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Article

Sustainability Assessment in Development Planning in Sub-National Territories: Regional Development Strategies in Chile

by
Iván Franchi-Arzola
1,2,*,
Javier Martin-Vide
2 and
Cristián Henríquez
3,4
1
BIOAQUA Chile, España 75, Temuco 4800801, Chile
2
Departamento Geografía, Universidad de Barcelona, Montalegre 6-8, 08001 Barcelona, Spain
3
Instituto de Geografía, Pontificia Universidad Católica de Chile, Vicuña Mackenna 4860, Macul, Santiago 7820436, Chile
4
CEDEUS and Centro de Cambio Global, Pontificia Universidad Católica de Chile, Vicuña Mackenna 4860, Macul, Santiago 7820436, Chile
*
Author to whom correspondence should be addressed.
Sustainability 2018, 10(5), 1398; https://doi.org/10.3390/su10051398
Submission received: 9 April 2018 / Revised: 23 April 2018 / Accepted: 24 April 2018 / Published: 2 May 2018

Abstract

:
In Chile, the increasing occurrence of socio-environmental conflicts demonstrates that Regional Development Strategies—Estrategia Regional de Desarrollo (ERD)—as the main development policy of subnational territories (Regions), must consider sustainability as a central objective. The Taxonomy of Sustainability constitutes an assessment method that allows us to determine the correlation between the definitions of these public policies and the strategies for transition to sustainable development. The ERD of the Antofagasta and Aysén regions are the ones presenting the highest Taxonomic Index; this indicates a higher strategic content for the promotion of sustainability. It is also noted that the political will that conditions the principles and values on which the ERD are based is strongly determined by investment projects and socio-environmental conflicts, which represent the tension between environmental protection and the capacity and interests of regional society in the development project.

1. Introduction

1.1. Precedents

In Chile the definition of sustainable development is established in the Law on Bases Generales del Medio Ambiente—general bases of the environment (Law 19,300)—as “a process of sustained and equitable improvement of people’s quality of life, based upon appropriate measures of conservation and protection of the environment, in such a way as not to compromise the expectations of future generations” [1]. This generic definition has no correlation in the regional development planning instruments and has not prevented socio-environmental conflicts in the regions, thus questioning the sustainable development in their public policies.
Consequently, inclusion of sustainability in the development policies of the subnational territories, known as Regions in Chile, has ceased to constitute an alternative option for the State institutions, and has become an imperative due to the challenges imposed by global-scale change [2]. Nonetheless, there is no unequivocal consensus in the national public policies themselves, or in the international literature regarding the definition of the concept of development [3,4,5,6] or of sustainable development. The latter can be interpreted as a socio-political process, the objective of which is to meet human needs and aspirations, and in which the impacts of human activities do no exceed biophysical limits, thus achieving intra- and inter-generational equity, with restrictions of an ethical and moral nature.
The absence of regional planning instruments based upon values, principles, and objectives for the transition to sustainable development facilitates the appearance of socio-environmental conflicts, understood as disputes between different stakeholders—individuals, organizations, private enterprises, and/or the State—expressing differences in opinions, stances, interests, and in demands made resulting from the effects (or potential effects) upon human rights deriving from the use of natural resources, or as a result of the environmental impacts of economic activities [7]. In Chile conflicts of this nature have been increasing in quantity and magnitude; in 2015, a total of 110 socio-environmental conflicts were recorded, 15 more than in 2012 [7,8]. The tension generated thereby can be addressed by the regional administration, where the conflict can be managed or avoided through regional planning based upon a vision of sustainability [9,10].
Some examples of socio-environmental conflicts are: the Freirina conflict (Atacama region), caused by the emission of bothersome smells from a pig farm, which was eventually closed down as a result of a strike by the local residents; the Barrancones project (Coquimbo region), which proposed a thermoelectric plant in the Reserva Nacional Pingüinos de Humboldt—Humboldt penguins national reserve—and which gave rise to national mobilizations, obliging the President of the Republic to demand that the company in question pull out of the plan; or the Hidroaysén project (Aysén region), which involved the construction of large dams in Southern Chile, intended to supply the capital Santiago with electricity through a 2000-km power line; this caused mass mobilizations at the national level and the initiative did not acquire the appropriate authorizations (Figure 1).
Within this scenario, there is a fundamental need to evaluate the values, principles, and objectives of the development policies of the subnational territories and their consistency with sustainable development [11,12]. Due to the fact that the Regional Development Strategy (Estrategia Regional de Desarollo (ERD)) constitutes the most strategic instrument for Chile’s regional development planning, it is relevant to evaluate its formal performance from the perspective of sustainability, especially in a country where the neo-liberal model and market criteria are hegemonic and at loggerheads with the goals of sustainable development [5].

1.2. Regional Development Policies in Chile

Chile’s sub-national territories, known as regions, are of great significance in sustainable development planning and it is, therefore, vital to understand what administrative and institutional practices exist in Chile for planning regional development. Administrative management is the responsibility of the Regional Governments (GORE). Until 2016 the GORE were managed by the Intendente, a figure representing the President of the Republic in his jurisdictional territory. Due to modifications made to Chile’s Political Constitution, the Intendentes will no longer exist in the future; they will be replaced by Regional Governors, who will be elected by popular vote. This is expected to take place from 2018.
Among the general functions of the GORE are the harmonious and equitable development of their territories in terms of economic, social, and cultural development, and in relation to the preservation and improvement of the environment. This, in turn, presents a specific and functional link which establishes that the functions of this regional executive organ will involve the design of regional development policies, plans, and programs, deciding the destination of resources for sectorial investment schemes and assessing municipalities in the formulation of their development plans and schemes, among others. All these elements give rise to a process of regional development planning, the principal instrument of which is the ERD, which must orient sub-national development though instruments, such as the Land Planning Regional Plans (Planes Regionales de Ordenamiento Territorial (PROT)) and their respective Strategic Environmental Assessment, and the activities and projects evaluated in the Environmental Impact Assessment System (Sistema de Evaluación de Impacto Ambiental (SEIA)).
The ERD is a flexible, dynamic indicative and strategic instrument with which each administration formulates, in the broad sense, how to achieve its objectives of regional development. These objectives are designed to guide the actions of the different stakeholders within the regional scope. Likewise, this instrument for regional development planning, despite the existence of definitions at the national level, constitutes the basis of the guidelines and objectives of development at the subnational scale; it is, therefore, the instrument with the capacity to establish sustainability as an objective and constitutes the means to establish a consensus on actions for promoting sustainable development, minimizing the appearance or existence of socio-environmental conflicts. As Sergio Boisier points out, “a sustainable region would be comparable to any region whose development adjusts to patterns of sustainability; it is not the region as such that is sustainable, but rather the form of intervention therein” [13] (p. 61).
For this reason, the need arises to specify the way in which the ERD include sustainable development in their definitions; to this end, a comparative analysis was conducted among the different regional strategic contents, in order to identify the characteristics of the instrument and to establish a relationship with the institutional practices from which they arose. Table 1 shows the objects of the study corresponding to the 15 Regional Development Strategies (full text in Supplementary Materials link); the valid information relating thereto was provided directly by each GORE. These instruments were provided by the regional administrations themselves, having been requested through the information system Gobierno Transparente (Transparent Government) established by Law No. 20,285, referring to Access to public information of the Ministerio Secretaría General (General Secretariat Ministry) of Chile’s Presidencia del Gobierno (Presidency of the Government).
As can be seen, there is a time difference in the different regional policies, whether this refers to the moment each one is enacted, the annual interval for which it was created, or for the yearly validity. This diversity is greater with regard to the typology of content and structure, type of discourse, methodology and planning, and strategic impact of the definitions. Table 2 shows the documentary sections presenting strategic content, precisely the basis of the present paper; this specification is provided whenever the variability in content and structure is a determining factor with regard to understanding the approach of each Regional Government in the application of the development strategies of their respective regional territories.

