1. Introduction
Astrophysical plasmas have been widely studied through different theories, simulations, and observations based on plasma physics knowledge. In this case, we have the chance but also face the major challenge of studying plasma dynamics in various contexts, from kinetic processes conditioned by the energy (velocity) distributions of plasma particles to the macro-physics of a hydrodynamic plasma; or from high energy fully relativistic manifestations of plasmas in quasars and AGN jets to non-relativistic solar outflows filling the heliosphere and planetary environments [
1,
2,
3,
4]. However, precisely, these complex manifestations of the plasma lead to multiple problems, which must be addressed and solved according to the phenomena of interest in our analysis. We can thus mention the modeling of turbulence and instabilities, from those at the micro-(kinetic) scales associated with the anisotropy of charged particles to those characteristic of large-scale plasma systems in different astrophysical scenarios [
5,
6,
7,
8]. It is also not trivial to decode the energy transfer mechanisms, i.e., between particles and electromagnetic fields, plasma heating, and particle acceleration [
9,
10,
11,
12]. Not only the intrinsic properties arouse interest, but also the fact that natural plasmas are not isolated systems, but are in interaction with the environment that affects their evolution [
13,
14,
15].
Plasma clearly dominates most of the visible matter in the universe, but its properties vary in various astrophysical or space contexts. For instance, plasmas surrounding black holes (accretion disks), AGN jets [
16,
17,
18,
19], highly contrast with heliospheric plasmas, solar wind, and the close-to-earth environment [
20,
21,
22,
23]. Under any of these circumstances, plasma is not a static system: it expands, shrinks, and constantly changes its structure. All of these are expanding plasma systems, whose analysis may invoke both kinetic and magnetohydrodynamic (MHD) theories, but sometimes also relativistic plasma approaches [
24,
25,
26,
27,
28,
29]. Theories and numerical modeling aiming to a better understanding of the plasma expansion and quantifying its effects, e.g., in the heliosphere but also other astrospheres in our Galaxy, are very complex and computationally highly demanding. For instance, the most immediate problem when computing plasma simulations is purely related to computer limitations, especially, memory limitation to study the expansion of a plasma parcel. If we couple the kinetic physics and the expansion, not only the computational time but also the memory needed to explore the possible effects would be ineffective. Therefore, more effective and methodological frameworks should be applied when studying plasma expansion.
Velli et al. [
30] proposed and developed the Expanding Box Model (EBM), which allows for the study of plasma expansion in a new system of reference. The main idea of this model came as an answer to the limited memory in computer simulations when studying solar wind plasma expansion. It enables the study of the radial–spherical expansion through a Cartesian approximation with a non-trivial change of coordinates. In this context, consider a plasma parcel expanding in a static and inertial system of reference
S. The EBM defines a new system of reference
co-moving with the plasma at constant velocity. In this new framework, through the change of coordinates, the plasma parcel becomes steady (non-expanding) and is moving along with it. For instance, from the
S system, an observer will see the plasma expanding and going away, while from the new
system, the observer will move along with the parcel but will not notice the expansion (i.e., the volume of the plasma parcel/box is constant). The question that arises is how the expansion can be described in a non-expanding frame. Within this new description, the expansion is no longer a spatial property of the system. When transforming to the new frame, the expansion traduces in temporal variations rather than spatial. This idea has the computational advantage of studying the expansion in a co-moving and non-expanding framework. Also, this way, we can expect to reduce computational memory limitations in specific studies of plasma expansion. On the other hand, the EBM has analytical advantages, as we can rewrite equations using this formalism with an explicit dependence on the expanding parameters.
