Our research encompasses three major sets of experimental work: (1) the creation and demonstration of floating Fe(III) films in a laboratory setting so as to fully establish this phenomenon and create a method for film generation in a laboratory setting, (2) a full-scale case study of the floating film phenomenon in a laboratory setting to characterize the entire span of film formation and transformation, and (3) an experimental investigation into the mechanistic processes of the phenomenon. The benefit of the first set of work is twofold: first, it accomplished the creation of a film generation method in a laboratory setting; second, it resulted in the emergence and selection of the tested soil, delivering a typical case of the floating film phenomenon for further use in the following two sets of the research.
The floating Fe(III) film phenomenon can be viewed from the perspective of two chronological stages: (1) formation of initial Fe(III) films and (2) transformation of the Fe(III) films. Accordingly, we first formulated a comprehensive mechanistic picture of the Fe(III) film formation followed by a presentation of our experimental work to probe its mechanism and process. Next, we created a polymeric model to depict and understand the transformation of the Fe(III) films followed by a discussing of the film formation and transformation in real environments.
3.3. Floating Fe(III) Film Formation: A Mechanistic Picture
The occurrence of floating Fe(III) films in a laboratory setting as well as that observed in the field stands as a well-established natural phenomenon. This certainly invites an inclination to find out the mechanism behind this natural wonder. This environmental chemical drama, generally, has been considered to involve coupled Fe(III)/Fe(II) redox cycling and Fe(II) transport mediated by soil microbes. However, a full, comprehensive mechanistic picture of this phenomenon with necessary technical details still remains unavailable. We here provide a formulation of such a picture for Fe(III) film formation, as schematically depicted in
Figure 5 and presented with elaborations below, integrated with the results of our own experimental work.
The entire chain of events for floating Fe(III) film formation contains a sequence of six biotic and abiotic (chemical) reactions (R1–R6) coupled with two physical processes (P1–P2) in the soil–water system, as shown in
Figure 5. This view is consistent with the general conceptual model constructed for the redox transformation of the Fe(III)/Fe(II) couple at oxic/anoxic boundaries [
26,
34,
37].
Chronologically, in a moist environment such as the inundated soils in our laboratory setting (
Figure 2,
Figure 3 and
Figure 4), the glucose added (sugar or monosaccharide as fast food or a quick energy source) jump-starts the flourishing of the aerobic soil microbes present in the fresh soil samples. Microbial activities and growth at high speed sustained by an unusually high supply of energy (sugar) eventually deplete the dissolved oxygen (DO) in the water within and above the soil (P1: complete depletion of DO in soil and water) [
43] as a result of aerobic microbial respiration (R1) with the DO as the electron acceptor:
The aerobic condition: In the presence of dissolved oxygen, O
2 (
aq) (i.e., the aerobic condition), the level of Fe(II) is negligible under the equilibrium condition involving the Fe(III)/Fe(II) redox couple. Considering a form of Fe(III) commonly present in natural aqueous environments, i.e., FeO(OH) (ferric oxyhydroxide), the level of Fe(II) is governed by the two equilibria shown below [
17]:
The combination of R(3) and R(4) gives rise to the redox reaction for the Fe(III)/Fe(II) redox couple:
where the symbol
aq denotes the aquo complex of the metal cation in an aqueous medium and
s stands for the solid phase (by convention, the solid state (i.e., FeOOH(
s)) and pure water do not appear in an equilibrium equation (Equation (6)), since these concentration items, being constants based on their densities, are included in the
K value for the equation). The above equation (Equation(6)) for the overall Fe(III)/Fe(II) redox couple (half redox reaction) can be transformed into log form:
where pH = −log[H
3O
+], p
e = −log[
e−], and
e− is for electron. At the p
e level for air-saturated water (fully aerobic condition, p
e = 12.5) and the circumneutral pH (~pH 7), we have log[Fe(II)(
aq)] = −16.5 (log[Fe(II)(
aq)] = 17 − 3 × 7 − 12.5), i.e., [Fe(II)(
aq)] = 10
−16.5 M [
17]. It is clear that under aerobic conditions, Fe(III) is predominant and the Fe speciation and the levels of Fe(III) and Fe(II) are controlled by the level of DO.
The anaerobic condition: Presumably, with aerobic decomposition of organic matter in operation, only ~3.1 mg/L of dissolved organic carbon (DOC) is needed to consume 8.25 mg/L of dissolved O
2 (note: under saturation of DO in water with atmospheric oxygen at a total atmospheric pressure of 1 atm and 25 °C, saturated DO level in water = 8.25 mg/L or 2.58 × 10
−4 M mol O
2/L water, or 258 μM, at the atmospheric O
2 level = 286 mg O
2/L air for 21% of O
2 in the air). It was found that groundwater in a temperate climate region containing > ~4 mg/L of DOC (or total organic carbon (TOC), biochemical oxygen demand (BOD), chemical oxygen demand (COD)) will usually turn anaerobic. This finding (as a rule of thumb) generally applies to water in various places, such as stream-bottom muds, lake and reservoir bottoms, organic-rich waste ponds, water-logged soils, and deeper groundwater systems [
43,
44].
In our case, for example, ~0.1 g glucose was added to ~40 mL water, which amounts to a level of 1000 mg C/L in the system (i.e., 40 mg C in 40 mL water; molecular mass for glucose: MM = 180.156 g/mole; 6 C/glucose). This high level of glucose (or DOC) thus surely is destined to secure an anaerobic condition in the system at equilibrium.
According to Berner’s practical redox classification based on water DO level [
45], a DO level above 30 μM dictates an oxic environment with various Fe(III) species present predominantly and the DO level below 1 μM DO for an anoxic environment (DO ≥ 1 μM: suboxic; DO < 1 μM: postoxic with Fe(II) present) [
43].
At the beginning, the water above the soil sample contains some dissolved oxygen, which provides and sustains an aerobic condition under which the aerobic microbes are active. With glucose present, the aerobic microbial respiration becomes intensified to keep driving the consumption of DO. Eventually, the DO in the system is depleted, which then triggers the next steps in the chain of events:
Anaerobic reduction of Fe(III) oxides (in inundated soil or sediment) The depletion of DO shuts down the aerobic microbial activities and growth, which awakens the anaerobic microbes and their activities in the soil, as now, the conditions are anaerobically favorable [
35,
46]. Their respiration (R2) is running at full swing, and sooner or later comes to the stage of enlisting of ferric iron, Fe(III), present in the Fe oxides and oxyhydroxides of the soil, as the electron acceptor along the redox ladder coupled with anaerobic respiration in soil and water [
19,
26,
33,
43,
47,
48].
Ferrous iron, Fe(II), is then generated during anaerobic microbial respiration at the soil/water interface. Soluble and thus mobile, the Fe(II) then diffuses and migrates to the water surface, the water/air interface (P2: migration of Fe(II) from soil to water surface) as the building-up of Fe(II) around the soil Fe(III) oxides and oxyhydroxides (as coating on soil clay particles, or as whole particles) is establishing an upward Fe(II) gradient.
The timespan for the chain of events of R1, P1, R2, and P2 kinetically amounts to the overall duration before the Fe(III) films start emerging at the water surface. This timespan sets the major kinetic limiting factor for floating Fe(III) film formation and can reach 1–2 days, depending on the specific microbial communities present and various conditions in the submerged soil system.
Hence, anerobic microbial reduction of Fe(III) to Fe(II) is a key step in the overall process (chain of events) of Fe(III) film formation. Microbial enzymatic metal reduction, including reduction of Fe(III) in Fe(III) oxyhydroxides and oxides in soils and waters, is widely recognized [
10,
35,
36,
47,
48,
49,
50,
51,
52,
53,
54] and may account for much of various metal reductions that occur in soils and sediments [
35,
51,
52].
Reduction of the Fe(III) of soil iron oxides/oxyhydroxides to Fe(II) by soil anaerobic microbes: The dissimilatory Fe(III) reduction microorganisms commonly metabolize the organic carbons generated from fermentable sugars (e.g., glucose in our study), but they mainly use Fe(III) as the terminal electron acceptor in anaerobic respiration (dissimilatory microbial Fe(III) reduction), rather than as an energy source, or for the benefit of usage (uptake) of iron as a nutrient (assimilatory microbial Fe(III) reduction) since they usually can survive and grow in the absence of Fe(III) [
51]. Soils with sufficient organic matter exhibit Fe(III) reduction more commonly, and low pH seems to favor the reduction [
35,
36].
Dissimilatory Fe(III) reduction is not particular to a single genus. Microbial Fe(III) reducers encompass a variety of microbes, including a large heterogeneous group of the heterotrophic bacteria. Among known Fe(III) reducers are
Alcaligenes,
Bacillus,
Clostridium,
Desulfovibrio,
Desulfuromonas acetoxidans,
Geobacter metallireducens (or GS-15),
Klebsiella,
Proteus,
Pseudomonas,
Serratia, and
Shewanella putrefaciens [
10,
35,
49], and other microbes of bacterial and fungal genera [
47]. In a study in which the Fe(III) films were generated by progressive enrichment and incubation of the field sediment samples, the heterotrophic bacteria of the genus
Enterobacter were found to be the dominant bacteria responsible for the generation of floating films, and the bacteria represented only a minor part of those microbial communities in the field [
40]. A variety of sulfate-reducing microbes, such as
Desulfovibrio, are capable of reducing Fe(III) as well [
10].
Shawanella putrefaciens and
Geobacter metallireducan (GS-15) are widely present in the environment, but
S. putrefaciens is more commonly found in sedimentary environments, while GS-15 is mostly predominant in soils [
10,
55]. Both
S. putrefaciens and GS-15, like sulfur-reducing bacteria, utilize the metabolic products of other microorganisms, e.g., amino acids, formate, acetate, butyrate, propionate, and some long-chain fatty acids, to oxidize food to CO
2 to harvest energy, meanwhile using Fe(III) as the electron acceptor by reducing Fe(III) to Fe(II) [
10,
46]. Some microbes (e.g.,
Micrococcus lactilyticus) can even use molecular hydrogen (H
2) to reduce ferric hydroxide and ferricyanide [
36,
56].
Metabolic studies of glucose in sediments with Fe(III) as the electron acceptor for respiration showed that glucose was fermented first to organic acids (primarily acetate), then followed by oxidation of these acids to CO
2. Fermentative microbes first metabolize available sugars (and amino acids) to short-chain fatty acids and H
2 and the products of the fermentation are then consumed by the Fe(III)-reducing microbes accompanied by Fe(III) reduction via anaerobic respiration [
46,
51]. Generally, anaerobic activities (called anaerobiosis) of fermentative microbes can result in accumulation of organic acids, with acetic, formic, and butyric acids as the dominant acids (lactic and succinic acids as the minor ones) [
35,
48].
Our study showed that shortly after the tested system with added glucose was set to run, many bubbles, together with a fermentation odor, occurred, as described before. These observations echo the microbial and metabolic processes described above. The gases in the bubbles are considered to be CO2 from the fermentation. Hence, fermentation serves as a signal for the subsequent formation of Fe(II) via microbial Fe(III) reduction.
Anaerobic reduction of Fe(III) by metal-reducing bacteria using endogenous Fe(III) oxides as the primary electron acceptor source occurs widely in the environment ([
51,
57,
58]. Bacteria (e.g.,
Bacillus) and fungi (e.g.,
Alternaria and
Fusarium) were found to be able to reduce Fe(III) enzymatically [
58] (for more examples, see [
51]). In a kinetic study in which Fe(III) reduction was followed using synthetic crystalline Fe(III) oxide (goethite) and two southern Fe(III) oxide-rich subsoils from Tennessee and North Carolina (USA) in the cultures of the Fe(III)-reducing bacterium
Shewanella alga strain BrY, significant Fe(III) reduction to Fe(II) was found, and removal of Fe(II) through aqueous phase transport was shown to prominently control the rate and extent of Fe(III) reduction [
57]. As a result of the assistance of the advective removal of Fe(II), crystalline Fe(III) oxides were found to be consumed nearly completely within a shallow subsurface landfill leachate plume in Denmark [
57,
59]. In our study, the upward migration of the generated Fe(II) towards the water surface should also serve as an effective aqueous transport venue to enhance the biotic reduction of solid-phase Fe(III) species.
