In this part, we compare the presence of external evaluation and internal evaluation in 2015 and 2018, in the countries object of the survey.
According to the research methodology, internal evaluation results will be supported by two further elements: the implementation of the development plan and the social accountability.
4.1.1. External Evaluation
The first key element in assessing the evolution of national evaluation system is the search of the presence of external evaluation procedures.
Data from the research are presented in comparison with data emerging from the Eurydice 2015 report, referring to 2013–2014 (
Table 2;
Figure 2).
The total number of educational systems analyzed in the Eurydice2015 report and 2018 are different because of the most recent joining of Albania and Switzerland to Eurydice Network (41 total educational systems in 2015 vs. 43 total educational systems in 2018).
The four countries not participating in the Eurydice2015 survey, although belonging to the network, are: Bosnia-Herzegovina, Liechtenstein, Montenegro, and Serbia.
There is a growing trend towards the implementation of external evaluation system in schools: from 76% in 2015 to 98% in 2018 in countries that have introduced a formalized external evaluation system for schools.
Data contained in the Eurydice2015 report show that in six education systems there were no central indications for external evaluation for both primary and secondary schools (Cyprus is here counted among the countries that apply the external evaluation).
Data collection carried out for this study in 2018, however, shows that Luxembourg is the only country not having a real system of external evaluation; anyhow in this country there is the
Division du développement des établissements scolaires (School Development Division), a department of the
Service de Coordination de la Recherche et de l’Innovation pédagogiques et technologiques (SCRIPT; Service for the Coordination of Educational and Technological Research and Innovation, available online:
http://www.portal.education.lu), with the aim of supporting schools in the process of quality improvement. In Luxembourg, therefore, the quality assurance of the school system is mainly based on the internal evaluation of the schools, but with the fundamental assistance of the central system, which has the mission to support the schools in their general approach to the development, and more specifically in the implementation of a school development plan.
Is worth mentioning the situation of Croatia, where no external evaluation system has yet been found, although a pilot project for the introduction of a comprehensive evaluation system for educational institutions has been set up. The project started in 2017 will end in 2019 with the aim to develop an integrated evaluation system, consisting of external evaluation tools and self-evaluation. The purpose is to set up a national approach to the introduction of a systematic, valid, and objective evaluation of the work of schools: the introduction of such a system is expected to contribute to the establishment of a strong and clearly defined quality assurance system in the Republic of Croatia (National Centre for External Assessment of Education. Available online:
https://www.ncvvo.hr).
The development of the ERI SEE (Education Reform Initiative of South Eastern Europe) network, which links Albania, Bosnia and Herzegovina, Croatia, Former Yugoslav Republic of Macedonia, Moldova, Montenegro and Serbia, with the aim of developing regional cooperation in education and training, is also worth mentioning. In particular, the network (ERI SEE - Education Reform Initiative of South Eastern Europe. Available online:
http://www.erisee.org) has the following objectives:
Establishment of the regional platform for the cooperation of education experts in the region dealing with quality assurance in general education (QA network) and addressing recommendations of the European Quality Assurance Reference Framework in general education, with the particular focus on the internal and external assessment of education;
Synchronizing the work of this QA network with the work of the Education and Training 2020 Workgroups—Open Method of Coordination nominees—from the countries of the region;
Establishment of an on-line regional platform offering possibilities for communication and sharing between experts.
These experiences, together with the growing number of countries that have so far introduced external evaluation systems compared to 2015, make it possible to identify, in the European area, a widespread tendency to use evaluation as a tool for management control of schools.
The current situation has been observed with specific regard to the subjects responsible for the evaluation, which in most cases (77%) are represented by inspection bodies external to the school (Centre, Inspectorate, External Commission). These bodies are different according to the relationship of dependence that they have with the ministry: they are independent bodies, i.e., not bound by any direct link with the ministry—mostly agencies or inspectorates autonomous or conditional on the ministry itself—or they are officials or ministerial inspectors who carry out their activities on behalf of the ministry.