Originally proposed as a Cartesian description of coordinates, EBM has improved and generalized to a more diverse description through the years and more recent research. On the one hand, Grappin and Velli [
31] applied this model using polar coordinates to study the solar wind expansion in the ecliptic plane. On the other hand, more recent research has generalized this model by considering an accelerated co-moving frame [
32], enabling the study of expansion in the accelerating regions of the solar wind close to the Sun. These upgrades demonstrate how flexible and diverse the study of the expansion using the EBM can be. Thus, we can adapt the equations and the model to the applications of interest, which are in general focused on studying plasma physics in the macroscopic regime through the MHD description [
30,
31,
33]. It is possible to rebuild the MHD approach in the co-moving frame, from the well-known MHD equations and the EBM formalism, and apply them, for instance, in hybrid simulations with kinetic ions and fluid electrons. Following these ideas, ref. [
34] studied the role of the expansion when both kinetic and fluid populations are in the plasma [
35,
36]. More recent studies have focused on the expansion effects in the simulations at microscopic or kinetic scales [
37,
38,
39,
40]. The results appear to motivate the utility and advantage when incorporating the expansion through the EBM, affecting density, velocity, or even the magnetic field profiles. Physical quantities are thus conditioned by the EBM, showing, for instance, the temperature or magnetic field decreases, in agreement with the observations. Moreover, expansion may also play an indirect role in the heath flux regulation through the excited instabilities [
38]. Under this context, Seough et al. [
41] introduced the effect of expansion at the kinetic level to add wave–particle relaxation to the well-known double adiabatic equations in the EB formalism. They considered the well-known moment-based quasilinear kinetic theory and added the EBM temperature evolution to the equations.
As mentioned, even though there have been diverse successful applications of the EBM in theoretical and, mainly, numerical simulations, there is still no Vlasov theory describing plasma expansion from a first principles approach, allowing us to describe both micro and macroscopic plasma physics from the expanding kinetic equation developed in this manuscript. In this paper, for the first time, we present a novel first principles description for spatially expanding plasmas, which relies on the Expanding Box formalism. Through this description, we introduce and develop a new theoretical framework, fundamentally based on the (collisionless) Vlasov equation written in the co-moving/EB frame, aiming to fill the gap between theory and simulations, which is especially relevant for the description of plasmas at kinetic scales. In particular, we present the general considerations and mathematical formalism when a microscopic description for expanding plasma is needed. Based on the transformed Vlasov equation, general expressions for the principal moments of the velocity distribution can be derived, as well as general MHD equations in the EB framework. From these expressions, we can explicitly test the consistency between micro and macroscopic physics. Despite the fact that EBM was initially proposed for the study of expanding solar wind, the main idea of this model is entirely general. Indeed, as starting from the Vlasov–Maxwell system, most plasma descriptions can be obtained, this new formalism may open new ways to study the plasma physics of any expanding system, from a local-to-Earth environment, such as the solar wind, or to wider astrophysical contexts, such as expanding relativistic plasma. These ideas are the stepping stones for further research in expanding systems at kinetic scales.
This paper is organized as follows.
Section 2 introduces the general formalism and definitions used when working with the EBM. In
Section 3, we derive the expanding (collisionless) Vlasov equation, which transforms the standard expression to the co-moving frame. The expanding moments, i.e., continuity, momentum, and energy equations, are obtained in
Section 4, and in
Section 5, we develop ideal MHD equations to compare with the results already existing in the literature. Finally, in
Section 7 we summarize our results and identify a series of implications for future applications.
2. Expanding Box Model (EBM)
The Expanding Box Model (EBM) is a formalism that allows for studying the radial–spherical expansion through a Cartesian approximation with a non-trivial change of coordinates. Consider a plasma parcel expanding from a static and inertial system of reference
S; the EBM defines a new system of reference
co-moving with the plasma at constant velocity
. The plasma parcel is not expanding with respect to this new framework (through the change of coordinates), but it moves together with it (see [
31,
33] for a detailed discussion and derivation). The relationship between these two systems,
S (non-prime quantities) and
(prime quantities), is defined as a Galilean transformation in the radial direction
x and a re-normalization in the perpendicular direction
where
The Galilean transformation in the
direction, given by Equation (
1), allows the
system to move along with the plasma parcel as this transformation is made through the radial distance
of the plasma. In the transverse directions (i.e.,
y and
z components), the re-normalization of the quantities is made through the expanding parameter
. As
y and
z coordinates increase at the same rate as this parameter, the normalization Equations (
2) and (
3) allow for maintaining a constant volume of the plasma parcel in the
system or co-moving frame. It is important to stress the following interpretation for the coordinates transformations: note that only the radial direction is related to a Galilean transformation, but in the perpendicular directions, there is a non-Galilean time-dependent renormalization in the quantities. These non-Galilean terms are expected to incorporate all the expanding effects in the kinetic equations.
Figure 1 shows the Cartesian sketch and the related coordinates and parameters that allow us to work in the co-moving
system. With this transformation, all information about the plasma expanding in the perpendicular direction (
y–
z plane) is incorporated and quantified by the
parameter. Even though the plasma is not expanding in the co-moving system, this parameter will allow us to include the effects of the expansion in the equations by changing the time and spatial derivatives, among other physical quantities.
In order to describe the physics in the
system, or co-moving framework, we need to transform all the physical quantities from
S to
. For the detailed derivations, the interested reader can consult [
31,
33,
34,
36]. In this work, we follow the same procedures for a re-derivation of these quantities in the EBM. One particular difference in our description is that the spatial and velocity gradients in the
system are defined as
These expressions will allow us to have all the expanding transformations through, i.e., the expanding parameter a, explicitly outside the gradient definitions. As a consequence of that, when studying the expansion dynamics analytically, it becomes more clear where the explicit time dependencies are. The same consideration applies to all quantities, i.e., bulk velocity, pressure, and heat fluxes.
To derive the equations, first, we need to align the
axis with the spherical–radial coordinate. Following the transformations Equations (
1)–(
3), we can establish more relationships between
S and
(see
Appendix A for the detailed derivation)
where
Note that and , as discussed before. These relationships are now sufficient to re-write Vlasov’s equation in the co-moving system .
Motivation for an Expanding Vlasov Equation Approach
The effects of the expansion in the transverse directions (perpendicular to the radial direction
x) can be directly observed and measured only from an inertial framework, such as the one fixed to the Sun. In the non-inertial framework
of the EBM, the effects of the expansion on the main plasma parameters are indirectly transmitted by the new parameter
that varies in time according to Equation (
5). This helps us to understand how we can study plasma expansion in the co-moving system. In fact, we convert the spatial and temporal evolution of the expanding plasma properties to a temporal variation/description of the same properties in the
system. Therefore, even if the plasma parcel is not expanding in the co-moving frame, the expansion effects are transmitted to the equations via the
parameter. Moreover, the Expanding Box is not closed or isolated but should allow particle and energy exchange with the environment plasma.
Even though there are diverse applications of the EBM in, e.g., simulations at different scales, no kinetic theory applies this model from first principles. We need to start from the Vlasov equation in order to develop a fundamentally reliable framework for the study of plasma expansion in the EBM. This equation allows us to study the evolution of the velocity distribution function (VDF) for each particle population that compounds the plasma. Through the EBM formalism, we can study how expansion affects this equation. As mentioned, the expansion is mainly traduced through the directions perpendicular to the radial direction, and in the co-moving frame, there are non-inertial forces that maintain the constant volume of the plasma parcel. Thus, these forces will modify the acceleration term in Vlasov’s equation.
In the EBM, the modified expanding-Vlasov equation facilitates the multi-scale physical analysis of the expanding plasma. For instance, the macroscopic properties of the expanding plasma are given by the main moments of the velocity distribution, while the equations describing their time–space evolution, i.e., continuity, momentum, and energy equations, are obtained by integrating the modified Vlasov equation. In this way, we are entitled to compare our results with those already published [
31,
34], but this time starting from the first principles in the derivation of the Vlasov equation. We recall that in the cited literature, the expanding MHD equations were obtained directly from transforming the physical quantities for the continuity, momentum, and pressure equations to the co-moving frame. There are multiple applications, and as a first choice, we can use it to explore linear and quasilinear properties of plasma waves and instabilities, expected to govern the dynamics of poorly collisional plasmas from space.
4. Moments of Vlasov’s Equation
In this section, we will focus on developing equations for a magnetized fluid with the EB formalism. This first approach is a possible example of working with Vlasov’s equation in the co-moving frame. To do so, we first need to obtain the first three moments from Equation (
16): continuity, momentum, and pressure. We stress that these moments are expressed in the non-inertial co-moving frame
. As Equation (
16) is now written in the EB frame, we only need to integrate this equation by the primed moments in the velocity space (similar to the non-expanding cases).
Note that the left-hand side of Equation (
16) is almost the same as in the non-expanding case. Therefore, the same ideas used in that case are still valid but with primed quantities. Note that the modification of the equation is mainly through the tensor
. One advantage of this description is that moments are obtained via integrating Vlasov’s equation in the velocity space. As this tensor is only a function of time, such integrals will not be affected (only the components through the inner products). Therefore, we will only focus on the right-hand side integrals of Equation (
16). For the notation and solution of the related integrals, see
Appendix B.
For developing the equations, we will follow the ideas of Hunana et al. [
43]. Related to the moments of the velocity distribution function
(density, mean velocity, pressure and heath flux), we will use the same definitions as in the non-expanding cases, but with primed quantities
where the velocity
denotes the fluctuations with respect to the mean velocity
, so that
Since we will continue to work only in the co-moving system, the primes in the variable notations will be omitted in the equations from now on.
4.1. First Moment: Continuity Equation
As a first example of working out the equations in the
system, we will develop in detail the first moment. For the other moments, the same ideas are applied. When we integrate Equation (
16) in the velocity space, from the first two terms, we have the usual expression from the continuity equation (omitting the primes):
The Lorentz force terms are still zero as for the non-expanding case. For example, for the electric field
coupled to the condition
Finally, the integral reads as
The two terms in the integral are similar; hence, we are basically solving the same integral twice. Let us fix one coordinate (say the
y-coordinate), multiply that expression by two and integrate by parts, which yields
Therefore, the continuity equation reads as follows in the co-moving system
With this first example, we can already start noticing how the expansion affects the equations through the expanding parameter
. The continuity Equation (
34) has a non-zero term on the right-hand side that modifies the behavior of the density. As we mentioned before, even though in the co-moving frame, the box is not spatially expanding; all the expanding information is traduced in time variations by the
parameter, allowing us to study how the expansion affects the physical quantities (i.e., density, velocity, and pressure) we are interested in. It is essential to mention that the obtained Equation (
34) is the same as the one published by Grappin et al. [
33]. Here, we are presenting the kinetic formalism for deducing the fluid equations.
4.2. Second and Third Moment: Momentum and Pressure Equation
For the second and third moment, we multiply Vlasov’s equation by
and
, respectively, and integrate it over velocity space in order to obtain the momentum and pressure equation. For the detailed derivation, see
Appendix B. For these cases, we will only focus in the right-hand side integrals related to the non-inertial force. The integral
for the momentum equation reads as
Therefore, the expanding momentum equation becomes
On the other hand, for the third moment/pressure equation, the right-hand side integral
reads as
For solving these integrals, we only need to decompose the velocity in terms of the mean velocity and its fluctuations
, obtaining
where the supra-index
s represents a symmetric operator that acts on a matrix
as
or in index notation
. Finally, using the previous moments Equations (
34) and (
36), the pressure equation takes the following form:
where the cross product between a vector
and a tensor
is defined as
The obtained moments Equations (
34), (
36), and (
38) are completely general regarding the Expanding Box Model. The expansion effects are clearly visible and change the usual (non-expanding) equations. In particular, the right-hand sides of the equations are now affected by the EBM terms (i.e., the
a parameter, the expanding velocity
, and the initial distance
). For the cases of the continuity and momentum equation, the terms
and
are the same as those that Grappin et al. [
33] developed from transforming the continuity and momentum equation from the
S to the
system/co-moving frame. Here, we developed another framework to obtain these equations. The advantage of working from Vlasov’s equation with the EBM is that we can explore the kinetic effects and compare our results with the already published work in MHD.
On the other hand, it is expected that if the plasma is not expanding, we should recover the usual magnetized fluid equations. Note that this case is obtained in the non-expanding limit
or
; therefore,
is the identity, and we recover the usual expressions for the moments of Vlasov’s equation in the inertial frame, namely
In the next section, we will focus on obtaining the ideal MHD equations with the EBM formalism in order to compare with the work of Grappin et al. [
33] and prove the consistency of the obtained equations. As an improvement of the published equations, in this work, we are also presenting the evolution for the pressure tensor given by Equation (
38). This allows us to study how the expansion also affects the pressure tensor.