It is clear that a group of players are at the center of this activity, including (1) water (as O2 barrier), (2) Fe(III) oxides/oxyhydroxides (Fe(III) source), (3) Fe(III) reducers and other microbes to generate acetate as food for the Fe(III) reducers, and (4) sugar (food for fermentation microbes). They work collectively in a chain of biotic and chemical events to stage the biotic Fe(III) reduction. The role of sugar is critical. It is the acetate generated by fermentative microbes using sugar, which triggers the activity and flourishing of the Fe(III) reducers. Our study showed that in the absence of sugar, absence of Fe(III) film or little film was observed, and no bubbles or odor occurred.
Electron transfer during anaerobic microbial reduction of Fe(III) to Fe(II): Electron transfer occurs during anaerobic respiration, involving microbial reduction of Fe(III) to Fe(II), as depicted by a biotic mechanistic model for the processes and pathways operative in Fe(III) reduction [
51,
52]. Three mechanisms were revealed to account for the electron transfer between microbial cells and Fe(III)-containing solid particles: (1) direct physical contact between the cells and the Fe(III) particles (or particle surfaces, or both) in addition to cellular Fe(III) reductase(s), (2) extracellular (external) electron shuttles either generated microbially or available environmentally to transfer the electron(s) from electron donor (organics in cells) to Fe(III) in the solid particles, and (3) dissolution of Fe(III) solids by complexing Fe(III) with microbially generated ligands. Different species of microbial Fe(III) reducers may use different mechanisms [
48,
51,
52,
60].
Regarding direct physical contact between microbial cells and Fe(III) particles, the actual transfer of electrons from cells involves an electron transfer chain that may enlist one (or more) electron carrier(s) (e.g., some metal ion(s)) [
51]. Actually, the microbes can also be adsorbed on the Fe(III) particle surfaces, in addition to the case where the microbes are simply physically mixed with Fe(III) particles. The adsorption of the microbes can provide close, or closer, contact between the microbial cells and Fe(III) solid particles and thus enhance the electron transfer.
Insoluble Fe(III) species can pose a challenge to Fe(III) reducers during the transfer of reducing equivalents from microbial cells to Fe(III) solids in anaerobic respiration by means of Fe(III) solids serving as the ultimate electron acceptors [
50,
60]. The
Shewanella species was found to evolve to tackle this challenge by enlisting quinones or flavins as electron shuttles between cells and substrates. However, some distance is still inevitable between the cells and Fe(III) particles. For the
Geobacter species, direct physical contact that allows for the passing of electrons from a bacterial biofilm directly to the Fe(III) is necessary between the cells and substratum. This biofilm–mineral contact could also be facilitated by pili or microbial nanowires, which can provide metallic-like conductivity and mediate electron transfer [
48,
50,
52,
61].
Two types of electron shuttles have been recognized as being capable of facilitating microbial Fe(III) reduction: (1) exogenous electron shuttles and (2) endogenous electron shuttles. Exogenous shuttles are already present in the environment outside cells. One of these extracellular shuttles are humic substances with a variety of aromatic structures and other quinone-like organic compounds in the reduced form of hydro-quinones. It is known that the endogenous shuttles are produced by microbes and then released to the surrounding environment to serve as electron transfer facilitators. For example,
Geothrix fermentans can supply a quinone-like electron shuttle for their growth on lactate (electron donor or food for the microbes) mixed with Fe(III) particles (electron acceptor) [
53,
62].
Additional features of microbial reduction of Fe(III) species to Fe(II): The degree of crystalline structure formation plays a special role in microbial Fe(III) reduction. The Fe(III)-reducing microbes appear to favor less crystalline Fe(III) oxides, and it seems that less crystalline structures are more amendable or vulnerable to enzymatic attack during microbial Fe(III) reduction [
51]. Some Fe(III) species can be reduced enzymatically in cell-free systems or even reduced by metabolic end-products abiotically [
47]. In addition to enzymatic reduction of Fe(III) in soils and sediments, non-enzymatic Fe(III) reduction may also contribute to the overall anaerobic microbial Fe(III) reduction. Yet, the enzymatic reduction is more predominant than the non-enzymatic reduction and it can oxidize the organic compounds completely to CO
2 [
51].
It needs to be pointed out that the chemical reaction equation for the Fe(III)/glucose couple (R(8)) does not suggest a reaction actually occurring between Fe(III) and glucose. It instead offers a stoichiometric estimation of the electrons transferred from glucose to Fe(III) during anaerobic respiration by assuming all glucose added and all electrons from the oxidation of the added glucose are consumed solely by Fe(III) in the oxidation. In our study, some of the added glucose was first consumed by aerobic microbes to deplete DO to create an anaerobic condition for the subsequent fermentation to occur.
After being microbially generated, at the end of the upward transport, Fe(II) finds itself at the water/air interface (a redox interface, or redox front, across which a rather abrupt or steep change in redox potential Eh occurs [
43]), now in a favorable niche for its oxidation back to Fe(III), i.e., a wealth of DO and a circumneutral pH condition (~pH 7, mediated by CaCO
3 added). There, Fe(II) is readily oxidized back to Fe(III) rather quickly (R3) [
63]:
Under acidic conditions:
or
Under basic conditions, for example, the oxidation is still readily favorable:
The hexaaquo ferrous ion Fe(II)(H
2O)
62+ bears a high spin and a transition around 1000 nm, with an absorption band tail extended to the visible region towards the red end, which is responsible for the pale blue-green color of the Fe(II) solution. Aqueous Fe(II) hydrolyzes only slightly [
64].
Kinetics of Fe(II) oxidation: The rate of Fe(II) oxidation depends on the level of DO (i.e., O
2(aq.)) and pH, as well as the concentration of Fe(II) in the system. The oxidation of Fe(II) was shown to exhibit the first-order kinetics with respect to both the Fe(II) and O
2 concentrations, and second-order with respect to [OH]. This points to a 100-fold rise in the Fe(II) oxidation rate upon a rise in pH by one unit. The detailed kinetics of Fe(II) oxidation has been revealed [
26]. The oxidation is strongly pH-dependent kinetically; it is slow at pH < 6. The oxidation of Fe(II) was found to follow the kinetics shown below [
65,
66,
67]:
where
k = 8.2 ± 2.5 × 10
13 min
−1 atm
−1 mol
−2 L
2 at 20 °C. An alternative form of the kinetic rate equation can be obtained below:
where
kH = 3 × 10
−12 min
−1 mol L
−1 at 20 °C.
An elaboration of the Fe(II) oxidation and its kinetic picture is given as follows: in the presence of DO and at circumneutral pH, oxidation can proceed at a fairly fast rate. For a general redox half reaction, red
1 + ox
2 → red
2 + ox
1, its rate law equation takes the general form of
rate =
k[red
1][ox
2]. For a simplified general conceptual redox half reaction for Fe(II) oxidation, Fe(II) + O
2 → Fe(III), likewise, the oxidation thus can be expressed as
rate =
k[Fe(II)][O
2]. Hence,
At a fixed level of oxygen, which can occur in natural environments, [O
2] can be treated as a constant; thus, combining
k′ and [O
2] yields pseudo first-order kinetics:
where
kobs =
k′[O
2]. Wehrli et al. [
68] showed that the Fe(II) oxidation kinetics also depends on solution pH, as they found a logarithmic relationship between
kobs and [H
+] (i.e., log
kobs vs. pH being linear). This pH dependence is a manifestation of the effect of pH-dependent aqueous Fe(II) speciation, since Fe(II) exists in several hydrolyzed forms in water (total [Fe(II)] = [Fe
2+] + [FeOH
+] + [Fe(OH)
2]):
A kinetic equation for Fe(II) oxidation with oxygen incorporated (in addition to the effect of pH) can thus be given:
where
kobs =
k′[O
2],
k0 =
k0′[O
2],
k1 =
k1′[O
2], and
k2 =
k2′[Fe(OH)
2][O
2] [
33].
The pH dependence of Fe(II) oxidation can be explained by the following theory: first, hydrolyzed Fe(II) species are more favored, with faster Fe(II) oxidation rates than nonhydrolyzed ones; second, the OH− ligands associated with Fe(II) in the hydrolyzed Fe(II) species can donate electron density to Fe(II), which makes Fe(II) more reducing.
Mechanism of Fe(II) oxidation: Mechanistically, oxidation of Fe(II) to Fe(III) involves an outer-sphere electron transfer through both σ and π systems of O
2 and Fe(II) species. The OH
− ligands associated with the hydrolyzed Fe(II) can stabilize the oxidized Fe, i.e., the Fe(III) species [
26,
28,
69], as detailed in a mechanistic scheme for Fe(II) oxidation by Schneider and Schwyn [
11]. Fe(II) oxidation involves several active oxygenated species, including the following: superoxide (·O
2−), hydroxide free radical (·OH), and hydrogen peroxide (H
2O
2), catalytically as well as non-catalytically. H
2O
2 is relatively stable and thus a detectable product during Fe(II) oxidation [
70,
71].
The Haber–Weiss mechanism has been adopted to formulate the mechanism for aqueous Fe(II) oxidation by oxygen, which is the most accepted mechanistic model for Fe(II) oxidation [
67,
72]:
The Fenton reaction is shown below (i.e., R(23) and R(24); the Fenton reagent Fe(II) + H
2O
2) [
73] also plays a notable role in Fe(II) oxidation [
26]:
or
Both H
2O
2 and ·O
2− can be considerably active during Fe(II) oxidation, since they can be generated at significant levels, especially at oxic–anoxic interfaces (air/water interfaces) where O
2 is readily available [
70].
Immediately after the oxidation of Fe(II) to Fe(III), under the favorable condition of circumneutral pH, Fe(III) can readily hydrolyze to form Fe(III) hydroxides (R4):
Hydration of Fe3+ cation: In an aqueous solution, like any cation to be stabilized in the highly polar medium of water, cation Fe
3+ (generally represented by Fe(III) without its actual form(s) present in water being specified) actually stays as a hydrated cation, also called aquated cation [
74], bound to six water molecules (i.e., [Fe(H
2O)
6]
3+) [
17,
75]. Hence, [Fe(H
2O)
6]
3+ is an octahedral coordination compound with water as the ligand bound to the central metal cation Fe
3+ (
Figure 6).
Hydrolysis of Fe(III) species: Aqueous multivalent metal ions are known to undergo a sequence of consecutive proton (H
+) transfers and thus become Brønsted acids [
26]. The aquo Fe(III) compound (hydrated Fe(III)) bears a shift in electron density to Fe
3+ from the OH bonds of the coordinated water ligands. This shift leads the protons of the OH groups of the water molecules to become acidic and consequently results in their dissociation (i.e., hydrolysis) [
17,
75] (see
Figure 6 for R(26)):
The above sequence depicts the hydrolysis reactions of Fe
3+(
aq) cation in aqueous media (aquo Fe(III)) readily occurring at pH > ~1 [
8,
63,
64,
75,
76]). A charge increase and a size decrease in cations can enhance their polarizing power and tendency to hydrolyze [
77].
At a higher solution pH, the Fe(III) species then hydrolyze (also called protolyze) further from R(26) up to R(28), faster and to a larger extent. Only at pH = ~0 (or pH < 1), ~99% of Fe(III)(
aq) may be expected to stay as [Fe(H
2O)
6]
3+, a pale purple hexaquo cation [
63,
74]. The Fe(III) hydrolysis products can exist first in various mononuclear complexes with a general formula of Fe(OH)
x(H
2O)
yn+ (
x = 1, 2, 3, and 4;
n = −1, 0, 1, 2), for example, Fe(OH)(H
2O)
52+, Fe(OH)
2(H
2O)
4+, Fe(OH)
3(H
2O)
y, and Fe(OH)
4(H
2O)
x− [
11]. The first Fe(III) hydrolysis product from the purple hexaaquo [Fe(H
2O)
6]
3+ cation (a complex) is the yellow [Fe(H
2O)
5(OH)]
2+. This features charge-transfer UV absorption bands with an extended absorption tail in the visible region that gives it its yellow color [
64].
The chemical formula (composition/stoichiometry) and actual structures of the Fe(III) species in liquid water solution also depend on the ionic strength and companion anions (or ligands and complexes of Fe(III) formed with the ligands) of the tested Fe(III) solution as well as the concentration of the Fe(III) in the solution [
74,
78,
79]. The reactions of the hydrolysis and eventual precipitation of aqueous Fe(III) include formation, aging, and then agglomeration of a red cationic hydrolytic polymer [
76].
The chemical term ferric hydroxide(s) (Fe(OH)
3) by no means depicts chemically well-defined Fe(III) compounds. Instead, it represents a virtually unrestricted variety of Fe(III) species that differ in broad aspects, such as composition, structure, particle shape, size, distribution, interfacial characteristics, and thus chemical reactivity [
11].
Various stages of Fe(III) hydrolysis: Hydrolysis of aqueous inorganic Fe(III) spans three sequential stages: (1) formation of low molecular mass hydrolysis species (e.g., Fe(OH)
2+, Fe(OH)
2+, Fe(OH)
3, Fe
2(OH)
24+ dimmer), (2) formation of a red cationic polymer (general structural scheme: coordination number six for Fe(III) in an octahedral complex of Fe(O, OH, H
2O)
6 or Fe(III)L
6, L = O, OH, or/and H
2O; Fe(III)–O distance for crystals: 0.2 nm), and (3) aging of the Fe(III) polymers, followed by ultimate transformation to various Fe(III) oxides, and in various cases, to precipitation of the Fe(III) oxide phases directly from the low molecular mass precursors. It needs to be noted that most studies on Fe(III) hydrolysis have been conducted by adding bases to Fe(III) salts (e.g., nitrate, perchlorate, chloride, sulfate, etc.) [
76].
Various kinds of Fe(III) hydrolysis: The companion anions (ligands) from the Fe(III) salts used in the Fe(III) hydrolysis studies that are inevitably present in the hydrolysis solutions are influential to the Fe(III) hydrolysis processes, formation of various particular hydrolysis products, and then subsequent polymerization of these products [
76].
There are two kinds of Fe(III) hydrolysis: (1) hydrolysis occurring in inorganic Fe(III) salts exposed to a (strong) base (e.g., NaOH) added at (quite) high concentrations and (2) hydrolysis occurring in Fe(III) generated at around circumneutral pH from oxidation of Fe(II) microbially produced anaerobically. Hence, the Fe(III) hydrolysis processes and products, following polymerization of Fe(III) hydrolysis products, and the subsequent formation, growth, and aging of floating Fe(III) films may not resemble each other for these two kinds of Fe(III) hydrolysis. Fe(III) hydrolysis originating from oxidation of Fe(II) may differ kinetically and mechanistically from that via a direct interaction of an Fe(III) salt with a (strong) base in the presence of inorganic anions (e.g., chloride, perchlorate, bicarbonate, sulfate, nitrate), or organic ligands (e.g., acetate, lactate, oxalate), especially at high concentrations of Fe(III) salts and/or the companion anions or ligands [
11,
79].
In our study, two special conditions are notable: (1) the setting is natural, with fresh soil in water; (2) Fe(III) is generated via natural microbial Fe(III) reduction and subsequent re-oxidation of the Fe(II) thus slowly generated and supplied in the setting with natural companion components at natural levels (both Fe(II) and Fe(III) occurring at slow rates). The natural setting and conditions may collectively contribute to the occurrence of floating Fe(III) films, as observed in nature and in our laboratory.
In an aqueous solution at around circumneutral pH, individual Fe(OH)3 monomers become unstable and proceed to polymerize (R5):
General process of polymerization of Fe(III) hydrolysis products: Upon hydrolysis of Fe(III), polymerization of single, discrete molecules of its hydrolysis products occurs (R(26)–R(28)) with various Fe(III) polymers formed depending on pH [
75]. One general, schematic representation of Fe(III) polymerization can be given [
11]:
The polymeric hydrolysis products (iso-polycations) can be multinuclear, and their existence is common for most metal ions [
26]. For example, a dimer can be formed for the first Fe(III) hydrolysis product (see R(26)) as shown below and in
Figure 6 [
16,
17,
79]:
Fe(III) dimer forms by condensation between the two monomers via elimination of H
2O. This is why two H
2O molecules are generated as products appearing on the right side of equation R(31). Another way to show Fe(III) dimer formation is as follows [
63]:
The Fe(III) dimer Fe
2(OH)
24+, or [(H
2O)
4Fe(OH)
2Fe(H
2O)
4]
4+, is essentially diamagnetic [
79,
80]. In the symmetrical assembly of the Fe(III) dimer, the two Fe(III) cations are joined by a double bridge of Fe–O–Fe with each Fe bound to two oxygens of the two central OH groups (
Figure 6, O shared between two Fe(III) ions). These polymer structures are called bridged polynuclear (multinuclear) polymer species. The existence of the Fe(III) dimer has been verified [
26]. The hydroxoiron(III) dimer (Di-μ-hydroxo-octaaquodiiron(III), Fe
2(OH)
24+) has been characterized [
81]. The dimerization of Fe(III) hydrolysis products was found to proceed kinetically as shown below, e.g., for a simple dimerization reaction:
with the dimerization rate constant reported at 450 (±50) M
−1 s
−1 and the decomposition (backward reaction) rate constant at 1 (±0.5) s
−1 (25 °C, ionic strength
I = 0.6) [
81].
Mechanism of polymerization of Fe(III) hydrolysis products: Hydroxo-aquacations polymerize to generate polynuclear hydroxo-bridged cations [
82]. The polymerization of various Fe(III) hydrolysis products can proceed further to generate highly polymerized Fe(III) species with various intermediate products, depending on pH and time and thus more bridges of Fe–O–Fe can form through the OH groups by means of condensation via elimination of H
2O. The terms “ol” and “oxo” are generally adopted to refer to the –OH– and –O– bridges. The formation processes of these bridges are called olation and oxalation. Olation then may be followed by oxolation in which the bridging OH group is turned into a bridging O group [
26].
Ultimately, some water molecules and protons are split during Fe(III) hydrolysis [
17]. The elimination of water molecules to form polymeric bridges (or links) during the polymerization is the condensation process [
76]. Condensation (polymerization) occurs during the sequence of Fe(III) hydrolysis and the polymerization of various hydrolysis products from aquo- to hydroxo- to hydroxo-oxo to oxo complexes of Fe(III) [
26].
This condensation via H
2O elimination (
Figure 6) is mechanistically fundamental and highly important in the polymerization of various Fe(III) hydrolysis products. Essentially, Fe(III) hydrolysis products can form various Fe(III) polymers from linear polymers (e.g., a dimer or a trimer, etc.) to 2D polymer sheets and finally to 3D Fe
2O
3 solids via this single fundamental mechanism alone.
Further stages of polymerization of Fe(III) hydrolysis products: With increase in pH above 2–3, more highly condensed Fe(III) polymer species beyond the Fe(III) dimer are generated, making an equilibrium harder to establish or even unattainable. Formation of colloidal gels of the various Fe(III) polymers with various structures soon follows [
63]. For example, a polynuclear hydroxo complex was suggested to have 1–50 iron atoms in its polymer assembly, and ultracentrifuge measurements showed that these Fe(III) polymers could even reach a polymeric assembly of about 900 iron atoms [
80].
Eventually, with increasing of pH, hydrous ferric oxides become precipitated to form a red-brown gelatinous mass in an aqueous solution when well mixed, or upon a rapid addition of large doses of base. It remains unclear whether ferric hydroxides may exist in a definite chemical form of Fe(OH)
3. The red-brown precipitates, commonly denoted as ferric hydroxides, are represented best by hydrous ferric oxide (Fe
2O
3·
nH
2O) [
63].
The composition and structure of the Fe(III) polymerization products depend on pH, total Fe content, and time. Fe(III) hydroxides in the apparent form of Fe(OH)
3, the neutral, polymerized, insoluble species, form more as orange amorphous precipitates. Fe(OH)
3 as a formula may not represent the real chemical form and structure of the precipitates. Fresh Fe(III) hydroxide polymers usually feature some uncertain structures (at various degrees of polymer condensation). With aging, the polymers mainly become FeO(OH). It is known that the structurally uncertain (indistinct) nature of fresh Fe(III) hydrolysis products (or polymers) usually results in highly gelatinous and often colloidal precipitates [
17].
The nature of Fe(III) hydrolysis renders Fe(III) salts eventually insoluble in water at circumneutral pH (note: Fe(III) largely present as hydroxo complexes at pH ~4). Yet, Fe(II) species do not hydrolyze significantly until ~pH 10, soluble even around circumneutral pH, while at ~pH 8, the soluble Fe(III) level is already as low as 3 × 10
−11 M [
17]. Yet, in natural waters, the authentic Fe(III) level is considered to be ~10
−6–10
−8 M, significantly higher than calculated from the Fe(III) solubility equilibria. These higher levels cannot be readily accounted for with expected certainty but are attributed to the involvement of the soluble complexes (coordination compounds) of Fe(III) of some unknown nature, likely associated with various natural organic ligands (e.g., fulvic acids, humic acids) in natural waters [
17].
Kinetics of polymerization of Fe(III) hydrolysis products: Although the sequential hydrolysis of Fe(III) can readily reach the equilibria (or semi-equilibria, quasi-equilibria) rather quickly, various products of Fe(III) hydrolysis subsequently polymerize rather slowly. Kinetically, the polynuclear hydroxo Fe(III) complexes stay as thermodynamically unstable intermediates in a slow transition (up to weeks) from free aquo metal ions to colloids and eventually to solid precipitates with gradual structural transformations [
26]. Some isolated Fe(III) polymers do not precipitate for an indefinite period, in spite of the well-known instability of hydrolyzed Fe(III) solutions. This seems to suggest that high activation energy is probably required for the formation of the various Fe(III) polymers as Fe(III) hydrolysis products transform to insoluble Fe(III) hydroxides [
80].
Fe(III) polymers formed from various Fe(III) hydrolysis products are considered to be the initial forms of Fe(III) films. These subsequently undergo mineralogical changes to become Fe(III) oxyhydroxides (FeOOH) (R6) (also see R(34) shown below), followed by further transformation to Fe(III) oxides in the chemical and mineralogical journey of Fe(III) film formation and transformation:
With their change in thickness, the Fe(III) films also change their color, as shown by the following simplified sketch of the transformation and aging of Fe(III) films:
An elaborated formulation of the chemical and mineralogical transformation of Fe(III) films will be presented in a subsequent section.
3.5. Experimental Tests to Probe the Process and Mechanism of the Floating Fe(III) Film Phenomenon
We conducted a set of tests to gain experimental evidence to support the mechanistic picture of the floating Fe(III) film phenomenon. Several controlling factors for the floating Fe(III) film phenomenon were identified: (a) glucose (sugar, energy source), (b) CaCO
3 (base, pH control), (c) water (depth, DO, redox control), and (d) oxygen (respiration, redox control). Each factor was examined by using the same representative R4 soil (
Table 3). Another set of work was performed to verify the existence of Fe(II) in the system and monitor its level over a wide timespan (April–May 2023). Efforts were made to use ferrous salt placed in an aqueous solution to generate floating Fe(III) films abiotically.
Glucose test: This test showed that in the absence of glucose, Fe(III) films did not occur (
Table 9). This suggests that glucose was required and further indicates that certain microbial activities were involved in film formation. As discussed before, glucose plays a crucial role in firing up microbial activities and flourishing, and in turn, the initial aerobic and following anaerobic microbial respiration responsible for the depletion of dissolved oxygen and generation of Fe(II) in the soil/water system. Our latest study showed that a certain threshold level of glucose was operative for the occurrence of floating Fe(III) films.
CaCO3 test: This test showed that with CaCO
3 absent, the films did not seem to occur (
Table 9). This suggests that a mild (circumneutral) pH condition is favorable for the film formation and furthermore a pH condition favorable for the microbial activities (i.e., Fe(II) reduction), Fe(II) oxidation, and Fe(III) hydrolysis was required for the film generation. The role of CaCO
3 is expected to be more influential for acidic soils since these are more sensitive or vulnerable to pH change. One avenue for pH change is Fe(III) hydrolysis (R(26)–(28)). Interestingly, Fe(III) hydrolysis also functions as a negative feedback: it yields H
+ (lowering pH), which, in turn, can retard further Fe(III) hydrolysis. CaCO
3 can interrupt or terminate this feedback loop by removing the H
+ generated during Fe(III) hydrolysis.
Water level test: This test showed that films occurred for the various water levels used. However, it seems that higher water levels led to somewhat less films generated and slower change from thin films to thicker films and crusts (
Table 10). This may be due to the dilution effect and/or longer diffusion path to the water surface, both of which can contribute to retardation of Fe(III) film formation and change.
Oxygen test: The particular test showed that with O
2 absent in the headspace above the water, the film did not occur. This suggests that an oxidation was indeed involved in association with O
2 required as a source of oxidizing agent (
Table 10). As is known, Fe(II) oxidation to Fe(III) needs oxygen. A lack of oxygen in the headspace above together with depletion of DO in the water makes Fe(II) oxidation unamenable or impossible.
Film color change: The color change in the Fe(III) films from colorless to orange to orange-red/red (
Figure 3 and
Figure 4,
Table 7 and
Table 8) suggests that the films involve hydroxide, oxyhydroxide, and oxide of Fe(III), since these colors are typical of the Fe(III) compounds.
Occurrence and monitoring of Fe(II) during Fe(III) film formation: To further probe the mechanistic picture of the Fe(III) film formation, we measured the level of the Fe(II) generated during the formation process. This was performed by using the same setup used in the Second Test of Case Study (April–May 2023) (shown in
Table 8 and
Figure 4). The Fe(II) level in the standing solution beneath the Fe(III) film layer and above the submerged soil was monitored over a wide span of time (~46 days) to track the generation and status of the Fe(II) in the process of film formation and transformation (
Figure 7).
Figure 7 shows important, interesting findings regarding the film phenomenon and its mechanism. First, Fe(II) indeed appeared as detected, which verifies the occurrence and role of Fe(II) in the film formation. Second, the Fe(II) generated was sustained at a certain level (fluctuating around ~170 μM for ~2 weeks), for a prolonged period (over 3 weeks), although the experimental setup was open to air (O
2). Third, the Fe(II) level gradually started to drop after ~3 weeks, and eventually, the Fe(II) appeared to fade away after ~6 weeks. These findings are consistent with those of Roden and Urrutia [
57].
The Fe(II) we found was approximately ~200 μM (0.2 mM), comparable, in order of magnitude, to the 3–5 mM found for the Tennessee and North Carolina soils [
57]. The Fe(II) level in our study (~0.2 mM or ~11.2 mg/L) is also comparable to the levels of 0.53–19.8 mg/L seen in the associated waters collected in situ, where naturally occurring Fe(III) films were collected [
39]. Occurrence of and increase in Fe(II) are quite typical of water-logged or inundated soils after being freshly flooded [
35].
Our Fe(II) study provided useful information and experimental evidence regarding the mechanistic picture of Fe(III) film formation. It is notable that the Fe(II) generation was indeed mediated by the anaerobic microbes, and the Fe(II) level was kept microbially as well (steps R2 and P2 in
Figure 5). It was only when the sugar was finally used up that the microbes ceased to function, which led to the slowing down and eventual halt of Fe(II) generation. This chain of events then tipped the seesaw of the Fe(III)/Fe(II) couple from Fe(II) to Fe(III), since in the absence of the microbial control of DO level to be anaerobically favorable, the Fe(II) present would all be oxidized to Fe(III) while no more Fe(II) then was generated.
It needs to be mentioned that the Fe(III) film layer itself could help to cut the O2 and thus benefit the sustained existence of the Fe(II). The observed fluctuation in Fe(II) level could be partially due to the inevitable opening of the Fe(III) film layer upon sampling of the Fe(II) in the solution beneath the Fe(III) film layer. The Fe(II) fluctuation could also be indicative of the fluctuation in anaerobic activities.
It needs to be pointed out that sampling the Fe(II) in the solution beneath the films covering the solution surface can be quite challenging. Among other things, we noticed that the solution sampled may not be clear, since the system was a submerged soil with suspended particles; the sampling operation (use of a dropper or pipet) could disturb the solution. As such, the complications could pose difficulty to direct spectrophotometric analysis of the Fe(II) in the samples taken. The sampling error (uncertainty) could thus overwhelm the analytical error involved in the entire sampling and analysis of the Fe(II). Nevertheless, a useful peek at the Fe(II) generated during the Fe(III) film formation and transformation did successfully stem from this Fe(II) study. This work provides valuable experiences for further study to probe the generation and status of Fe(II) during Fe(III) film formation and transformation.
Abiotic Fe(III) film generation using Fe(II) salt: To further study the role of Fe(II) in floating Fe(III) film formation, we conducted some simulation tests to demonstrate the formation of the films under abiotic conditions as a result of oxidation of the ferrous Fe (Fe(II)) directly added to the systems, as compared to the Fe(II) from microbial reduction of the Fe(III) species in microbially mediated Fe(III) film formation. All eleven simulation tests (
Table 4,
Table 5 and
Table 6) delivered floating thin films, regardless of how the various simulations were carried out (e.g., with a sand top (S1) in
Figure 8, or without a sand top (S2)) and how the treatments were varied, with the amount and size of the films varying from test to test.
Both control tests (CT–GZ1, CT–GZ2,
Table 6) gave no trace of any films. It is notable that the appearance, thickness, and morphology of the films closely resemble those for the films occurring naturally in the field and on the water surface of the tested fresh soils in our laboratory setting, as seen previously in
Figure 2 and
Figure 3. These results demonstrate that the floating films observed in the abiotic simulation tests are indeed composed of the insoluble Fe(III) species that originate from oxidation of the soluble Fe(II) salt added. This notion is reinforced by the positive results of two S3 tests (
Table 6) in which the Fe(II) salt alone without sand added to mimic the soil system still yielded some floating films.
The effect of the quantity of water and Fe(II) was studied. The effect of the water amount is twofold: (a) higher Fe(II) concentration as a result of less water and (b) shorter Fe(II) diffusion path to water surface (shorter water depth). These may jointly contribute to more films seen for S1–KS4 (
Figure 8d) than S1–KS1 (
Figure 8a). The S1 and S2 tests show that water depth appears to be a notable factor in film formation. The S1 tests with a higher water level (60 mL) and a higher overall Fe(II) concentration (
Table 4) apparently yielded thinner or less visible films (
Figure 8a), while the S2 tests with a lower water level (40 mL) and a lower overall Fe(II) concentration (
Table 5) appeared to show more pronounced film formation. This seems to suggest that water depth appears to be a more effective factor than the overall Fe(II) concentration. It is likely that there might be sufficient Fe(II) in the systems already to generate Fe(III) films for all the treatments, which thus appears to leave water depth as a deciding factor.
It appears that beaker coverage made no apparent difference to film formation. This may be because there was sufficient O2 in the headspace above the covered solution for Fe(II) oxidation since the thin films only need very small amounts of O2 as well as Fe(III) to form. In addition, the plastic sheet cover may not completely have cut the supply of O2 from the air since these thin plastic sheets are probably also O2-permeable, as they are known to be moisture-permeable although the permeation is slow.
It seems that the treatments without N
2 purging (e.g., S2–GZ8, S2–GZ9) and those without the beakers being sealed (e.g., S1–KS2, S2–GZ7, S2–GZ9) led to fewer films. This may be due to more Fe(II) having been oxidized in the presence of more DO as a result of no purging or no seal; more insoluble Fe(III) can lead to more precipitation of hydrolyzed Fe(III) species settled out to the beaker bottom. The same is true for the Fe(II)-only tests (
Table 6) in which S3–GC11 had more insoluble Fe(III) settled than S2–GC10.
Interestingly, the floating films in the tests with sealed beakers remained thin and colorless over days, while the films in the fresh soil tests with open beakers changed to thicker orange films and eventually to thick orange-red/red crusts. This seems to suggest the role O2 played in the transformation of the films over time.
The mechanistic process of the artificial abiotic generation of the floating Fe(III) films using the simulation systems surely warrants further investigation to fully understand the formation of floating Fe(III) films under the circumstances of our simulation study. The most significant outcome of this simulation study is the actual occurrence of floating Fe(III) films delivered by abiotic simulations and the verification of the films being Fe(III) species. These studies provided valuable experiences as well as insights and thus pave the way for further sophisticated investigations.
3.6. Transformation, Growth, and Aging of the Floating Fe(III) Films: A Polymeric Model
To account for the transformation of the Fe(III) films that encompass various stages of compositional and structural changes over the entire span from their initial formation to subsequent transformation, growth, and aging, we created a polymeric model in terms of Fe(III) polymer development.
General considerations for the Fe(III) film transformation model: This polymeric model considers the presence of only Fe(III) species and water in the system without the potential effect of companion anions, especially organic ligands including natural ligands such as humic substances (fulvic acids, FA; humic acids, HA) and small molecular mass organic acid ligands such as acetate, oxalate, pyruvate, citrate, etc. (some generated from microbial metabolism). Hence, the only processes considered are the Fe(III) hydrolysis and polymerization of various Fe(III) hydrolysis products in the aqueous system.
This Fe(III) film transformation model has a group of major fundamental features:
- (1)
Fresh monomers of various Fe(III) hydrolysis products are unstable in an aqueous medium and stabilize by polymerization to form various more condensed assemblies of Fe(III) polymers. All of the various Fe(III) hydrolysis products (i.e., Fe(OH)2+, Fe(OH)2+, and Fe(OH)3) polymerize to form various more stable Fe(III) polymers.
- (2)
The various Fe(III) hydrolysis products eventually form various kinds of polymers of well-defined structures and compositions from dimers to Fe2O3. First, the hydrolysis products form dimers and trimers and, subsequently, linear polymers with multi-Fe(III) present; linear Fe(III) polymers then form 2D polymer sheets, and the polymer sheets form 3D Fe(III) assemblies to ultimately become Fe2O3.
- (3)
Various intermediate and incomplete Fe(III) polymers can occur over the entire span of formation and transformation of the various Fe(III) polymers.
- (4)
All the various dimers, trimers, linear chain polymers, 2D polymer sheets, and 3D polymer assemblies of various Fe(III) hydrolysis products form following a single, fundamental mechanism: condensation polymerization via H2O elimination. Hence, the entire polymerization process involving various Fe(III) hydrolysis products can essentially be viewed as a chemical process of dehydration.
- (5)
Floating Fe(III) films, from small patches to very thin colorless films with reflective rainbow irradiance to colored thicker films to final orange/orange-red thick crusts, are essentially composed of the various Fe(III) polymers in complete, intermediate, and incomplete polymeric forms from linear Fe(III) polymers to 2D Fe(III) polymer sheets to 3D Fe(III) polymer assemblies.
