1. Introduction
The generation of white light by means of phosphor-converted Light-Emitting Diodes (LEDs) based on a blue-emitting Gallium Nitride chip is the common approach adopted by modern Solid-State Lighting (SSL) solutions to achieve reliable and efficient light sources for a wide range of general lighting applications. However, alternative SSL solutions based on laser diodes instead of LEDs are starting to emerge. Compared to LEDs, laser diodes offer two main advantages: an increased efficiency at high driving current densities, i.e., for high optical power single source operation, and a simplified and more effective design of the optical system. The first point is related to a reduced effect of the so-called efficiency droop phenomenon in Laser Diodes (LDs). The term efficiency droop describes the set of physical mechanisms responsible for the decrease in internal quantum efficiency of the device as the injected current increases. This process, typical for LEDs, is usually ascribed to Auger recombination [
1] or carrier spill-over [
2]. On the other hand, in LDs operated above threshold the emission of coherent light is associated with the stimulated recombination of carriers: compared to the spontaneous emission process responsible for photon emission in LEDs, this is a much faster process, less affected by the formerly cited loss mechanisms.
Efficiency droop ultimately limits the amount of optical power attainable from an LED for a given chip area, meaning that if high-brightness high-efficiency operation is to be achieved, the area of the semiconductor chip needs to be increased. However, not only this approach would increase the manufacturing costs, but it would also worsen the optical performance of the lighting system in terms of light collimation. In an optical system, the product of a source emitting area and the solid angle of the emitted beam, called etendue, does not decrease if the optical power is conserved. This means that the collimation of a (relatively) large area source (up to 3–4 mm2 for a modern high-power LED) featuring a large-aperture Lambertian emission pattern, would require an increase in the dimensions of the optical elements, thus increasing the complexity and the cost of the final illuminator. On the other hand, laser diodes feature a very small emitting area, in the orders of tens of square microns, which allows for the design of cheaper low-divergence LD-based light sources, such as the ones employed in digital laser projectors.
Laser-Activated Remote Phosphors (LARP) lighting systems rely on two main white-light generation approaches. These are either based on the partial conversion of blue light (450 nm–460 nm) through a yellow phosphor blend, or on the total phosphor conversion of NUV light (380 nm–410 nm) into blue light, which is then partially converted to longer wavelengths to attain the desired chromaticity point. In principle, assuming phosphors and LDs with comparable efficiencies, the first approach shows an intrinsic advantage due to the reduced energy loss in the phosphor conversion process (about 12.5%, considering excitation wavelengths of 400 nm and 450 nm). However, for high-power operation, the efficiency of the light source at high current densities is the dominant factor in determining the global efficiency of the LARP system. With regard to LEDs, this translates into a clear supremacy of NUV sources over conventional blue emitters [
3], determined by the more prominent efficiency droop of longer wavelength devices at high injection currents. However, for LDs operating in stimulated emission regime the intrinsic inefficiency of blue emitters is less pronounced, and the choice of a specific lighting approach becomes more bound to the technological limitations of state-of-the-art devices and to the optical design of the illuminator rather than to the physical principles ruling the emission processes.