5. Expanding Ideal-MHD
In order to compare our results with the ones already published in the literature, we will develop, from the moments we already obtained, an ideal description for the magnetohydrodynamic equations using the Expanding Box Model. In this section, we will explicitly work with the primed quantities so it is clear in which frame we are working.
Consider a magnetized electron–proton plasma, where the momentum Equation (
36) in the co-moving frame describes the evolution for each species
Defining the fluid velocity as
for
in Equation (
43) and in the cold electron approximation (
), we can relate the magnetic and electric fields as
In the inertial system, assuming quasi-neutrality (
), for the the total current density
, we obtain
where
e is the electron charge. Therefore, expressing
in terms of the co-moving variables
where
, the electron velocity can be expressed as
Therefore, using Equation (
48) in (
45), we obtain
In the inertial frame, we can obtain the current density in terms of the magnetic field from Ampere’s law. Neglecting the displacement current (for studying lower frequency waves as in the proton’s scale), Ampere’s law reads as
Therefore, in the co-moving system, we have
Finally, the electric field reads as
The first term of this equation is related to the Hall term, and the second term is the usual one from the MHD induction equation. Finally, using Equation (
52) in the momentum equation for protons Equation (
43), we obtain
where
is the proton density. Equation (
53) is the same as the one obtained by Grappin et al. [
33]; the only difference here is that we explicitly work with the
tensor, outside the definition of the gradient.
Pressure Equation
As a final application of the presented framework, we will develop the polytropic equation from Equation (
38) that also was published in Grappin and Velli [
31], Grappin et al. [
33]. For this case, consider an isotropic pressure
given by
Neglecting the heat flux from Equation (
38), we obtain
Calculating the trace, assuming a pressure tensor given by Equation (
54), we obtain the scalar pressure equation for a polytropic index
:
This equation is the same as the one published in the cited works. In this section, we aimed to study the consistency between the micro and macroscopic approaches. The results show that we are able to reproduce expanding (ideal-) MHD through the modified Vlasov Equation (
16). Developing an ideal MHD description allows us to validate the expanding Vlasov Equation (
16). In order to study kinetic physics, we first needed to validate the kinetic equation. As there is already published work in the EBM–MHD frame, this is the natural starting point to apply the kinetic-EBM.
7. Discussions and Conclusions
In this paper, we have developed a novel first principles Vlasov-based approach to describe astrophysical plasma expansion, using the Expanding Box Model (EBM) formalism. Under appropriate coordinate transformations, we transferred the analysis to a non-inertial frame co-moving with the expanding plasma parcel identified with the EBM. This EBM frame is characterized by a re-normalization of components that maintains a constant volume of the plasma parcel. Within this description, in the EBM frame, plasma does not expand, but its properties vary in time as an effect of the expansion. Thus, the expansion was traduced and simplified from complex spatio-temporal variations in the inertial frame (fixed to, e.g., the Sun), to purely local temporal variations in the co-moving non-inertial EBM frame, mainly represented by the bulk speed of the plasma and the parameter.
This procedure allowed us, for the first time, to rewrite all fundamental plasma physics equations with explicit dependence on the EBM parameters. In particular, through the coordinate transformation given by Equations (
1)–(
3), we derived the Vlasov equation in the EBM frame, which explicitly considers the non-inertial fictitious forces related to the expanding parameters. These coordinate transformations are not purely Galilean. In the transverse directions with respect to the expansion, there is a non-Galilean re-normalization of the quantities. From these transformations, it is possible to transform all the physical quantities (i.e., electric and magnetic fields, spatial and temporal derivatives, etc.) into the co-moving frame through a Galilean-like transformation, in which the variables are projected into the EB frame adding the non-Galilean/inertial terms. Therefore, the EBM formalism provides a new framework to study the kinetic and fluid dynamics of expanding plasma, to be applied to different expanding systems. For instance, the modified Vlasov equation allows us to study the expansion effects in the evolution of velocity distribution functions of plasma particles. We can couple it with Maxwell’s equations and resolve kinetic spectra of plasma wave fluctuations, spontaneous or induced by the kinetic anisotropy of charged particles, their linear dispersion relations, quasi-linear and nonlinear interactions with plasma particles, etc.