External evaluations are sometimes conducted at several territorial levels. In such cases, the inspection uses standards defined by the ministry, and the outcome of the assessment is mainly intended for the ministry. There are also a minority of cases where the external evaluation is carried out by centralized bodies (state or region).
In relation to the focus of the external evaluation, it is observed that—in 28% of the systems analyzed—the evaluation is mainly focused on the quality of teaching and learning. The main indicators evaluated are: teachers’ preparation and competence, teaching methods, student outcomes, drop-out rate.
In most of cases (63%), however, the evaluation is conducted by observing the school as a whole and in addition to the quality of teaching and learning, aspects such as organization and management of the school, environmental and building conditions, stakeholder engagement, social context, and integration are considered.
In accordance with the above-mentioned indications and community aims, it is observed that in most of the analyzed systems (in 70% of cases in 2018) the external evaluation is conducted in order to support the school in implementing improvement actions. The evaluation is therefore intended as a stimulus to develop an operational management mechanism to lead the school action: from planning to performance of functions, from management to organizational structure and from communication to stakeholder engagement.
Evaluation is a fundamental management tool, aimed at monitoring:
With no control procedure, the organization is not able to direct its activities towards long-term value creation and stakeholders’ satisfaction: evaluation can, therefore, be considered as a fundamental step for sustainable school development, understood as the achievement of objectives defined on the basis of key stakeholders’ expectations (i.e., students, parents, teachers, community), in accordance with the principles of economic growth, social inclusion, and environmental protection.
In order to lead the effective national evaluation system of schools to sustainable development, the subjects responsible for the evaluation make themselves available to the school. In fact, it is not uncommon to develop a network of advice and support to schools for the implementation of strategic plans that consider the critical points emerging from the evaluation and pay attention to the development of strengths and the recovery of weaknesses detected.
In this respect, Spain has put in place a system of diagnostic evaluations: a useful tool for schools to prepare the development plan. The inspectors work with schools that have received a negative assessment by defining priorities for action and assist the school in monitoring the state of improvement and progresses. In 2018, in Belgium—Flemish Community, an approach called ‘Screening Inspection 2.0’ was launched based on dialogue and collaboration, with the assumption that the school is primarily responsible for its quality (Quality Education Inspectorate. Available online:
www.onderwijsinspectie.be).
In limited cases (16%), the evaluation of the school system is intended as a simple control action with a sanctioning purpose or as tool to assign a generic assessment identified in a predefined scoring notation. Necessarily, a negative consideration is expressed on this approach: the evaluation does not reach its effective purpose of management guidance, oriented to the search for improvement of the school system. It identifies the absence of a broad and transparent vision of management and performance evaluation, ignoring either key stakeholders’ expectations or the triple bottom line framework (considering financial, social and environmental performance).
Finally, with reference to the periodicity of the external evaluation, there is a rather variable frequency. In the majority of cases (70%) the checks on schools have a defined frequency: from annual in 26% of cases, up to a 10-year periodicity. However, in 7% of these cases, the periodicity of the external evaluation does not follow a fixed timetable but varies according to the territorial diversity. In 5% of the systems analyzed, checks are carried out on a random basis. In all other cases, the information is not detected because not available.
4.1.2. Internal Evaluation of Schools
Similarly in relation to internal evaluation, the first element of analysis is the presence of internal evaluation tools in the schools.
Data of the research conducted are presented in comparison with the data emerging from the Eurydice 2015 report, with reference to the period 2013–2014 (
Table 3;
Figure 3).
As for external evaluation, there is a general trend towards the adoption of internal evaluation procedures. We consider the all possible situations in which internal evaluation is foreseen, mandatory or recommended: we want to detect the diffusion of self-evaluation culture.
Similarly to the data relating to external evaluation, the difference between the total number of educational systems analyzed in the Eurydice 2015 report and 2018 (41 vs. 43) is different due to the most recent joining of Albania and Switzerland to Eurydice Network, not included in 2015 report.
The four countries that did not participate in the Eurydice2015 survey, although belonging to the network, are: Bosnia-Herzegovina, Liechtenstein, Montenegro, and Serbia.