1.3. Sustainability Assessment

Since the idea of sustainable development emerged, the first theoretical and methodological approaches arose, aimed at providing operability to the concept; the same occurred with the assessment tools. Clearly, due to the existence of different conceptual and theoretical interpretations, the operational and practical elements will also be different and, consequently, in the absence of conceptual definitions, an additional complexity is generated in order to make the operative-type definitions comparable [14,15]. One of the basic questions associated with the assessment is: what is the conceptual basis determining the approach of sustainable development? Finding answers to this question and applying these in an instrument or project requires a fundamental definition of values. On putting sustainable development into practice, values constitute the first definition. Values are declarations of beliefs that are ingrained and accepted as premises [16]; they are directly associated with the way of defining and quantifying what is to be developed and sustained, and with how much longer it is possible to determine principals and guidelines.
Sustainability assessment is specifically oriented towards the management cycle of public policies, planning, and decision-making in relation to sustainable development [15,17]. In this sense, there are different stages in public policy in which a procedure for the assessment of sustainability can be applied: ex ante, aimed at promoting decision-making within a framework of sustainability [18,19]; or ex-post, intended to determine whether decisions taken are within the sustainability framework, or what type of sustainability has been employed in the decision-making process [20,21,22].
In particular, sustainable development in Chile has generally represented an element of permanent interest for the institutional sector and in academic terms. Publication of Law 19,300 in 1994 and the appearance of a definition of sustainable development both constituted the first milestone [1]. Nonetheless, one can find critical viewpoints regarding the discourse constructed in relation to sustainability and, therefore, to the assessment of sustainability as a practice, in two texts from half-way through the nineties: “Sustentabilidad ambiental del crecimiento económico chileno” (Environmental sustainability of Chile’s economic growth) by Osvaldo Sunkel [23] and “Una vez más la miseria ¿es Chile un país sostenible?” (Misery once again. Is Chile a sustainable country?) by Marcel Claude [24].
With regard to sustainability at the sub-national scale, in 1997 the erstwhile Comisión Nacional de Medio Ambiente (National Commission for the Environment (CONAMA)) began the development of a system of national indicators for evaluating sustainable development, including the creation of Regional Indicators of Sustainable Development (IRDS). Hernán Blanco highlights the design of the regional indicators of sustainable development in Chile (IRDS) as a process of creation of indicators involving the participation of the regional stakeholders [25]. However, despite the fact that the three dimensions of sustainability—the economic, social, and environmental ones—are included, and a fourth one referring to institutional aspects, it is the environment that is predominant in the selection of indicators, a fact that is accounted for by the recent incorporation of this sector in the discussion on national development. Even the literature indicates that decisions regarding the selection of the IRDS depend on the availability of information, which restricts the application and pertinence thereof [26]. Nevertheless, to date there is no evidence of the application of the IRDS in regional decision-making or public administration.
The bibliography contains varied methodological approaches for evaluating sustainability, as well as varied analytical frameworks for classifying assessment practices. Selection of the assessment method in the present research is determined by the need to establish whether the ERD possess strategic definitions promoting sustainable development; it is, therefore, an ex-post assessment focused upon the discourse of sustainability. With regard to ex-post assessment, the analytical framework presented by Barry Ness [27] recognizes the use of certain indicators, such as the ecological footprint, the genuine progress index, the environmental performance index, or the sustainable economic welfare index, to which can be added the STAMP (Sustainability Assessment and Measurement Principles) [28] and ASSIPAC (Assessing the Sustainability of Societal Initiatives and Proposing Agendas for Change) [29] methods.
Use of these indicators and methods is based upon the supposition that the object evaluated has considered sustainable development as a transversal concept in the design of the instrument, a question that is unknown in the case of the ERD of Chile’s 15 subnational territories. Something similar occurs with the proposal for analysis of the discourse developed by Jean Hugé, who seeks to identify the typology of the discourse on sustainability on which the instrument evaluated was based, taking for granted the existence of sustainable development as a metaobjective [20].
On the other hand, there is a Taxonomy of Sustainability, an approach for evaluating the sustainability discourse, upon which it is possible to establish how the values and principles present in a considered instrument can approach the concept of sustainable development, answering two main questions: “what is to be developed?” and “what is to be sustained?” [30].
The authors of Taxonomy of Sustainability [30] begin by establishing that there is a risk that the concept of sustainable development represents an oxymoron; thus, it is considered that the definition can vary from total conceptual inclusion to conflicts that exclude, both between economy and environment and between present and future. Thus, there will always exist a combination of development, environment, and equity, or economy, society, and environment. However, there is no consensus regarding the emphasis to be placed on what is to be sustained and what is to be developed, or in relation to how long. In the search for a methodology enabling us to differentiate the efforts to measure and characterize sustainable development, the taxonomy of the values and principles sought after by sustainability is considered. Taxonomy of Sustainability is an analysis proposal divided into two sections which, in turn, generically present three categories (Table 3).
In the first column of Table 3, in relation to “what is to be developed”, the authors propose three categories: economy, people, and society; each of these categories represents different conceptual approaches that have been applied historically to development. In the second column, “what is to be sustained”, another three main categories are proposed: nature, life support system, and community. To synthesize, values and principles are evaluated according to what is to be developed or what is to be sustained, or a combination of the two, including integration of the categories listed in Table 3 [30].

2. Materials and Methods

Application of the Taxonomy of Sustainability requires establishing an analysis of each study object in which, unlike what has been put forward by the authors of [30] and the analysis of the discourse on assessment of sustainability by other authors [20,21,22,31,32], it has been established that a systematic and replicable process will be more coherent than a mere instrumental appraisal. In this sense, it is considered that the assessment requires a critical analysis of the discourse, particularly of the political discourse [32,33,34], the study objects being the documentary bases provided, in this case, by the ERD of the respective regional governments. The analysis focuses upon the formal character of the symbolic object representing and reflecting the political discourse, and it is, therefore, based on understanding, reconstruction, interpretation, and inference of the text as a reflection of the information flow between the emitter and the receiver, in which the characteristics of reality and the interpretations existing therein come into play [32,34,35] (Figure 2).
However, from the methodological perspective, there is a need to consider the recognition of the two main types of analysis units [34,36,37]: the sampling units, which correspond to the portions of the instrument presenting strategic characteristics to which the analysis is applied; the definition of this analysis depends upon the methodological objective and the structure of each instrument; on the other hand, we have the strategic units, or register units, which are the parts of the sampling units that must be isolated from the context in order to analyze them. For example, a chapter or sub-chapter of an ERD can consider a sampling unit, which will possess multiple strategic units which, in accordance with the structure of the instrument, can be complete paragraphs and/or lists of guidelines or objectives. It is by means of these strategic units that the analysis is developed because it is through them that the message of the symbolic object is interpreted. In the same analysis process it often becomes necessary to establish, as a support factor, contextual units, which will facilitate comprehension, interpretation, or inference associated with each strategic or register unit.
Consequently, the first action involves exhaustive revision of each ERD, in order to subsequently establish the sampling units, defined as the content that establishes project elements in relation to regional development. Therefore, the introductory content, diagnoses, methodological and procedural definition, or the instrument monitoring actions are not considered. Within the sampling units, different register units or strategic units are detected which vary for each instrument, but which are also inside them. The analysis starts with a sequential coding, based on a double process; first a coding of the bottom-up type and then another one of the top-down type [38,39,40].
To the strategic units the first, open-type coding phase is applied. In this phase, a discourse coding of the strategic definitions of each of the 15 ERD is performed without a conceptual preconception, and the suggestion of codes, therefore, depends on the documentary definitions themselves and on the interpretation thereof. This first coding system is known as first-level codes. Once the first-level coding has been performed for all of the ERD, a second review of the process is conducted to address possible omissions or differences in criteria in the first coding; this is repeated until conceptual saturation is achieved (Figure 3).
When the first-level coding is finalized, the axial coding is initiated; it is intended to reduce the amount of codes through conceptual aggregation. To this end each code is analyzed and examples of different ERD are taken in order to establish a definition associated with the code. We then proceed to relate the codes, a process that provides second-level codes (an example can be seen in Figure 4). In order to eliminate coding redundancy, the process is repeated, establishing a third level of coding. With this triple coding, the bottom-up axial coding process is finalized. Given that the Taxonomy of Sustainability establishes categories upon which the analysis is to be executed, the second phase corresponds to an inverse top-down analysis. For this reason, herein, the third-level coding performed in the previous phase is associated with each one of these categories, enabling a double task to be performed: first, a frequency of categories analysis and, second, an appraisal of the correspondence and integration of the categories. Figure 4 presents an example of coding and association with taxonomic categories, employing one of the abovementioned strategic units.
The frequency analysis was performed by associating with each Taxonomy of Sustainability category (a total of six) with a percentage ratio in relation to the total coded strategic units of each ERD. The global value for each category will, therefore, range from 0 to 1, being closer to one or another value depending on its distribution. The value 0 represents the absence of strategic units for the category, and the value 1 represents the total concentration of all the strategic units in one given category. Another value that enables this assessment to be characterized is the standard deviation of the appraisal of the six categories; the lower the deviation, the greater the intention to promote sustainability, because this accounts for the equidistribution of strategic units. Considering that one same magnitude of standard deviation could be obtained for a greater total concentration of strategic units in the categories of the dimension associated with development or, with the categories of the sustainability dimension, it becomes necessary to establish a difference between them. To this end the standard deviation will be multiplied by −1 if there is a greater concentration of strategic units in the “development” dimension, and by 1 when there is greater concentration of strategic units in the “sustaining” dimension, which will thus provide what is known as the Taxonomic Index.
The results obtained are subsequently related to the sub-national territories, as are the levels of the urban population, the economic and industrial dependence, the area of protected spaces, the volume of public investment, the existence of socio-environmental conflicts, and environmentally-assessed projects presenting a potential impact.

3. Results

3.1. Taxonomic Index Assessment

Taking into consideration the sampling units and the respective strategic units for evaluating the 15 Regional Development Strategies, the results of the first level coding enable a frequency analysis to be conducted for each sub-national territory. The first coding enables the ERD to be represented in 272 conceptual codes, which are obtained after achieving a state of conceptual saturation, i.e., all the instruments have been revised by iteration in order to reduce the codes to the minimum, preventing conceptual superposition from existing between them.
Each of these codes represents positive concepts, that is, therein are condensed ideas, actions, strategies, guidelines, goals, or objectives (in each ERD the strategic definition possesses a different nomination) that attempt to develop or achieve a new state of some of the aspects of regional development. Having established the first level coding, axial coding is employed to achieve the conceptual association by means of two additional levels of conceptual codes. In the first axial coding, from the first to the second level, a representation is achieved of the 15 ERD in 88 codes, with a 68% reduction in the first-level codes. As in the first series of codes, the second level codes must be understood in a positive sense, to which can be added that the new conceptual aggregation employs thematic elements of a general nature.
In the second axial coding, from the second to the third levels, a conceptual representation is achieved of the 15 ERD in 40 codes, with a 55% reduction in relation to the second-level coding and an 85% reduction in relation to the first level coding. Consequently, what is produced are synthetic conceptual elements that enable us to describe, in a suitable and simplified manner, the definitions presented in each of ERD. There are 21 second level codes possessing a high degree of conceptual representation and they enable them to be transformed, without being grouped, into third-level codes.
Consequently, having obtained the strategic representation of the 15 ERD by means of three-level axial coding (Table A1 and Table A2), the final coding (top-down) is performed with the categories of Taxonomy of Sustainability (Table 4). To this end we used the definitions given by the authors who conducted this classification [30], which refer to the different types of development and sustainability. Thus, grouped in the category “developing people” are the codes describing elements associated with the development of people, or human development, such as education, health, housing, minimum services (drinking water and electricity), and safety, including the definitions associated with personal development and equality and inclusion strategies.
Associated with the category “developing economy”, and in accordance with the authors of [30], the codes appear which describe strategies for promoting the economy and its production sectors, competitiveness, large and small enterprises, strengthening of markets, and investment. In the case of the category “developing society” the codes are considered that include institutional and social elements as a basis for the collective development of human groups; among these are regional public policies, regional infrastructure and institutionality, municipal administrations, cross-border relations, and public administration focusing upon marginalized territories.
Additionally, with regard to the category “sustaining nature”, which groups together the definitions referring to different natural elements, valuing protection thereof due to their intrinsic value in relation to their utilitarian value, the conceptual codes “natural heritage”, “ecosystems”, and “biodiversity” are included. As for the category “sustaining life support” two types of codes are grouped together; the first of these are elements that the ERD, recognized as requiring protection for their development, as is the case of water, air, climate (specified by means of reference to climate change), territory, and environment and, secondly, other elements the management of which focuses upon their impact on the environment, such as solid waste, mobility, green spaces, and abandoned animals. All these strategic elements are grouped under one general concept, which is the value of the environment as a source of essential support for regional development.
Finally, in the last category “sustaining the community”, which groups together the definitions associated with the recognition of the value of the community, regional culture, and community relations as a pillar of development, appear the codes culture and traditions, regional history, regional and local identity, regional heritage, indigenous peoples, and civil society. All this can be employed to establish an analysis of frequencies of the strategic definitions that ERD possesses according to the characterization of the Taxonomy of Sustainability.
The number of strategic units for each regional development strategy varies according to its own structure (Table 4); whereas the ERD for the Los Lagos region has been characterized by means of 67 units of strategic definition, while the ERD for the O’Higgins region reaches 236. Some authors ignore this [41], basing the analysis solely upon the frequencies of the instruments analyzed; nonetheless, a better result is considered to be obtained when the analysis considers the proportions of strategic units for each instrument analyzed.
Figure 5 shows the value for each category of the Taxonomy of Sustainability for all the sub-national territories; therein it can be seen that the maximum value reached by any category involves “developing economy” in the region of Los Lagos, with a value of 0.4, which can be interpreted in the sense that out of every 10 strategic units of the ERD, four correspond to this category. At the other end of the appraisal (minimum value) is the region of Tarapacá in the category “sustaining nature” with a value of 0.01, which indicates that in 100 strategic units of the corresponding ERD, only one will focus upon this category. This reveals that in all the ERD analyzed there is at least one strategic unit per category, but in no case does this surpass 40% of the strategic units for one given instrument.
As can be seen, there are clear differences among all of the instruments evaluated. The region presenting the highest concentration of strategic units for the category “developing people” is the ERD for the Metropolitana Region, whereas for the category “developing economy” it is the ERD for Los Lagos and for the category “developing society” it is the ERD for La Araucanía. For the other taxonomic dimension, the region presenting the highest concentration of strategic units for the category “sustaining nature” is the ERD for the Aysén region, for the category “sustaining life support” it is the ERD for Atacama and the ERD for Metropolitana, whereas for the category “sustaining the community” it is the ERD for the Maule Region. However, the greatest concentration of strategic units for the dimension “developing” is found in the ERD for Tarapacá, and for the dimension “sustaining” it is the ERD for Aysén. The Aysén region also exhibits the smallest difference between both dimensions, whereas the largest difference is observed in Magallanes.
The graphs in Figure 5 possess two sections corresponding to the definition of the Taxonomy of Sustainability, the area “developing”, which includes the three categories (in red): economy, people, and society, and the area “sustaining”, which considers the other three categories (in green): nature, life support, and community. A hexagonal network of equal-level edges indicates the existence of a greater balance among the strategic units of each category which, in turn, indicates that there is an identical proportion of strategic units in each category. Distortion of this ideal representation reflects a greater concentration of one category in relation to the others; this is better understood by means of an estimation of the Taxonomic Index; the proportion of strategic units is greater in the development dimension in all cases, which is why all the values of the Taxonomic Index correspond to negative values. Figure 6 shows this index for each of the 15 Regional Development Strategies. Therein it can be seen that the regions of Antofagasta, Aysén, and Coquimbo are the ones presenting the best balance in the strategic units for sustainable development; at the other end are the regions of Los Lagos, Magallanes, O’Higgins, and Tarapacá.

3.2. Balance between the “Developments” and “Sustainable” Views of the ERD

It is vital to use the results obtained to establish the differences existing among each of the 15 ERD evaluated. According to the values of the Taxonomic Index, the ERD for the regions of Antofagasta (−0.052), Aysén (−0.066), and Coquimbo (−0.073) are the ones presenting a more homogeneous distribution of the different categories of sustainable development, in contrast to the regions of Los Lagos (−0.133), Magallanes (−0.124), O’Higgins (−0.117), and Tarapacá (−0.117), whose ERD present a smaller distribution and a greater concentration in some of the categories considered in the assessment. In other words, the ERD for the regions of Antofagasta, Aysén, and Coquimbo exhibit greater intentionality in relation to sustainable development, whilst the instruments for Los Lagos, Magallanes, O’Higgins, and Tarapacá establish definitions that are further removed from this objective.
Along the same lines and considering the global appraisal, due to the existence of negative values of the Taxonomic Index for all the ERD evaluated, the strategic units are seen to be concentrated in the taxonomic dimension grouping the development viewpoints. Figure 7 shows the relationship between the Taxonomic Index and the absolute difference between the frequencies of strategic units for both dimensions: developing and sustaining; this reveals that, despite the existence of a certain degree of dispersal, there is a relationship between both variables. This implies, with a certain level of confidence, that greater homogeneity in the distribution of the strategic units for the six categories of the Taxonomy of Sustainability will be obtained with a lower concentration of strategic units for the dimension linked to the development categories.
Consequently, an instrument will have the potential to define actions that enable a sub-national territory to move towards sustainable development when its strategic definitions are evenly distributed in the six categories of the Taxonomy of Sustainability and, furthermore, when this also exhibits a similar distribution between both dimensions of the assessment.
Moreover, with regard to the individual categories, a common pattern can be highlighted: with the exception of the ERD for the Aysén region, the category “sustaining nature” is the one presenting a lower frequency of strategic units in all the instruments evaluated (Table 5). This is not the case for the five most frequent categories, where no prevailing constant can be observed, because, out of the 15 ERD, six present a greater frequency in the category “developing society”, another five in the category ”developing people”, three in the category “developing economy” and two in the category ”sustaining life support”. This enables us to infer three central elements:
  • The ERD at the national level will give less priority to their strategic definitions, to the intrinsic value of natural heritage, of ecosystems and biodiversity and. consequently, actions aimed at the protection thereof are minimal in comparison to other strategic categories.
  • Although the ERD are characterized by an emphasis on development, there is no clear evidence that they prioritize any of the three categories associated with this dimension.
  • The ERD for the Aysén and Atacama regions prove to constitute an exception in relation to the definition of strategic units, unlike the 13 other instruments evaluated, whenever they present a higher concentration of strategic units in the category “sustaining life support”, a fact that enables us to infer a high appraisal of the environment as a vital support for regional development. Nonetheless, this is not decisive with regard to presenting a higher frequency of strategic units in the “sustaining” dimension (Figure 7).
Furthermore, the ERD for the Aysén region is the only instrument whose category referring to a lower proportion of strategic units is not “sustaining nature”; to which we can add that it is also the one that reveals a smaller absolute difference between the strategic units associated with the “development” and “sustaining” dimensions, a fact that indicates the desire of the promoters to establish balanced strategic decisions between both dimensions, thus demonstrating a different behavior pattern to that of the remaining ERD. Within their functions referring to regional policy, the ERD, as a declaration of intensions of a general nature within a specific institutional and administrative context, develop a vision of sustainable development that prioritizes consideration of the dynamics of production and economic growth as a promoter of individual and collective development, accompanied by the presence and development of the public administration, a fact that is corroborated in the narrative of sustainability arising from the conceptual development of international institutions, such as the World Bank [42] and the CEPAL [26].

3.3. Relationship of the Taxonomic Index with Indicators of Regional Development

Heretofore, the intention to promote a transition towards sustainability, expressed by means of the Taxonomic Index, is directly related to the desire to establish goals, targets, and guidelines, or balanced actions, between the “sustaining” and “development” dimensions. To all this we can add the particularity of the ERD for the Aysén region, which, albeit an example of this good relationship, possesses characteristics that are different from the similar instruments of other sub-national territories. In order to establish potential correlations between the Taxonomic Index and economic, production, territorial, social, and administrative characteristics, Table 6 presents Pearson’s correlation coefficients (linear correlation) among some of the descriptive indicators of each regional territory, to which can be added the p-value (two-tailed) for a 95% level of statistical significance (Table A3).
The ERD for Antofagasta, presenting the lowest Taxonomic Index, which confirms the existence of strategic instruments tending more towards a transition to regional sustainability, is the one possessing the highest level of economic dependence (63.78% of the GDP corresponds to the mining industry), the one presenting the lowest level of poverty (4.0% in the year 2013), the one with the largest urban population (97.5% in the year 2010), with the largest number of socio-environmental conflicts (11 conflicts), and the highest level of approval of environmental impact studies (with US$ 25,313 million, corresponding to the total amount of investment subject to environmental authorization), the latter authorized prior to the publication of the ERD. On the contrary, the ERD for the Magallanes Region, presenting the highest Taxonomic Index, is the one exhibiting the lowest level of economic dependence (15.8% of the GDP corresponds to the public administration), the lowest level of public investment (2.67% of the Fondo Nacional de Desarrollo Regional—National Fund for Regional Development (FNDR)) in relation to the national total), the one with the largest area of spaces subjected to official state protection (57.4%) and the lowest number of socio-environmental conflicts (one conflict).
The correlation type enables us to establish a probable relationship and it constitutes a reference of the behavior of the two variables; in no case does it establish a cause-effect association. It can, therefore, be established that regional economic dependence, level of public investment, level of poverty of the regional population, characteristics of land protection, and amounts of population living in the cities, despite presenting a certain degree of correlation, are not statistically significant, and no probable relationship can, therefore, be inferred with the intention to promote sustainable development established in the respective Regional Development Strategies.
On the contrary, there are two variables for which a correlation and a degree of statistical significance can be observed, a fact that helps to infer the existence of a closer relationship. One of them corresponds to the number of socio-environmental conflicts, which represents the existence of activities or projects presenting a conflict of standpoints or ideas in relation to the criteria of regional (and/or local) development and their relationship with the environment; the other one corresponds to the amounts of investments in projects approved by the Environmental Impact Assessment System, which reflect the pressure a given regional territory is subjected to (considering that an environmental impact study is presented when an environmental component is subjected to significant effects and characteristics of circumstances).
For the previous two cases, as can be seen in the representation of Figure 8 and Figure 9, a relationship is observed between the Taxonomic Index and the respective variables; the larger the number of socio-environmental conflicts or the larger the amount of investment in projects presenting a certain level of environmental impact, the ERD will present a greater intention to establish actions aimed at a transition towards sustainability. However, considering this scenario, as well as the relationship exhibited in both cases by the Aysén ERD and the propensity of this instrument to reveal a different behavior pattern to that of the remaining ERD, a second graphic representation of correlation is presented which excludes the sub-national territory, with the consequent increase in the correlation at levels higher than 0.7. That is to say, the initial asseveration is extended, but this time with a higher degree of certainty.
In short, the institutional nature of the vision of sustainability of the ERD appears to result from the ideological and political will of the regional governments, associated with the emergence of social and environmental conflicts contextualizing the strategic definition; this explanatory proposal had been put forward by Joan Martínez-Alier [49]. This can be extended to all the ERD evaluated, including the one for the Aysén region, whose particularities, according to the analysis performed for the tourism industry of this region [50], appear to be related to a narrative of sustainability marked by social actors associated with alternative economic development; this arises from the appearance of socio-environmental conflicts, particularly the construction of mega-dams, a phenomenon proposed by Hugo Romero-Toledo [51]; within the same argument, one can include the high level of citizen participation in this southern zone of the country in relation to other sub-national territories [52].

4. Discussion

Taxonomy of Sustainability constitutes a very useful tool for evaluating the intentionality of public policies and their instruments for promoting transition towards sustainable development. The use of a systematic procedure, based on critical analysis of the discourse, provides comparable results, enabling us to recognize the sustainability narrative present in each instrument evaluated.
In the “development” dimension one can observe ERD that prioritize economic development, recognizing that it is the dynamism of the production sectors that initially constitutes the driving forces responsible for creating employment, wealth, and consumption in a territory, providing incentives for investment and generating currency for the maintenance and protection of the environment [42,53]. Others, following the tendency of other societies, give more priority to the development of people (human-scale development [54]); in this sense, increased life expectancy, education, health, and equal opportunities are as important as economic development, if not more. Lastly, some ERD also prioritize the development of society and its institutions, the quality of its public policies, links with the community, and social capital [55,56].
Something similar occurs with the “sustaining” dimension, in which the different values of the ERD range from prioritizing nature conservation, recognizing the intrinsic value of the planet, the territory, biodiversity, ecosystems, and landscape [57], to valuing their utilitarian value (associated with maintaining life support) [30], recognizing that the environment constitutes a source of resources enabling people to live in society [58]. To these two concepts can be added the importance of sustaining the community, with cultural diversity and collective lifestyles requiring protection [59,60]. Nonetheless, a key finding indicates that, in most of the ERD, “sustaining nature” is the category showing the least presence, a phenomenon that does not appear to be exclusive to Chile, but rather, is based on the concept of sustainable development incorporated into numerous international public policies and planning instruments [61]; such is the case of the assessment of the Belgian Radioactive Waste Management Policy [20], the Benin Poverty Reduction Strategy [20], the National Strategy for Sustainable Development of Costa Rica [30], the Project of Indicators for Sustainability of Boston [30], and the Iranian Economic, Social, and Cultural Developmental Plans [41].
The abovementioned examples also demonstrate the existence of ambiguity in the sustainable development applied to these instruments, as well as the plurality existing in the measurement and characterization of sustainability, which can also be seen in the ERD in Chile. There is, therefore, no accepted conception at the national level regarding what is, or should be, sustainable development, or the application thereof, in regional development policies; consequently, there is a need to establish a common analysis framework, from the conceptual approach (values, principles, and directives) to the operational planning (goals, objectives, targets, indicators, and thresholds) [15,16].
Another element considered to be relevant by some authors involves the temporal context of the definition of public policies considering sustainable development as an objective [41], that is to say, instruments that have recently come into force tend to prioritize the intention to shift towards sustainable development, a phenomenon that does not appear very evident in the case of Chile. The territorial, social, and political contexts of the region appear to have a greater influence than national or international tendencies.

5. Conclusions

Regional Development Strategies, as policies of regional development, do not exhibit a homogeneous behavior pattern with regard to the values and principles upon which they construct their future projects; this conclusion is supported by the high degree of variability of the strategic content in relation to sustainable development. Two global patterns determine the way in which regional development strategies are defined: the prevalence of economic and productive development and the lower level of protection of nature and natural heritage. This appears to be paradoxical in that Chile is a country that greatly depends on exploiting its natural resources and landscape values, a fact that is not suitably recognized by the political and economic organisms at the regional scale.
The above mentioned variability cannot be exclusively accounted for by the different territorial, economic, production-related, or social characteristics of each region, but rather by the political will and intentionality of the respective Regional Governments in their functions as promoters. This becomes evident on observing that there are territories that present a higher concentration of strategic units, ranging from 40% for economic development, in the case of the Los Lagos region, and 24% for sustaining life support for the Aysén region. However, it is noted that the regions presenting more socio-environmental conflicts and a larger investment in projects generating environmental impacts have a greater tendency to consider all the categories of sustainable development as strategic definitions. This provides an explanatory hypothesis: that the political will establishing the principles and values sustaining the ERD appear to be strongly determined by the dynamics existing between investment projects and socio-environmental conflicts, which seem to reflect the pressure placed upon the regional environment and the capacity and interest of civil society in the regional development project.
A particular behavior pattern can be seen in the Aysén region, where the intention to operate as a promoter seen in the strategic definitions of its regional development policy appears to be governed by other factors because, unlike the homologous instruments, it possesses a higher concentration of strategic units in the categories relating to the intrinsic value of nature and the functional significance of the resources existing therein, with 36% of the total, compared with 20% of the strategic definitions for economic development. Moreover, this ratification of the aforementioned explanatory proposal provides precedents that verify the approaches existing in the bibliography with regard to the behavior of civil society and government institutions in relation to sustainable development in the Aysén region, which seems to be determined by the political and communicational impact of the Hidroaysén project [50,51].
Having established the characteristics of the Regional Development Strategies, it would be interesting to take a more in-depth look at the analysis of territorialization of the general definitions of sustainability. This should be accompanied by methodologies for regional development planning that are pertinent with regard to the characteristics of the regional administration in Chile, where the configuration of regional governments led by authorities elected by popular vote, and the transfer of new competencies both give rise to a totally new framework.
In addition, another element that proves pertinent with a view to the future involves developing processes applied to the sub-national territories placing greater emphasis on sustainable development, such as the Antofagasta and Aysén regions, two regional spaces exhibiting substantial differences in their models of regional development. These two regional spaces present substantial differences in their regional development models. In the Antofagasta region there is an unequivocal intention—not only institutional, but also social—to promote regional sustainability; this issues from the territorial pressure of industrial activity and the accumulative effects thereof on the environment; moreover, in the Aysén region, regional sustainability appears to arise as a development option resulting from what was one of Chile’s largest socio-environmental conflicts (the Hidroaysén hydroelectric project).
Lastly, the results of the present paper demonstrate that the commitment to sustainable development existing in almost all recently-published regional public policies do not always correspond to the content thereof. This indicates that the Taxonomy of Sustainability and critical discourse analysis constitute two outstanding tools for evaluating sustainability and for establishing this correspondence. They can be applied to currently-existing instruments or to ones being designed, helping to suitably reflect the ideas, values, and principles of the decision-makers in the final product. This is not only applicable in Chile, but also anywhere in the world where there is interest in establishing coherence between the commitment to sustainable development and the discourse existing in public policies.

Supplementary Materials

The following are available at https://goo.gl/ivcmE8.

Author Contributions

I.F.A. conceived, designed, and performed the analysis; J.M.V. performed the correlation analysis; and C.H.R. conducted the analysis and the final review.

Funding

This research was funded by Climatology Group 2014 SGR 300 (Catalonia Govt.) of the University of Barcelona, Spanish Project CGL2017-83866-C3-2-R and the CONICYT FONDECYT Project grant number 1180268.