- (6)
Fe(III) film polymers in initial or early stages of formation may still be structurally amorphous and not amendable to X-ray diffraction detection. Hence, identification and verification of the various Fe(III) polymers representing floating Fe(III) films in various stages of formation, transformation, and aging from linear polymers to their final 3D forms can be challenging and thus would require enlisting of the various direct and indirect technical means available.
Our model for Fe(III) film transformation features three representative polymer schemes: (I) the 2D Fe(OH)
3 polymer sheet (
Figure 9a), (II) the 2-D FeOOH polymer sheet (
Figure 9b), and (III) the 3D Fe
2O
3 assembly (
Figure 9c). These Fe(III) polymer species serve as landmarks in this polymeric model to depict the transformation of the Fe(III) films. Below, the formation of Fe(III) polymers for each scheme is described elaborately.
Formation of linear Fe(OH)3 polymer chains: These can form mechanistically through condensation of Fe(OH)
3 monomers, as shown in
Figure 6, where a case of an Fe(III) dimer formation is depicted with respect to how the two monomers ([Fe(H
2O)
5(OH)]
2+) form a dimer ([(H
2O)
4Fe(OH)
2Fe(H
2O)
4]
4+) via elimination of two H
2O molecules.
Starting from the dimer described above, the Fe(III) polymers can then grow from a dimer to a trimer and eventually to a linear polymer chain, as shown in
Figure 9a, for the connection between Fe and O in the polymer chain, following the identical mechanism. This growth of the liner Fe(III) polymer proceeds on both ends of the dimer or a polymer chain segment. This polymer chain development exemplifies a typical case of linear polymerization (e.g., formation of polyethylene:
nH
2C=CH
2 → {–H
2C–CH
2–}
n).
Fe(OH)3 polymer sheet formation (Scheme I): Following the identical mechanism (
Figure 6), the Fe(OH)
3 polymer chains can condense together not only at the ends but also on the sides of the polymer chains and eventually on the sides of the polymer sheet after the Fe(OH)
3 polymer grows to a 2D sheet. This sideways polymerization yields a 2D Fe(OH)
3 polymer sheet, as depicted schematically in
Figure 9a.
Figure 10 presents a ball–stick model to show the Fe(OH)
3 polymer sheet from various perspectives (overview, top view, side view).
The fusing of Fe(III) from two Fe(III) polymer chains proceeds through edge-sharing of the Fe(III)O
6 octahedral units (
Figure 9a and
Figure 10). This picture is consistent with the structural consideration of the Fe(III) polymers (Fe
pO
r(OH)
s3p − (2r + s), where
p = 2 for dimer,
p = 3 for trimer) suggested by Schneider and Schwyn [
11]. The general bridging positions of the Fe(III) polymers for connecting the Fe
3+ ions are occupied solely by OH
− (or by O
2− and OH
− for the polymers of more complex structures not depicted here) [
11]. The Fe(OH)
3 polymer sheet can also form by fusing of individual Fe(III) monomers, dimers, and trimers separately to an Fe(OH)
3 polymer chain or a sheet via condensation.
Fe(OH)3 polymer sheet structure: This polymer sheet is composed of many octahedral Fe(III)O
6 units (see
Figure 6 for the octahedral structure) with O bridging the Fe(III) ions by sharing of O with Fe(III). In the 2D sheet, each octahedral Fe(III)O
6 unit stays in the sheet plain in the way with three O anions at the plain bottom and the other three at its top in between the two O anions at the bottom plain (
Figure 6b and
Figure 10a,
Table 11).
Charge balance for Fe(OH)3 polymer sheet: In the 2D Fe(III) polymer sheet, each O shares with two Fe(III) ions to construct the connected (polymerized) sheet structure. Each O has a total of two negative charges (−2), which needs to satisfy the charge balance for a total of three positive charges (+3) owned by one central Fe(III). Since each O is shared by two central Fe(III) cations, one half of the negative charge (−1/2) from one O is used to balance the positive charge of the Fe(III). Each central Fe(III) has six O anions around it in the octahedral Fe(III)O
6 unit and thus the total of the negative charge from all the six charge-contributing O anions around the Fe(III) is (−1/2) × 6 = −3, which balances the +3 charge of the central Fe(III) (
Table 11).
The remaining one negative charge (−1) left unused from each O anion will then be balanced by one H
+ cation each with one positive charge (+1) to form an OH group. Hence, each and every one of the O anions on both the top and bottom plains of the 2D Fe(OH)
3 polymer sheet has one H
+ attached to become one OH to satisfy the overall charge balance for the O anions. Thus, the 2D polymer sheet has OH groups on both of its top and bottom plains. For each O
2− ion, since each O shares with two Fe(III) ions, its charge balance is summarized as follows: (−1/2) to Fe(III) + (−1/2) to Fe(III) + (−1) to H
+ (
Table 11).
Composition formula of Fe(OH)3 polymer sheet corresponding to its structure: Each central Fe(III) connects to six OH groups (three at the sheet top and three at the bottom) with only a half of one OH owned by each Fe(III) as a result of the sharing of the OH by two Fe(III) ions in two octahedral Fe(III)O
6 units. Hence, the total number of OH groups owned by one central Fe(III) is {(1/2)(OH)} × 6 = 3OH groups (i.e., Fe(III):OH = 1:3). This well fits the composition formula for the 2D Fe(OH)
3 polymer sheet (
Table 11).
Interestingly, the octahedral connection of the central Fe(III) with the six OH groups around it and the sharing of the O (actually O–H or OH) with the Fe(III) in the Fe(OH)
3 polymer are actually embedded in the very composition formula of Fe(OH)
3:
At the edges of the Fe(OH)3 polymer sheet, no more Fe(III) is available to share the edge O anions (broken bonds for edge O anions), and then the remaining one negative charge (which would be balanced collectively by two Fe(III) ions) will be balanced by one H+ ion. Hence, the edges of the 2D Fe(OH)3 polymer sheet are composed of OH groups as well (much like the bottom and top of the polymer sheet).
A distinct structural feature of the Fe(OH)
3 polymer sheet is that it bears a polymer that contains only one layer of Fe(III) between the two layers of OH groups sandwiched around the middle Fe(III) layer, with one OH layer above the Fe(III) layer and one OH layer below (
Figure 9a). This Fe(III) polymer sheet structure resembles the Al(III) polymer sheet present in soil clay minerals [
20,
83,
84,
85]. It is thus conjectured that the initial colorless (very) thin films with the characteristic reflective rainbow iridescence likely may bear the structure of the 2D Fe(III) polymer sheet shown in
Figure 9a.
FeOOH polymer formation (Scheme II): The 2D Fe(III) polymer sheets (i.e., Fe(OH)
3 polymer sheets,
Figure 9a) can continue to grow, via the polymerization through H
2O elimination, to form thicker sheets with more layers of Fe(III) built in (or fused in) (
Figure 9b) as compared to the Fe(OH)
3 sheet that has only one layer of Fe(III) (
Figure 9a). A new Fe(III) polymer of such a kind can form, for example, by fusing of two more single one-Fe(III)-layer Fe(OH)
3 sheets (
Figure 9a) to another single one-Fe(III)-layer Fe(OH)
3 sheet (
Figure 9a), one on its top and the other on its bottom, to yield an Fe(III) polymer with three layers of Fe(III), i.e., the FeOOH polymer shown in
Figure 9b.
FeOOH polymer structure: Three 2D Fe(OH)
3 polymer sheets (
Figure 9a) join (fuse) together to form one FeOOH sheet through the corner-sharing of the Fe(III)O
6 octahedral units (
Figure 9b). Upon the connection (fusing) of the three individual Fe(OH)
3 polymer sheets, one Fe(OH)
3 sheet is positioned between the two other Fe(OH)
3 sheets; the top layer of the OH groups of the middle single Fe(OH)
3 sheet join the bottom layer of the OH groups of another single Fe(III) sheet above the middle Fe(III) sheet and thus fuse together by sharing O between the two layers of Fe(III) from each individual Fe(OH)
3 sheet after elimination of one water molecule from the two OH groups. In this elimination, one H from one OH group of one Fe(III) sheet and one entire OH from the OH group of another Fe(III) sheet are eliminated as one H–OH, and the remaining O in the OH group, after its H is eliminated, then connects the two Fe(III) ions from the two Fe(III) sheets.
To complete the formation of one FeOOH polymer sheet, an identical connection of the middle Fe(OH)
3 sheet with another Fe(OH)
3 sheet below the middle Fe(OH)
3 sheet occurs via the same elimination of the OH groups from the two Fe(OH)
3 sheets, and this time, the bottom layer of the OH groups of the middle Fe(III) sheet fuse with the top layer of the OH groups of the Fe(OH)
3 sheet below the middle Fe(OH)
3 sheet (
Table 12).
The FeOOH polymer sheet can also form by fusing of single, individual Fe(OH)3 monomers and/or Fe(III) dimes and trimers, or segments of the Fe(OH)3 polymer sheets and chains to one Fe(OH)3 polymer sheet, simultaneously, or separately.
In summary, the newly formed FeOOH polymer (
Figure 9b,
Table 12) has three layers of Fe(III) (from the three original individual Fe(OH)
3 sheets). The middle Fe(III) layer of the FeOOH polymer on its top connects to the Fe(III) layer of another Fe(OH)
3 sheet above through the O shared between these two Fe(III) layers (
Figure 9b). Likewise, the middle Fe(III) layer on its bottom connects to the Fe(III) layer of another Fe(OH)
3 sheet below (
Figure 9b).
Hence, overall, one FeOOH polymer has a total of seven layers: from top to bottom sequentially, (i) OH layer, (ii) Fe(III) layer, (iii) shared O layer, (iv) Fe(III) layer, (v) shared O layer, (vi) Fe(III) layer, and (vii) OH layer. Hence, in total, numerically, one such an FeOOH polymer sheet thus contains two OH layers (one at top, one at bottom), two shared O layers (fusing Fe(III) together), and three Fe(III) layers (
Figure 9b).
Charge balance for FeOOH polymer: This FeOOH polymer contains three layers of Fe(III): one layer of Fe(III) at the top and, symmetrically, one layer of Fe(III) at the bottom, with one Fe(III) layer in the middle of the top and bottom Fe(III) layers (
Figure 9b). To find out the charge balance, we consider three single Fe(III) ions in an FeOOH polymer, one Fe(III) in the middle layer (the middle Fe(III)), one at the bottom (the bottom Fe(III)), and the other at the top (the top Fe(III)) (
Figure 9b,
Table 12).
For the middle Fe(III) (
Figure 9b), since each O shares with four Fe(III) ions, each Fe(III) gets one quarter of the −2 charge of one O shared with the four Fe(III) ions, which then means (−2) × (1/4) = −1/2 charge from one O contributing to one Fe(III). Since each Fe(III) in its Fe(III)O
6 unit has six O ions around it, the total negative charge from the six shared O ions is (−1/2) × 6 = −3, balancing the +3 charge of the central Fe(III) in the Fe(III)O
6 unit (
Table 12).
Now, for the top and bottom Fe(III) ions considered (
Figure 9b), each Fe(III) in its Fe(III)O
6 unit has two sides of O anions. One side of the octahedral unit has three O anions shared with the middle Fe(III) and the other side of the unit has three OH groups, i.e., O connected to one H
+ for charge balance, rather than connected to (shared with) Fe(III).
Hence, for the top and bottom Fe(III), each of the three O anions shared with the middle Fe(III) is shared with four Fe(III) ions, identical to the case of the middle layer Fe(III). Each of these three O anions thus gives −1/2 charge to the Fe(III), i.e., (−2)/4 = −(1/2) (
Table 12).
For the OH groups of the top and bottom Fe(III), these are similar to what exists at the top and bottom of the Fe(OH)
3 polymer sheet (
Figure 9a). Each O of the OH group is thus connected with only two Fe(III) ions (rather than four Fe(III) ions like for the middle layer Fe(III)). Consequently, each of the three O anions has its negative charge (−2) split to give one negative charge (−1) to the two Fe(III) equally shared and the other negative charge (−1) to be balanced by H
+ as one OH group. Thus, each of these three O anions gives −1/2 charge (i.e., (−1)/2 = −1/2) to the Fe(III) in its Fe(III)O
6 unit (
Table 12).
For the top and bottom Fe(III) alike, the charge balance scenario is as follows: Each O of the three O anions connected to the middle Fe(III) gives −1/2 (i.e., (−2)/4) charge to the Fe(III) in its Fe(III)O
6 unit, that is, (−1/2) × 3 = −3/2. Each of the three O anions not connected to the middle Fe(III) on the other side (connected to H
+ as OH group) also gives −1/2 (i.e., (−1)/2), that is, (−1/2) × 3 = −3/2. Combining the total charge from the two groups of the O anions for one central Fe(III) in its Fe(III)O
6 unit for the top and bottom Fe(III) each then amounts to (−3/2) + (−3/2) = −3, which balances the +3 of the Fe(III) (
Table 12).
Composition formula of FeOOH polymer corresponding to its structure: For the middle Fe(III), it gets one quarter of one O anion since each O is shared with four Fe(III) ions and thus each Fe(III) gets (1/4) × 6O ions in total (
Table 12).
For the top and bottom Fe(III) ions considered, each Fe(III) has three O ions each shared with four Fe(III) ions (i.e., 1/4O attributed to one Fe(III) from each O) and the other three O ions connected to H+ as OH groups. However, each OH group is shared with only two Fe(III) ions and thus only a half OH group is attributed to one Fe(III) from each O.
Hence, for the top and bottom Fe(III) ions, each Fe(III) gets (1/4) × 3O and (1/2) × 3OH, and thus both top and bottom Fe(III) ions in combination have (1/4) × 3 + (1/4) × 3 = (1/4) × 6O anions and (1/2) × 3 + (1/2) × 3 = (1/2) × 6OH groups in total (
Table 12).
Finally, for the total three Fe(III) ions (top, bottom, and middle) considered together, the total number of (1/4) × 6O connected to both the top and bottom Fe(III) ions plus the total number of (1/4) × 6O connected to the middle Fe(III) yields a total of ((1/4) × 6) × 2O = 3O for the three Fe(III) ions considered (i.e., Fe(III):O = 3:3). The OH groups connected to the top and bottom Fe(III) ions is (1/2) × 6(OH) = 3OH (i.e., Fe(III):OH = 3:3). Hence, collectively, the composition ratio obtained by counting the total O and OH connected to all the three Fe(III) ions considered thus gives rise to the following ratio: Fe(III):O:OH = 3:3:3, which is equivalent to the composition formula of FeOOH (
Table 12).
The above derivation of the composition formula for the FeOOH polymer with three Fe(III) ions considered corresponding to three layers of Fe(III) can be summarized below:
The connection of the central Fe(III) with the surrounding O ions and OH groups and the sharing of the O anions and OH with the Fe(III) in FeOOH polymer are also implicitly given in the composition formula of FeOOH corresponding to its structure shown below:
The FeOOH polymer sheets (
Figure 9b) are considered to be the intermediate thicker Fe(III) films. Probably, the same condensation process as described for the formation of the FeOOH polymer sheets can proceed further to generate various intermediate Fe(III) polymer sheets or polymers with more Fe(III) layers (more than three Fe(III) layers) by fusing of more Fe(OH)
3 polymer sheets or of individual Fe(III) monomers, dimers, trimers, and/or the Fe(OH)
3 polymer sheet segments. Yet, these intermediate polymers are still structurally unstable thermodynamically and eventually further transform to form stable Fe
2O
3 solids. This is actually a process of dehydration in consideration of the decrease in the amount of H and O in the Fe(III) polymers by condensation via water elimination.
Fe2O3 formation (Scheme III): In the subsequent further Fe(III) polymer development, the FeOOH polymers then grow to become Fe
2O
3 by joining the Fe(III) polymers (and also monomers, dimers, trimers, and/or polymer segments) to the FeOOH polymer sheet on both its top and bottom via the H
2O elimination reaction through corner-sharing of the Fe(III)O
6 units (i.e., fusing of more Fe(OH)
3 sheets to the FeOOH sheet at both its bottom and top) as shown in
Figure 9c. This growth in Fe(III) layers by addition of more Fe(OH)
3 sheets will eventually lead to the formation solid Fe
2O
3, as shown in
Figure 9c.
Charge balance for Fe2O3: Each O shares with four Fe(III) ions throughout the 3D Fe
2O
3 assembly, and thus only one-quarter of the O is available to each Fe(III) shared with the O. Hence, similarly, each O contributes a negative charge of (−2) × (1/4) = −1/2 to one Fe(III). Since each central Fe(III) has six O ions around it, the total negative charge contributed by all six O ions, each with −1/2 is (−1/2) × 6 = −3, balances the +3 of the Fe(III) cation (
Table 13).
Composition formula of Fe2O3 corresponding to its structure: We consider two Fe(III) ions of Fe
2O
3 for the purpose of composition counting. Each O ion contributes one-quarter O to the central Fe(III). The total of O connected to one Fe(III) is (1/4)O × 6. For the two Fe(III) ions considered, the total number of O amounts to (1/4)O × 6 × 2 = 3O. This is equivalent to the composition formula of Fe(III):O = 2:3 for the 3D Fe
2O
3 structure (
Table 13).
Likewise, the octahedral link of the central Fe(III) with the O ions around it and the sharing of the O ions with the Fe(III) in the Fe(III)O
6 unit for Fe
2O
3 can also be revealed in the composition formula of Fe
2O
3 shown below:
Surfaces of Fe2O3: All the OH groups on the edges, as well as the top and bottom of the Fe2O3 assembly (where exist broken bonds for O anions), can be ignored, and thus the H in the OH group on these broken surfaces is conventionally excluded in composition counting to arrive at the adopted composition formula of Fe2O3. The treatment as such stems from the consideration that the amount of Fe(III) inside the Fe2O3 structure overwhelmingly surpasses that of the Fe(III) ions on the edges, top, and bottom of the Fe2O3 structure. This is why H does not appear in the composition formula of Fe2O3, although the H in the OH group is indeed present at the edges (sides) and top and bottom of the Fe2O3 assembly. This is much like the case for polyethylene, with a polymer formula being {–CH2–CH2–}n, in which the C atom at each of the two ends of the polymer chain should have one H to make up the broken bond to fulfil the four bonds required for each carbon. Yet, these two H atoms are ignored in the polymer formula.
Dehydration of Fe(III) polymers during their transformation: The Fe(III) polymers form and transform through polymerization via water elimination. Hence, the chain of polymerization events can essentially be viewed as a dehydration process. Interestingly, this feature is actually implicitly imbedded in the composition formulae for the Fe(III) polymers, such as Fe(OH)
3, FeOOH, and Fe
2O
3, as shown below:
Hence, the dehydration process along the polymerization can be described in one simple form: Fe2O3(H2O)3 → 1→ 0. Furthermore, the three Fe(III) polymers of the Fe(III) films can be represented by a general composition formula, Fe2O3(H2O)n (n = 3, 1, 0), along the line of the polymeric model for the Fe(III) film polymer transformation. In consideration of the occurrence of various intermediate and incomplete Fe(III) polymers, as discussed before, this general formula can be modified to accommodate this consideration in the following form: Fe2O3(H2O)n (n = 3–0).
Our proposed structures of the floating Fe(III) films as various Fe(III) polymers across various stages of the continuous film transformation and growth appear to be consistent with the color variation in the films over time (see
Figure 3 and
Figure 4,
Table 7 and
Table 8).
Intermediate and incomplete Fe(III) polymers and polymer mixtures: When Fe(III) polymers transform from linear polymers to 2D sheets to 3D polymers, the Fe(III)O6 units from various sources fused to the growing polymer structures do not have to be complete polymer chains or already-formed 2D sheets. The Fe(III) monomers and dimers and the segments of the linear Fe(III) polymers and 2D sheets can also further fuse to the growing polymers and yield intermediate and incomplete polymers. These partially completed polymer intermediates may look like the polymers with defects. These intermediate and incomplete polymers may well be part of the floating Fe(III) films.
Furthermore, the individual Fe(OH)
3 polymers with one layer of Fe(III) (
Figure 9a) and the individual FeOOH polymers with three layers of Fe(III) (
Figure 9b) can also join (not fuse) together to form polymer assembles (not coherent new polymer structures, just thicker Fe(III) films) connected by hydrogen bonding. These mixture assemblies held by hydrogen bonding may also well be part of the floating Fe(III) films.
It is considered that the floating Fe(III) films consist of a wide range of the various Fe(III) polymers (both completely formed polymers and partially formed intermediates), including linear forms initially and 2D sheets with only one Fe(III) layer; subsequently, 3D polymer assemblies with a growing number of Fe(III) layers; and, eventually, 3D Fe2O3 colloids. The Fe(III) films actually find themselves in a complex mixture of all the various well-defined polymers embracing 1D, 2D, and 3D structures with a growing number of Fe(III) layers and also polymer assemblies of Fe(OH)3 and/or FeOOH polymer sheets joined by H-bonding, together with various intermediates of all sorts.
Our preliminary calculations show that the densities of the proposed polymeric structures seem to be higher than that of water if all Fe(III) films assume these defined structures (e.g., as shown in
Figure 9a,b). This finding is inconsistent with the fact that the Fe(III) films indeed float on water. This seems to suggest that the films are probably not composed solely of the proposed well-defined polymers. Instead, it is likely that the films actually formed probably exist as amorphous assemblies of small pieces of the proposed well-defined polymers, polymer segments, and intermediates with micropores filled in the assemblies (mixtures). The development of such assemblies may bear a fractal nature [
86] in their morphology.
It is expected that the Fe(III) polymers in such complex mixtures as described above may fail to respond sensitively to various structural analysis techniques including X-ray diffraction analysis. The intermediate and incomplete Fe(III) polymers with defects are likely partially responsible for the amorphous nature of the amorphous Fe(III) polymers. Yet, the absence of X-ray diffraction signals may not necessarily prescribe the absence of these amorphous Fe(III) polymers. New experimental detection and verification of the various Fe(III) polymers, polymer intermediates, and mixtures in floating Fe(III) films thus warrant considerable attention in future research.
3.7. Formation and Transformation of the Floating Fe(III) Films in Real Environments
In natural soils and waters, many companion ions and molecules (ligands) are widely present. These can mediate and interfere with the formation and transformation of the Fe(III) films. Hence, the natural formation of the Fe(III) films in the field may proceed via different routes, possibly with different Fe(III) polymers generated. Recent studies on floating Fe(III) films [
37,
38,
39,
40] have also evidently pointed to this notion. Yet, it needs to be pointed out that although various ligands and other factors may interfere with the Fe(III) film formation and transformation, the fact remains that the floating Fe(III) films described in this paper and other studies indeed occur in the field and in laboratory settings where the ligands and other structures are inevitably present.
Effect of organic acids and ligands on Fe(III) film formation: Natural organic matter (NOM) plays a prominent role in floating Fe(III) film formation, especially considering that NOM may act as organic ligands for Fe(III), which can increase the solubility of Fe(III) species and in turn impede or inhibit the film formation [
37]. A study in which a prolonged test through artificial synthesis and abiotic generation of Fe(III) films showed that organic acids such as natural organic substances (humic acids and their photochemical-degraded products) played a decisive role in the final success of artificial, abiotic generation of the Fe(III) films that visually resemble the natural floating Fe(III) films observed in the field (the modified UVB method); addition of humic acids in the synthetic generation led to the Fe(III) films that best resembled the natural films [
39]. This further reinforces the notion that floating Fe(III) films can only form under certain favorable conditions, depending on the film formation mechanism and on the source of Fe(II) in the specific systems, e.g., light-induced reduction of Fe(III)–NOM coordination compounds near or at the water surface, or discharged groundwater enriched with Fe(II) [
37].
Our study appears to support the above discovery, since our setting also had organic materials and humic substances usually present in soils as a result of our usage of fresh, natural, living soils to deliver floating Fe(III) films. In our study, glucose was added, which led to the occurrence of fermentation. Hence, the organic acids (e.g., pyruvate and acetate) generated during fermentation, as well as the initial aerobic respiration, may also play a role in the formation of the Fe(III) films in our experimental setting.
Our latest study showed that oxalate (C
2O
42−,
−OOC–COO
−) and acetate (H
3CCOO
−) were able to interfere with Fe(III) film formation, while oxalate had a stronger effect than acetate; their effect depended on their levels present in the soil systems. As a well-known organic ligand, oxalate can form strong coordination compounds with Fe(III) to make Fe(III) more soluble and thus affect Fe(III) hydrolysis and the formation and growth of Fe(III) polymers and films. Humic acids were found to bind to Fe(III), as demonstrated by a water chemistry analysis using Visual MINTEQ 3.1 and the Stockholm Humic Model, and thus impede Fe(III) hydrolysis, and in turn interfere with the polymerization of the Fe(III) hydrolysis products [
39].
Previous findings [
39] and our results above collectively point to the essence of the natural formation of floating Fe(III) films, i.e., a slow, gradual, well-controlled pace for film formation, especially the Fe(III) supply and the formation of the initial films featuring an appearance like transparent thin plastic films. A fast supply of large amounts of Fe(III) can cause flocculation and precipitation of Fe(III), which can derail Fe(III) film formation. These organic substances may play a special role in mediating the special, specific pace favorable for the Fe(III) film formation. This special feature may be responsible for the success of the modified UVB method for the laboratory synthesis of the Fe(III) films [
39]. This notion stems from the following novel interpretation of the role played by organic substances in the formation of the Fe(III) films: On the one hand, these various organic substances can make Fe(III) soluble, thus apparently impeding Fe(III) film formation. On the other hand, however, this Fe(III) solubility mediation exerted by organic substances can also control the level of Fe(III) available for its hydrolysis and thus secure and sustain the special pace favorable for the Fe(III) film formation without Fe(III) flocculation.
Sunlight and photochemical redox cycling of Fe(III)/Fe(II) facilitated by NOM can mediate the Fe(III) film formation. In our study, the only light was fluorescent light far above from the ceiling, which was very weak and thus could not exert significant photochemical mediation over the Fe(III) film formation [
37,
40].
Composition of the Fe(III) films: The Fe(III) films were found to be 87% in total Fe, and Si was the second most abundant [
40], which is consistent with the finding of another study [
39] in which Si was also found in the Fe(III) films tested (11–22%), and the Si was considered part of the film structure. It is interesting how Si (commonly present in soil clay minerals) got into the film structures, since the films are formed on the water surface, presumably as a result of soluble Fe(II) transport. It is especially curious that the films were successfully synthesized in the absence of Si in that study ([
39]). The possibility might not be ruled out that the Si found might not actually exist within the Fe(III) film assemblies, but rather bear some other origin (e.g., brought in during film sampling, or tiny clay particles mixed with the films, or some Si adsorbed on the films in some forms). Silica was also found in the Fe(III) films in another study [
38]. It is of interest to explore if the Fe(III) films formed in our experimental laboratory setting would contain any silica.
Morphology of the Fe(III) films: The imaging results of the SEM (scanning electronic microscope) show that the Fe(III) films tested were platy in morphology without clear or with little topography, and cracking was found, apparently as a result of film dehydration [
39]. The films initially floating on water in our study were not platy, but instead, very thin, continuous, and even somewhat transparent (
Figure 3a), like plastic films (the initial thin films are very difficult to show using ordinary pictures, but clearly, decisively visible to the eyes). This suggests that the initial very thin films might bear some different Fe(III) hydroxide or oxyhydroxide structures as compared to the platy films (
Figure 2 and
Figure 3b) and cracking films (
Figure 3c and
Figure 4) that occurred in the later stages of the film formation in our study.
Structure of the Fe(III) films: Some Fe(III) films were found to be nanocrystalline, and the artificially synthesized films in the absence of organic matter exhibited higher degrees of structural order and crystallinity [
39]. This provides some support for our polymeric model to account for the structures of the Fe(III) films. The insights gained from our study suggest that the structural difference for the naturally occurring Fe(III) films may stem from the mechanistic picture that natural film formation actually involves a slow, gradual microbial reduction of Fe(III) to Fe(II) followed by a slow, diffusive transport of Fe(II) to water surface with a subsequent steady oxidation of Fe(II) at the water surface by O
2 across an O
2 gradient at the water/air interface.
The natural formation of the Fe(III) films may differ from their synthetic generation, in which the Fe(II) salt was presumably well mixed in the container and thus there was a lack of a slow supply of Fe(II) to the water surface to secure a slow, gradual formation of the polymerizable Fe(III) hydrolysis products from a slow appearance of Fe(III) mandated by slow oxidation of the Fe(II) generated. It is considered that this slow process, as the hallmark of the natural floating film formation, is therefore responsible for the distinct characteristics of natural Fe(III) films, as reported in this paper.
Ferrihydrite as one of the major Fe(III) species in Fe(III) films: The ratio of Fe(II):Fe(III) in the Fe(III) films tested in a study was found to be 0.02–0.23 (mean: 0.14), which indicates that Fe(III) films are predominantly Fe(III) in composition [
39]. It remains uncertain whether the slight amount of the Fe(II) detected in the films was within the Fe(III) polymeric structures of the films, adsorbed on the surfaces of the films, or perhaps associated with the organic materials attached to the films.
The Fe(III) films from the water of ephemeral pools with a discharge of Fe(II)-rich groundwater on sand deposits were found to exhibit hydroxides of both Fe(II) and Fe(III) in a Fe(II):Fe(III) ratio of 1:3, and Fe(III) hydroxides were considered to be the precursors for two-line ferrihydrite [
38]. This supports our polymeric model for the transformation of the Fe(III) films. Spectroscopic results (i.e., transmission electron microscopy (TEM), electron energy loss spectrometry (EELS), scanning electron microscopy (SEM), and X-ray diffraction (XRD)) show that the natural Fe(III) films bear nanocrystalline structures of ferrihydrite [
39]. This is supported by the finding of another study in which the X-ray diffraction data also point to the presence of two-line ferrihydrite in films from field and laboratory culture samples [
40].
The iron in floating films of natural waters in south-central Sweden was characterized by using extended X-ray absorption fine structure (EXAFS, a technique of synchrotron-based X-ray absorption spectroscopy (XAS)) [
37]. It was found that in two groundwater discharge sampling locations, the only chemical component present in the film samples was ferrihydrite and the Fe···Fe distances were lower in the tested natural samples than in the synthesized ferrihydrite, indicative of a somewhat distorted structure exhibited by the films as compared to the two-line ferrihydrite synthesized. The signals from the Fe···C distances and those reflecting Fe–O–C three leg, back-scattering (signals from materials other than Fe(III) (hydr)oxide minerals) were detected in films from two other sampling locations and the proportion of the Fe(III) bound to natural organic matter was estimated to be 60–70%. The film samples from these two other sampling sites showed shorter Fe···Fe distances that reflect the distance known for the geometrics of the octahedral edge-sharing Fe(III) present in ferrihydrite [
37].
We consider that the following possibility might not be ruled out with respect to the observations and interpretations above: The differences in the EXAFS signals for the films from different sampling sources/locations could also partially be due to the differences in age of the film samples at time of sampling, since the films actually could resume different polymeric or mineralogical structures along the sequential stages of their formation and transformation. In other words, the floating Fe(III) films may vary not only from location to location (spatial factor), but also from time to time (temporal factor) in the same location along their formation and transformation/aging.
Characteristics of Ferrihydrite: Ferrihydrite is known as one of the soil Fe(III) oxide and oxyhydroxide minerals that has received sizable attention [
20,
21,
87]. It was named by Chukhrov et al. [
88] and accepted as a mineral in 1971 by the Nomenclature Commission of the International Mineralogical Association. It was previously called “amorphous ferric hydroxide” because it is a poorly ordered Fe(III) oxide species. This mineral can be found in some particular soil-associated environments such as drainage ditches and small, slow running water courses and in places where Fe(II) is oxidized and then precipitates in the presence of rich organic substances [
20,
21,
87].
Ferrihydrite is generated by Fe(III) hydrolysis. It is a widespread and characteristic component of young Fe-oxide accumulations from ferriferous water. Ferrihydrite appears as rusty voluminous precipitates rich with adsorbed water, inorganic ions, some silicates and phosphates, and organic substances. It is commonly present as very small colloidal spherical particles (3–7 nm in diameter), highly aggregated. Ferrihydrite has short-range ordering that exhibits broad X-ray diffraction lines and thus it is not a true hydroxide. Ferrihydrite has a distinct analytical feature, i.e., it is considerably or nearly completely soluble in acid ammonium oxalate in the dark [
20,
21,
87].
Ferrihydrite bears the following physical characteristics: a density of 3.96 g cm
−3, very small particle sizes (50–100 Å), high surface areas (200–350 or 100–700 m
2 g
−1, 2–5×10
5 m
2 kg
−1), reddish-brown colors (generally, 2.5YR–5YR–7.5YR in the
Munsell Soil Color Charts, e.g., 2.5YR3/6, more reddish than goethite, less reddish than hematite), a trigonal crystal system, and a spherical crystal morphology. It is structurally quite close to hematite, but it has some structural defects, e.g., replacement of some O (and OH) by water molecules and some vacant Fe positions [
20,
21,
87].
Ferrihydrite can be easily synthesized by microbial oxidation of Fe(II) citrate solution or some natural carbon-rich samples. Further crystallization is retarded by adsorption of environmental impurities, especially some organic substances, on very small amorphous colloids of high surface areas. Ferrihydrite can form rather fast, but this mineral actually does not stay as a stable mineral phase. Eventually, it transforms to become a more stable crystalline form of goethite (α-FeOOH) in humid temperate regions, or hematite (α-Fe
2O
3) in warm and dry environments [
20,
21,
87]. The physical and chemical characteristics of ferrihydrite and the ambient environments for its formation appear to be quite consistent with the findings about the observed floating Fe(III) films as reported in various published studies as well as the present investigation [
20,
21,
37,
38,
39,
40,
87].
Composition formula for Ferrihydrite: The bulk composition (not structure) formula for ferrihydrite is considered to be 5Fe
2O
3·9H
2O [
21,
87]. This indicates that it is rich in water and may account for its voluminous nature as very small colloidal particles [
21,
87].
The composition of 5Fe
2O
3·9H
2O for ferrihydrite can be viewed in another form:
Considering that, respectively, Fe(OH)3 and FeOOH can be viewed as Fe2O3(H2O)3 and Fe2O3(H2O)1, it is interesting to notice that Fe2O3(H2O)2 for ferrihydrite stands just in between Fe(OH)3 (i.e., Fe2O3(H2O)3) and FeOOH (i.e., Fe2O3(H2O)1). This seems to suggest that ferrihydrite is probably composed of a mixture of various Fe(III) polymers in the form of Fe2O3(H2O)n = 1–3, rather than a single mineral with a well-defined composition. It may also exist as an intermediate polymer species between Fe(OH)3 and FeOOH.