In most cases (56%), the responsible of internal evaluation are management bodies: school manager or groups of subjects within the institute (manager, teaching staff, administrative staff): In a third of the systems analysed, the self-evaluation activity is extended to stakeholders other than teaching and administrative staff, such as, representatives of students and parents. In only one case (Romania) the evaluation is carried out by external commissioners reporting to the head teacher.
Stakeholder engagement is extremely important because it represents a fundamental step for the development of a governance oriented to social reporting and sustainability in the long term. Transparent disclosure and accountability reporting are key actions to meet stakeholders’ expectations and to obtain agreement, confidence, and resources necessary for the economic feasibility of the actions undertaken by the school.
In most of the cases (56%), the internal evaluation analyzes the school as a whole, considering aspects such as:
One-third of the systems focus the evaluation specifically on teachers, students, and outcomes.
According to self-evaluation, the observation is extended to all areas of school management, not limited to the assessment of teachers and student outcomes: this confirms the spread of a vision of self-evaluation as a tool for internal control.
Regarding methods and measures used for self-evaluation, in most cases (53%) the authority responsible for the educational system (ministry, central authority) provides common tools and indicators: for example, guidelines, frameworks, websites, forums, and performance statistics.
In 23% of cases, however, schools are free to define their own methods: for example, analysis of strengths and weaknesses and feedback questionnaires among stakeholders.
Self-assessment is carried out almost annually in most cases for which information is found (47%): this underlines the importance of the self-evaluation as an internal control tool. Overall, internal evaluation has a defined frequency in 70% of cases, ranging from one to five years; it is discretionary in 2% of cases.
4.1.3. Development Plan
Beyond internal evaluation, it is important to observe if schools implement a development plan as the third step in the wider process of resources–activities–results: the self-assessment and the development plan become tools for programming and controlling the management of the establishment. Plan should be aimed at directing or correcting actions towards the achievement of results, responding to the expectations of sustainability of the involved stakeholders (see above).
The analysis shows that in many educational systems (79%) statement about development plan is available. (
Table 4:
Figure 4); the educational systems where no statements on the use of development plans have been found are: Albania, Belgium (French Community), Bosnia-Herzegovina, Cyprus, Germany, Liechtenstein, Poland, Switzerland, and Turkey.
The development plan is mostly drawn up by managers, alone or with the assistance of internal school staff (49%); however, in many cases, this task is carried out by the pedagogical council or by external bodies (municipalities and inspectors).
Improvement actions are identified mainly with reference to external and internal evaluations report (42%), thus highlighting an important link between evaluation and corrective actions; in 19% of the systems the focus of the plan is school; in 12% is the teaching quality (teachers and students).
The development plan is settled with varying frequency: there is an annual drafting in 26% of systems; more rarely, the periodicity refers to many years (19%).
4.1.4. Social Accountability
The identification—through the development plan—and the consequent implementation of actions should be formalized and reported to stakeholders.
In most of the analyzed systems (67%) there are forms of elaboration and formalization of the results of the evaluation, although not always addressed to all stakeholders (
Table 5;
Figure 5). The educational systems where no statements on the formalization of evaluation results have been found are: Bosnia-Herzegovina, Cyprus, Belgium (Flemish Community), Belgium (French Community), Greece, Hungary, Latvia, Liechtenstein, Malta, Norway, Portugal, Spain, Switzerland, United Kingdom (Wales).
From the analysis, we notice that the elaboration of the outcomes is based on:
defined indicators or common protocols, established at central level;
standards chosen by each school.
In 21% of cases, the main object of reporting is the school in its overall performance, while sometimes it is the quality of teaching or the self-assessment report.
The most common way to present the results is in written form (reports or social reports, in 30% of the cases observed), but there are also cases of verbal form through public meetings with stakeholders.
Reports are publicly shared in 28% of cases (i.e., publication on the official website); in 16% of observed cases the report is not intended for disclosure, but only for internal purpose or upon request of the central authorities; sometimes, the publication is left to the choice of the school.
Finally, in relation to the frequency of reporting, in systems where information is available, it is mainly annual, 16% of the total; there are also cases where the frequency is two years, 9%; or to the discretion of each school, 5%.