1. Introduction
In non-relativistic physics, the description of systems of interacting N point particles in the Euclidean three-spaces of the inertial frames of Galilei space-time can be done without problems due to the existence of an absolute time. The non-relativistic center of mass and the generators of the Galilei group are well defined. As a consequence, there is a well-defined formulation of kinetic theory and statistical mechanics in non-relativistic inertial frames [
1,
2]. However, the extension to non-inertial frames is mainly restricted to the region near the axis of rotating frames without a universally-accepted formulation in arbitrarily-moving frames, where the inertial forces are always long-range forces.
In special relativity, free point particles follow world-lines described by four-vector configuration variables
,
i = 1, ...,
N, each one depending on a proper time
(see Endnote [
3]—which refers to Reference [
4]). At the Hamiltonian level, the canonical four-vector position variables
are all functions of the unique proper time
of a given observer and are supposed to coincide with the configuration ones:
,
. Moreover, the conjugate momenta
must satisfy a mass-shell constraint, whose form is
in the absence of interactions. As a consequence, the energies
are not independent variables, and the time components
are gauge variables according to the Dirac theory of constraints [
5]. To describe either action-at-a-distance interactions or the coupling to the electro-magnetic field to the end of studying relativistic bound states (already at the classical level before quantization), one needs to introduce some type of synchronization to eliminate the relative times, because there is no trace of time-like excitations in the particle spectra. After more than thirty years of efforts to solve these problems in 1965, Currie, Jordan and Sudarshan [
6] demonstrated a no-interaction theorem according to which in the presence of a canonical realization of the Poincaré, group one can have
with these quantities being four-vectors only in the free case. In the next forty years, many different approaches trying to overcome the theorem were developed: see [
7,
8] for a review of all of these attempts.
As a consequence, it was not possible to define a consistent relativistic kinetic theory and then relativistic statistical mechanics in the inertial frames of Minkowski space-time. Therefore, in [
9], after a review of the quoted problems, Steward said that it is only possible to define a relativistic kinetic theory of world-lines, but not of relativistic particles. All of the existing approaches [
2,
10,
11,
12,
13,
14,
15,
16,
17] (see also the review in [
18]) either consider only free particles or make ad hoc ansatzs whose validity is out of control.
Finally, in [
19] was the definition of a general scheme for defining a mathematical method of synchronization, the so-called 3 + 1 splitting of Minkowski space-time, allowing one to describe particles, fluids, fields and every system admitting a Lagrangian description in both global inertial and not inertial frames in Minkowski space-time with the transition from one frame to another one described as a gauge transformation by means of the so-called parametrized Minkowski theories. This allowed putting under control the problem of the relativistic center of mass [
20,
21,
22,
23,
24], to define Wigner-covariant relative three-variables in the instantaneous three-spaces of the inertial rest frame, to study the electro-magnetic field in this framework [
25,
26] and to define the classical basis of relativistic atomic physics [
27,
28,
29,
30]. Finally, a consistent relativistic Wigner-covariant quantum mechanics of point particles was defined in [
31] after previous attempts [
32,
33] of defining it in non-inertial frames.
This approach allowed one for the first time to define the relativistic micro-canonical ensemble in the Hamiltonian framework for systems of N particles interacting through either short- or long-range forces both in inertial frames and in a special family of non-inertial ones (the non-inertial rest frames) of Minkowski space-time [
34] (see [
35] for an extended version with extra results, which will be used in this paper) and a Lorentz scalar micro-canonical temperature
(see Endnote [
36]—which refers to References [
37,
38,
39,
40,
41,
42]) extending the non-relativistic results of [
43] for the extended distribution function of the micro-canonical ensemble (see Endnote [
44]—which refers to Reference [
45]) in the presence of long-range forces (see Endnote [
46]—which refers to References [
47,
48,
49,
50]). When the forces in inertial frames are short range and the thermodynamical limit (
with
) exists, one can define the relativistic canonical ensemble with a Lorentz scalar temperature (see Endnote [
51]—which refers to References [
52,
53,
54,
55,
56,
57,
58,
59,
60,
61]). Furthermore, the Liouville operators for single particles and the one-particle distribution function in relativistic kinetic theory can be defined in the relativistic frames of the 3 + 1 approach.
Due to the non-covariance of the canonical relativistic center of mass, one must decouple it, and one must reformulate the dynamics in the relativistic inertial frames only in terms of canonical Wigner-covariant relative variables
,
,
. As a consequence, the distribution function of the relativistic micro-canonical ensemble is defined only after the decoupling of the center of mass and depends on the ten so-called internal Poincaré generators, which are functions only of the relative variables. In relativistic non-inertial frames, the explicit form of the relative variables is not known, but action-at-a-distance potentials can be described by using the Synge world-function, like in general relativity [
62]. As a consequence, the explicit form of the micro-canonical distribution in arbitrary non-inertial frames is not known.
In the non-relativistic limit, it is possible to get the (ordinary and extended) Newtonian micro-canonical ensembles both in inertial (see Endnote [
63]—which refers to Reference [
64]) and non-inertial rest frames of Galilei space-time. They are functions of the generators of the Galilei group without a dependence on the center of mass in the Hamilton–Jacobi framework. However, now, one can reintroduce the motion of the center of mass and recover the known definition of the distribution function.
Since in the non-inertial rest frames, both the Galilei or Poincaré generators are asymptotic constants of motion at spatial infinity, also in them, the micro-canonical distribution function is time independent, like in the inertial frames: therefore, the standard passive viewpoint (see Endnote [
65]—which refers to Reference [
66]) on equilibrium in inertial frames can be extended also to non-inertial rest frames, notwithstanding the fact that the inertial forces are long range independent of the type of inter-particle interactions.