This work focuses on the reliability of Eu-doped halophosphate blue-emitting phosphors for NUV (405 nm) semiconductor laser excitation. Devices featuring such emission wavelength have already proven their reliability and the capability for continuous operation at output power in excess of 7 W [
4]. The high light intensity attainable by those devices requires phosphor morphologies with high thermal conductivity, to deal with the self-heating due to Stokes loss and to the non-unitary quantum efficiency, as well as an elevated chemical stability under high optical intensity excitation and high-temperature environment. Under such operating conditions several degradation processes can limit the lifetime of Eu-doped phosphors. High-temperature treatment in an oxygen-rich environment can severely reduce the optical efficiency of the material by inducing the oxidation of the Eu
2+ centers [
5,
6,
7,
8], of the host lattice [
8] or of the cations present in correspondence of the surface of the host material [
9], as well as the migration of the optically active centers towards different crystallographic sites [
10]. On the other hand, the exposure to high-intensity and high-energy UV light can induce the formation of traps in the host lattice [
11,
12,
13,
14], the photo-ionization of the Eu
2+ ions [
13,
15,
16] or their migration towards the cation layer of the host lattice [
17]. The operating temperature, the external environment, as well as the wavelength and the intensity of the optical excitation are all important factors that contribute in determining the dominant degradation process for a specific family of phosphorescent materials. Therefore, aim of this work is to analyze the variation in the luminescence and in the chemical and morphological properties of Eu-doped halophosphate blue-emitting phosphors under different operating regimes. To pinpoint the root causes of degradation, and to determine the optical excitation bounds for safe Continuous Wave (CW) operation of the phosphors, several thermal and optical accelerated stress tests were performed. The experimental results showed that rapid and non-recoverable degradation of the PL properties of the material occurs once a specific excitation threshold is reached. This kind of degradation could be ascribed to the thermally and optically induced ionization of the Eu
2+ centers into Eu
3+ ions. The details on sample preparation and characterization, and regarding the investigation on the aforementioned degradation process are reported in the following paragraphs.
2. Materials and Methods
2.1. Material under Analysis
The phosphorescent material under investigation is a commercial blue-emitting pigment developed to attain a peak emission wavelength of 448 nm (blue), whereas the excitation range, tuned for UV light sources, ranges from 200 nm to 400 nm, with characteristic peak excitation wavelengths at 254 nm and 365 nm (
Figure 1a). The material belongs to the family of Eu
2+-activated alkaline-earth halophosphates, usually employed in the past as luminescence materials for fluorescence lamps, and more recently for SSL [
18]. The basic chemical composition of this material is given by
where, in principle, other alkaline-earth metal ions such as Ca or Ba can be employed in conjunction with Sr to tune, within specific limits, both the emission and excitation spectra, as well as to optimize the conversion efficiency of the material and its reliability.
As to the microstructure, the phosphorescent material is a white powder, whose typical grain size ranges from 5 µm to 40 µm, with an average diameter of about 16 µm. For experimental purposes, the powder was deposited onto a thermally conductive sapphire substrate (1/2 inch in diameter) by a low-rpm spin-coating technique. To this aim, the powder was mixed in a 50:50 ratio with benzyl alcohol, employed as a carrier fluid. A fixed amount of mixture was then spin-coated on top of the substrate. Finally, the phosphor-covered substrate was placed inside a thermal chamber at 250 °C for 7 min, to let the solvent evaporate. After the deposition procedure, the phosphor powder is spread in a solid phase across the surface of the substrate: since no foreign materials are present in the sample after the evaporation of the alcohol, this procedure ensures that only the luminescent material is deposited and characterized. Despite the absence of an encapsulant may increase the risk of contamination and degradation by external agents (moisture, oxygen, dust, etc.), the possibility of analyzing only the bare material offers far more advantages.
The morphological quality of the deposition was evaluated by means of a profilometer with scanning red laser interferometer (model MSA-500 from Polytec, Waldbronn, Germany). As highlighted by
Figure 1b, the variation in the height of the deposition, which shows a peak-to-peak distance of 70 µm with a variance of 5.3 µm, is compatible with the dimensions of the phosphor grains: this suggests that a very good level of deposition quality could be achieved with the adopted technique. That conclusion was further demonstrated by the Environmental Scanning Electron Microscopy (ESEM) (model Quanta 200 from FEI, Hillsboro, OR, USA)) images taken on an untreated sample, here reported at the bottom of
Figure 1b: the detected variations are mostly related to the different particles dimensions rather than to a non-uniform deposition.
With regard to its optical performance, the material exhibits good thermal quenching behavior at low-intensity CW 375 nm excitation, showing only a moderate 4% decrease when increasing the sample temperature from 30 °C to 200 °C (
Figure 2): such behavior was found to be comparable to the reported thermal quenching behavior of blue-emitting phosphors belonging to the same family [
19,
20]. At excitation intensity higher than 5.5 mW/mm
2, a higher drop in PL efficiency is observed, possibly due to the increased self-heating of the material.
