Factors Influencing Farmers’ Adoption of Best Management Practices: A Review and Synthesis
Abstract
:1. Introduction
2. Scope of This Review
2.1. Literature Search
2.2. Geographic Locations
2.3. Geographic Extent
2.4. Research Methods
- Non-parametric approaches (e.g., correlation analysis, mean comparison and cluster analysis)
- Regression modeling
- ⮚
- Ordinary least squares with application or enrollment rate as a continuous dependent variable;
- ⮚
- Dichotomous models (logit, probit, and tobit) with adoption (adoption or not) or different stages of adoption (no adoption, early adoption and late adoption) as discrete dependent variables;
- ⮚
- Duration analysis (survival model) to model the timing of adoption;
- ⮚
- Bayesian models; and
- ⮚
- Spatial models to model the spatial integration of adoption among farmers and examine neighbors’ influence.
3. Findings: Factors Influencing BMP Adoption
3.1. Information and Awareness of BMPs
3.2. External Incentives/Disincentives Acting on Farmer Motivation and Perceptions
3.2.1. Financial Incentives
3.2.2. Social Norms and Peer Pressure
3.2.3. Macro Factors Such as Location, Climate and Policy Instruments
3.3. Characteristics of Farmers
3.3.1. Demographics, Knowledge, and Attitudes
3.3.2. Risk and Time Preferences and Uncertainty
3.3.3. Farmer’s Environmental Consciousness
3.4. Characteristics of Farms
3.5. Characteristics of BMPs
3.6. Interactions among BMPs, and Spatial and Temporal Spillover Effects
4. Conceptual Framework
5. Conclusions and Future Directions
Acknowledgments
Author Contributions
Conflicts of Interest
References
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Source | Location/Extent | Data | Method | Conservation Practices |
---|---|---|---|---|
Rubas [49] | Global | 170 studies from 32 countries | Meta-analysis | Agricultural production technologies |
Emtage et al. [50] | Australia | * | Descriptive | Natural Resource Management Programs |
Kabii and Horwitz [51] | Global | * | Descriptive | Conservation easement (or covenanting) programs |
Pannell et al. [28] | Global | * | Descriptive | Conservation practices |
Knowler and Bradshaw [26] | Global | 31 empirical analyses (1984–2002) | Vote count | Conservation agriculture (soil conservation practices) |
Prokopy et al. [29] | US | 55 studies from 25 years of literature | Vote count | BMPs were defined as the actual implementation of a practice that could be expected to lead to improved water quality-not something that needs done in order to implement a BMP |
Ahnström et al. [33] | Global | Literature up to Spring of 2005 * | Descriptive | Conservation practices in general |
Blackstock et al. [52] | Global | * | Descriptive | BMPs in general |
Lahmar [39] | Global KASSA project (28 partners from 18 countries in Europe, North Africa, South-East Asia and Latin America) | * | Descriptive | Conservation agriculture |
Llewellyn et al. [53] | Global | * | Descriptive with case studies | Conservation practices |
Tomer and Locke [54] | US | USDA CEAP | Descriptive | Conservation Reserve Program (CRP), cover crops, livestock nutrient/pasture management, reduced or no-tillage, riparian practices, nitrogen fertilizer rate and timing, sediment control structures |
Baumgart-Getz et al. [25] | US | 46 studies from 1982 to 2007 | Meta-analysis | BMPs in general |
American Farmland Trust [55] | Global | * | Descriptive | Conservation practices |
Stuart and Gillon [48] | US | * | Descriptive with case studies | Conservation programs |
Burton [56] | Global | 53 papers | Descriptive and vote count | Environmental behavior in general (focus on the farmer demographic characteristics) |
Daloğlu et al. [57] | Global | * | Descriptive | Conservation practices |
Lesch and Wachenheim [58] | Global | * | Descriptive | Tillage practices, riparian buffers and forest, technology adoption, conservation reserve enhancement program (CREP), Environmental Quality Incentives Program (EQIP) |
Rode et al. [59] | Global | 18 empirical studies | Descriptive | Conservation in general (focus on the economics incentives of crowding in and crowing out) |
Wachenheim et al. [60] | Global | * | Descriptive | Conservation Reserve Program (CRP) |
Weber and McCann [61] | Global with case studies | * | Descriptive | Best management practices, nitrogen-efficient plant varieties, precision agriculture, and other eco-innovations |
Woods et al. [62] | US | 13 cropland watershed-scale studies | Descriptive | Conservation tillage (no-till), terraces, grassed waterways, irrigation management, nutrient management, riparian buffers and stream fencing |
Authors | Study Area | Scale | Empirical Models | Conservation Practices or Programs |
---|---|---|---|---|
Welch and Marc-Aurele [63] | Skaneateles Lake Watershed, NY (representative of New York’s Finger Lakes) | Farm | Multinomial probit model | Skaneateles Lake Watershed Agricultural Program (SLWAP). No specific practices |
Cooper [64] | 4 critical watershed regions in US (unspecified) | Farm | Multinomial probit model | Conservation tillage, integrated pest management, legume crediting, manure testing, soil moisture testing |
D’Emden et al. [65] | Southern Australia (1983–2003) | Farm | Survival model | Soil-conserving practices |
Parker et al. [66] | Sugar Creek Watershed, Ohio | Farm | Correlation analysis | Conservation tillage, nutrient management, reduced fertilizer, waste disposal, regular soil testing |
D’Emden et al. [67] | Australia | Farm | Logit model | Conservation tillage (no-till) |
Kara et al. [68] | US (19 highest corn producing states) | Farm | Multivariate probit model | Conservation tillage, yield monitors, grassed waterways, commercial fertilizer, manure management, erosion plan, soil nutrient test, filter strips |
Lubell and Fulton [69] | California’s Sacramento River Watershed | Farm | Ordered probit model | Conventional pest management, alternative pest management, and runoff controls |
Tiwari et al. [70] | Central Nepal | Farm | Logit model | Improved conservation technology (improved terraces, hedge plantation, construction of check dams and terrace bunds) |
Lamba et al. [71] | Southern Ontario, Canada | Farm | Correlation analysis | Buffer strips, no-till, grass waterways, manure management, forested riparian zones, wetlands, and erosion control |
Tosakana et al. [72] | Northern Idaho and eastern Washington | Farm | Ordered probit model | Gully plug and buffer strip |
Armstrong et al. [73] | Cannonsville Watershed, New York City, US | Farm | Logit model | Conservation Reserve Enhancement Program (CREP) |
Murage et al. [74] | West Kenya | Farm | Survival model | Crop protection |
Raymond and Brown [75] | La Moine River Watershed in western Illinois | Farm | Cluster analysis | Grass waterways, no-tillage practices, reduced tillage practices, cover crops, vegetated buffers |
Tamini [76] | Québec, Canada | Farm | Non-parametric approach | Manure analysis, conservation tillage, immediate incorporation, riparian buffer, non-use of mineral fertilizer, and hydraulic infrastructures |
Gedikoglu and McCann [77] | Iowa and Missouri | Farm | Univariate probit model | Growing Roundup Ready soybeans, manure testing, Calibrating manure spreaders, maintaining setback between streams and lakes and manure application areas |
Liu [78] | Four provinces in China | Farm | Survival model | Agricultural biotechnology |
Reimer et al. [46] | 50 States in US | State | Fractional logit model | Environmental Quality Incentives Program (EQIP) |
Savage and Ribaudo [10] | Chesapeake Bay Watershed | Farm | Logit and OLS | Comprehensive Nutrient Management Plans (CNMP) |
Haghjou et al. [79] | Iran | Farm | Ordered logit | Soil conservation practices |
Jacobson [80] | US | Farm | OLS and probit model | Conservation Reserve Program (CRP) |
Läpple and Hennessy [81] | Ireland | Farm | Multinomial logit model | Extension program |
Pannell et al. [27] | Literature review in developing countries and a case study in Zimbabwe | Farm | Simulation model | Rotation, zero tillage, zero tillage with mulching |
Wollni and Andersson [82] | La Paz, Honduras | Farm | Bayesian spatial autoregressive probit model | Organic farming |
Fleming et al. [83] | Maryland, US | Farm | Probit and multivariate tobit | Cover crop, contour-strip farming, no-till |
Howley et al. [84] | Ireland | Farm | Logit and ordered logit model | Land use change decision (afforestation) |