To explore the physical interpretations of the modified Vlasov equation, in
Section 4, we derived the related moments, i.e., continuity, momentum, and pressure/energy equations, which provide a fluid description of magnetized expanding plasmas. This description allowed us to characterize the physical meaning of the new effects introduced by the expansion. Namely, the EBM modifies the continuity equation written in the co-moving frame Equation (
34) by affecting the conservative form of the equation. The advantage is that within this framework, there is no need to consider a “source” or a “sink” in the plasma description. Those effects appear naturally through the non-inertial forces in the modified Vlasov equation and represent the density decrease as the plasma moves away from its source (e.g., the Sun). Furthermore, the expanding momentum Equation (
36) explicitly shows the non-inertial (fictitious) forces acting in the transverse directions of the plasma parcel as expected. Finally, in the EBM referential, the conservative form of the pressure Equation (
38) also changes. It should be noted that even if the heat flux is neglected (see Equation (
55)), the framework provides a way to describe the energetic losses due to the expansion (i.e., associated with the plasma cooling when it is expanding). This description allowed us to develop a general version of the pressure equation existing in the literature [
31,
33] by explicitly developing it in its tensor form. This new result, which to our knowledge has not been published before, enables us to study more complex systems when an isotropic pressure is not sufficient to describe the plasma dynamics. The present results have also been tested in the limit case when there is no expansion (i.e., for a zero expanding velocity), and, as expected, we recovered the common equations given by Equations (
39)–(
41) not modified by the expanding effects.
In
Section 5, we focused on developing an expanding (ideal) MHD description of the plasma, through the obtained moments and the usual approximations (e.g., neglecting electron’s inertia, cold electron approximation, neglecting the Hall term, etc.). These results allow us to test the consistency and agreement between the modified expanding-Vlasov equation and the results in ideal-MHD, which in the literature were obtained only through a direct transformation of the inertial MHD equations to the co-moving frame [
31,
33]. It is not only these agreements that validate the developed framework, but also the physical meaning and correct interpretation of the non-inertial/fictitious term, which modifies the kinetic equation. This allows us to explicitly describe the expanding effects by modifying the conservative forms of the continuity, momentum, and energy equations. An accurate description and interpretation of the Vlasov equation in the co-moving frame are vital and substantial for a multi-scale agreement.
Our results should facilitate a series of applications and future investigations. Thus, the expanding moments Equations (
34), (
36) and (
38) can be exploited, mainly through the pressure equation, to explore the modifications of the double adiabatic invariants given by the CGL equations [
26], which describes the evolution of parallel and perpendicular pressures when no heat flux is considered. Moreover, aiming to implement the kinetic effects in the MHD equations, as for a characterization of the Landau fluids [
44], the expansion moments can also be used through, e.g., the heat flux term in Equation (
38). The advantage is that we can reproduce previous results in the EBM context, which enables the quantification of the expansion effects by comparing them with the non-expanding results. Nevertheless, in the microscopic regime, we can couple Vlasov equation with Maxwell equations to develop linear and quasi-linear theory for, e.g., spontaneous and induced emissions, and explore the effects of expansion at kinetic scales. Moreover, this work can be complemented if an accelerated Expanding Box is needed for the desired description [
32].
The general theoretical formalism developed here can be applied to any astrophysical expanding plasma, from stellar to solar winds, or AGN jets to Coronal Mass Ejections (CMEs). As already motivated in the introduction, astrophysical plasmas are not static systems but are open and in continuous interaction with the environments. Therefore, different approaches and considerations are needed in order to describe their dynamics. The underlying ideas of an EBM framework can provide essential support when a kinetic description of an expanding plasma is needed. In this paper, we aimed to introduce a stepping stone for future work. Even though here we have described non-relativistic plasma expansion at large (fluid) and small (kinetic) scales, a general relativity description can be employed through the coordinates transformations, allowing us to explore further applications of the developed framework. It thus stands out as one of the coordinate transformations by which methods of describing plasma physics in a co-moving framework can be adapted to any astrophysical scenario.