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Article

Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq

by
Sadeq Khaleefah Hanoon
1,*,
Ahmad Fikri Abdullah
2,3,
Helmi Z. M. Shafri
1 and
Aimrun Wayayok
2
1
Civil Engineering Department, Faculty of Engineering, University Putra Malaysia, Serdang 43400, Malaysia
2
Biological and Agricultural Engineering Department, Faculty of Engineering, University Putra Malaysia, Serdang 43400, Malaysia
3
International Institute of Aquaculture and Aquatic Sciences (I-AQUAS), University Putra Malaysia, Port Dickson 70150, Malaysia
*
Author to whom correspondence should be addressed.
Earth 2022, 3(2), 699-732; https://doi.org/10.3390/earth3020040
Submission received: 14 May 2022 / Revised: 3 June 2022 / Accepted: 5 June 2022 / Published: 8 June 2022

Abstract

:
Globally, urbanisation has been the most significant factor causing land use and land cover changes due to accelerated population growth and limited governmental regulation. Urban communities worldwide, particularly in Iraq, are on the frontline for dealing with threats associated with environmental degradation, climate change and social inequality. However, with respect to the effects of urbanization, most previous studies have overlooked ecological problems, and have disregarded strategic environmental assessment, which is an effective tool for ensuring sustainable development. This study aims to provide a comprehensive vulnerability assessment model for urban areas experiencing environmental degradation, rapid urbanisation and high population growth, to help formulate policies for urban communities and to support sustainable livelihoods in Iraq and other developing countries. The proposed model was developed by integrating three functions of fuzzy logic: the fuzzy analytic hierarchy process, fuzzy linear membership and fuzzy overlay gamma. Application of the model showed that 11 neighbourhoods in the study area, and more than 175,000 individuals, or 25% of the total population, were located in very high vulnerability regions. The proposed model offers a decision support system for allocating required financial resources and efficiently implementing mitigation processes for the most vulnerable urban areas.

1. Introduction

Globally, rapid urbanisation to meet the needs of uncontrolled population growth has led to several challenges, such as pollution, congested traffic, poor sustainability and negative impacts on the natural environment [1,2]. Cities have expanded at the expense of green areas, leading to environmental degradation [3,4]. Rapid expansion has resulted in the proliferation of many human activities that are difficult to manage; consequently, significant impacts on ecology and public health are likely to arise [5,6]. In the context of uncontrolled urban sprawl, a lack of financial resources and expertise, coupled with spatial marginalisation, has exposed entire urban areas to degradation risks [7]. Communities in vulnerable areas face significant challenges, such as access to suitable public buildings, and the availability of electricity, transportation, government education, healthcare and water supply [8]. To respond to these challenges, current techniques need to be enhanced to cope with the complex changes occurring to the urban environment [9,10].
Locally, given that Iraq is facing the consequences of long wars (1980 to 2003), military action has strongly affected land use and land cover changes. The wars experienced have contributed to environmental degradation, including through the transformation of rivers, scorched earth exercises, the annihilation of animals and plants, oil spills, burning of petroleum wells and the use of chemical and biological weapons [11,12]. Moreover, non-traditional weapons used in Gulf Wars I and II have exposed Iraq’s environment to the harmful effects of the use of radioactive weapons [13]. Although a high level of environmental degradation and significant changes in Iraq’s environment have occurred, suitable measures to protect the environment are still lacking [14]. Urban communities have been on the frontline in dealing with the challenges of ecological degradation, urbanisation and the occurrence of different pandemics [15,16].
The sustainable development goals (SDGs) are goals for achieving long-term sustainability on Earth. With respect to these, in the short term, improvement in techniques that can provide sustainable solutions for urban areas that are high vulnerable should be a primary objective [17]. Mitigation and enhancement processes in urban areas must integrate approaches that match the SDGs and be applied to the most vulnerable areas as a priority [18,19,20]. Vulnerable areas should be prioritized when launching urban interventions, whilst urban sprawl should be simultaneously monitored and controlled [21]. There are a number of different approaches to the design of indicators that can comprehensively define, evaluate and address vulnerability, by integrating traditional data sources with modern Earth observation data [22,23,24,25]. Some researchers have proposed deprivation indices to measure deprivation in urban areas, such as the English indices of deprivation (IoD 2019) [26]. Others, such as Lynch and Mosbah (2017), have developed local indices to comprehensively measure sustainability [27]. Studies that have applied vulnerability theory to identify vulnerable urban areas have tended to be more comprehensive because they have sought to include a wide range of factors that can affect urban environments.
Vulnerability theory has been applied by many researchers in the urban planning field. Hazell (2020) proposed ten criteria, divided into three major categories, namely, topographic, demographic and land cover attributes, to identify potentially vulnerable populations and to characterise desirable urban environment quality [28]. Ge et al. (2019) presented sixteen primary indicators for assessing social vulnerability, divided into four major categories: health inequality, cultural inequality, economic inequality and social inequality [29]. Ruá et al. (2021) defined four major domains, including the urban domain (UD), building domain (BD), sociodemographic domain (SD) and the socioeconomic domain (SE), to evaluate vulnerable urban areas [30]. Similarly, Gerundo, Marra and de Salvatore (2020) utilized three dimensions (i.e., social domain, UD and BD) to construct a composite vulnerability index for describing vulnerable urban areas [7]. In another study, conducted by Gerundo et al. (2020), the authors proposed a set of mitigation indicators for three major dimensions, the social domain, BD and UD, as useful tools for assessing vulnerability [31]. However, most models used in this context overlook ecological problems that are associated with urbanisation and disregard strategic environmental assessment (SEA), which is an effective technique for assessing environmental damage due to human activity to ensure that urban development is sustainable [32,33,34]. Therefore, the current study seeks to bridge this gap by presenting a comprehensive vulnerability assessment technique that can effectively define vulnerable urban areas and monitor urban sprawl. The approach is relevant to the environmental impact assessment of polluting activities in urban areas as a significant part of a total vulnerability evaluation.
Many techniques are available for evaluating vulnerability in urban areas, including multi-criteria decision analysis (MCDA) for assessing multiple factors that contribute to the complexity of the urban fabric [35,36]. The integration of MCDA into a geographic information system (GIS) is commonly used to resolve various complicated spatial problems. Furthermore, available remote-sensing (RS) datasets and expert opinion make such integration more efficient for supporting the decision-making process [37,38]. The approach enables the combining of data derived from different geographical factors into a single measurement index [39], to assess the reality of the situation and identify implications for ecological sustainability [19,35,40]. Although more than 15 different MCDA methods are currently available, the most notable is the analytic hierarchy process (AHP) [41,42]. However, AHP applies crisp values, and its results are accompanied by uncertainty; thus, fuzzy AHP (FAHP) has emerged as an upgraded version of AHP that reflects human reasoning processes [43]. Indicators with multiple levels and weighted importance that result from FAHP can be compared to support decision-makers in defining optimal alternatives and indicators [2]. Whilst the AHP technique provides satisfactory results, FAHP deals with uncertainty values that are associated with vulnerability indicators [44].
Fuzzy logic (FL) is the most effective application of spatial analysis in the urban planning field which has been extensively improved as a significant function of GIS [45,46]. It can evaluate the different degrees of membership for complex topics associated with uncertainty, such as vulnerability indicators [7]. FL includes several types of functions. Fuzzy linear membership (FLM) is one of these functions; it can be operated with MCDA to standardise criteria to make wise decisions and convert various parameters into fuzzy values between 0 and 1 [47,48]. The fuzzy overlay (FO) function is applied when analysing the effects of various factors related to many sets in the multi-criteria overlay technique. The FO function analyses the relationships between the sub-criteria of multiple major criterion sets [49]. Furthermore, some significant functions are involved in FO that allow combining fuzzy membership values for diverse variables by performing a cell-by-cell overlay process [50,51]. FO gamma (FOG) is the most significant function that results from multiplying a fuzzy product value by a fuzzy sum value. Both values are raised to the power of gamma. FOG makes an adjustment between the increasing fuzzy sum value and the diminishing effect of the fuzzy product value [52,53].
The current study presents a new approach for the comprehensive vulnerability assessment of urban areas. The proposed approach takes advantage of effective fuzzy logic functions to overcome uncertainty in the classification and combination of vulnerability indicators, which represents a significant strategy for making sensitive decisions associated with human life. It was used to integrate (FAHP), (FLM) and (FOG) to derive a comprehensive vulnerability indicator for Nasiriyah City in Iraq. The comprehensive vulnerability indicator is an algebraic product of environmental vulnerability with urban vulnerability, building vulnerability and social vulnerability, produced in accordance with vulnerability theory to define vulnerable urban areas. The new approach enables building of a robust database and provision of relevant guidance for comprehensive vulnerability assessment, serving as an improved decision support system for determining priority intervention sites within complicated urban areas. In addition, the system enables optimisation of public spending for mitigating vulnerability given that local authorities responsible for city services frequently have insufficient financial resources. This approach can be applied to enhance policies formulated for urban communities and help build sustainable livelihoods in all regions of Iraq and other developing countries.

2. Vulnerability Indicators

Vulnerability emerges from environmental, physical, economic, and social problems in urban areas. This term is used to describe a reduced capacity to adapt to, resist and recuperate from risks [54,55]. Thus, urban vulnerability can be described as a situation that arises from the combination of multiple disadvantageous factors leading to challenging circumstances that it is difficult for an urban community to overcome [56,57]. The recognition and measurement of these factors is essential before implementing plans to mitigate vulnerability. The most suitable measurement approach is based on vulnerability theory; it combines different vulnerability indicators, such as social, urban, building and environmental indices, into a single indicator to represent the situation to support mitigation planning. This method enables diagnosis of urban problems and identification of solutions without requiring substantial data collection [58].
Collecting data associated with many indicators is extremely difficult; hence, the vulnerability assessment process can be accomplished by focusing on different indicators dependent on local conditions or data availability [59]. A comprehensive vulnerability assessment based on vulnerability theory was performed for the study area (Nasiriyah City, Iraq) to define vulnerable urban areas by measuring multiple criteria that are pertinent to urban communities. A total of twelve sub-criteria were selected based on literature review, local urban and environmental indicators and data availability. The Delphi technique was applied to confirm the suitability of criteria for the vulnerability indicators. The sub-criteria were categorised into four major domains: environment, urban, building and social.

2.1. Environment Domain

Environmental vulnerability indicators estimate the capability of urban communities to recover from possible risks of pollution arising from several pollution sources; this capability depends primarily on the healthiness, integrity and organisational level of a community [60]. Pollution sources can be classified into two major groups: point and non-point sources of pollution. The locations of point sources of pollution, such as industrial activities, can be determined. However, point-source pollution in Iraqi cities mostly originates from distributed pollution sites, such as oil industry operations, power stations, landfill sites, brick factories and wastewater treatment plants (WWTPs). The oil industry sector is a key environmental pollution source in Iraq; it releases polluting gases that affect residential neighbourhoods close to or in buffer zones [61]. WWTPs can be hotspots for the spread of antibiotic-resistant pathogens with significant effects on water ecosystems. In addition, weapon storage sites in which depleted uranium was used during the wars have continued to be tremendously harmful to public health and to Iraq’s environment since the conflict period. By contrast, non-point sources of pollution are more difficult to determine and require more effort to control. Many sites release polluting materials simultaneously [62].
The current study applied local environmental standards (specifically, number 3-2011) that have been adopted by the Iraqi Ministry of Environment. These standards determine buffer zones with different radii based on the degree of pollution. Residential neighbourhoods located inside buffer zones are considered as urban areas exposed to pollution risks. The local environmental standards classify point-source pollution into three categories, as described below.

2.1.1. Class A: High-Polluting Projects

This category includes many polluting projects, such as oil refineries, iron industries, WWTPs, brick factories, thermal power plants and landfill sites. Table 1 lists some types of high-polluting projects with their respective buffer zones based on the classification of local environmental indicators in Iraq.

2.1.2. Class B: Moderately Polluting Projects

This class involves polluting projects that affect the environment less than Class A projects, such as the poultry industry, plastic manufacturers, gas turbine power plants, concrete manufacturers, flour mills and date canning factories. Table 2 lists several types of moderately polluting projects with their respective buffer zone radii based on Iraqi environment indicators.

2.1.3. Class C: Low-Polluting Projects

This class includes polluting projects that affect the environment less than Class B projects, such as wastewater pumping stations, oil stores and industrial complexes. Table 3 presents some types of low-polluting projects and their respective buffer zones based on Iraqi environmental indicators.

2.1.4. Effects of Weapons and War

A number of major international reports have confirmed that unconventional weapons used during the Gulf wars (1991–2003) were among the primary reasons for an increase in cancerous diseases in Iraq [62,63]. Large amounts of depleted uranium (DU) were fired during the Iraq wars [64]. DU has increased environmental pollution dangerously due to effects that appeared after the wars [65,66]. About 300 tons of DU were fired in the first Gulf war and about 1700 tons were fired during the 2003 war [67]. Reports have confirmed that radioactive materials (DU) that were routinely stored in military bases located close to Nasiriyah City, i.e., the study area, have leaked into the environment [68]. The most dangerous site (the Khamisiyah site) in which chemical weapons and DU were stored is located 17 km from the border of the study area [69,70]. Radioactive emissions have permeated into the surroundings, and, as a result, people have been exposed to their dangerous effects [13]. In the current study, the effect of weapon use was defined as a polluting factor within the environmental domain. Thus, an evaluation of the effects of weapons on the environment in the study area was performed according to Iraqi environment standards, which contributed to determining the buffer zone for dangerous landfills, detailed in Table 1.

2.2. Building Domain

Statistical analysis conducted using quantitative and qualitative indices has shown that the vulnerability of an urban environment is primarily linked to financial resources, authority policies and city size [71]. As urbanisation continues to accelerate due to rapid population growth in Iraq, the problems arising in urban communities are becoming more complex. City authorities do not have sufficient financial and technical capabilities to provide all city neighbourhoods with basic infrastructure, such as paved streets and sewage networks. The Nasiriyah City administration is unable to control the rapid sprawl, and informal settlements involving illegal construction have continuously increased to accommodate the accelerating population growth. The informal settlements are a source of environmental pollution and a reason for the increasing number of vulnerable urban areas in Iraq. The most dangerous consequence of informal construction is the lack of proper services, such as construction of unpaved roads, which are considered a significant source of dust pollution, and the lack of public sewer and solid waste treatment systems [72]. Urban areas can be defined as vulnerable areas based on construction characteristics, particularly the infrastructure, shape and density of a settlement and its location [23]. Two sub-criteria were adopted in the current study to define vulnerable neighbourhoods within the building domain: (1) the ratio of informal settlements, and (2) the lack of infrastructure at the neighbourhood scale.

2.3. Urban Domain

The most important impact factors in urban planning are urban density, population density and green public spaces, which are directly or indirectly related to vulnerability indicators. The well-being of urban communities is central to consideration of how the urban landscape, building density and open spaces can be utilized to address urban sprawl [73]. The integration of population and dwelling density maps enables the identification of neighbourhoods with high population density and low basic services in which mitigation interventions are urgently required [10]. In the current study, vulnerability indicators, including population density, dwelling density and green area, were classified under the urban domain to define vulnerable urban areas.

2.4. Social Domain

A body of previous research has defined social vulnerability as the vulnerability of people or neighbourhoods. Social vulnerability, as a concept, has been used to characterise the capacity to control hazards and their consequences for urban communities, social groups and families [60]. Social vulnerability assessment has focused on understanding the factors associated with social inequality that increase vulnerability at family and community scales [74]. The provision of health care and educational services and the availability of job opportunities are significant social indicators that can indicate the social vulnerability of urban communities [9,75,76]. Therefore, data for three criteria, namely, health care services, education services and unemployment ratio, were collected in the current study to define social vulnerability indicators consistent with the local urban planning indicators of Iraq (Table 4).

3. Method

3.1. Study Area

Nasiriyah City was selected as the study area for this research. It represents Iraqi cities because Iraq’s urban characteristics are quite similar across the whole area. Nasiriyah City is located along the banks of the Euphrates River, between latitudes 31°90′00″ N and 30°50′00″ N, and between longitudes 46°00′00″ E and 46°20′00″ E, as shown in Figure 1. The average elevation is about 4 m above mean sea level, and its area is more than 46,000 hectares. The total population of over 700,000 people (based on the 2021 local census) currently occupy 92 neighbourhoods. The study area covered the Ur archaeological site (4000 BCE), as shown in Figure 1. Nasiriyah City is the capital of Dhi Qar Province. The city has suffered from the severe effects of wars. The most dangerous site, i.e., the Khamisiyah site, where chemical weapons and depleted uranium (DU) were used, is located about 17 km from its borders. Figure 2 shows the location of this site [69,70]. This dangerous site has become closer to the city settlements due to rapid urban sprawl, high population growth, migration towards the city and poor urban planning, resulting in the establishment of large informal settlements in the study area.

3.2. Data Collection

In this study, 12 dataset layers were collected to identify the vulnerable urban areas in Nasiriyah City. These layers were as follows: high-polluting sources, moderately polluting sources, low-polluting sources, DU landfill, informal settlement rate, lack of infrastructure, housing density, population density, green space, health care service size, education service size and unemployment rate. They were categorised into four major domains: environment, building, urban and social, as shown in Figure 3. In addition, land surveying was conducted to obtain accurate results by utilising global positioning system (GPS) instruments. Table 5 describes the datasets used in this study.

3.3. GIS Database Design and Management

A geodatabase was designed by applying various GIS operations. These procedures were applied to vector data versus raster data, which differed in structure. Raster data contain equal-sized cells that form a continuous surface. Vector data comprise polygons, lines and points that form distinct geographic features on Earth. In addition, spatial and textual data were integrated into the geodatabase. Subsequently, the sub-criteria relevant to vulnerability were extracted and then categorised into four major criteria: environment, building, urban and social. Figure 3 shows the layers of the sub-criteria that were required for running the MCDA to define vulnerable urban areas.
Figure 3. Flowchart of data collection and classification of the criteria and sub-criteria.
Figure 3. Flowchart of data collection and classification of the criteria and sub-criteria.
Earth 03 00040 g003

3.4. Delphi Technique

The criteria and sub-criteria that were defined based on the literature review were reviewed by an expert panel using the Delphi method to confirm the criteria that were the most relevant to the vulnerability indicators. Delphi is an expert judgment technique in which a group of well-known experts in a specific field express their opinions during a series of discussions by following a prepared questionnaire to arrive at the group’s opinions about a specific issue [77]. An expert panel was carefully selected. It consisted of 22 qualified experts, six experts from the environment domain, ten experts from the urban planning department and six experts from the construction domain. The experts participated in multiple meetings with the purpose of integrating viewpoints into a group consensus. After each round, the answers were summarised and transferred to the experts. The experts were allowed to modify their responses in the next rounds, depending on how they analysed the group opinion. The result of this method was that nearly all the criteria and sub-criteria were approved as relevant to urban vulnerability indicators. Figure 3 shows the major criteria and sub-criteria endorsed by the expert panel.

3.5. Spatial Analysis Processes

After the collected data were organised into four primary datasets (urban, building, social and environment), two types of spatial analysis technique (continuous and discrete) were performed according to the type of data before a weighted linear combination function (WLC) was applied to produce vulnerability indicators for each domain, as shown in Figure 4.

3.5.1. Spatial Analysis of Continuous Data

In this study, data belonging to the environment domain was continuous. Given that all polluting projects and the DU landfill represented point sources of pollution (PSPs), their effects could be continuous across the study area to a different degree based on distance from the source. Therefore, two sequential operations, namely, Euclidean distance and FLM, were conducted before the sub-criteria were weighted with values obtained from FAHP. Then, an FO analysis was performed on the major criteria to obtain the final fuzzy map of total vulnerability.
  • Euclidean distance function
Euclidean distance is a spatial analysis function available in the GIS environment. It uses the Pythagorean theorem to calculate the Euclidean distance to the closest source for each cell based on Formula (1). Through this function, the vector layer dataset that belonged to the environment domain was converted into raster form that indicated the existing distances from the pollution source to the remaining buffer area.
d = [ ( X 2 X 1 ) 2 + ( y 2 y 1 ) 2 ]
where d represents the distance between a pollution source and the remaining points.
2.
Fuzzification
Whilst FL emulates human logic by using artificial intelligence (AI) techniques, only two options are restricted in the Boolean logic (BL) of computers: 0 or 1 [78]. FL allows for a degree of contribution to the reaction, represented by a membership function [49]. Although classical theory is founded on crisp sets, according to which each indicator belongs to a quite-determined class, FL access evaluates the different degrees of membership of each indicator to various classes. This approach has been used in contemporary research by examining a complex topic affected by uncertainty, such as vulnerability to climate change and urbanisation [7]. A negative FLM function was used to standardise the sub-criteria of the environment domain (effects of Classes A, B and C and DU) into fuzzy values between 0 and 1 based on Formula (2). Figure 5 illustrates negative and positive FLM functions, i.e., Formula (3).
f ( x ) = { 1 x < 0 ( M a x x ) ( M a x m i n ) m i n < x < m a 0 i f   x > m a x
f ( x ) = { 1   o r   0 x > m a x 0   o r   1 x < m i n ( X M i n ) ( M a x M i n ) m i n < x < m a

3.5.2. Methods for Processing and Analysing Discrete Data

Data belonging to the urban, building and social domains are discrete data. The collected data were distributed inside the boundaries of neighbourhoods based on actual quantities. The collected data related to the sub-criteria were manipulated, and spatial analysis was performed within the boundaries of the neighbourhoods. Therefore, discrete data were converted into raster form using the rasterisation function and then normalisation was applied to standardise the original values of the sub-criteria.
  • Rasterisation
Eight raster layers were generated from the shape file form of the sub-criteria belonging to the three domains (building, urban and social) based on specific values, as shown in Figure 6.
2.
Normalisation
In quantitative studies with various data sources, such as the current study, standardisation is required to make meaningful comparisons on the basis of values measured in different units [79]. Therefore, normalising the original values of the generated raster from the previous step was necessary to permit expressive comparisons. All original values were converted between 0 and 1 in this step based on the linear interpolation equation, i.e., Formula (4). Whilst number one indicates extreme vulnerability, zero indicates minimum vulnerability. Therefore, the increment in value is associated with an increase in potential vulnerability for a specific sub-criterion, as shown in Figure 7.
y i = { x i x i . m i n m u m x i . m a x i m u m x i . m i n i m u m }
where 0 ≤ yi ≥ 1,and (xi) is the value of any raster cell.

3.6. AHP and FL

AHP is a technique used to evaluate a group of factors, criteria or activities that affect a specific phenomenon to varying degrees [80]. Although AHP was proposed in the 1980s, it remains an essential analysis method for subjects involving many options when performing a pairwise comparison of the options is difficult. FAHP is an enhanced version of AHP that supports a methodical alternative choosing rationale [43]. The traditional AHP method is accompanied by uncertainty because of crisp value judgements; thus, it does not reflect human reasoning. Accordingly, FAHP was ultimately used to address this issue and achieve a more confident decision. The two methods were selected and used in the current research. The AHP method was first applied to organise the hierarchical form and calculate the consistency ratio (CR) when investigating the consistency degree between the weights of different values. Subsequently, the FAHP technique was used to obtain the criterion weights of the major domains (environment, urban, building and social) and the sub-criteria according to the following sequential steps:
  • Creating a pairwise comparison matrix. A pairwise comparison matrix was prepared based on the questionnaire survey results. Nine experts compared the relevant criteria with vulnerability indicators. The related weights of these criteria based on AHP were computed. To examine the consistency grade between the weighted values of various parameters, CR was calculated using the three formals (5)–(7). The results showed that the CR values were less than 0.1; thus, the pairwise comparison matrices were suitable.
    λ m a x = 1 n i = 1 n ( a i j × w i ) w i ,
    where (aij) is a pairwise comparison matrix element, and (wi) is the weight value of each parameter.
    C I = ( λ m a x n ) ( n 1 )
    C R = C I R I
CI denotes the consistency index, whilst RI represents the mean of the random index that was calculated in accordance with Saaty’s rating RI (1–10) [81].
2.
The comparative importance hierarchy values are crisp in AHP. Thus, crisp values were transformed into fuzzy numbers in this step based on the triangular fuzzy membership equation, i.e., Formula (8). Fuzzy value is described by three determinations {a, b, c}, as illustrated in Figure 8.
μ t r a i n g l e ( x ) = { 0 , x < a x a b a a x b c x c b b x c 0 , x > c
3.
In this step, the fuzzy geometric mean value ( r ˜ ) of every criterion was calculated using Formula (9).
r ˜ i = j = 1   n ( A ˜ i j ) 1 / n = { A ˜ i 1 × A ˜ i 2 × A ˜ i 3 × A ˜ i 4 A ˜ i n } 1 n
4.
The fourth step was the determination of the fuzzy comparative weight of each criterion, as follows:
w ˜ i = r ˜ i × ( r ˜ 1 + r ˜ 2 + r ˜ 3 + r ˜ 4 +   r ˜ n ) 1
where ( A ˜ ij) is a fuzzy comparison matrix of dimension i to criterion j.
5.
Determining the weights of the crisp values using the centre of area (COA) method based on Formula (11).
w i = ( L w ˜ i + M   w ˜ i + U   w ˜ i ) 3
6.
The final step was the standardisation of the relative weights (wi) by applying Formula (12), and lastly, collecting the final weight (Wni). Table 6 provides the results.
W n i = w i i = 1 n w i ,   w i = 1 ,   w i > 0

3.7. WLC

Using WLC, the acquired weights from FAHP were entered on the basis of Formula (13) to aggregate each group of sub-criteria into a single layer [82,83]. The results were four individual vulnerability maps: environmental vulnerability (Ve), building vulnerability (Vb), social vulnerability (Vs) and urban vulnerability (Vu), as shown in Figure 4.
V e , b , u , s = i = 0 n c i w i ( q i )
where n is the number of sub-criteria, (wi) is the relative weight of a sub-criterion (ci) and (qi) is the amount of a sub-criterion (ci).

3.8. Final Fuzzy Map

3.8.1. Aggregated Vulnerability (Va)

In accordance with the theory of vulnerability, the aggregated vulnerability (Va) was taken to be the product of the three vulnerability domains: urban, social and building, Va = Vu ∗ Vs ∗ Vb [31]. FL was used to consider uncertainty in the classification and combination of the vulnerability indicators. Similarly, the FO tool was used to examine the potential of an event relevant to various sets in a multi-criterion overlay examination. Although FO specifies which sets a phenomenon is possibly a member of, it also examines the relationships amongst members of various sets [49]. The FO tool was applied twice (fuzzy product and fuzzy sum) to obtain the best indicator of vulnerability by calculating FOG using Formula (14), as shown in Figure 9.
V a , t = { c ; 1 n f ( c ) } 1 γ . { 1 c ; 1 n ( 1 f ( c ) ) } γ
where n is the number of input rasters, f(c) is the value of the pixel of each input raster, γ is gamma (0.90) and Va,t is the fuzzy gamma map of aggregation vulnerability and comprehensive vulnerability.

3.8.2. Comprehensive Vulnerability Maps (Vt)

The final fuzzy map presents a comprehensive vulnerability map of the study area that was produced by multiplying the environment vulnerability indicators (Ve) by the aggregated vulnerability indicators (Va) based on vulnerability theory, in accordance with Formula 15 using FOG, as shown in Figure 10. To reduce evaluation subjectivity, two different scenarios of the overall vulnerability maps were proposed. In the first scenario, each of the four domains (environment, urban, social and building) was weighted with the obtained value from the FAHP method. In the second scenario, each of the four domains had the same value.
Vt = Vu Vs Vb Ve

3.9. Jenks Optimisation Method

To understand vulnerability maps produced in this study and to characterise the data visually, the Jenks natural breaks (JNB) classification technique was used to reclassify the numerical values of the spatial data. The JNB technique utilises an algorithm that aims to minimise the deviation of weight in each type from the type average [84]. Furthermore, this algorithm attempts to increase the deviation of weights from the average of the other types on the basis of Formula (16) [85,86]. Consequently, the vulnerability maps were reclassified into five classes (very high, high, medium, low and very low) to enable decision-makers to interpret the results easily.
GVF = ( SDAM SDCM ) SDAM
where GVF is between 1 and 0, and represents the goodness of fit of the different proper variables; SDAM represents the total of the squared deviations from the average of the current array; and SDCM represents the total of the squared deviations from the average of each type.

4. Results

The results were six vulnerability maps produced at the neighbourhood scale of the study area (Nasiriyah City): 1—urban vulnerability map (Vu), 2—social vulnerability map (Vs), 3—building vulnerability map (Vb), 4—aggregated vulnerability map (Va), comprising three domains (urban, social and building), 5—environmental vulnerability map (Ve), and 6—final fuzzy map (Vt), as well as overall vulnerability maps (urban, social, building and environment). To provide understandable vulnerability maps, JNB classification was used to classify the study area into five classes, depending on the proposed vulnerability indicators, from a very high vulnerability region to a very low vulnerability region.

4.1. Urban Vulnerability Map

Based on Formula (13), an urban vulnerability map (Vu) was produced by the overlapping of sub-criteria, namely, dwelling density (C7), population density (C8) and green space ratio (C9), as shown in Figure 11. In Figure 12, 13 neighbourhoods of the city are shown to be located in the very high vulnerability region. More than 196,928 people, i.e., 28% of the city’s total population, are located in this region. In addition, eight neighbourhoods with more than 89,000 people, or 12% of the total population, are located in the high vulnerability region.

4.2. Social Vulnerability Map

Using the same technique, a social vulnerability map (Vs) was produced by overlapping sub-criteria, namely, education services (C10), health care services (C11) and unemployment rate (C12), as shown in Figure 13. In the process of gathering sub-criteria, each criterion was multiplied by the relevant weight obtained from FAHP using Formula (14) to produce Vs, as shown in Figure 14.
As shown in Figure 14, 10 neighbourhoods of the city are located in the very high vulnerability region. These neighbourhoods are home to more than 197,559 people, i.e., 28% of the total population. In addition, 18 neighbourhoods with more than 172,000 residents, i.e., about 24% of the total population, are located in the high vulnerability region.

4.3. Building the Vulnerability Map

The building vulnerability map (Vb) was created by overlapping two sub-criteria, i.e., informal settlement rate (C5) and the lack of infrastructure rate (C6), using the same technique mentioned earlier, as shown in Figure 15 and Figure 16. The latter shows that three neighbourhoods of the city are located in the very high vulnerability region. These neighbourhoods have more than 23,000 residents, i.e., 3% of the city’s total population. In addition, only seven neighbourhoods with more than 36,000 residents, i.e., 5% of the total population, are located in the high vulnerability region.

4.4. Aggregated Vulnerability Map

The aggregated vulnerability map (Va) was produced by multiplying Vu, VS and Vb using the FOG technique based on Formula (14). As shown in Figure 17, six neighbourhoods of the city are located in the very high vulnerability region. These neighbourhoods have more than 106,000 residents, or 15% of the total population. In addition, 17 neighbourhoods with more than 204,000 people, or 29% of the total population, live in the high vulnerability area. Table 7 provides the spatial distribution of the population based on the proposed vulnerability indicators, while Table A1 provides the codes and names of the neighbourhoods of Nasiriyah City in south Iraq.

4.5. Environmental Vulnerability Map (Ve)

Overlapping of sub-criteria, i.e., high sources of pollution (C1), moderate sources of pollution (C2), low sources of pollution (C3) and effects of weapons and wars, DU landfill (C4), produced the environmental vulnerability map based on Formula (14), as shown in Figure 18, Figure 19 and Figure 20. The environmental vulnerability map classifies the study area into five classes, as mentioned earlier. For higher accuracy, the values of pixels were extracted from the boundaries of each neighbourhood based on its coordinates. Figure 21 shows that six neighbourhoods of the city are located in the very high vulnerability area. More than 68,660 people, i.e., 9.7% of the total population of the study area, are living in these neighbourhoods, which are exposed to environmental risks. In addition, eight neighbourhoods with more than 38,000 residents, or 5.4% of the total population, are located in the high vulnerability region.

4.6. Comprehensive Vulnerability Map

By using the FOG function based on Formula (14), a first scenario of the comprehensive vulnerability map (Vt) was produced by multiplying Va by Ve. As shown in Figure 21, 11 city neighbourhoods are located in the very high vulnerability region. They are home to more than 175,000 residents, or 25% of the total population of the study area. Furthermore, 12 neighbourhoods with more than 115,000 residents, or 16% of the total population, are located in the high vulnerability region, as indicated in Table 8. The second scenario results showed that only five neighbourhoods with 104,000 residents, i.e., 15% of the total population, are located in the very high vulnerability region. Furthermore, 15 neighbourhoods with more than 202,208 persons, or 29% of the total population, are located in the high vulnerability region, as shown in Figure 22. Table 9 provides the second scenario results.
Figure 21. First classification scenario of city neighbourhoods based on the comprehensive vulnerability index (Vt).
Figure 21. First classification scenario of city neighbourhoods based on the comprehensive vulnerability index (Vt).
Earth 03 00040 g021

4.7. Validation

4.7.1. Using Machine Learning (ML)

The ML technique was used to verify the accuracy and robustness of the vulnerability map classification. ML is a technique that uses a small part of the data (the testing dataset) to evaluate a large part of the same dataset (a trained sample) [87]. The naïve Bayes (NB) classifier that is available in the Weka software was applied on the basis of Formula (17) [88]. Weka software is a group of ML algorithms for mining data; it is an open-source application [89]. The validation result showed that correctly classified instances were 90.4762%, and the kappa statistic value was 0.8786. Thus, the level of agreement of the classification results was demonstrated to be ‘almost perfect’. If the kappa value is between 0.80 and 1, then the result is interpreted as an ‘almost perfect agreement’ [90].
P ( A B ) = P ( B A )   P ( A ) P ( B )
P(A/B) presents the posterior likelihood, where (A) is the probability of the hypothesis, and (B) presents the observed event. P(B/A) represents probability: the probability of the proof given that the probability of a hypothesis is correct.

4.7.2. Spatial Analysis Validation

Three aerial photos of the study area were acquired, i.e., drone imagery (2009), Pleiades 1 ORTHO (2014) and Sentinel 2 imagery (October 2021), to validate the results of the comprehensive vulnerability map (Vt), as shown in Figure 21. Six neighbourhoods from the eleven located in the very high vulnerability region (61, 54, 55, 56, 53 and 57) were spatially analysed as a sample to validate the vulnerability indicator results. Figure 23 shows the neighbourhoods located in the buffer zone of the main WWTP of the city, a high pollution source. In addition, the streets of this area are dusty (unpaved streets), and more than half of the total dwellings are informal housing. Compared with the other neighbourhoods, these are the most vulnerable areas. The spatial analysis confirmed the validity of the results.

4.7.3. Sensitivity Analysis

Sensitivity analysis was used to investigate the model sensitivity to different criterion weights. It is typically applied as a mechanism for assessing the responses of a model to modifying the input parameters and evaluating the reliability of the obtained results [91]. Thus, model outcomes are substantial if the study results are altered when the input weights of the criteria are different [92,93,94]. In this study, a sensitivity analysis process was applied to demonstrate the effect of different weights on the classification outcomes to verify the robustness or sensitivity of the proposed model versus the relative importance of the major criteria. In addition, sensitivity analysis addresses the hypothesis that the study results will be changed if another scenario is used. In this context, another scenario was prepared in which the weights of the major criteria were changed. The classes of the city’s neighbourhoods were changed when the new weighted values were inputted, as illustrated in Figure 24. Consequently, the sensitivity analysis process confirmed that the model results were robust.

5. Discussion

Previous studies have used different methods to define vulnerable urban areas, and have adopted various criteria that are relevant to vulnerability assessment. Some scholars, such as Hazell (2020), classified the criteria into three categories (topographic, land cover attribute and demographic), whilst others, such as Gerundo, Marra and de Salvatore (2020), classified criteria into social, urban and building domains [7,28]. Similarly, Ruá et al. (2021) classified criteria into four categories: socioeconomic, sociodemographic, urban and building [30]. However, most of these approaches have disregarded potential environmental issues in urban areas resulting from urbanisation and human activities. Instead, they have focused primarily on financial and social criteria for studying land use change. Furthermore, the simulation results obtained were difficult to utilise in optimising land use on Earth [33].
In contrast with conventional approaches, the current study involved a new approach that is capable of comprehensively measuring vulnerability indicators (Vt), including environmental vulnerability indicators. Compared with previous studies, in which classical theory based on the logic of crisp sets was used, in the current study, FL was used to consider the uncertainty in the classification and combination of vulnerability indicators. In addition, the FOG function was applied to produce the final fuzzy map to balance the rising effect of the fuzzy sum and the lessening effect of the fuzzy product to obtain the best result.
In contrast to previous studies that used various criteria derived only from the existing literature, the current study involved a conservative approach to confirm the relevance of the criteria with the actual reality of vulnerable urban areas. The proposed approach included three sequential phases, starting with selecting relevant criteria from the literature review, then using the Delphi technique to arrive at the group’s opinion to endorse these criteria, and relating the endorsed criteria to national urban and environmental indicators. Furthermore, this study used the JNB method to provide a more meaningful visualisation for the vulnerability maps. ML was used to validate the model results. Two different scenarios of the overall vulnerability maps were created to reduce evaluation subjectivity.
The results indicated, both visually and statistically, that the city neighbourhoods suffered from environmental pollution and regional marginalisation. A large area of the city was suffering from pollution effects, with residential land use overlapping with polluted industrial use because of rapid urbanisation and poor land use. In addition, the comprehensive vulnerability maps showed that many neighbourhoods were located in very high and high vulnerability regions. The western part of the city, which is involved in future city expansion based on the master plan approved by local authorities, is located in a region with environmental pollution. By contrast, the northern part of the study area is outside the region with environmental pollution, and thus is suitable for future city extension. The conclusion can be drawn that local urban planning standards and environmental legislation have been disregarded in the planning stages for urban development.
With respect to the comparability of Nasiriyah City, i.e., the case study, and other Arab cities, the study produced results that were consistent, to a certain extent, with those of other studies that have been conducted to define vulnerable urban areas in Egyptian cities. For example, a study conducted by Effat, Ramadan and Ramadan (2021) in Assiut City, Egypt, revealed that the informal settlement rate, population density, urban growth rate and the lack of essential services are the most significant factors that increase the degree of vulnerability in urban areas [95]. Similarly, another study conducted by Waly, Ayad and Saadallah (2021) in Alexandria City, Egypt indicated that demographic characteristics, infrastructure indicators, urban domain, unemployment and poverty were the most consequential factors leading to urban vulnerability in the city [96]. However, the current study utilized a new approach that can evaluate urban areas more realistically by adopting comprehensive vulnerability indicators, including environmental indicators that are integrated with social, urban and building indicators. The proposed comprehensive assessment approach can be more reliable as a decision support system for analysing urban areas, and for allocating required financial resources and efficiently executing mitigation processes for the most vulnerable Arabic urban areas and developing countries.
In summary, compared with previous techniques, the proposed approach, based on vulnerability theory, contributes to identifying priority areas of intervention, exhibits novelty and makes a significant contribution to Earth’s sustainability. The proposed integration, i.e., using aggregated vulnerability indicators coupled with environment vulnerability indicators, enables the building of a robust database and provides a guide for comprehensive vulnerability assessment, offering an improved decision support system to determine priority areas for intervention in complex urban areas. In addition, this system can help optimise public spending to mitigate vulnerability as local authorities responsible for city services frequently have insufficient financial resources.
Why is the identification of vulnerable urban areas necessary before starting with intervention procedures? Evaluating a city’s situation before implementing intervention procedures has many purposes: 1—to identify the magnitude of the problem and clarify why a comprehensive plan for mitigating city problems with four dimensions (urban, social, building and environment) is urgently needed; 2—to define intervention priorities based on accurate vulnerability indicators; and, 3—to prepare a spatial database for monitoring vulnerability indicators when implementing intervention plans to mitigate the adverse effects of urbanisation and human activities.

6. Conclusions

Although SEA was introduced in the 1990s as an effective mechanism for assessing the environmental effect of polluting activities to preserve Earth’s sustainability, most previous studies have overlooked environmental pollution when defining vulnerable urban areas. The current research attempts to bridge the research gap by presenting a new comprehensive assessment model for defining vulnerable urban areas based on vulnerability theory with four dimensions: urban, social, building and environment. To overcome uncertainty in expert opinions and uncertainty in the classification and combination of vulnerability indicators, three FL techniques were integrated, FAHP, FLM and FOG, to ensure a comprehensive assessment of vulnerability. The proposed approach adopted twelve criteria organised into four domains (building, social, urban and environment) to define a vulnerable urban area. Furthermore, the proposed vulnerability indicators were classified using the JNB classification technique, and then the results were validated via ML. The validation model that used ML confirmed that the level of agreement of the classification results was ‘almost perfect’. Therefore, the model can facilitate making a wise decision, particularly when city districts are suffering simultaneously from diverse adverse effects. The major contribution of this study is the provision of a powerful decision support system for the assessment and analysis of urban areas that are exposed to environmental degradation and spatial marginalisation. This system can be used to allocate the required financial resources and ensure mitigation processes are executed efficiently for the most vulnerable urban areas in Iraq and other developing countries. However, strict restrictions are imposed on accessing data regarding environmental pollution and social vulnerability at the household scale to analyse the effects of polluting projects on human health in very high vulnerability regions. In addition, no actual investigations have determined the effect of DU in the study area due to a lack of experience and tools. Nevertheless, international reports have indicated an increase in disease cases associated with DU in the study area. Thus, further studies that focus on the effects of DU in conflict areas in general, and in Iraq in particular, are urgently needed. Improving the ability to evaluate overall vulnerability in urban areas under rapid urbanisation and high population growth will be essential when formulating policies for urban communities and building sustainable livelihoods in developing countries.

Author Contributions

Conceptualization, S.K.H. and A.F.A.; methodology, S.K.H.; software, S.K.H.; validation, S.K.H., A.F.A., H.Z.M.S. and A.W.; formal analysis, S.K.H.; investigation, S.K.H. and A.F.A.; resources, S.K.H.; data curation, S.K.H.; writing—original draft preparation, S.K.H.; writing—review and editing, S.K.H. and A.F.A.; supervision, S.K.H., A.F.A., H.Z.M.S. and A.W. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

All data are reported in this paper.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. The codes and names of the neighbourhoods of Nasiriyah City in south Iraq.
Table A1. The codes and names of the neighbourhoods of Nasiriyah City in south Iraq.
Neighbourhood CodeNameNeighbourhood CodeName
1Aljamaa46Alaskary_3
2Sawage47Alhasan
3Alseray48Bashaeer
4Syaf49Rasool_1
5Sabeah50Rasool_2-3
6Alsharqyah_153Feda_2
7Alsharqyah_254Alamen dakhaly_1
8AbuJada_155Alamen dakhaly_2
9AbuJada_256Alamen dakhaly_3
10Alarooba57Karama_1
11AladaraAlmahalyah58Karama_2
12Alsalhyah_159Tadahayh_1
13Alsalhyah_260Tadahayh_2
14Alsalhyah_361Tadahayh_3
15Shuhada_162Zahra
16Shuhada_263Beqaa
17Shuhada_364Khadrah
18Shuhada_465old askan_1
19Shuhada_567Old askan_3
20Rafedeen68old askan_4
21Arido_169Mutanazah
22Arido_270Zauyah_Bs
23Arido_371Alaarja
24Arido_472Mansuryah_1
25Arido_573Mansuryah_2
26Ind_n_174Mansuryah_3
27Ind_n_275Thura_1
28Sader_176Thura_2
29Sader_277Thura_3
30Sader_378Zaaylat
31Sader_479Zaaylat_2
32Ur_180Zaaylat_3
33Ur_281Samood_fayth
34Ur_382Samood_2
35Ur_484Shaalah
36Sumer_185Sakak
37Sumer_286Alaskan_Sanay
38Sumer_387Alhbush
39Sumer_488Alamarat
40Almulmeen_189Shmukh
41Almulmeen_290Kanzawy
42Almulmeen_391Sader ccomplex
43Almulmeen_492University complex
44Alaskary_1144Khatra-2
45Alaskary_2

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Figure 1. Location of Nasiriyah City. Upper left: location of Iraq on the world map. Bottom left: location of Nasiriyah City on the Iraq map. Right: map of Nasiriyah City showing the location of the ancient city of Ur (4000 BC). The brown area comprises 92 occupied neighbourhoods.
Figure 1. Location of Nasiriyah City. Upper left: location of Iraq on the world map. Bottom left: location of Nasiriyah City on the Iraq map. Right: map of Nasiriyah City showing the location of the ancient city of Ur (4000 BC). The brown area comprises 92 occupied neighbourhoods.
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Figure 2. Khamisiyah site and boundary of Nasiriyah City. The three pictures on the right show a close-up view of the Khamisiyah site.
Figure 2. Khamisiyah site and boundary of Nasiriyah City. The three pictures on the right show a close-up view of the Khamisiyah site.
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Figure 4. Flowchart of the methods used to produce vulnerability indicators: environment (Ve), urban (Vu), building (Vb) and social (Vs).
Figure 4. Flowchart of the methods used to produce vulnerability indicators: environment (Ve), urban (Vu), building (Vb) and social (Vs).
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Figure 5. The yellow line represents a negative FLM function based on Formula (2), whilst the blue line represents a positive FLM function based on Formula (3).
Figure 5. The yellow line represents a negative FLM function based on Formula (2), whilst the blue line represents a positive FLM function based on Formula (3).
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Figure 6. Conversion of a shape file into raster form using the rasterisation tool.
Figure 6. Conversion of a shape file into raster form using the rasterisation tool.
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Figure 7. Normalisation process.
Figure 7. Normalisation process.
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Figure 8. Triangular fuzzy membership equation.
Figure 8. Triangular fuzzy membership equation.
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Figure 9. FOG was used to aggregate the three vulnerability indicators (urban, social and building) into a single indicator, called the aggregated vulnerability Indicator.
Figure 9. FOG was used to aggregate the three vulnerability indicators (urban, social and building) into a single indicator, called the aggregated vulnerability Indicator.
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Figure 10. FOG was used to aggregate the four vulnerability indicators (environment, urban, social and building) into a single indicator, called the comprehensive vulnerability indicator.
Figure 10. FOG was used to aggregate the four vulnerability indicators (environment, urban, social and building) into a single indicator, called the comprehensive vulnerability indicator.
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Figure 11. Sub-criteria of the urban domain: (a) dwelling density (C7), (b) population density (C8) and (c) green space ratio (C9).
Figure 11. Sub-criteria of the urban domain: (a) dwelling density (C7), (b) population density (C8) and (c) green space ratio (C9).
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Figure 12. Urban vulnerability map (Vu).
Figure 12. Urban vulnerability map (Vu).
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Figure 13. Sub-criteria of the social domain: (a) education index (C10), (b) health care index (C11) and (c) unemployment rate (C12).
Figure 13. Sub-criteria of the social domain: (a) education index (C10), (b) health care index (C11) and (c) unemployment rate (C12).
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Figure 14. Social vulnerability map (Vs).
Figure 14. Social vulnerability map (Vs).
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Figure 15. Sub-criteria of the building domain: (a) informal settlement rate (C5) and (b) lack of infra-structure rate (C6).
Figure 15. Sub-criteria of the building domain: (a) informal settlement rate (C5) and (b) lack of infra-structure rate (C6).
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Figure 16. Building vulnerability map (Vb).
Figure 16. Building vulnerability map (Vb).
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Figure 17. Classification of city neighbourhoods based on the aggregated vulnerability indicators (Va).
Figure 17. Classification of city neighbourhoods based on the aggregated vulnerability indicators (Va).
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Figure 18. Sub-criteria of the environmental domain: (a) map of the high sources of pollution (C1) and (b) map of the moderate sources of pollution (C2).
Figure 18. Sub-criteria of the environmental domain: (a) map of the high sources of pollution (C1) and (b) map of the moderate sources of pollution (C2).
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Figure 19. Sub-criteria of the environmental domain: (a) map of the low-polluting projects (C3) and (b) buffer zones of DU landfill (C4).
Figure 19. Sub-criteria of the environmental domain: (a) map of the low-polluting projects (C3) and (b) buffer zones of DU landfill (C4).
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Figure 20. Environmental vulnerability map (Ve).
Figure 20. Environmental vulnerability map (Ve).
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Figure 22. Second classification scenario of city neighbourhoods based on the comprehensive vulnerability index (Vt).
Figure 22. Second classification scenario of city neighbourhoods based on the comprehensive vulnerability index (Vt).
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Figure 23. Spatial analysis process for the region with very high vulnerability.
Figure 23. Spatial analysis process for the region with very high vulnerability.
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Figure 24. Change in a neighbourhood’s classification between the first scenario (a) and the second scenario (b).
Figure 24. Change in a neighbourhood’s classification between the first scenario (a) and the second scenario (b).
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Table 1. Samples of high-polluting projects (Class A).
Table 1. Samples of high-polluting projects (Class A).
Activity TypesBuffer Zone Radius (km)
Dangerous landfill15
Oil refinery10
Gas plant10
Aluminium and cable factories10
Thermal power station5
Iron plant5
Brick factory5
Protein feed factory3
Asphalt plant5
Landfill2
WWTPs2
Table 2. Examples of moderately polluting projects (Class B) according to Iraqi environment standards.
Table 2. Examples of moderately polluting projects (Class B) according to Iraqi environment standards.
Activity TypesBuffer Zone Radius (m)
Flour mill processing plant1000
Gas power plant1000
Wire plant1000
Poultry industry1000
Poultry slaughter1000
Sandwich panel industry1000
Woolen textile factory500
Concert plant500
Plastic and paint plant500
Table 3. Examples of low-polluting projects (Class C) according to Iraqi environment standards.
Table 3. Examples of low-polluting projects (Class C) according to Iraqi environment standards.
Activity TypesBuffer Zone Radius (m)
Site of oil stores500
Vehicle industrial complex500
Pumping station of wastewater20
Table 4. Iraqi urban planning standards that refer to access distance to health care centres and schools, along with the size of social services required based on the number of people.
Table 4. Iraqi urban planning standards that refer to access distance to health care centres and schools, along with the size of social services required based on the number of people.
FacilityMaximum Access Distance from Dwellings to Facility
(m)
Number of Units/Population
Nursery3001 per 2400–3600 capita
Kindergarten3001 per 2400–3600 capita
Primary school5001 per 2400–3600 capita
Intermediate school5001 per 9600–14,400 capita
Secondary school8001 per 9600–14,400 capita
Health centre8001 per 9600–14,400 capita
Open space/6.25 m2 per capita
Streets/11.6% to 26% from total area
Population density per hectare/250 persons per hectare (p/h)
Housing density /42 dwellings per hectare (d/h)
Table 5. Types, description and accuracy of the data used in this study.
Table 5. Types, description and accuracy of the data used in this study.
No.DataDescriptionSourceAccuracy
1Sentinel 2
image, October 2021
It was used to classify the land cover of the study area and extract green space (sub-criteria of the urban domain).European Union’s Earth observation programme (Copernicus)10 m
2Pléiades 1, product name: ORTHO, 2014The images were utilised to validate land use classes and the boundary of old neighbourhoods and to increase the resolution of image classification.Iraqi General Survey Authority0.50 m
3Land use—streets, districts and water networks, 2021The data were analysed spatially to classify land use classes, street case (asphalt or dusty) and wastewater discharge systems (sewage network systems or home septic tanks).Office of the Municipality of Nasiriyah City, Iraq 2 m
4Master plan of Nasiriyah CityThe shape files were analysed to compare actual land use with the master plan of the city based on urban planning indicators.Office of Urban Planning, Nasiriyah City, Iraq 2 m
5Pipeline wastewater, manhole sewages, pump stations and water treatment stations (WTSs)They were manipulated spatially to determine the locations of polluted sources (WWTPs) and pump stations of wastewater. Spatial analysis of infrastructure distribution in the city was conducted. Office of Sewage Department in Dhi Qar2 m
6 Poultry sites, protein factories and animal feedsThey were treated spatially and then entered within the sub-criteria of the environment domain.Agriculture Directorate of Dhi Qar, Iraq5 m
7 Polluted industrial projects They were analysed spatially and listed under point-source pollution (sub-criteria of the environment domain).Dhi Qar Investments Office (Iraq)5 m
8 Polluted sites (2021)They were manipulated and integrated with spatial data and then organised under point-source pollution.Dhi Qar Environment Office (Iraq)1 m
9Health care centres and hospitals (2021)The data were analysed spatially and then compared with urban planning indicators before being entered into the sub-criteria of the social domain. Ministry of Health (Dhi Qar office, Iraq)2 m
10 Schools (2021)The same processes in Item (9) were performed.Ministry of Education (Dhi Qar office, Iraq)2 m
11Unemployment rate (2021)Data were entered into the sub-criteria of the social domain.Iraqi Ministry of Planning, Department of StatisticsNeighbourhood scale
12Paper maps (2020)They were converted into raster form and then utilised to validate the image classification and spatial distribution pattern digitisation of missed geographic features.Office of Urban Planning, Nasiriyah City, Iraq1/25,000
1/10,000
1/2500
13Population housing census (2021)Data were entered as sub-criteria of the urban domain.Ministry of Planning/Statistics OfficeNeighbourhood scale
14Site survey using GPS (2022)The work was required to validate data, increase the resolution of the geographic features of locations and complete missing data.Author2 m
15Site survey using drone images (February 2021)They were used for the digitalisation of informal settlements.Author2 m
Table 6. Results of the FAHP method.
Table 6. Results of the FAHP method.
Major CriteriaMajor Weight Sub-CriteriaSub-WeightPartial Weight = Sub-Weight × Major Weight
Environment domain (A)0.441Class A (c1)0.2210.097
Class B (c2)0.1280.057
Class C (c3)0.0760.034
Weapon effects (c4)0.5750.254
Subtotal1.0000.441
Building domain (B)271Informal settlements (c5)0.6440.175
Lack of infrastructure (c6)0.3560.097
Subtotal1.0000.271
Urban domain (C)0.144Population density (c7)0.4910.071
Housing density (c8)0.2550.037
Green space (c9)0.2550.037
Subtotal1.0000.144
Social domain (D)0.144Health services (c10) 0.2550.037
Educational services (c11)0.2550.037
Unemployment rate (c12)0.4910.071
Subtotal1.0000.144
Total∑ = 1 ∑ = 11.000
Table 7. Classification of city neighbourhoods based on the aggregated vulnerability indicators.
Table 7. Classification of city neighbourhoods based on the aggregated vulnerability indicators.
Vulnerability IndicatorsNumber of NeighbourhoodsNeighbourhood Code PopulationRatio from the Total PopulationArea (Hectares)
Very high 638, 53, 56, 57, 62 and 79106,80915%267
High 17 204,76229%557
Medium 14 119,18517%433
Low11 77,59611%329
Very low 13 61,1949%366
Table 8. First classification scenario of city neighbourhoods based on the comprehensive vulnerability index (Vt).
Table 8. First classification scenario of city neighbourhoods based on the comprehensive vulnerability index (Vt).
Vulnerability IndicatorsNumber of NeighbourhoodsNeighbourhood Code PopulationRatio from the Total PopulationArea (Hectares)
Very high 116, 38, 53, 54, 55, 56,
57, 61, 76, 79, 85
175,67825%431
High 12 115,84116%336
Medium 14 145,34521%503
Low13 93,03313%388
Very low 11 39,6496%293
Table 9. Second classification scenario of city neighborhoods based on the comprehensive vulnerability index (Vt).
Table 9. Second classification scenario of city neighborhoods based on the comprehensive vulnerability index (Vt).
Vulnerability IndictorsNumber of NeighbourhoodsNeighbourhood Code PopulationRatio from the Total PopulationArea (Hectares)
Very high 538, 53, 54, 56, 61104,84415%255
High 15 202,20829%509
Medium 15 120,04917%484
Low30 107,78015%430
Very low 11 34,6655%302
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Hanoon, S.K.; Abdullah, A.F.; Shafri, H.Z.M.; Wayayok, A. Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq. Earth 2022, 3, 699-732. https://doi.org/10.3390/earth3020040

AMA Style

Hanoon SK, Abdullah AF, Shafri HZM, Wayayok A. Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq. Earth. 2022; 3(2):699-732. https://doi.org/10.3390/earth3020040

Chicago/Turabian Style

Hanoon, Sadeq Khaleefah, Ahmad Fikri Abdullah, Helmi Z. M. Shafri, and Aimrun Wayayok. 2022. "Comprehensive Vulnerability Assessment of Urban Areas Using an Integration of Fuzzy Logic Functions: Case Study of Nasiriyah City in South Iraq" Earth 3, no. 2: 699-732. https://doi.org/10.3390/earth3020040

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