Thompson [85] | South Australian Murray-Darling Basin, Australia | Farm | Correlation analysis | Native vegetation conservation |
Kondylis et al. [86] | Mozambique | Farm | Linear probability model | sustainable land management techniques |
Turinawe et al. [87] | Southwestern Uganda | Farm | Logit model | Soil and water conservation technologies (mulching, trash lines, fallowing, manure and compost, trenches/diversion channels, terraces, contour ploughing, grass strips, intercropping, crop rotation, cover crops, tree planting and agroforestry) |
Ward et al. [88] | Malawi | Farm | Conditional logit model | Conservation agriculture including intercropping, zero tillage, and residue mulching |
Zhong et al. [89] | Kentucky River Watershed | Farm | Logit model | Riparian buffers, fencing off animals, no-till, waste storage facility, nutrient management |
Chouinard et al. [9] | Eastern Washington State, US | Farm | OLS | Conservation practices |
Ulrich-Schad et al. [90] | Indiana, US | Farm | Logit model | Conservation practices |
Factor Category | Factor | Effect | Reference |
---|---|---|---|
Information and awareness | Timely access to tailored and credible technical information on BMPs | + | D’Emden et al. [65]; Lubell and Fulton [69]; Rezvanfar et al. [101]; Lemke et al. [102] |
In-person information dissemination | + | Lubell and Fulton [69]; Murage et al. [74]; Luloff et al. [103] | |
Networking (conservation agencies, extension services, and farm organizations) | + | Atwell et al. [47]; Lubell and Fulton [69]; Rezvanfar et al. [101]; Murage et al. [74]; Tamini [76]; Luloff et al. [103]; Newburn and Woodward [45]; Kalcic et al. [104]; Ward et al. [88]; Kondylis et al. [86] | |
Inadequate access to information | − | Prokopy et al. [98]; Rolfe and Gregg [99] | |
Positive opinions of family, farm chemical dealers, seed dealers, and crop consultants | + | Luloff et al. [103]; Prokopy et al. [98]; Ulrich-Schad et al. [90] | |
Conservation education programs | + | Haghjou et al. [79] | |
Facilitating infrastructures (internet access) | + | Arbuckle and Roesch-McNally [97]; Varble et al. [96] | |
Information shared via social media | N | ||
Financial incentives | Financial incentives (not further differentiated) | + | Welch and Marc-Aurele [63]; Januchowski-Hartley et al. [105];Läpple and Hennessy [81]; Prokopy et al. [98]; Rolfe and Gregg [99]; Ulrich-Schad et al. [90] |
Government subsidies | + | Nowak [92]; Ward et al. [88] | |
Credits or loans | + | Tiwari et al. [70] | |
Lack of cash or credit for cost sharing and limited cash flow | − | USDA NRCS [14] | |
Capital cost associated with BMP adoption | − | Shaffer and Thompson [94] | |
Maintenance cost | − | Tosakana et al. [72] | |
Time and other expenses (e.g., price of herbicide, commodities markets, land values and rental rates) | − | D’Emden et al. [65] | |
Social norms | Social conformity and neighbor’s acceptance | + | Welch and Marc-Aurele [63]; Nowak [92]; Januchowski-Hartley et al. [105]; Läpple and Kelley [91]; Prokopy et al. [98] |
Adoption by neighbor(s) | + | Wollni and Andersson [82]; Turinawe et al. [87] | |
Encouragement of family, friends and neighbors, as well as support from active conservation districts, sales people, and local USDA offices | + | USDA NRCS [14] | |
Macro factors | Geographic regions | +/− | D’Emden et al. [67]; Raymond and Brown [75] |
Share of agricultural production in total GDP of a state | + | Kara et al. [68] | |
Climate change and extreme weather conditions | N | ||
Uncertainties regarding market price and conservation regulations | − | Cox [106]; Arbuckle [93]; Shaffer and Thompson [94]; Pannell et al. [27] | |
Roles of policies, markets, business or agencies | U | D’Emden et al. [67]; Raymond and Brown [75] | |
Farmers’ demographics, knowledge, and attitudes | Age | +/U | Tiwari et al. [70]; Chouinard et al. [9] |
Gender (being female) | +/U | Tiwari et al. [70]; Druschke and Secchi [107]; Ward et al. [88] | |
Income and capital, and level of gross farm sales | + | Kara et al. [68]; Tiwari et al. [70]; Lamba et al. [71]; Gedikoglu and McCann [77] | |
Lifestyle (or hobby) | _ | Greiner et al. [108] | |
The household life stage, history of family ownership of a landholding, family size and structure | U | Salamon et al. [109] | |
Family member planning to take over the farm | + | Ahnström et al. [33] | |
Higher caste | + | Tiwari et al. [70] | |
Farmers’ experience and education | +/U/− | Lamba et al. [71]; Gedikoglu and McCann [77]; Haghjou et al. [79]; Ward et al. [88]; Chouinard et al. [9] | |
Political views and sociopolitical beliefs | U | Januchowski-Hartley et al. [105]; Ulrich-Schad et al. [90] | |
Farmers’ risk and time preferences and uncertainty | Risk averse | − | Sheriff ([110]; Brandt and Baird [111];Nyaupane and Gillespie [112]; Teklewold and Kohlin [113]; Liu [78]; Pannell et al. [27]; Prokopy et al. [98]; Arbuckle and Roesch-McNally [97]; Rolfe and Gregg [99]; Vignola et al. [100] |
Conservation risks tolerance | + | Chouinard et al. [9] | |
Positive time preference | + | Liebenehm and Waibel; Pannell et al. [27] | |
Uncertainties with the installation and adaptation and management skills | − | USDA NRCS [14] | |
Farmer’s environmental consciousness | Awareness of water quality, soil erosion, and impact of BMPs on the environment | + | Lubell and Fulton [69]; Gedikoglu and McCann [77]; Haghjou et al. [79]; Ulrich-Schad et al. [90] |
Environmental stewardship or steward intentions | + | Tiwari et al. [70]; Chouinard et al. [9] | |
Characteristics of farms | Land tenure | +/− | Parker et al. [66]; Nickerson and Borchers [114]; Haghjou et al. [79]; Turinawe et al. [87]; Varble et al. [96]; Chouinard et al. [9] |
Communication between renters and landowners | + | Cox [106]; USDA NRCS [14] | |
Crops types, livestock type and diversity and livestock holding | +/U/− | Gedikoglu and McCann [77]; Arbuckle and Roesch-McNally [97]; Turinawe et al. [87] | |
Enrollment of conservation programs (e.g., EQIP) | +/U | Gedikoglu and McCann [77] | |
Geophysical characteristics (soil fertility, slope, altitude, etc.) | +/U/− | Tiwari et al. [70]; Odgaard et al. [115]; Haghjou et al. [79]; Turinawe et al. [87] | |
Proximity to urban area | U | Kara et al. [68] | |
Resource endowment | + | Tiwari et al. [70] | |
Access to labor (family or hired) | + | Ward et al. [88] | |
Diverse operation | +/− | Ward et al. [88] | |
Farm size | +/− | Ryan et al. [116] ; Gedikoglu and McCann [77]; Haghjou et al. [79]; Pannell et al. [27]; Prokopy et al. [98]; Perry-Hill and Prokopy [117]; Turinawe et al. [87]; Chouinard et al. [9] | |
Characteristics of BMPs | Observability, location, ease of use, smaller time requirement, cost-effectiveness, and flexibility of conservation standards | + | Luloff et al. [103]; USDA NRCS [14]; McCann et al. [95]; Kalcic et al. [17]; Varble et al. [96] |
Profitability of the practices | + | Gedikoglu and McCann [77]; Chouinard et al. [9] | |
Increase of land aesthetic value | + | Ryan et al. [116]; Januchowski-Hartley et al. [105]; Odgaard et al. [115] | |
Regulatory requirement associated with nutrient management | − | USDA NRCS [14] | |
Location of the practice (e.g., remove valuable land from production) | − | USDA NRCS [14] | |
Interactions among BMPs | Crowding-in effects | + | Cooper [64] |
Crowding-out effects | − | Andrews et al. [118]; Fleming et al. [83]; Ward et al. [88] | |
Spatial spillover effect | + | Wollni and Andersson [82]; Turinawe et al. [87] | |
Temporal spillover effect | − | Jacobson [80] |
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Liu, T.; Bruins, R.J.F.; Heberling, M.T. Factors Influencing Farmers’ Adoption of Best Management Practices: A Review and Synthesis. Sustainability 2018, 10, 432. https://doi.org/10.3390/su10020432
Liu T, Bruins RJF, Heberling MT. Factors Influencing Farmers’ Adoption of Best Management Practices: A Review and Synthesis. Sustainability. 2018; 10(2):432. https://doi.org/10.3390/su10020432
Chicago/Turabian StyleLiu, Tingting, Randall J. F. Bruins, and Matthew T. Heberling. 2018. "Factors Influencing Farmers’ Adoption of Best Management Practices: A Review and Synthesis" Sustainability 10, no. 2: 432. https://doi.org/10.3390/su10020432
APA StyleLiu, T., Bruins, R. J. F., & Heberling, M. T. (2018). Factors Influencing Farmers’ Adoption of Best Management Practices: A Review and Synthesis. Sustainability, 10(2), 432. https://doi.org/10.3390/su10020432