Let us remark that to our knowledge, this is the first time that one has a definition of the micro-canonical ensemble in the rest frame family of relativistic and non-relativistic non-inertial frames.
See [
67] for a rich bibliography for the use of these notions in astrophysics, cosmology, Brownian motion, plasma physics, heavy ion collisions and quark-gluon plasma. The presence in this framework of the electro-magnetic field in the radiation gauge is described in [
25,
26,
68,
69], but the consequences of its presence in non-inertial frames for plasma physics (Vlasov equation) and magneto-hydrodynamics have still to be explored. See [
70,
71,
72,
73] for attempts to describe various types of matter in non-inertial frames.
I will review what information and techniques from special relativity (like clock synchronization) have to be used to arrive at the definition a consistent relativistic micro-canonical ensemble. Then, I will introduce relativistic one-particle distribution functions, and I will indicate the problems to be faced to arrive at a relativistic Boltzmann equation by using the same tools needed for its definition in the non-relativistic case. This paper is an attempt to find a description unifying the formalisms of special relativity and statistical mechanics so as to open the path to face more basic physical problems in equilibrium and non-equilibrium relativistic physics.
In
Section 2 is the description of the Wigner-covariant relativistic classical mechanics (RCM) for isolated systems of [
31] in inertial frames in the framework of the 3 + 1 splitting method and of parametrized Minkowski theories with a discussion of the problem of the relativistic center of mass. In
Section 2.1 is the definition of the inertial rest frame, whose non-relativistic limit is shown in
Section 2.2.
In
Section 3 is the formulation of RCM in non-inertial global frames and the definition of the non-inertial rest frames of isolated systems, whose non-relativistic limit is shown in
Section 3.1.
In
Section 4 is a review of the micro-canonical ensemble for an isolated system of particles in non-relativistic inertial frames. In
Section 4.1, it is defined in the non-relativistic inertial rest frame, and then in
Section 4.2, it is defined in the relativistic rest frame in Minkowski space-time.
In
Section 5, the micro-canonical ensemble is studied in the family of non-inertial rest frames: in
Section 5.1 in the relativistic rest frames and in
Section 5.2 in the non-relativistic ones.
In
Section 6 is the definition of the Lorentz scalar micro-canonical temperature.
In
Section 7, after the definition of the non-relativistic one-particle distribution, is a description of the Boltzmann equation and of its postulated extensions. In
Section 7.1 is the definition of the relativistic one-particle distribution function in the relativistic inertial rest frames. In
Section 7.2 is the indication of the steps necessary to arrive at the relativistic Boltzmann equation with the same methodology of the non-relativistic case.
In
Section 8 is a review of the papers concerning a hydrodynamical description of relativistic kinetic theory by means of an effective dissipative fluid. In
Section 8.1 are the notations used for such a description, while in
Section 8.2 is a sketch of how this description can be formulated in terms of relativistic dissipative fluids described by an action principle in the relativistic inertial rest frame.
2. Relativistic Mechanics of N Interacting Particles in Inertial Frames and Its Non-Relativistic Limit
In [
25,
26] is the formulation of a theory of non-inertial frames in Minkowski space-time [
74] based on a 3 + 1 splitting of the space-time, namely on a mathematical idealization of a protocol for clock synchronization:
- (a)
one gives an arbitrary time-like observer endowed with an atomic clock, and one parametrizes the time-like observer world-line with a time parameter , which is an arbitrary monotonically increasing function of the proper time of the clock;
- (b)
then, one makes an arbitrary nice foliation of Minkowski space-time with space-like instantaneous three-spaces (in general, they are not Euclidean three-spaces; they are Euclidean only when the foliation defines an inertial frame) with all of the clocks in the three-space synchronized to the value of the clock of the observer at the intersection of with the world-line;
- (c)
each admissible foliation has the three-spaces tending in a direction-independent way to parallel space-like hyper-planes (i.e., there is an asymptotic inertial frame at spatial infinity);
- (d)
curvilinear three-coordinates , r = 1, 2, 3, having the observer as the origin, are defined in each three-space .
The four-coordinates
are named radar four-coordinates: they were introduced by Bondi [
75] in general relativity and have been used for the definition of global non-inertial frames by means of 3 + 1 splittings of a certain family of Einstein space-times (see [
76,
77,
78,
79,
80,
81] and the reviews [
82,
83]).
The change of four-coordinates
from the Cartesian four-coordinates of an inertial observer to the radar four-coordinates of an arbitrary (either inertial or non-inertial) observer have an inverse
with the functions
describing the embedding of the three-spaces
into Minkowski space-time. By means of the embeddings and of their gradients
[
84], one can define the induced four-metric
on the three-spaces
[
85]. With radar four-coordinates, both the induced four-metric
and every tensor
have all of the components, which are Lorentz scalars [
77,
78].
Every isolated system admitting a Lagrangian description can be described in an arbitrary non-inertial frame with an action principle containing also the embeddings
as Lagrangian variables by using the parametrized Minkowski theories defined in [
25,
26]. This is obtained by coupling the Lagrangian of the isolated system to an external gravitational field and by replacing its four-metric with the induced four-metric
. In this formulation, the transition from a frame to any another one is a gauge transformation, because the embeddings
turn out to be gauge variables. This is due to the fact that the action principle is invariant under frame-preserving diffeomorphisms, so that in the Hamiltonian formulation, the conjugate canonical momenta
of the embeddings are determined by four first-class constraints
in terms of the embeddings and of the energy-momentum tensor
[
86] of the isolated system. The ten Poincaré generators of the isolated system are [
87]
and
.
Each isolated system has extra first-class constraints (like the mass shell conditions for relativistic particles), implying that the time variables are gauge variables, so that the physics depends only on the spatial three-coordinates inside each three-space. Therefore, in special relativity, the Hamiltonian approach with Dirac constraints is the natural formalism to eliminate the problem of relative times.
The next problem is the decoupling of a collective variable, describing the various types of the relativistic center of mass and tending to the Newtonian center of mass in the non-relativistic limit, from suitable relativistic Hamiltonian relative three-variables describing the inner motions of the isolated’system. As shown in [
31], the total four-momentum of an isolated system may be written in the form
, where
is the invariant mass and
is the three-velocity of the system. If
is considered as a momentum variable, then the conjugate position variable can be shown to be an external decoupled (non-local, non-measurable) non-covariant frozen (i.e., non evolving) three-center of mass
[
88]. The quantities
and
are Jacobi data, which tend to the Hamilton–Jacobi version of the Newton center of mass in the non-relativistic limit. This non-covariant collective variable carries a pole-dipole structure, i.e., the invariant mass
and the rest spin
of the isolated system [
89] and an external realization of the Poincaré algebra with generators
,
,
.
The invariant mass M and the rest spin of the isolated system are determined by the energy-momentum tensor of the isolated system, i.e., , inside the three-spaces of the 3 + 1 splitting, where the matter three-variables must be re-expressed in terms of suitable relative three-variables without center of mass degrees of freedom. Mc and are the energy and angular momentum generators of an internal realization of the Poincaré algebra together with and .
2.1. Classical Relativistic Mechanics in the Inertial Rest Frame Instant Form
In the 3 + 1 approach, the inertial frames of Minkowski space-time are described by embeddings with and with being the world-line of an inertial observer with constant time-like four-velocity .
However, there is a privileged inertial frame associated with every isolated system: the inertial rest frame centered on the inertial observer defined by the non-canonical covariant external Fokker–Pryce four-center of inertia
of the isolated system [
90], whose instantaneous Euclidean three-spaces, named Wigner three-spaces due to the fact that the three-vectors inside them are Wigner spin-1 three-vectors [
25,
26], are orthogonal to the conserved four-momentum
of the isolated system. Therefore, the rest frame of an isolated system is identified by the three first-class constraints
(named the rest frame conditions) implying the vanishing of the internal three-momentum. These constraints imply that the internal three-center of mass inside the three-spaces is a gauge variable [
91], which can be eliminated [
25,
26,
31] by imposing the vanishing of the internal interaction-dependent Lorentz boosts
. With this gauge fixing, one avoids a double counting of the center of mass (one external and one internal), and one gets an unfaithful realization of the internal Poincaré algebra (only the generators M and
are not vanishing). The dynamics of the isolated system has now to be re-expressed in terms of suitable Hamiltonian internal Wigner-covariant relative three-variables.
The form of the embedding of the Wigner three-spaces of the inertial rest frame in Minkowski space-time described in the four-coordinates
of the inertial frame of an arbitrary inertial observer is:
where the Lorentz matrix
is obtained from the standard Wigner boost
, sending the time-like four-vector
into
, by replacing the index
with a radar index
A.
To develop relativistic kinetic theory, one has to describe in this framework isolated systems of either free or interacting particles: this was done in [
24,
25,
26,
27,
28,
31] (see [
8] for a review). In the 3 + 1 approach, each scalar positive-energy particle is described by radar three-coordinates
individuating the intersection of the world-line
,
i= 1, ...,
N, with the instantaneous three-space
:
; and by conjugated three-momenta
with
.
The particle world-lines and the standard momenta are derived quantities functions of , of the external center of mass non-covariant variables , and of suitable relative three-variables , , a = 1, ..., N − 1, defined inside the three-spaces after the elimination of the internal center of mass; they turn out to be covariant, but not canonical predictive coordinates and momenta. The Lorentz-scalar invariant mass M and the rest spin are functions only of the relative variables, and the Hamiltonian for the evolution in the Wigner three-spaces is .
In the inertial rest frame, the world-lines and the standard momenta of N free positive-energy spinless particles, parametrized in terms of Wigner three-vectors
and of their canonically conjugate momenta
,
, have the expression (
):
For free particles, the mass-shell constraints
imply
; the Hamiltonian is
, and the internal angular momentum is
.
In the two-body case (see [
8,
24,
25,
27,
28,
29] for the N-body case), a canonical transformation allows one to get the following collective (the notation
,
for the internal three-center of mass inside the Wigner three-space is used) and relative variables (
):
whose inversion gives
,
,
.
. The gauge fixing
eliminates the internal three-center of mass:
(
for
). As a consequence, the world-lines have the expression [
92]
, while the standard momenta are
,
.
See [
22,
23,
24,
25,
27] and Section IIB of [
35] for the definition of the relative variables of N free particles.
In the interacting case, it is , because the mass-shell conditions become interaction dependent, namely . Moreover, the gauge fixings will determine the internal three-center of mass in terms of the relative variables in an interaction-dependent way, and the Hamiltonian depends on the interaction.
In the two-body model of [
24] and in the N-body model of
Section 4 of [
35], the invariant mass has the form [
93]
with
, where
are suitable action-at-a-distance potentials. This implies
. See
Section 4 of [
35] for the Poincaré generators of an N-body system with action-at-a-distance interaction and Appendix A of [
35] for the case of N charged particles plus Coulomb and Darwin potentials [
27,
28].
In the till now existing relativistic kinetic theory and in relativistic statistical mechanics, holds for a gas of non-interacting particles; no expression is known in the presence of interactions. Moreover, in all of the existing attempts to develop a relativistic kinetic theory, one always works by using the Cartesian four-coordinates of an arbitrary inertial frame centered on an arbitrary inertial time-like observer, so that the world-lines and the standard momenta of the particles have the expression , .
The absence till now of a satisfactory relativistic kinetic theory is due to the fact that the translation of the results found in the inertial rest frame in an arbitrary inertial frame is very complicated as shown in Section IIC of [
35]. This is due to the fact that each particle has a different radar proper time,
when described in the three-spaces
and only on the solutions of Hamilton equations is it possible to find
and to study the complicated transition from the 6N + 1 variables
,
,
,
,
associated with the rest frame Wigner three-space
to the 6N + 1 variables
,
,
, associated with the Euclidean three-space
. The origin of all of these complications is connected to the absence of a unique notion of the relativistic center of mass like in non-relativistic physics.
2.2. The Non-Relativistic Limit of the Inertial Rest Frame
It is shown in [
31,
34] that the description of N non-relativistic particles in Galilei space-time, with Newton positions
and Newton momenta
, done in terms of the Newton center of mass
, with conjugate momentum
, and of non-relativistic relative variables
,
,
, can be obtained as the non-relativistic limit of the 3 + 1 approach.
The limit of the inertial rest frame is the non-relativistic rest frame centered on the Newton center of mass and defined with the conditions and .
In it, the spatial part of the world-lines (
2) becomes
with
, because the non-relativistic limit of the gauge fixings eliminating the internal center of mass implies
. The particle momenta
coincide with the non-relativistic momenta
, because they collapse into momenta
restricted by the rest frame condition
.
This is due to the fact that after the position
, one can show that all of the time components of the three relativistic centers of mass (
,
,
) and of the individual particles (
) tend to the absolute Newton time
t for
. Moreover, for the spatial components, one has:
,
and
: the external and internal centers of mass and all of the relativistic collective variables collapse into the Newton center of mass. For the total momentum, we have
. Equation (
2) imply
,
and
.
In the free case, the non-relativistic limit of the internal Poincaré generator is with and . For , one has . In the interacting case, a potential will be present in the relative Hamiltonian, i.e., in the internal energy .
As a consequence, in the non-relativistic rest frame , , there is an unfaithful internal Galilei algebra: , , , .
In the free case, the non-relativistic limit of the external Poincaré generators
,
,
, gives rise to the generators of the (external) Galilei algebra (centrally extended with the total mass
m):
Therefore, the non-relativistic limit of the relativistic N-body problem reproduces the Hamilton–Jacobi version of the non-relativistic N-body problem [
31], which can be obtained with a canonical transformation implying
for the Hamiltonian description of the free center of mass, so that the Hamiltonian is reduced to the internal energy
.
3. Extension to Non-Inertial Global Frames
The description of an isolated system in an arbitrary relativistic non-inertial frame of Minkowski space-time with embedding
, centered on the world-line
of an arbitrary time-like observer, of the 3 + 1 approach is very complicated and still to be developed in detail, as shown in
Section 3 of [
35] and in [
19,
25,
26,
32,
82]. The only relevant cases completely under control are pure differential rotations in Euclidean three-spaces without the pathologies of the rotating disk (see Equation (2.14) of [
25]).
The only well-studied family of non-inertial frames comprises the relativistic non-inertial rest frames of an isolated system. They are all of the admissible 3 + 1 splittings of Minkowski space-time whose instantaneous three-spaces tend to space-like hyper-planes orthogonal to the conserved four-momentum of the isolated system at spatial infinity, namely they tend to the Wigner three-spaces of the inertial rest frame asymptotically.
Their relevance is due to the fact that they are the only global non-inertial frames allowed by the equivalence principle (forbidding the existence of global inertial frames) in the canonical metric and tetrad Einstein gravity with matter [
79,
80,
81], in globally hyperbolic, asymptotically flat (asymptotically Minkowskian) space-times without super-translations, so as to have the asymptotic ADM Poincaré group becoming the standard Poincaré group of the matter in Minkowski space-time in the limit of the zero Newton constant.
These non-inertial frames can be centered on the external Fokker–Pryce center of inertia like the inertial ones and are described by the following embeddings (these embeddings are admissible if the functions
and
satisfy the restrictions on the four-metric
quoted at the beginning of
Section 2 and in [
87]):
As shown in [
26,
27], the internal mass, the spin and the rest frame conditions and their gauge-fixings become [
94]:
Therefore, the non-inertial rest frame instant form of dynamics is well defined since we have: (a) a decoupled center of mass carrying a pole-dipole structure; (b) well-defined internal Poincaré generators
,
,
,
at spatial infinity; (c) non-Euclidean three-spaces tending in a direction-independent way to space-like hyper-planes, where they are orthogonal to
. In [
26,
27] is the determination of the effective Hamiltonian
of the non-inertial rest frame instant form, which is not the internal mass
, since
describes the evolution from the point of view of the asymptotic inertial observers. There is an additional term interpretable as an inertial potential producing relativistic inertial effects, and the final form of the effective Hamiltonian is
.
3.1. The Non-Relativistic Limit of the Non-Inertial Rest Frames
The parametrized Galilei theories for isolated particle systems defined in [
33] are the non-relativistic version of parametrized Minkowski theories: they imply a description of non-relativistic global non-inertial frames centered on accelerated observers, which is the limit of the relativistic 3 + 1 splitting when there is the absolute Newton time
t and Euclidean three-spaces
. The Cartesian three-coordinates
,
, of an inertial frame in Galilei space-time centered on an inertial observer are expressed in terms of curvilinear three-coordinates
, of a non-inertial frame centered on an accelerated observer
, by means of an invertible, global coordinate transformation
, with inverse
. The Jacobian of this transformation and its inverse are
(
),
(
,
).
The non-relativistic action of [
33], depending on the matter and on the functions
, is invariant under three-diffeomorphisms, so that the momenta
, conjugate to the variables
, are determined by three first-class constraints: the variables
are gauge variables, and a change of frame is a gauge transformation like in the relativistic case. In [
34] is the expression of the ten generators of the Galilei algebra and of the effective non-inertial Hamiltonian (
) in this framework. In the case of non-relativistic particles, one recovers the standard Euler, Jacobi, Coriolis and centrifugal forces in their equation of motion in the non-inertial frames described by the functions
(see Equation (4.9) of [
33]).
The non-relativistic limit of the embedding (
6) of the relativistic non-inertial rest frame is done by putting
and
and by assuming
. Then, we get
,
.
If we put and , we see that we are in a Newtonian non-inertial rest frame centered on the Newton center of mass .
The previous conditions imply that the Jacobian is
(with inverse
), and the induced three-metric on the Euclidean three-space is
with
(its inverse is
. With these notations, the non-relativistic limit of the external and internal Poincaré generators leads to the following form for the Galilei generators:
4. The Relativistic Micro-Canonical Ensemble in Inertial Rest Frames
The either non-relativistic or relativistic isolated system of N scalar particles with arbitrary either short- or long-range interactions described in inertial and non-inertial frames in the previous sections will be used for the definition of the micro-canonical ensemble in both in inertial and non-inertial rest frames.
In non-relativistic inertial frames, the micro-canonical distribution function
and the micro-canonical partition function
of such an isolated system with Newtonian Hamiltonian
depend on the volume
V [
95], on the particle number
N and on the value
of the total conserved energy (see for instance Chapter 6 of [
1]) and have the following expression (the indices have the following meaning: “mc” for micro-canonical, “nr” for non-relativistic, “st” for statistical):
Due to the Hamilton equations of the particles, the Liouville theorem implies , where is the Liouville operator.
The isolation of the system implies , namely equilibrium statistical mechanics.
For N free particles of mass
m in a spherical volume
(
for
and
for
) with canonical coordinates
,
,
i = 1, ...,
N, and Hamiltonian
, the micro-canonical distribution function has the expression (see Equation (C5) of Appendix C of [
35,
64]):
In the micro-canonical ensemble, the statistical average of a function
is:
The non-relativistic extended micro-canonical distribution and partition functions used in [
43] for the case of a Hamiltonian with long-range Newtonian gravity interactions [
96] depend not only on the volume
V, on the particle number
N and on the value
E of the total conserved energy (
), but also on the value
of the total conserved angular momentum:
These definitions can be extended to the non-relativistic inertial rest frame of
Section 2.2 by putting the center of mass of the isolated system at the origin of the three-coordinates (
) and by replacing the total energy
with the internal energy
, which is an invariant of the centrally extended Galilei algebra, due to the rest frame condition
. The ordinary and extended micro-canonical partition functions in the inertial rest frame
and
will be defined in
Section 4.1 by using only the internal Galilei generators of the isolated system. In the non-relativistic setting, it is possible to reintroduce the dependence on the center of mass and to recover the original partition functions (
8) and (
12).
In
Section 4.2 is the definition of the relativistic ordinary and extended micro-canonical partition functions,
and
, in the relativistic rest frame of
Section 2.1. Now,
is the conserved invariant mass
of the isolated system (
is its rest spin), and it is not possible to reintroduce a dependence on the external center of mass as in the non-relativistic case due to the non-covariance of the Jacobi data
.
4.1. The Micro-Canonical Ensemble in the Non-Relativistic Inertial Rest Frame
In the non-relativistic inertial rest frame of the N-particle system defined in
Section 2.2, one has
. The Newtonian center of mass is at rest and is chosen as the origin of the three-coordinates of the Euclidean three-spaces. The volume
V is assumed to have the center in the origin. The generators of the Galilei group are given in Equation (
4) and are function of relative variables
and
,
.
From
Section 2.2 and Equation (
4), we get the following expression for the extended and ordinary micro-canonical partition functions for an isolated system of N particles:
The ordinary micro-canonical distribution function is equal to the standard one with N − 1 particles having as canonical coordinates a canonical basis of relative ones, , , a = 1, ..., N − 1, with the energy .
For the micro-canonical distribution function, we have:
It satisfies the Liouville equation with the Hamilton–Jacobi Hamiltonian
. Moreover, it satisfies
, so that it is an equilibrium distribution function in statistical mechanics. The statistical average of a function
is defined as in Equation (
10).
In the non-relativistic case, by using the results in
Section 2.2, we can undo the Hamilton–Jacobi transformation to the center of mass, and we can recover Equation (
8) from the second of Equation (
12) in a sphere of radius R:
This is possible because the Galilei energy generator is the sum of the kinetic energy of the center of mass and of the internal energy, which is invariant at the non-relativistic level. This property does not exist at the relativistic level with the Poincaré group.
As shown in Appendix C of [
35] (Equations (C17), (C42) and (C43) with
), after a long calculation, one gets the following expressions for the standard and the extended micro-canonical distribution functions in the inertial rest frame for N free particles of mass
m (
):
in which:
4.2. The Micro-Canonical Ensemble in the Relativistic Inertial Rest Frame
Let us remark that in the relativistic case, there exists the following definition of the standard micro-canonical partition function [
9] for N free particles of equal mass with world-lines
, conjugate momenta
and Hamiltonian
:
in an arbitrary inertial frame of Minkowski space-time (see Endnote [
97]—which refers to [
98]). This definition is obtained by putting by hand
and by using the mass-shell conditions to eliminate the energies
’s.
However, no one was able to introduce interactions in this approach.
As shown in
Section 2, to get a consistent relativistic formulation in the presence of every type of interaction, one has to use the 3 + 1 splitting method, to eliminate the non-covariant non-local (therefore, non-measurable) four-center of mass (described by the Jacobi data
,
) and to describe the particles with the Wigner three-vectors
and
,
N = 1, ...,
N, as fundamental canonical variables together with the rest frame conditions eliminating the internal three-center of mass inside the instantaneous Wigner three-spaces of the inertial rest frame (centered on the Fokker–Pryce external four-center of inertia with Jacobi three-velocity
) and reformulating the dynamics in terms of relative variables
and
,
a = 1, ...,
N − 1.
The relativistic micro-canonical partition function is defined in terms of the internal Poincaré generators living inside the Wigner three-spaces
of the inertial rest frame. It is a function of the internal energy
[
99], of the rest spin
in the rest frame and of the volume V [
100].
The extended and ordinary partition functions of the micro-canonical ensemble are:
Their explicit form is not known either in the case of free particles.
Since the three-vectors
,
,
,
are Wigner spin-1 three-vectors, the invariant mass
is a Lorentz scalar.
,
and
are Wigner spin-1 three-vectors: under a Lorentz transformation
, they undergo a Wigner rotation
, so that expressions like
are Lorentz scalars. Furthermore, the volume V, defined in [
100] , is a Lorentz scalar because both
and
are Lorentz scalars. This is a byproduct of the use of Lorentz-scalar radar four-coordinates in this new formulation of relativistic mechanics with its special inertial frames. As said at the end of
Section 2.1, in an ordinary inertial frame centered on an inertial observer A with Cartesian four-coordinates
, the world-lines of the particles would be
, and a volume
would be defined as a spherical box centered on A in the three-spaces
:
. The spherical box
centered on A is the standard non-Lorentz-invariant type of volume. As said in
Section 2.1, it is extremely complicated to make explicit the transition between the two formulations.
As a consequence, is a Lorentz scalar, while one gets under a Lorentz transformation.
For the relativistic ordinary and extended distribution functions, one has:
satisfies the Liouville theorem with
. Moreover, it is time independent,
, so that it is an equilibrium distribution function in relativistic statistical mechanics.
As said at the end of
Section 2.1, a manifestly covariant micro-canonical distribution function of the type
, i.e., depending on the world-lines and their momenta in an arbitrary Lorentz frame (like in all of the existing approaches) does not exist due to the non-covariance of the Jacobi data
of the canonical external four-center of mass. In group-theoretical terms, the basic obstruction to get this type of distribution function is that the Poincaré energy cannot be written as the center of mass energy plus an internal energy, like in the case of the Galilei group.
6. The Lorentz-Scalar Micro-Canonical Temperature in the Non-Relativistic and Relativistic Inertial Rest Frame
The micro-canonical entropy in the standard non-relativistic micro-canonical ensemble has the definition:
and
is the second law of thermodynamics.
The micro-canonical temperature
(see [
62,
66,
98];
is the Boltzmann constant) has the following definition (it is a functional of the inertial potentials):
The equations and define the pressure and the chemical potential . Then, one has the Gibbs relation .
These definitions can be adapted to the non-relativistic rest frame and then extended to the relativistic rest frame by replacing the micro-canonical entropy (
25) with the entropies
and
, respectively.
As a consequence, in the relativistic inertial rest frame, the micro-canonical temperature
, defined by
, is a Lorentz scalar, because the relativistic internal energy
is a Lorentz scalar like the internal energy
, and as said after Equation (
19), also the non-dynamical volume V is a frame independent Lorentz scalar.
Since in the presence of short-range forces, one has the equivalence of the micro-canonical and canonical ensembles, the thermodynamic limit
with
gives rise to a canonical temperature
T, limit of
, which is a Lorentz scalar in the relativistic rest frame instant form of dynamics. With long-range forces, the micro-canonical ensemble is inequivalent to the canonical ensemble (in which there is negative heat capacity), as shown in [
37,
47,
48,
49,
50], and the canonical temperature is not defined starting from the micro-canonical one.
In inertial non-relativistic frames in the standard case of the ideal Boltzmann gas (N free non-relativistic particles of mass m and energy
), Equations (
9) and (
26) imply
(like in the classical virial theorem). Moreover, one gets
, and the resulting equation of state is
. These results can be reproduced also in the non-relativistic inertial rest frame by replacing Equation (
9) with Equation (
15), as shown in
Section 5 of Appendix C of [
35]. When the thermodynamics limit is well defined, then
and
become the canonical temperature and pressure, respectively.
In the relativistic inertial rest frame, an explicit analytic form of the micro-canonical entropy
is not known (see
Section 6 of Appendix C of [
35]), so that one cannot obtain an explicit equation of state for a relativistic ideal Boltzmann gas (N free relativistic particles of mass
m and energy
). However, in [
2], by using the equilibrium Jüttner one-particle distribution function, it is shown that also in the relativistic case, one obtains
.
The extension of these results to non-relativistic and relativistic non-inertial frames requires that the definitions in Equations (
25) and (
26) are still valid with non-inertial motion, and this is an open problem.
7. The Relativistic One-Particle Distribution Function in the Relativistic Inertial Rest Frames
As shown in [
1] in the non-relativistic kinetic theory of diluted gases, one can introduce the (non-equilibrium) one-particle distribution function:
by means of a statistical average on a non-equilibrium Gibbs ensemble. The normalized density function
[
101] is symmetric in the exchange of particles (all equal with mass m) and satisfies the Liouville theorem implied by the Hamilton equations for the N particles with given Hamiltonian
H:
.
The function
satisfies the Boltzmann transport equation (
is an external force):
where
is the collision term [
102]. In absence of external, forces an equilibrium distribution is assumed to be independent from
and to satisfy
. Therefore, it is a solution of the Boltzmann equation
.
In the case of free particles, the solution is the Maxwell–Boltzmann distribution function with (T is the canonical temperature).
The Boltzmann equation for
can be derived as an approximation starting from the coupled equations of motion (the Bogoliubov–Born–Green–Kirkwood–Yvon (BBGKY) hierarchy; see Chapter 3 of [
1]) for the s-particle distribution functions
by using the Liouville theorem.
Till now, in absence of a consistent RCM for N interacting particles and with only the relativistic kinetic theory of [
103,
104], the relativistic Boltzmann equation is postulated [
105,
106,
107,
108,
109]. However, the transformation properties under Lorentz transformations of the one-particle distribution function satisfying it are an open problem reviewed in [
110,
111,
112,
113,
114,
115].
In absence of external forces and assuming , the relativistic Boltzmann equation takes the form with the second member being the collision term.
For free particles, the equilibrium solution of the standard relativistic Boltzmann equation is the equilibrium homogeneous Boltzmann–Jüttner distribution [
116,
117,
118]:
where
T is the canonical temperature in the rest frame [
119] and
. In [
98,
110] is a discussion of the existing alternatives to the Jüttner distribution and their rebuttal. The non-relativistic limit reproduces the Maxwell–Boltzmann distribution
.
In
Section 7.1 is a delineation of how to define a Lorentz scalar relativistic one-particle distribution function
in the Wigner three-spaces of the relativistic inertial rest frame for an isolated system of particles in a Lorentz invariant non-dynamical volume.
Then, in
Section 7.2 is a sketch of which are the problems in an approach to the relativistic Boltzmann equation when one starts from a relativistic BBGKY hierarchy based on a model for N interacting relativistic particles.
The extension to non-inertial frames is an open problem.
7.1. The One-Particle Distribution Function in the Relativistic Inertial Rest Frame
Let us consider a particle in the Wigner three-space of the inertial rest frame with canonical coordinates
,
, whose world-line is
according to Equation (
2).
A relativistic one-particle distribution function in the inertial rest frame can be defined by considering a normalized density function for a relativistic Gibbs ensemble (assumed to transform like the relativistic micro-canonical distribution function to which it tends at equilibrium) of the type
with
,
,
i = 1, ...,
N, being Wigner three-vectors in the Wigner three-spaces. Then, the natural definition for the one-particle distribution function in the Wigner three-spaces without a dependence on both the external and internal centers of mass is (see Equation (
8) for
):
In the case of an equilibrium ensemble, the replacement
transforms Equation (
30) in a statistical average in the relativistic micro-canonical ensemble of the type of Equation (
10). Therefore, the density function depends only on relative variables,
, and has the same transformation properties as the micro-canonical distribution function
of Equation (
20). Equation (
30) is a tentative ansatz for a non-equilibrium relativistic configuration in a Lorentz scalar volume whose implications are an open problem.
By using Equation (2.27) of [
35], we can rewrite the internal Poincaré generators in terms of
and
, and we have
. Since the density function depends only on the relative variables, the dependence on the non-covariant Jacobi data
of the external center of mass drops out. Therefore, Equation (
30) can be rewritten in the Cartesian coordinates of the rest frame in the following form:
In the free case, one can use the results of Subsection IIC of [
35] to rewrite the one-particle distribution function in an arbitrary inertial frame with Cartesian coordinates
and to show explicitly that it is a Lorentz scalar.
In the relativistic rest frame in absence of the external relativistic center of mass and at least for
with
, the analogue of the equilibrium homogeneous Boltzmann–Jüttner distribution for free particles is expected to be [
120]
.
7.2. The Open Problem of the Relativistic Boltzmann Equation
The method of the BBGKY hierarchy, used in Chapter 3 of [
1] to derive the non-relativistic Boltzmann equation by using the Liouville equation, does not work in the relativistic case with action-at-a-distance interactions. This is due to the presence of the potentials under the energy square roots and moreover due to the momentum dependence of the potentials as said at the end of
Section 2.1 and as shown explicitly [
121] in
Section 4 of [
35], where there is not only the explicit form of the internal Poincaré generators for N scalar particles with action-at-a-distance interactions, but also the expression of the Liouville operators acting on the single particles.
In the Wigner three-spaces of the relativistic inertial rest frame after the elimination of the external center of mass, the N scalar particles in the RCM of
Section 2 are described by Wigner-covariant phase space three-variables
,
,
, (or by the relative ones
,
,
, after the elimination of the internal center of mass in the Wigner three-spaces).
Then, one can introduce not only the one-particle distribution function
of Equation (
30), but also the s-particle distribution (or correlation) functions
,
, in the usual way [
122]:
The Liouville operator implied by the Hamiltonian
(the global invariant mass) of
Section 2.1 with
and
, is:
This implies the following coupled equations of motion for the distribution functions (
;
):
However, these equations do not produce a relativistic BBGKY hierarchy, from which the relativistic Boltzmann equation implied by the RCM of
Section 2 with a decoupled external relativistic center of mass could be defined in absence of external forces. This is due to the fact that due to the potentials and momenta inside
, differently from the non-relativistic case (where
), one does not have
(with
) and
.