Acknowledgments

We wish to thank the Ministry of Education of the Govt. of Chile who, through the Advanced Human Capital Training Program, granted a Doctorate Scholarship to Iván Franchi Arzola. We are also grateful Institut de Recerca de l’Aigua (Water Research Institute) of the University of Barcelona; and the company BIOAQUA Ltda. for their collaboration, especially to Raúl Moldenhauer and Lorena Rovere.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Considering the sampling units for the assessment of the 15 Regional Development Strategies, the results of the first level coding enables a frequency analysis to be performed for each sub-national territory. Table A1 presents these codes in alphabetical order. The 272 conceptual codes are obtained when a state of conceptual saturation is achieved, that is, all the ERD have been revised by iteration in order to reduce the codes to the minimum, preventing conceptual superposition from existing among them.
It should be understood that each of these codes represents positive concepts, that is to say, therein ideas, actions, strategies, guidelines, goals, or targets (in each ERD the strategic definition possess a different nomination) are condensed; these attempt to develop or achieve a new state of some of the aspects of regional development. The coding in levels 2 and 3 is presented in Table A2.
Table A1. Frequency of first-level codes for the 15 Regional Development Strategies.
Table A1. Frequency of first-level codes for the 15 Regional Development Strategies.
CodesAricaTarapacáAntofagastaAtacamaCoquimboValparaísoMetropolitanaO’HigginsMauleBiobíoLa AraucaníaLos RíosLos LagosAysénMagallanes
1Adaptation climate change 13121
2Family agriculture 1 31
3Water for production 1 1 1
4Drinking water 1 11 1
5Drainage 1 1
6Healthy food 11 1 11
7High-level public management 1
8Abandoned animals 1
9Years schooling 1 3
10City reforestation 1 1
11Municipal associativeness 1 1 1
12Attraction investment and capital 1 331
13Bicycle 11
14Personal welfare 1 11
15Coastline1 1122
16Forests and protected spaces 1 1
17Good life 1
18Global warming 2 1 2
19Air quality 1 1 1
20Quality of education12 1 122 3 252
21Quality of housing 1 1111 1
22Quality of life 11 31111 211
23Quality of life elderly adult211 3 1 1
24Quality of life women 1 2 1
25Quality work places 1 11
26Quality products and services 1 1
27Quality public health31 11 1 13161
28Climate change 1 2
29Different capacities 1 111 2261 1
30Labor training 2212 1212 1 2
31Regional human capital 13 131 2
32Sustainable cities 1
33Friendly cities 1
34Production clusters1 1 1 1
35Social cohesion2 2 1 1
36Public-private collaboration1152 1122 4 111
37Regional administrative competencies 22 2 2
38Institutional competencies1222 2 1
39Technical competencies 1111 2 1
40Regional economic competitiveness 1111 1
41Environmental awareness2124 21111 1
42Connectivity 2 1 2
43Conservation biodiversity1 312214 2 1
44Conservation native forestland 1 11
45Conservation nature111 1 2
46Conservation ecosystems 1 11211 1 21
47Consumption goods and services 1
48Water pollution 12 4 1
49Emissions controls 1 1 1
50Coexistence schoolchildren 2
51Interregional cooperation 1 1 3
52Cooperativism 1
53Social capital 1 3 121 1
54Economic growth 11 13 2
55Hydrographic basins 1
56Environmental culture 221 1 21 1
57Ancestral cultures1
58Sport and recreation1 3 1141 3
59Traditional sports 1
60Children’s rights
61Sexual and reproduction rights 1
62Economic development 122242 2
63Educational development1 1 242 221
64Individual development1 1 22 2
65Development SMEs122111111 2
66Development rural areas 215 1112 1
67Institutional decentralization 1 4 13 12 1
68Interregional decentralization 1111111 33
69Demographic decentralization 2
70Atmospheric decontamination 27 1
71Dignity elderly adult 1 4 1
72Labor dignity 1 1 1
73Population dynamics 1 1 1 4
74Diversification markets214 227211 22
75Diversification production 1211 1
76Substance abusers 1 12
77Competitive economy 11 2 122 223
78Urban economy 12
79River ecosystems 1
80Marine ecosystems 1
81Regional ecosystems 1
82Terrestrial ecosystems 1 1
83Environmental education 1 1
84Artistic education 3
85Basic and mid-level education22 11
86Education in diversity 1 11 1
87Education for historical heritage 1 2
88Education for regional identity 31 3
89Pre-school education 11 125
90Rural education1 11
91Higher education212 56 11 22
92Technical education111 14 14 3 11
93Education and training for production 1 2211 1
94Energy efficiency 1 321 21 1
95Electrification 2 2
96Entrepreneurship 2 221 1212
97Production concatenation 2 1 11 1
98Energy for production21111 2 3
99Renewable energies2 22 117 231 31
100Gender equality111 1 331 1 2
101Eradication encampments1 1 111
102Cultural spaces 1121 2 3 1
103Strategic environmental assessment 2
104Environmental Impact Assessment112 1 111 1
105Economic expansion 1 1
106Exports1
107Flora and fauna1 2 1 1 11
108Promotion of production2 2 122 1
109Civic education 1
110Teacher training 11 1
111Generation employment 211 11
112Management human settlements 3
113Management anthropic risks 11 31
114Management natural risks 1 15 51 2
115Municipal management solid waste 1
116Regional management solid waste1111211111 1
117Glaciers 1
118Local government 1 3 1
119Business communities 1
120Socio-labor habilitation 1 3 1
121Habitability 1 111
122Residential habitat 1 21
123Local identity and culture 1 1111 1 1 1
124Equal access to opportunities 122 2 112 1
125Indigenous peoples 2 2
126Cultural infrastructure 11 1
127Sports infrastructure 1 121 1
128Education infrastructure 11 11 1 1 1
129Infrastructure public spaces 22121 11
130Penitentiary infrastructure 1
131Health/hospital infrastructure 1 11 2 1
132Social infrastructure 1
133Telecommunications infrastructures 1 12 112 32
134Immigrants 12 1
135Educational innovation112 1 24 121
136Business innovation1 1 31 1
137Innovation and technology for production 3 3 1
138Municipal institutionality 11 111
139Environmental institutionality and legislation 1 3 3
140Cultural integration1 1 2 11
141Social integration and inclusion5111 3 3 524 1
142Institutional integration 121 1 2 1
143Territorial integration212 21 2
144Competitive intelligence 1 1 2
145Private investment 1 11 1 2
146Public investment1 1
147Social investment 1
148Research on energy 111 1
149Research on regional identity1 2
150Research on productivity2 22 32211 2
151Research hydric resources 12 11
152Young people and teenagers 1 11 1 1
153Regional legislation 3 12
154Isolated localities 1
155Public demonstrations 1
156Labor for production 1 1 1
157Country brand 1
158Productive marketing 1 1
159Historical memory 1
160Mitigation climate change 11
161Institutional modernizations212212127174 13
162Modernization production3 1 11 11 1
163Mobility and transport 7 11
164Technological nodes 112 1 1
165Public order 1
166Social organizations114 111 21
167Landscape1 1 1 1 1
168Parks and gardens 1 14
169Citizen participation212 1 143411121
170Archaeological heritage1 1
171Cultural heritage and identity321512113141111
172Regional heritage and identity1 11454216255112
173Geologic heritage 1
174Immaterial heritage 112 1
175Natural and environmental heritage 12211 111 72
176Urban and neighborhood heritage 2 1111
177Perfection of teaching 1 1 2 2
178Land planning and management413432295154223
179Planning of solid waste 2 21 1
180Ecological planning 1
181Energy planning 1 11 2 3
182Urban planning 4 4 2 1
183Pluriculturalism/Multiculturalism11 11 1 131 1 1
184Poverty and destitution 1 12121 1
185Policy on water and hydric resources 12 1 1
186Sports policy1 1 1
187Education policy 131 1 2
188Industrial and production policy 321 3
189Policy on innovation, science and technology22222 1 3143 18
190Policy and development infrastructures 51 2
191Policy on energy development 11 11 1
192Policy on social development 12 11
193Urban and housing policy 1 2 11
194Policy on health 1
195Policy on transport and connectivity 11 411 11 14
196Tourism policy1 2 1
197Environmental policy and management 3 141 3
198Regional development policies1111211543112 13
199Regional development poles 1
200Prevention of pollution 2 11
201Infancy 11
202Regional tax processes 1 12
203Clean production 1 1 1
204Promotion of culture 1 31131 1
205Promotion of family 1 11
206Regional economic promotion 2 21 1
207Protection of wetlands 1
208Protection of childhood 1 1
209Protection hydric resources1 44 1111111 3
210Protection agricultural land 1 1
211Indigenous peoples 21 11 252 4
212Ports for production 12 1 14
213Reconstruction housing 1
214Recovery and recycling 11 221
215Airport network 1 111 12
216Railway network1 3 1
217River/lake network 1
218Ports network 2 11 1 14
219Roads network 1 112134144252
220Regulation water market 112 1
221Relationship Chile-Argentina 2 1 2 1
222Relationship Chile-Bolivia 2
223Relationship Chile-Peru11
224Relations public services-citizens4 12 1 11 1
225International relations 2 42 21 17 2
226Soil remediation 5 1
227Repair of environmental damage 11 1 31
228Land reserved for production 5 1
229Nature reserves 1
230Local knowledge 11 11 111
231Salaries/Income 1 1 1 2 1
232Family health 1 2
233Preventive health 13 51 1 1
234Aquaculture sector1 11 1 323
235Agriculture sector1 11 1 411 3212
236Knowledge and innovation sector 1 3
237Forestry sector 112 3 2
238Livestock farming sector 2 5
239Mining sector1161 1 3 5
240Fisheries sector2 113414
241Tourism sector411122261 46310
242Production sectors 3 13 11 22
243Metal-mechanics sector 4
244Socio-spatial segregation 1
245Work safety 121 1 32
246Public safety 6 1 21 2
247Basic services 1124112 1
248Health services213 153 2 12
249Sites biological value 1 11
250Smart Cities 1
251Civil society 1 22
252Support SMEs 11 13211 11
253Sustainability (nature) 3 1 1111
254Sustainability (environment vs. economy)111114131212434
255Business network 11 1 1
256ITCs for production 1 1 1
257Traditions indigenous peoples 2 1
258Technological transfer 1 1 1211
259Transparency and probity 1 11 2
260Transport for production1 2 1 1 1 22
261Public transport 1
262Free trade treaties1 1 1
263Treatment of wastewaters 1 2
264Use of natural resources1 1242 1 332 4
265Efficient water use 1243541511
266Land use and capacity 1 1 1
267Victimization 1 1
268Violence and crime 11 1 1
269Sexist violence 1 1 12 1
270Regional economic vulnerability 2
271Border areas 11
272Island areas 1
Table A2. Three-level axial coding for the 15 Regional Development Strategies.
Table A2. Three-level axial coding for the 15 Regional Development Strategies.
Third Level CodesSecond Level CodesFirst Level Codes
WaterWater quality48 and 263
Water management151, 209, 220 and 265
AirAir19, 49 and 70
Abandoned animalsAbandoned animals8
Green spacesGreen spaces10 and 168
BiodiversityPriority conservation areas43, 44, 207 and 249
Flora and fauna107
Climate changeClimate change1, 18, 28 and 160
Culture and traditionsRegional culture102, 140, 171, 183 and 204
Regional and local traditions2, 59 and 155
Personal developmentPersonal development14, 17, 22, 53, 64, 205
Economy and competitivenessMacro-economy54, 62 and 105
International markets74, 106, 157 and 262
Competitiveness40, 77 and 144
Regional economy199, 206 and 270
Urban economy78
EcosystemsEcosystems46, 79, 80, 81 and 82
EducationEducation service9, 20, 84, 85, 89, 90, 91 and 92
Educational practices63, 86 and 135
Quality of teaching110 and 177
EmploymentWork and employment25, 72, 111 and 245
Work competencies30, 39 and 120
Salaries/Income231
EntrepreneurshipEntrepreneurship96
EnterprisesEnterprises119, 136 and 255
EnergyEnergy94, 99, 148 and 181
Regional public administration and policiesGeneral management and policies178 and 198
Sectorial management and policies185 to 197
Cities32, 112, 182 and 250
Population dynamics59
Civic education109
Regional historyRegional history87 and 159
Regional and local identityLocal identity123 and 230
Regional identity88, 149 and 172
Equality and inclusionSocial integration and inclusion141
Equal access to opportunities124
Women and gender24, 61, 100 and 269
Elderly adults23 and 71
Boys and girls60, 201 and 208
Young people and teenagers152
Marginalized groups29, 76, 125 and 134
Social investment147
Poverty and destitution184
Regional infrastructurePublic infrastructure126 to 133
Transport and connectivity215, 216, 217, 218 and 219
Regional instituionalityQuality government services7, 36, 38, 67, 142, 161 and 259
Decentralization31, 37, 68, 153 and 202
Interregional cooperation51
InvestmentInvestment12, 145 and 146
EnvironmentEnvironmental institutionality and legislation139
Environmental education41, 56 and 83
Environmental assessment103 and 104
Repair of environmental damage227
Prevention of pollution200
Clean production203
Ecological planning180
Sustainability254
Regional marketRegional market26 and 47
MobilityBicycle13
Public transport261
MunicipalitiesMunicipalities11, 118 and 138
Natural heritageNatural heritage45, 117, 173 175, 229 and 253
Regional heritageRegional heritage170, 174 and 176
ProductionProduction development234 to 243
Support for production3, 93, 98, 115, 212, 228, 256 and 260
Production strategies34, 75, 97, 108, 158 and 162
Research, development and innovation137, 150, 164 and 258
Indigenous peoplesIndigenous peoples57, 211 and 257
SMEsSMEs65 and 252
International and border relationsInternational and border relations221, 222, 223 and 225
Solid wastesSolid waste115, 116, 179 and 214
HealthHealthy practices6 and 58
Health service27, 232, 233 and 248
Safety and public orderSafety and public order165, 246, 267 and 268
Minimum servicesMinimum services4, 5, 42, 95, 163 and 247
Civil societyCivil society52, 166, 169 and 251
Regional society35 and 143
TerritoryRisk management113 and 114
Hydrographic basins55
Land210, 226 and 266
Coastline15
Natural resources264
Forests and protected areas16
Friendly cities33
Demographic deconcentration47
HousingHousing and habitability21, 121 and 213
Neighborhoods101, 122 and 244
Marginal areasMarginal areas66, 154, 271 and 272

Appendix B

The values of the regional development indicators employed in Section 3.3 (Table 6) are shown in Table A3.
Table A3. Magnitudes of regional development indicators.
Table A3. Magnitudes of regional development indicators.
RegionsEconomic DependencePublic InvestmentPovertyConservation AreasUrban PopulationSocio-Environmental ConflictsEIA Projects Approved
Arica y Parinacota19.1%3.9%14.6%21.9%90%761.5
Tarapacá48.8%7.5%8.2%9.1%93%73951.8
Antofagasta63.8%4.7%4.0%2.8%97%1125313.3
Atacama50.6%6.7%7.3%2.0%91%105747.6
Coquimbo39.3%7.1%16.2%0.4%80%104301.0
Valparaíso17.7%6.1%15.6%2.7%92%104335.0
Metropolitana35.0%6.9%9.2%0.9%97%65269.2
O’Higgins26.7%11.4%16.0%2.8%71%01919.7
Maule15.8%8.6%22.3%0.6%67%2724.2
Biobío23.4%9.4%22.3%2.9%83%910786.9
La Araucanía20.7%4.2%27.9%9.6%68%4556.9
Los Rios22.8%4.3%23.1%7.0%69%32378.5
Los Lagos18.1%12.5%17.6%15.9%70%2735.9
Aysén21.6%4.2%6.8%39.4%84%253.8
Magallanes16.0%2.7%5.6%57.4%93%11425.7

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Figure 1. Chile’s subnational territories and localization of three socio-environmental conflicts.
Figure 1. Chile’s subnational territories and localization of three socio-environmental conflicts.
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Figure 2. Information flow for the discourse analysis [34,37].
Figure 2. Information flow for the discourse analysis [34,37].
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Figure 3. Process and axial coding stages for applying the Taxonomy of Sustainability to the ERD.
Figure 3. Process and axial coding stages for applying the Taxonomy of Sustainability to the ERD.
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Figure 4. Example of coding from a strategic unit to a taxonomic category.
Figure 4. Example of coding from a strategic unit to a taxonomic category.
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Figure 5. Assessment of sustainability of the ERD for Chile’s 15 regions.
Figure 5. Assessment of sustainability of the ERD for Chile’s 15 regions.
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Figure 6. Taxonomic Index for the 15 ERD.
Figure 6. Taxonomic Index for the 15 ERD.
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Figure 7. Relationship between Taxonomic Index and the difference between the frequencies of the strategic units “developing” and “sustaining” for the 15 ERD. Green shows the ERD presenting a high Taxonomic Index and a low difference between the frequencies of the strategic units: at the other end, indicated in red, are the ERD showing a low Taxonomic Index and a high degree of difference between the frequencies of the strategic units. Orange indicates the group of ERD in which the relationship possesses greater dispersal.
Figure 7. Relationship between Taxonomic Index and the difference between the frequencies of the strategic units “developing” and “sustaining” for the 15 ERD. Green shows the ERD presenting a high Taxonomic Index and a low difference between the frequencies of the strategic units: at the other end, indicated in red, are the ERD showing a low Taxonomic Index and a high degree of difference between the frequencies of the strategic units. Orange indicates the group of ERD in which the relationship possesses greater dispersal.
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Figure 8. Correlation between the Taxonomic Index of the ERD and the number of socio-environmental conflicts: (A) the correlation for the 15 regions; (B) the: correlation excluding the Aysén region.
Figure 8. Correlation between the Taxonomic Index of the ERD and the number of socio-environmental conflicts: (A) the correlation for the 15 regions; (B) the: correlation excluding the Aysén region.
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Figure 9. Correlation between the Taxonomic Index of the ERD and the amount of investment approved by means of environmental impact studies: (A) the correlation for the 15 regions; (B) the correlation excluding the Aysén region.
Figure 9. Correlation between the Taxonomic Index of the ERD and the amount of investment approved by means of environmental impact studies: (A) the correlation for the 15 regions; (B) the correlation excluding the Aysén region.
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Table 1. Validity and temporal horizon of the Regional Development Strategies.
Table 1. Validity and temporal horizon of the Regional Development Strategies.
RegionHorizonDuration
Arica y Parinacota2009–202011
Tarapacá2011–20209
Antofagasta2009–202011
Atacama2007–201710
Coquimbo2009–202011
Valparaíso2012–20208
Metropolitana2012–20219
O’Higgins2011–20209
Maule2008–202012
Biobío2015–203015
La Araucanía2010–202212
Los Ríos2009–201910
Los Lagos2009–202011
Aysén2009–203021
Magallanes2012–20208
Table 2. Strategic content of the Regional Development Strategies.
Table 2. Strategic content of the Regional Development Strategies.
ItemArica y ParinacotaTarapacáAntofagastaAtacamaCoquimboValparaísoMetropolitanaO’HigginsMauleBiobíoLa AraucaníaLos RíosLos LagosAysénMagallanes
Orienting Principles x
Vision and Missionxxxxx xx x x
Driving force x
Image Objective xx x xx
Objectivesxxxxxxx xxx xxx
Guidelinesx xxx xxxxxxxxx
Lines of Action xxx x
Axes x x x
Directives x
Policies x x
Table 3. Taxonomy of Sustainability [30].
Table 3. Taxonomy of Sustainability [30].
What Is to Be DevelopedWhat Is to Be Sustained
EconomyWealth, production sectors and/or consumptionNatureEarth, biodiversity and/or ecosystems
PeopleChild survival life expectancy, education, equity and/or equal opportunitiesLife supportEcosystemic services, resources and/or environment
SocietyStates, institutions, social capital and/or regionsCommunityCultures, groups and/or places
Table 4. Top-down coding for the 15 Regional Development Strategies according to the Taxonomy of Sustainability.
Table 4. Top-down coding for the 15 Regional Development Strategies according to the Taxonomy of Sustainability.
Taxonomy of SustainabilityThird Level CodesAricaTarapacáAntofagastaAtacamaCoquimboValparaísoMetropolitanaO’HigginsMauleBiobíoLa AraucaníaLos RíosLos LagosAysénMagallanes
Developing peoplePersonal development, education, employment, equality and inclusion, health, safety and public order, minimum services, and housing252343171739607551223531152025
Developing economyEconomy and competitiveness, entrepreneurship, enterprises, investment, regional market, production, and SMEs271136232528323225302545272748
Developing societyRegional administration and public policies, regional infrastructure, regional institutionality, municipalities, international relations, and marginalized areas19233828242920515533574892950
Sustaining natureBiodiversity, ecosystems, and natural heritage41143645751472166
Sustaining life supportWater, air, abandoned animals, green spaces, climate change, energy, environment, mobility, solid waste, and territory1093129192244611527201853210
Sustaining the communityCulture and traditions, regional history, regional and local identity, indigenous peoples, and civil society16831171181810302027189915
Total Strategic Units1017519311710213017923618113316816767133154
Table 5. Identification of the categories of highest and lowest frequency of the Taxonomy of Sustainability for the 15 ERD.
Table 5. Identification of the categories of highest and lowest frequency of the Taxonomy of Sustainability for the 15 ERD.
RegionsTaxonomic IndexHigher CategoryLower Category
Arica y Parinacota−0.087Developing Economy0.27Sustaining Nature0.04
Tarapacá−0.117Developing Society0.31Sustaining Nature0.01
Antofagasta−0.052Developing People0.22Sustaining Nature0.07
Atacama−0.082Sustaining Life Support0.25Sustaining Nature0.03
Coquimbo−0.073Developing Economy0.25Sustaining Nature0.06
Valparaíso−0.103Developing People0.30Sustaining Nature0.06
Metropolitana−0.111Developing People0.34Sustaining Nature0.03
O’Higgins−0.117Developing People0.32Sustaining Nature0.03
Maule−0.109Developing Society0.30Sustaining Nature0.03
Biobío−0.086Developing Society0.25Sustaining Nature0.01
La Araucanía−0.104Developing Society0.34Sustaining Nature0.02
Los Ríos−0.098Developing Society0.29Sustaining Nature0.04
Los Lagos−0.133Developing Economy0.40Sustaining Nature0.03
Aysén−0.066Sustaining Life Support Vital0.24Sustaining Community0.07
Magallanes−0.124Sustaining Society0.32Sustaining Nature0.04
Table 6. Correlation between the Taxonomic Index and the descriptive indicators.
Table 6. Correlation between the Taxonomic Index and the descriptive indicators.
IndicatorDescriptionPearson’s Correlation Coeff.p-Value
(α = 95%)
Source
Economic Dependence% GDP activity with largest contribution to regional total, average 2008–20140.4950.061GDP per type of economic activity and per region, current prices in 2008–2014 [43]
Public Investment% Nation Fund for Regional Development in relation to the national total, average 2006–2016−0.4050.134Total annual expenditure Nation Fund for Regional Development [44]
Poverty% Regional population in situation of poverty 2013−0.2540.362CASEN Survey 2013 [45]
Conservation Areas% SNASPE in relation to region’s area−0.1440.610Surface area belonging to the Sistema Nacional de Áreas Silvestres Protegidas por el Estado (National System of Protected Wildlands) [46]
Urban Population% Urban population in regional total0.3050.270Population Projections [47]
Socio-environmental ConflictsNo. of Socio-environmental Conflicts at the time of publication of the ERD0.5900.021Socio-environmental conflicts per region [7,8]
EIS Projects ApprovedAmount of investment (US$ million) in projects with environmental impact studies approved at the time of publication of the ERD0.5770.024Database of Environmental Impact Assessment System [48]

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Franchi-Arzola, I.; Martin-Vide, J.; Henríquez, C. Sustainability Assessment in Development Planning in Sub-National Territories: Regional Development Strategies in Chile. Sustainability 2018, 10, 1398. https://doi.org/10.3390/su10051398

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Franchi-Arzola I, Martin-Vide J, Henríquez C. Sustainability Assessment in Development Planning in Sub-National Territories: Regional Development Strategies in Chile. Sustainability. 2018; 10(5):1398. https://doi.org/10.3390/su10051398

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Franchi-Arzola, Iván, Javier Martin-Vide, and Cristián Henríquez. 2018. "Sustainability Assessment in Development Planning in Sub-National Territories: Regional Development Strategies in Chile" Sustainability 10, no. 5: 1398. https://doi.org/10.3390/su10051398

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