For the pretreatment at bench-scale, a ball-milling reactor with a 30 L capacity was used. It operated at 60 rpm under a pressure of 20 kg
f cm
−2, with alumina balls of 10 mm diameter and 3.6 g cm
−3 density. The de-ashing process used a ball-to-RH-to-alkaline solution ratio of 30:1:10. The residual solids were thoroughly washed with clean distilled water to prepare for the delignification pretreatment using the organosolv fractionation method [
36,
37].
2.2.2. Delignification Pretreatment of De-Ashed RH
For the delignification pretreatment of the de-ashed RH, an organosolv fractionation process was employed using ethanol as the organic solvent. Ethanol allows for the dissolution of hemicellulose (xylan-rich) and lignin in the liquid hydrolysate while retaining a high content of cellulose (glucan-rich) in the residual solid. The process was performed at a reaction temperature of 130–170 °C, with 60% ethanol concentration, and reaction times ranging from 30 to 120 min. The sulfuric acid concentration and sol-to-liquid ratio were maintained at 0.25% (w/v) and 1:10, respectively.
Adding sulfuric acid to ethanol-based organosolv fractionation reduces the severity of the reaction and increases lignin solubility [
38]. The delignification process followed the same procedure as the de-ashing process. However, a different reactor, with an inner diameter (ID) of 21.0 mm, length of 140 mm, and internal volume of 48.5 cm
3, was used.
2.2.3. Degradation Reactions of Xylan Liquor
The degradation of xylan to xylose was used to accurately measure the initial concentration of xylose. We applied the secondary hydrolysis method from the National Renewable Energy Laboratory (NREL) report NREL/TP-510-42623 [
39]. The procedure for the degradation reaction proceeded as follows:
First, the liquid xylan was placed in a 250 mL media bottle and then autoclaved at 121 °C for 1 h using a high-pressure steam sterilizer (HS-2321SD, Hanshin Medical Co., Ltd., 166, Pyeongcheon-ro, Bupyeong-gu, Incheon, Republic of Korea) to ensure the sufficient degradation of xylan to xylose. The samples used for the subsequent acid conversion experiments always contained xylan that had been degraded under these conditions.
2.2.4. Acid Catalytic Conversion in Batch Reaction
The acid catalytic conversion reaction of the degraded xylan liquor was performed using an SS-316 batch reactor (outer diameter of 1/2 inch, length of 19.5 cm, internal volume of 19 cm
3). The acid catalytic conversion reactions were conducted at a reaction temperature range of 130–170 °C and reaction times ranging from 0 to 90 min. The substrate/catalyst ratio was 2:8. The reaction system, as shown in the diagram (
Figure 1) below, consisted of a preheating oil bath to preheat the reactor, a main oil bath to maintain the reaction at specific times, and a cooling bath. Both the oil baths were equipped with temperature controllers to allow precise temperature settings. It required approximately 5 min to preheat the reactor to the set reaction temperature. After reaching the set reaction temperature, the batch reactor was removed at specific intervals and placed in a cooling bath for a set cooling period. All experiments were conducted at least three times to ensure reproducibility, and the results were calculated as average values.
2.2.5. Response Surface Methodology (RSM)
Response Surface Methodology (RSM) is a tool used to analyze the effects of input variables on outcomes in complex processes or systems and to determine optimal conditions. It is used in various fields, such as chemical processes, manufacturing processes, and food engineering. RSM plays a crucial role in effectively collecting data through experimental design, data analysis, and the creation of mathematical models. By analyzing the response surfaces, optimal conditions can be predicted, reducing the number of experiments and the costs. This maximizes experimental efficiency and enhances the reliability of the results. In this study, we used a B–B design with three independent variables: reaction temperature, catalyst concentration, and reaction time [
40].
2.3. Analysis and Determination of Samples
For the analysis samples, we used D-(+)-Glucose (Sigma-Aldrich Co., St.Louis, MO, USA, Cas No. 50-99-7), D-(+)-Xylose (Sigma, Cas No. 58-86-6), formic acid (Sigma, Cas No. 64-18-6), levulinic acid (Sigma, Cas No. 123-76-2), 5-HMF (Sigma, Cas No. 67-47-0), and FuR (Sigma, Cas No. 98-01-1). Sulfuric acid (SAMCHUN, Seoul, Republic of Korea, CAS No. 7664-93-9) was used as the catalyst and was diluted to 1.0–3.0 wt.% with distilled water. Calcium carbonate (DUKSAN, Gyeonggi, Republic of Korea, Cas No. 471-34-1) was used to neutralize the conversion liquid for the component analysis of the acid catalytic conversion liquid.
Solid analysis of the pretreated RH was conducted using the NREL/TP-510-42618 analytical method [
41]. Liquid analyses of the initial xylan liquor, degraded xylan liquor, and products from the acid catalytic conversion were performed using high-performance liquid chromatography (HPLC). The main analytes were monosaccharides (glucose and xylose), organic acids (formic acid and levulinic acid), and furanic compounds (5-HMF and FuR). The HPLC system consisted of a Bio-Rad Aminex HPX-87H column (300 mm × 7.8 mm; Bio-Rad. Inc., Hercules, CA, USA) and a refractive index detector (RID–410, Shimadzu, Kyoto, Japan). The mobile phase was 5 mM sulfuric acid pumped at a flow rate of 0.6 mL/min. The column oven was set at 60 °C, and the RI detector was set at 50 °C. Before injecting the samples into the HPLC, they were centrifuged at 14,000 rpm and filtered through a 0.45 μm syringe filter [
42,
43].
Because the sulfuric acid used in the acid catalytic conversion process can affect the peaks of the reducing sugars, each sample was neutralized with calcium carbonate before analysis. After neutralization, the samples were centrifuged, and only the supernatant was collected for analysis [
44]. The xylose conversion, FuR yield, and selectivity were calculated using the following equations [
45]: