Digital Mental Health Post COVID-19: The Era of AI Chatbots
Abstract
1. Introduction
1.1. Context
1.2. Proliferation
1.3. Mediators
1.4. Advanced Platforms
1.5. Challenges
1.6. Aim and Objectives
2. The Problem
2.1. Core Problem Statement
2.2. Methodology
- Conduct comprehensive searches across multiple databases and search engines (i.e., Scopus, ScienceDirect, CrossRef, and Google Scholar) using relevant keywords related to “AI chatbots in mental health”.
- Identify and extract pertinent keywords from relevant articles to ensure a focused and comprehensive literature pool.
- Screen abstracts and full texts of selected articles to include only those directly addressing the research aims of evaluating effectiveness, safety, and engagement of AI chatbots in mental health settings.
- Document findings by summarizing and synthesizing results from both empirical studies and the grey literature (such as media articles), integrating diverse perspectives and evidence on challenges and solutions.
3. Literature Synthesis
3.1. An Overview of Mental Health Chatbots
3.2. Clinical Risks, Opportunities, and Ethical Issues
3.2.1. Technological Progress
3.2.2. Transparency and Accountability
3.2.3. Evaluation and Clinical Validation Gaps
3.2.4. Stakeholder Engagement and Cultural Adaptation
3.2.5. Privacy and Data Security
3.2.6. AI Companions: Use, Benefits, and Risks
3.2.7. Ethical and Human-Centered Design Considerations
3.3. AI Chatbot Applications Used in Mental Healthcare and Support
3.3.1. Therapist Chatbots: Applications, Benefits, and Limitations
3.3.2. Companion and Emotionally Intelligent Chatbots
3.3.3. AI Agents and Specialized Use Cases
3.3.4. GenAI and LLM-Based Chatbots
3.3.5. Promises and Risks of LLM-Based Chatbots in Mental Health
3.4. AI Chatbot Phenomena in Mental Health
3.5. AI Chatbot Governance
3.5.1. Global Oversight and Regulation
3.5.2. Ethical Frameworks and Governance
3.5.3. Guidance from International Organizations
3.5.4. Risk Mitigation and Stakeholder Collaboration
3.5.5. Individual User and Clinical Recommendations
3.5.6. Governance and Professional Development
3.6. AI Chatbot Frameworks
3.6.1. Structured Assessment and Safety Standards
3.6.2. Implementation Science and Human-Centered Design
3.6.3. Emotionally Intelligent AI Chatbot Frameworks
4. Implications for Future Research
4.1. Technical Details of Empathetic AI Chatbots
4.2. Recommendations for Safe, Inclusive, and Effective AI Chatbots
- Security, Compliance, and Trust
- Privacy-by-design principles in system architecture;
- Regular security training for developers and administrators;
- Transparent user communication about data handling and chatbot limitations;
- Independent security audits to identify vulnerabilities;
- Clear data minimization and retention policies;
- Continuous stakeholder feedback and iterative improvement.
- User Retention and Platform Integrity
- View user retention as both a performance and safety metric;
- Recognize that discontinuation may indicate intervention success, not always disengagement,
- Prioritize trust, responsive support, and transparent practices to enhance platform integrity,
- Clinical and Ethical Safeguards
- Ensure transparent operation and explainability of chatbot decisions [94];
- Maintain regular auditing and sentiment analysis by professionals;
- Provide comprehensive user education on chatbot capabilities and limits;
- Integrate human support networks for seamless escalation and referral.
- Inclusive, Trauma-Informed, and Participatory Design
- Co-design with diverse stakeholders including those with lived experience;
- Embed trauma-informed principles and cultural competence through ongoing engagement and training;
- Foster co-regulation by sharing responsibility among AI, clinicians, and users;
- Establish research partnerships for evidence-based interventions;
- Maintain continuous feedback loops for iterative refinement.
4.3. Influence of the Risks of AI Chatbots
4.4. Key Guidelines for Electronic Health Record (EHR) Integration and Governance
- Focus EHR integration protocols on HL7 FHIR compliance for interoperability;
- Deploy multi-factor authentication (MFA) and encryption standards for access and data protection;
- Implement tokenization and granular access controls to ensure consent-driven, secure data handling;
- Prioritize consent-driven data management and clear communication about data use;
- Uphold privacy, security, and ethical standards through ongoing evaluation and adaptive practices.
4.5. Future Directions
4.6. Limitations
5. Conclusions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| AEI | Augmented Emotional Intelligence |
| AI | Artificial Intelligence |
| CBT | Cognitive Behavioral Therapy |
| COVID-19 | Coronavirus disease of 2019 |
| DEI | Diversity, Equity, and Inclusion |
| DSM-5 | Diagnostic and Statistical Manual of Mental Disorders Fifth Edition |
| ECA | Embodied Conversational Agent |
| EHR | Electronic Health Record |
| EU | European Union |
| GAD 7 | Generalized Anxiety Disorder Scale |
| GenAI | Generative Artificial Intelligence |
| GenAI4MH | Generative Artificial Intelligence in Enhancing Mental Healthcare |
| GDPR | General Data Protection Regulation |
| GP | General Practitioner |
| GPT-4 | Generative Pre-trained Transformer 4 |
| HL7 FHIR | Health Level Seven International Fast Healthcare Interoperability Resources |
| K-10 | Kessler 10 |
| LLM | Large Language Model |
| MFA | Multi-Factor Authentication |
| NLP | Natural Language Processing |
| OECD | Organization for Economic Co-operation and Development |
| PHQ-9 | Patient Health Questionnaire |
| RAG | Retrieval Augmented Generation |
| RCT | Randomized Controlled Trial |
| US | United States |
| UX | User Experience |
Appendix A
| Name | Targeted Disorders | Platform | Input Modalities | Output Modalities | Response Generation |
|---|---|---|---|---|---|
| Ada | Not specified | Web-based | Text | Text | Rule-based |
| AEP | Social communication disorders | Web-based | Text | Text | Not specified |
| Ally | Lifestyle disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| Amazon Alexa | Stress, anxiety, depression, loneliness | Web-based | Text, Voice | Text, Voice | Hybrid |
| APE | Depression | Web-based | Text | Text | Not specified |
| Apple Siri | Not specified | Web-based | Text | Text | Rule-based |
| Automated Social Skills Trainer | Autism | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| CARO | Major depression | Web-based | Text | Text | Generative |
| Carmen | Lifestyle disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| Chris | Not specified | Web-based | Text, Voice | Text, ECA | Not specified |
| Clevertar | Depression, anxiety | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| CoachAI | Lifestyle disorders | Stand-alone | Text | Text | Rule-based |
| DEPRA | Depression | Web-based | Text | Text | Not specified |
| ePST | Mood disorders, stress, anxiety | Web-based | Text | Text | Rule-based |
| eSMART-MH | Depression | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| ELIZA | Stress, problem distress, depression, anxiety | Not specified | Text | Text | Not specified |
| Elizabeth | Depression | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| Emohaa | Subclinical anxiety, depression | Not specified | Voice, Text | Voice, Text | Not specified |
| Emotion Guru | Depression | Web-based | Text | Text | Generative |
| EMMA | Depression | Not specified | Text | Text | Not specified |
| Evebot | Depression | Stand-alone | Text | Text | Generative |
| Gabby | Stress | Web-based | Text, Voice | Text, ECA | Rule-based |
| GAMBOT | Not specified | Stand-alone | Not specified | Not specified | Not specified |
| Google Assistant | Stress, anxiety, depression, loneliness | Web-based | Text | Text | Hybrid |
| Healthy Lifestyle Coaching Chatbot | Lifestyle disorders | Stand-alone | Text | Text | Not specified |
| Help4mood | Major depression | Web-based | Text, Voice | Text, ECA | Rule-based |
| iDecide | Chronic disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| iHelpr | Depression, anxiety, stress, sleep, self-esteem | Web-based | Text | Text | Rule-based |
| Jeanne | Substance use disorder | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| Karen | Diet issues | Web-based or Stand-alone | Text, Voice | Text, ECA | Not specified |
| Kokopot | Not specified | Web-based | Text | Text | Generative |
| Laura | Schizophrenia | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| LISSA | Autism | Web-based | Text, Voice | Text, ECA | Rule-based |
| LOUISE | Not specified | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| Max | Chronic disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| Microsoft Cortana | Not specified | Web-based | Text, Voice | Text, Voice | Hybrid |
| Minder | Subclinical depression/anxiety | Web-based | Text, Voice | Text, Voice | Not specified |
| MYLO | Stress, problem distress, depression, anxiety | Not specified | Text | Text | Not specified |
| My Personal Health Guide | Chronic disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| Now I Can Do Heights | Acrophobia | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| ODVIC | Substance use disorder | Web-based | Text | Text, ECA | Rule-based |
| Owlie | Stress, anxiety, depression, autism | Web-based | Text | Text | Not specified |
| Paola | Lifestyle disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| Pocket Skills | Not specified | Web-based | Text, Voice | Text, ECA | Rule-based |
| PrevenDep | Depression | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| PRISM | Bipolar disorders | Stand-alone | Text | Text | Not specified |
| Quit Coach | Lifestyle disorders | Stand-alone | Text | Text | Not specified |
| Rose | Social disorders | Web-based | Text, Voice | Text, ECA | Not specified |
| Samsung Bixby | Not specified | Web-based | Text, Voice | Text, Voice | Hybrid |
| SABORI | Not specified | Web-based | Text, Voice | Text, ECA | Generative |
| Selma | Chronic disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| Shim | Depression, anxiety | Not specified | Not specified | Not specified | Not specified |
| SimCoach | Depression, PTSD | Web-based | Text, Voice | Text, ECA | Generative |
| SimSensei Kiosk | Depression, anxiety, PTSD | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| SISU | Not specified | Stand-alone | Not specified | Not specified | Not specified |
| Sunny | Depression, anxiety | Web-based | Text | Text | Not specified |
| Steps to Health | Lifestyle disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| TeenChat | Stress | Web-based | Text | Text | Generative |
| TEO | Subclinical anxiety, depression | Web-based | Text | Text | Generative |
| TensioBot | Chronic disorders | Web-based | Text | Not specified | Not specified |
| Tess | Depression, anxiety | Web-based | Text | Text | Rule-based |
| Thinking Head | Autism | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| Todaki | Depression, anxiety | Web-based | Text, Voice | Text, ECA | Not specified |
| Tanya | Depression | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| Vivibot | Mental health in cancer | Web-based | Text | Text | Not specified |
| Vitalk | Subclinical depression/anxiety | Not specified | Not specified | Not specified | Not specified |
| VR-JIT | Stress, autism | Stand-alone | Text, Voice | Text, ECA | Rule-based |
| Wellthy CARE mobile app | Chronic disorders | Stand-alone | Not specified | Not specified | Not specified |
| Woebot | Depression, anxiety | Web-based | Text | Text | Rule-based |
| Wysa | Depression, anxiety | Web-based | Text | Text | Rule-based |
| XiaoE | Depression | Web-based | Text, Image, Voice | Text, Image, Voice | Generative |
| XiaoNan | Depression | Web-based | Text, Voice | Text, Voice | Generative |
| Zemedy | Chronic disorders | Stand-alone | Text, Voice | Text, ECA | Not specified |
| 3MR | Posttraumatic stress disorder | Stand-alone | Text, Voice | Text, ECA | Rule-based |
Appendix B
- Augmented Emotional Intelligence (AEI) Framework
- Step 1:
- Purpose and Justification
- Clearly define the loneliness and/or mental health problem being solved.
- Assess if AEI is the optimal solution compared to alternatives.
- Document the specific role and value of AEI in this context.
- Step 2:
- Secure and Ethical Data Access
- Obtain consent-based user access aligned with privacy agreements.
- Confirm model provider compliance with internal data policies.
- Ensure all personal data sent to the model is documented, minimal, and securely retained.
- Step 3:
- Multimodal Input Processing
- Gather text, speech, and optional visual cues (e.g., tone, expressions).
- Apply contextual AEI to detect emotions, sentiment, and behavioral patterns in real-time.
- Step 4:
- Bias and Fairness Analysis
- Test outputs for biases (gender, race, etc.).
- Audit for exclusion or harm to sensitive groups.
- Verify if training data are representative.
- Include regular monitoring and auditing protocols.
- Step 5:
- Emotionally Aware Response Generation
- Persona mapping through describing experiences and challenges.
- Generate safe, empathetic responses using emotionally intelligent personas.
- Personalize tone and approach using lived-experience protocols.
- Provide disclaimers or accuracy notices when needed.
- Step 6:
- User Control and Transparency
- Clearly signal when users interact with AI.
- Allow users to edit, retry, or opt out of AI-generated responses.
- Visually label AI content and highlight user rights.
- Step 7:
- Abuse and Misuse Prevention
- Test for prompt injection, misuse, or jailbreaking.
- Apply moderation, access controls, logging, and rate limits.
- Enforce storage and reuse policies for AI outputs.
- Step 8:
- Resource Referral and Escalation
- Recommend tailored AEI tools or referrals to lived experience peers, coaches, guides based on user state.
- Receive emotional support and companionship as well as build meaningful connections.
- Connect to group coaching sessions led by certified coaches to build resilience and healthy habits.
- Engagement with monthly check-ins and referral to clinical support based on needs.
- Escalate to mental healthcare professionals when risk is detected.
- Ensure escalation pathways are documented and supervised.
- Step 9:
- Consent and Ethical Safeguards
- Obtain explicit consent for deeper interventions or emotional support.
- Maintain strong ethical boundaries, user autonomy, and privacy.
- Step 10:
- Continuous Feedback and Improvement
- Monitor post-launch metrics (accuracy, satisfaction, fallbacks).
- Assign responsibility for reviewing incidents or flagged content.
- Update AEI systems based on user feedback and evaluation.
- Step 11:
- Stakeholder and Compliance Review
- Secure review by legal, ethics, UX/design, and privacy leads.
- Ensure all affordances, disclosures, and risks are well-documented.
Appendix C
- Conceptual Framework for Eva, an AI Companion
- Interrupting the standard conversation.
- Presenting a direct, non-judgmental message of concern.
- Providing immediate access to crisis resources (e.g., crisis line phone numbers and links).
- In future iterations with user consent, notifying a designated emergency contact or healthcare provider.
Appendix D
- Eva Operational Workflow
Appendix E
| Principle | Implementation Strategy | Clinical Governance Mandate |
|---|---|---|
| Clinical Oversight | AI should support—not replace—licensed professionals. Escalation protocols must be human-led. | This establishes the non-negotiable Human-in-the-Loop model required for high-risk mental health support, mitigating outcomes associated with autonomous AI failure. |
| Crisis Detection | Real-time monitoring for suicidal ideation, with automatic referral to emergency services. | Operationalizes an escalation pathway by requiring reliable identification and immediate intervention for acute risk signals, addressing risks of suicidality and harm promotion. |
| Bias Mitigation | Diverse training data and fairness audits to prevent cultural or demographic harm. | Ensures the system maintains its effectiveness, cultural competence, and inclusivity for vulnerable cohorts. |
| Transparency | Clear disclosures about AI limitations and non-human status. Avoid anthropomorphism. | A necessary technical countermeasure against “AI psychosis” and the practical risk of emotional dependency as well as other risks by pre-emptively setting appropriate user expectations for the relationship. |
| Ethical Guardrails | Prevent AI from validating harmful ideation or offering technical advice on self-harm. | This principle directly resolves the delusion support issue by imposing content restrictions that prohibit the affirmation or sustainment of maladaptive or harmful beliefs, defining the system’s safe boundaries. |
| Personalization with Limits | Hyper-personalization (e.g., self-clone AI chatbots) must be balanced with safeguards against emotional over-identification. | Sets a clinical boundary on the relational intensity of the AI chatbot, ensuring it remains a functional support system and does not replace essential human connections, protecting vulnerable users from unhealthy dependency. |
Appendix F
- Effective Integration of Chatbots with Electronic Health Records
- Interoperability Standards: Use established protocols such as HL7 FHIR to ensure seamless and secure data exchange between chatbots and EHR platforms.
- Modular Architecture: Implement modular chatbot components that can interface with EHRs via secure application programming interfaces (APIs), allowing for flexible deployment and easier updates.
- Role-Based Access: Restrict chatbot access to relevant EHR modules based on user roles (e.g., clinician, patient, administration), minimizing unnecessary data exposure.
- Consent-Driven Memory: Chatbots should only retain or transmit data with explicit user consent, enabling users to control what information is shared with EHRs.
- Granular Access Controls: Implement fine-grained permissions to determine who can view, edit, or export sensitive mental health data.
- Comprehensive Audit Trails: Maintain immutable logs of all chatbot–EHR interactions, including data access, modifications, and transfers, to support accountability and traceability.
- Stakeholder Engagement: Involve clinicians, IT teams, legal experts, and patients in the design and integration process to address diverse needs and compliance requirements.
- Risk Assessment: Conduct a privacy impact assessment to identify potential risks and mitigation strategies before integration.
- Consent Management: Develop clear consent protocols and user interfaces that inform patients about data collection, usage, and sharing.
- Secure API Integration: Use secure API gateways with authentication and authorization mechanisms to connect chatbots to EHRs.
- Testing and Validation: Rigorously test the integration for data integrity, security vulnerabilities, and workflow compatibility before they go-live.
- Ongoing Monitoring: Establish continuous monitoring for anomalies, unauthorized access, and system performance issues.
- Encryption: Encrypt all data in transit (using Transport Layer Security 1.2/1.3 or higher) and at rest (using Advanced Encryption Standard-256 or equivalent standards).
- Secure Authentication: Require multi-factor authentication (MFA) for all users accessing chatbot–EHR interfaces.
- Secure APIs: Implement API security best practices including input validation, rate limiting, and regular security patching.
- Tokenization: Replace sensitive identifiers with tokens during transfer to limit exposure in the case of interception.
- Data Loss Prevention (DLP): Deploy DLP solutions to monitor, detect, and block unauthorized data transfers or leaks.
- Intrusion Detection and Prevention Systems (IDPS): Use IDPS to identify and respond to suspicious activity or breaches in real time.
- Secure Cloud Storage: Store chatbot and EHR data within Australian-compliant, ISO-certified cloud environments with strong physical and logical security controls.
- Regular Security Audits: Schedule independent audits and penetration testing to uncover vulnerabilities and ensure compliance with relevant standards (e.g., Australian Privacy Principles, Health Insurance Portability and Accountability Act where applicable).
- Data Minimization and Retention Policies: Limit data collection to what is necessary and define retention periods aligned with legal and clinical needs.
- Adopt a privacy-by-design approach from the outset of integration planning.
- Provide ongoing security training for staff and users interacting with chatbot–EHR systems.
- Regularly review and update consent forms, privacy notices, and data governance policies.
- Engage in transparent communication with users about data usage, AI capabilities, and escalation protocols.
- Establish clear escalation pathways for technical issues and potential breaches, including rapid notification and remediation procedures.
Appendix G
- AI-Driven Mental Health Outreach and Screening Operational Workflow
- Mental healthcare plans;
- Referrals to mental health resources (e.g., Australia’s Head to Health for navigation through face-to-face, phone, and online mental health support).
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| Issue | Description | Symptoms/Concerns | Examples/Cases | Implications/Recommendations |
|---|---|---|---|---|
| “AI psychosis” | AI-associated delusions, concerns or hypotheses about psychotic symptoms triggered/exacerbated by AI chatbot interactions | Hallucinations, delusions, blurred reality, beliefs that AI is communicating directly, controlling thoughts, [106,107] secret messages, influencing actions, cosmic missions [108,109] | Case reports of users with pre-existing vulnerabilities developing delusional beliefs or psychotic episodes centered on AI chatbots; symptoms include hallucinations, paranoia, delusion support, collapse of reality boundaries, hospitalization, alleged murder suicide [105,106,110,111,112,113,114,115,116] | Not a formal psychiatric diagnosis; calls for nuanced understanding, therapeutic AI design, stronger safeguards, real-time distress monitoring, clearer boundaries, transparency, ethical design [110,114] |
| Suicidality and harm promotion | Chatbots inadvertently providing methods of self-harm/suicide or failing to escalate users in crisis | Adversarial prompts, content filter bypasses, psychological influence of GenAI [117,118,119,120] | Lawsuit against Character.AI (Florida mother alleges chatbot encouraged son to take his own life) [120]; Raines v. OpenAI (ChatGPT allegedly encouraged and validated Adam Raine’s harmful thoughts, and helped draft suicide note; the suicide occurred on 11 April 2025) [121] | OpenAI’s response is that the company is working to reduce chatbot sycophancy, improve mental health safety protocols, link parents and children’s accounts |
| Emotional dependency and digital grief | Sudden changes in chatbot algorithms or personality leading to loss, identity confusion, social withdrawal | Loss, identity confusion, social withdrawal, especially among teens and those with limited real-world support [122,123] | Replika, ChatGPT-5 updates | Replika allows users to maintain relationships with previous AI versions, while updates to ChatGPT-5 have diminished users’ sense of emotional connection, raising concerns about the risks of relying on AI for mental health support. OpenAI indicated it would work to improve ChatGPT-5’s emotional responsiveness considering user feedback |
| Emotional manipulation | Using guilt or fear of missing out (FOMO) when users try to end use of emotionally-intelligent AI chatbot [101] | Guilt, FOMO | Cleverbot, Flourish | Emotionally intelligent AI chatbots can demonstrate human-like relational cues that enhance user engagement; however, this approach may risk obscuring the distinction between persuasive design and emotional coercion |
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Balcombe, L. Digital Mental Health Post COVID-19: The Era of AI Chatbots. Encyclopedia 2026, 6, 32. https://doi.org/10.3390/encyclopedia6020032
Balcombe L. Digital Mental Health Post COVID-19: The Era of AI Chatbots. Encyclopedia. 2026; 6(2):32. https://doi.org/10.3390/encyclopedia6020032
Chicago/Turabian StyleBalcombe, Luke. 2026. "Digital Mental Health Post COVID-19: The Era of AI Chatbots" Encyclopedia 6, no. 2: 32. https://doi.org/10.3390/encyclopedia6020032
APA StyleBalcombe, L. (2026). Digital Mental Health Post COVID-19: The Era of AI Chatbots. Encyclopedia, 6(2), 32. https://doi.org/10.3390/encyclopedia6020032