2.2. Experimental Details
To perform optical stress and characterization of the deposited material, a custom setup for Photo-Luminescence (PL) measurement was designed (
Figure 3). A thermo-controlled high-power 405 nm LD, capable of generating more than 2 W at a drive current of 1.3 A, was employed as light source. The LD was operated in constant optical power mode by maintaining constant the reading of a monitoring photodiode (PD), on which part of the emitted light was redirected by means of a beam-sampler (model BSF10-A from Thorlabs, Newton, NJ, USA). The main collimated light beam exiting from the beam-sampler was then reflected with an angled 45° mirror, and focused onto the horizontally lying sample with a suitable focusing lens (from Thorlabs).
In order to obtain a specific optical excitation density, both the power and the spatial distribution of the excitation beam must be measured. Regarding the former, a complete optical calibration of the setup was carried out by mapping the reading of the feedback photodiode with the measurements of a factory-calibrated power-meter. The extension of the excitation spot was measured by evaluating with a Dino-Lite digital microscope (Anmo Electronics Corporation, Taipei, Taiwan) the area (at Full Width Half Maximum) of the emission spot with the LD driven above threshold. Finally, the two measured values were employed to compute the excitation density, in W/mm2, of the light beam.
The surface chemical composition of the samples was investigated by XPS using a custom equipment working at a base pressure of 10
−10 mbar and adopting an EA 125 Omicron electron analyzer (Scienta Omicron, Taunusstein, Germany) with a five channeltron detector. The XPS data were collected at room temperature using the Al K
α line (hv = 1486.6 eV) of a non-monochromatized dual-anode DAR400 X-ray source. High resolution spectra were acquired using 0.1 eV energy steps, and 20 eV pass energy. The multi-peak analysis of Eu 3d photo-emission lines was performed by means of Voigt function and subtracting a Tougaard background [
21]. The binding energy (BE) scale was calibrated with respect to the C1s signal due to adventitious carbon contamination on sample surfaces, assuming a binding energy of 285.0 eV. All samples presented a strong charging effect (the material is not conducting) of about 30 eV.
Electron spin properties of the Eu centers were investigated by electron paramagnetic resonance (EPR) spectroscopy. All the measurements were performed on an X-Band Bruker Elexsys E580 spectrometer equipped with an ER4116DM dual mode resonator (both from Bruker Corporation, Billerica, MA, USA) operated in its perpendicular mode (ν = 9.815 GHz). EPR spectra were recorded at room temperature applying a 10,000 G wide magnetic field sweep centered at 5050 G; a 100 kHz modulating field of 3 G amplitude was applied to achieve proper phase sensitive detection; microwave power was set to 4.697 mW; 8192 data points per spectra were collected, resulting in a 335.5 s sweep time.
4. Operating Limits under Optical Excitation
In the previous paragraph we showed that Eu-doped blue-emitting phosphor subjected to moderate levels of optical stress can degrade due to irreversible ionization of the of Eu2+ centers. From an engineering point of view, it is important to identify the limits for continuous excitation of the material, above which consistent PL efficiency decay or material degradation occurs. To this aim, an optical step-stress experiment was carried out on a second-generation Eu-doped halophosphate phosphor, sharing with the previously investigated material the (general) chemical composition and the behavior under optical excitation. A specific surface spot was submitted to 12 s long stress steps under increasing 405 nm optical excitation levels, from 0.5 W/mm2 to 3.5 W/mm2. A reference measurement at 0.5 W/mm2 was taken before and after each stress step to discriminate between thermal quenching-induced PL decay and non-recoverable phosphor degradation. A cool-down period of 300 s was employed before low-intensity characterization to let the sapphire substrate and the phosphors dissipate the heat accumulated during the stress. Finally, with the aim of attaining high temporal resolution during the acquisition of the PL signal, we employed as light detector an amplified photodiode (model PDA36A-EC from Thorlabs), carefully shielded from the 405 nm laser light reflected from the sample and connected to an oscilloscope.
The experimental results, reported in
Figure 10, show that after an initial PL increase related to the turn-on transient of the excitation source, a sudden PL decay occurred after about 400 ms of stress at 2.25 W/mm
2. Above this excitation intensity, the steady-state PL signal, i.e., the PL at the end of the 12 s stress step, drops to a fixed value corresponding roughly to the emission during 0.5 W/mm
2 stress, whereas the reference PL measurements starts decreasing in amplitude, meaning that stress above 2.25 W/mm
2 induced permanent degradation to the phosphor (
Figure 10b). In particular, we can see how above this excitation intensity the delay between the beginning of the stress and the rapid PL decay decreases with increasing light intensity. This behavior can be explained by considering that above a certain (power-dissipation) threshold, the self-heating of the material reduces the rate of optical emission, increasing even more the quantity of incident energy converted into heat. This positive feedback rapidly increases the temperature of the stress spot, thus annihilating the emission from this area and inducing permanent degradation to the phosphor particles located nearby. When this critical stress intensity is reached, the PL becomes more dependent on the phosphorescent material surrounding the excitation spot rather than on the severely heated (and partially degraded) excitation spot itself, as testified by the constant value of the PL emission at the end of the stress for excitation intensities greater than the threshold value (
Figure 10b).
To prove that the excitation threshold I
TH previously found represents a bound for safe CW excitation of the phosphor, we carried out two long-term stresses under optical excitation levels of 1.5 W/mm
2 and 3 W/mm
2, respectively below and above I
TH. The PL transient was registered from the very beginning of the experiments by means of the same setup describe above. Moreover, to discriminate between thermal quenching-induced PL decay and non-recoverable phosphor degradation, a reference PL measure at a safe 0.5 W/mm
2 excitation level was performed before and after the stress. The results of the experiments are reported in
Figure 11.
Regarding the stress under 1.5 W/mm
2 optical excitation, the waveform of the PL signal acquired during stress and reported in
Figure 11a shows a 10.5% difference between the peak and the steady-state value, whereas only a <0.8% decay in the reference PL measurement was registered (
Figure 11b). This suggests that the PL decay experienced by the sample is mostly related to a thermal quenching phenomenon and that 1.5 W/mm
2 represents a safe pumping intensity for the given deposition conditions and the thermal management capabilities of the system. On the other hand, stress at 3 W/mm
2 induced a 71.8% decay in the steady-state PL with respect to peak value (
Figure 11a), as well as a non-recoverable 54.6% decrease in the reference PL signal (
Figure 11b). Interestingly, the PL signal under high level of excitation shows a partial time-dependent recovery beginning after 1.5 h of stress. If we consider that thermally treated samples showed PL recovery during thermal treatment up to 300 °C, this behavior can be related to the thermally induced annealing of the material surrounding the excitation spot.
By comparing the experimental results outlined in this section, we can conclude that stress under high levels of optical excitation (i) triggers a very fast degradation process, which induces most of the non-recoverable PL decay during the first second of stress. Additionally, (ii) a recoverable PL decay is also present, which can be ascribed to the thermal quenching experienced by the luminescence material; (iii) below the critical excitation intensity, long-term exposition to optical excitation does not trigger any further degradation process.
The strong dependence of the onset of permanent PL decay on the excitation intensity also highlighted the major role of power dissipation, i.e., temperature, in the degradation process. From an engineering perspective, this means that while the maximum operating temperature of the material is an intrinsic characteristic of the phosphor, and thus can only be changed by improving either its composition or its manufacturing process, the excitation intensity threshold can be easily increased by improving the thermal management capabilities of the system. In particular, this goal can be achieved by lowering the thermal resistance from the phosphors grains to substrate, for example by incorporating the luminescent material in a highly thermally conductive encapsulant, or by increasing the thermal conductivity of the substrate, by making use of ceramic plates instead of the sapphire supports employed in this case of study.