An elaboration provides support for the above notion regarding the interpretation of Fe
2O
3(H
2O)
1.8 as the composition of ferrihydrite. To facilitate the illustration, a new Fe(III) polymer species is enlisted here. This polymer has two layers of Fe(III) and a composition in between the Fe(OH)
3 polymer with one Fe(III) layer (see
Figure 9a) and the FeOOH polymer with three Fe(III) layers (see
Figure 9b).
This new polymer sheet can form by fusing a one-Fe(III)-layer Fe(OH)
3 polymer sheet with another identical Fe(OH)
3 sheet, with a segment of the Fe(OH)
3 sheet, or simply with a single piece or individual pieces of Fe(OH)
3 monomers or dimmers, etc. This polymer has five layers, HO–Fe(III)–O–Fe(III)–OH, and the two Fe(III) layers are identical. These have three inner O ions, each sharing with four Fe(III) ions, and three outer O ions, each sharing with two Fe(III) ions as OH groups in the Fe(III)O
6 unit (
Table 12). The middle O ions sharing with four Fe(III) ions fuse the two Fe(III) layers together:
The composition formula can be found for this new Fe(III) polymer as follows: For the O sharing with four Fe(III) ions in the middle, each O contributes (1/4)O to the Fe(III), while for the O sharing with two Fe(III) in the OH groups on the sides (top, bottom), each O gives (1/2)OH to the Fe(III). Hence, each of the two identical Fe(III) ions considered from the two Fe(III) layers gets (1/4)O × 3 + (1/2)OH × 3 for one Fe(III)O6 unit. Thus, two of the Fe(III) ions in total have ((1/4)O × 3 + (1/2)OH × 3) × 2 = (3/2)O + 3(OH). This results in the following composition formula: 2Fe(3/2)O3(OH) = 2Fe3O(3/2)O3H = Fe2O3(H2O)(3/2) = Fe2O3(H2O)1.5.
A charge balance can be determined for this new polymer. Each O sharing with four Fe(III) ions gives (−2)/4 = −1/2 charge to the central Fe(III), while each side O sharing with two Fe(III) ions contributes (−1)/2 charge to the central Fe(III) (remaining −1 balanced by H
+ as OH group). Hence, the total charge from six O ions around the central Fe(III) amounts to (−1/2) × 3 + (−1/2) × 3 = −3, balancing +3 of the central Fe(III) (
Table 12).
With the new Fe(III) polymer species of two Fe(III) layers (Fe2O3(H2O)1.5) introduced, ferrihydrite (Fe2O3(H2O)1.8) actually falls in between Fe2O3(H2O)3 (Fe(OH)3 polymer of one Fe(III) layer) and Fe2O3(H2O)1.5 (the new Fe(III) polymer of two Fe(III) layers). In other words, ferrihydrite is probably composed of various Fe(III) polymer species in the form of Fe2O3(H2O)n = 1.5–3, instead of Fe2O3(H2O)n = 1–3, as tentatively considered previously.
Furthermore, the irregular number of 1.8 for water in the ratios of the composition of ferrihydrite seems to suggest that it could be a mixture of Fe2O3(H2O)3 and Fe2O3(H2O)1.5 at certain proportions. One scenario of such a kind can be revealed as follows: We assume that ferrihydrite has a composition of 3x + 1.5y = 1.8 (where x + y = 1, and x and y are the proportions (%) of Fe2O3(H2O)3 and Fe2O3(H2O)1.5, respectively) to yield the overall Fe2O3(H2O)1.8 for ferrihydrite. The equation 3x + 1.5y = 1.8 can be transformed to 3x + 1.5 × (1 − x) = 1.8 since x + y = 1. Solving x yields x = 0.2 (20%). This can be verified by the following calculation: 3 × 0.2 + 1.5 × 0.8 = 1.8. This calculation shows that with respect to the scenario considered here, ferrihydrite can be composed of a mixture of 20% Fe2O3(H2O)3 and 80% Fe2O3(H2O)1.5 with both polymers of well-defined composition and structure in separate pure particles.
Alternatively, ferrihydrite in the above proportions of 20% and 80% can materialize in another way. This polymer can be viewed as an incomplete Fe2O3(H2O)1.5 polymer (two Fe(III) layers) in one single piece with 20% of its polymer body only having one Fe(III) layer (defect) as the Fe2O3(H2O)3 polymer (Fe(OH)3 polymer). In other words, ferrihydrite can also be viewed as an Fe2O3(H2O)3 polymer in one piece with 80% of its body covered (or fused) with another layer or groups of Fe(III) to become the Fe2O3(H2O)1.5 polymer. The spots of the one-Fe(III)-layer polymer (the original Fe(OH)3 sheet) may be concentrated in certain locations or sections of the original Fe(OH)3 polymer or randomly spread at single spots or groups of spots. The distribution depends on the conditions and availability of the Fe(OH)3 monomers and dimers and segments of the Fe(OH)3 polymers as precursors. The discussion on ferrihydrite thus reinforces the notion that it is probably composed of various Fe(III) polymers, complete and incomplete in terms of well-defined structures.
A number of other formulae were also proposed for the composition of ferrihydrite, including
Fe5HO8·
4H2O (=Fe
5O
7.5HO
0.54H
2O = (Fe
2O
3)
2.5(H
2O)
0.54H
2O = (Fe
2O
3)
2.5(H
2O)
4.5 = Fe
2O
3(H
2O)
(4.5/2.5) = Fe
2O
3(H
2O)
1.8 → 5Fe
2O
3·9H
2O);
Fe5(O4H3)3 (=Fe
5O
12H
9 = Fe
5O
7.5O
4.5H
9 = (Fe
2O
3)
2.5(H
2O)
4.5 = Fe
2O
3(H
2O)
1.8 → 5Fe
2O
3·9H
2O); and
Fe2O3·
2FeOOH·
2.6H2O (=Fe
2O
3Fe
2O
2O
2H
2(H
2O)
2.6 = Fe
2O
3Fe
2O
3OH
2(H
2O)
2.6 = (Fe
2O
3)
2(H
2O)
3.6 = Fe
2O
3(H
2O)
1.8 → 5Fe
2O
3·9H
2O) [
20,
21,
87]. Interestingly, all these other forms of ferrihydrite actually share the same (equivalent) composition of 5Fe
2O
3·9H
2O.
3.8. General Composition Formula for Various Fe(III) Polymers
Our discussion has shown that floating Fe(III) films are composed of various Fe(III) polymers (e.g., Fe(OH)3, FeOOH, or Fe2O3) and ferrihydrite is composed of various Fe(III) polymers (Fe2O3(H2O)n = 1.5–3). Clearly, the various Fe(III) polymers are at the center of the Fe(III) films with respect to their composition and structure. Our previous discussions on Fe(OH)3 (Fe2O3(H2O)3), Fe2O3(H2O)1.5, FeOOH (Fe2O3(H2O)1, and Fe2O3 (Fe2O3(H2O)0) all converge to a certain regularity shared by these various Fe(III) polymers concerning their composition and structure. This regularity leads to an emergence of a general composition formula corresponding to the general structure for the Fe(III) polymers of multiple Fe(III) layers (m = 1, 2, 3, …, where m is the number of Fe(III) layers in the Fe(III) polymers).
The introduction of a new Fe(III) polymer of four Fe(III) layers should be helpful to the derivation of the general composition formula. As shown in the case of FeOOH (Fe2O3(H2O)1, m = 3), this new polymer shares the same structure feature corresponding to its composition: two identical middle Fe(III) layers in between two identical outside Fe(III) layers (top and bottom). This feature can serve as a general structure model for various Fe(III) polymers of multiple layers of Fe(III), no matter how many middle Fe(III) layers.
Like FeOOH (
Figure 9b,
Table 12), this new polymer has the following composition corresponding to its structure with four Fe(III) ions considered for the four Fe(III) layers (
m = 4, two outside, two middle):
A comparison of the derivation for the FeOOH polymer of three Fe(III) layers (m = 3, composition formula: Fe(III)3O((1/4) × 6 × (3 − 1))(OH)3) with that for the new Fe(III) polymer of four Fe(III) layers (m = 4, composition formula: Fe(III)4O((1/4) × 6 × (4 − 1))(OH)3) can inductively yield the general composition formula for various Fe(III) polymers of multiple layers of Fe(III) (m = 1, 2, 3, 4, …) in an identical manner, as shown below.
Considering a general structure model for all various Fe(III) polymers of multiple layers of Fe(III), they all share the same structure feature: (
m − 2) identical middle layers of the same Fe(III) wrapped in between two identical outside layers (top and bottom) of Fe(III) (the sandwich structure). Hence, the following general formula for the various multi-Fe(III)-layer polymers can readily be inferred inductively, by replacing, e.g., 4, with
m in the composition formula of Fe(III)
4O
((1/4) × 6 × (4 − 1))(OH)
3 for Fe
2O
3(H
2O)
3/4 (
m = 4):
A formal derivation of the general composition formula can be formulated as follows:
Corresponding to the general structure of the Fe(III) polymers of multiple (
m) layers of Fe(III) as described above, we can consider one Fe(III) for one Fe(III) layer, and so here we have
m Fe(III) ions considered in total (two outside layer Fe(III) ions (top and bottom) and (
m − 2) middle layer Fe(III) ions). Each of the two identical outside layer Fe(III) ions considered has three inner O ions, each shared with four central Fe(III) ions, and three outer OH groups, each shared with two central Fe(III) ions in its octahedral Fe(III)O
6 unit. As a result, the outside layer Fe(III) each has the following composition:
On the other hand, each of the identical middle-layer Fe(III) ions considered has six O ions in its Fe(III)O
6 unit, each shared with four central Fe(III) ions, and its composition thus is Fe(III)O
((1/4) × 6). For a total of (
m − 2) identical middle-layer Fe(III) ions considered, their overall composition is as follows:
It follows that the entire polymer holds the following composition corresponding to its structure of (
m − 2) middle layers of Fe(III) in between two outside layers of Fe(III):
The above composition formula exactly resembles the one obtained intuitively as just shown by comparing the two formulae for the two Fe(III) polymers (m = 3, m = 4).
The general formula corresponding to the above composition formula in terms of Fe
2O
3 and H
2O as hydrous ferric oxides (
mFe
2O
3·
nH
2O) can be derived as follows:
The above formula is a manifestation of the condensation polymerization through water elimination during formation and transformation of various Fe(III) polymers (
m = 1, 2, 3, 4, …).
The above derivations for the general formulae can be verified by assigning the
m numbers to yield the specific corresponding formulae:
The above specification for the verification generates the identical outcomes of the compositions of the Fe(III) polymers presented previously. This thus leads to the general notion that Fe(III) films are composed of various Fe(III) polymers of multiple layers of Fe(III) that hold a general, unified composition formula, i.e., FemO((1/4) × 6 × (m − 1))(OH)3 or Fe2O3(H2O)(3/m) (m = 1, 2, 3, 4, …), as complete (defined by the composition formula) and/or incomplete (partially formed, with defects) forms of the Fe(III) polymers.
The formulation and discussion on the formation and transformation of the various Fe(III) polymers can be applicable to the case of Al(III) as well. Like Fe(III), Al(III) is a typical Brønsted–Lowry acid (an ion or a molecule that can release/donate proton(s) in an aqueous solution or water). Al(III) ions hydrolyze in water, and various products of Al(III) hydrolysis polymerize to become stable. The polymerization of various Al(III) hydrolysis products and transformation of various Al(III) polymers thus resemble those for the Fe(III) species. Hence, the general composition formula for various Al(III) polymers can readily be obtained by replacing Fe(III) with Al(III) in the formula for Fe(III), as given below:
Likewise, it follows that the composition formula in terms of Al
2O
3 and H
2O as hydrous aluminum oxides (
mAl
2O
3·
nH
2O) also holds true for the Al(III) polymers: Al
2O
3(H
2O)
(3/m).