Therefore, one does not get
, namely the basic equation (see Equation (3.57) of [
1]) for defining the BBGKY hierarchy.
As a consequence, a relativistic Boltzmann equation emerging from this framework is expected to be more complex than the standard form of [
105,
106,
107,
108], and one would have to see whether the relativistic Jüttner distribution function still emerges in this RCM framework after the decoupling of the external center of mass. The solution of this problem is one of the main open problems in relativistic statistical mechanics.
8. Relativistic Dissipative Fluids
The moments of the one-particle distribution function, the solution of the Boltzmann equation, give rise to a hydrodynamical description of relativistic kinetic theory by means of an effective dissipative fluid (to be contrasted with the perfect or dissipative fluids of relativistic hydrodynamics).
This allows one to study the problems of relativistic dissipative fluids and of causal relativistic thermodynamics, whose foundations are not yet fully established (see Endnote [
123]—which refers to References [
124,
125,
126], but which is used for instance as a hydrodynamical model for describing relativistic heavy-ion collisions [
127,
128,
129,
130]. See [
131,
132,
133,
134] for a review of the Eckart, Landau–Lifschitz, Israel–Stewart [
103] and Carter [
135] points of view and [
136] for the 1 + 3 point of view.
The various approaches differ in the parametrization of the relativistic entropy current
in terms of the fluid four-velocity
, the ordinary entropy
s, the heat transfer four-vector
and the viscous terms
(with
and
orthogonal to
), in the definition of
and in the order of the deviations from equilibrium (linear for the Eckart and Landau–Lifschitz models, quadratic for the Israel–Stewart and Carter models). See [
104] and the Appendix B of [
137] for reviews; for recent developments, see [
138,
139,
140,
141,
142]. Let us remark that this entropy current is postulated without saying which type of local equilibrium is presupposed and whether it can be applied to the isolated systems in non-dynamical volumes discussed in the previous sections.
Then, one has to implement the second law of thermodynamics in the form
. In Carter’s two-fluid approach, one writes
and considers
as a second fluid; a Lagrangian-like approach is used to implement
. As shown in [
143], the Israel–Stewart and Carter approaches are essentially equivalent.
What is lacking in all of these approaches is a variational principle describing relativistic fluids out of equilibrium and implying .
In
Section 8.1 is a sketch of the standard approach with the existing relativistic mechanics.
In
Section 8.2 is a sketch of how one could face these problems in the relativistic inertial rest frame by using an action principle for relativistic fluids derived by the one of [
144].
8.1. The Standard Approach with Relativistic Statistical Mechanics
In equilibrium relativistic statistical mechanics [
103], a perfect particle fluid with internal energy
and pressure
p (connected by some equation of state) has an energy-momentum tensor
, where the unit hydrodynamical four-velocity
is a time-like eigenvector of the energy-momentum tensor,
. The conserved particle current is
with
n the particle number density. All of the relevant four-vectors are parallel to
at equilibrium:
,
,
(
). In relativistic thermodynamics, also the entropy is a four-vector parallel to
:
(
is the thermal potential with
the chemical potential). At equilibrium, one has the Killing equation
.
As shown in [
103,
104], near equilibrium, all of these four-vector quantities are no longer parallel with
, and
has the decomposition of a viscous particle fluid. To treat dissipative fluids out of equilibrium, one needs a relativistic kinetic theory, in which the one-particle distribution function of the diluted gas is used to obtain a hydrodynamical description of an effective fluid.
In the existing relativistic kinetic theory, the one-particle distribution function , with the particle energy given by , is used to define:
- (a)
a conserved particle current:
- (b)
an energy-momentum tensor [
145]:
- (c)
an infinite number of higher moments
(in some approximate model, one gets a closed description only in terms of 14 of them; see [
146]).
It is assumed that this is the description of a perfect gas with some equation of state like the Boltzmann perfect gas.
Then, one defines an entropy four-vector:
and the second law of thermodynamics
(H-theorem) emerges.
8.2. The Approach with the Wigner Three-Spaces of the Relativistic Inertial Rest Frame
Equilibrium perfect fluids with equation of state
(
n is the particle number density,
s the equilibrium entropy) can also be described by means of the action principle of [
144], which has been adapted to the framework of the RCM of
Section 2 in [
137,
147,
148]. In this approach, the isentropic fluid is described in terms of Lagrangian comoving three-coordinates
on the Wigner three-spaces of the relativistic inertial rest frame, and the action is:
The particle number density has the form , and the unit four-velocity is . It satisfies the comoving condition . This implies the conservation of the particle number, and the conservation of entropy (no entropy exchange between different fluid particles), , i.e., .
As shown in [
144], this description is in accord with standard relativistic thermodynamics: one has the Euler relation
(
is the chemical potential), the Gibbs relation (first law of thermodynamics)
and the second law of thermodynamics at equilibrium, i.e.,
.
The RCM framework of
Section 2 and Equation (
38) suggest that there is the possibility (to be explored) to describe relativistic dissipative fluids with an action principle by relaxing the condition that the fluid is isentropic (see [
149] for what is known about non-isentropic fluids).
If one replaces the equilibrium entropy
with a function
built in terms of a four-vector
, we loose the equilibrium condition, i.e.,
due to an entropy exchange among different fluid particles. Following the quoted existing literature on dissipative systems, the four-vector
is assumed to have a parametrization of the type:
with
(
is the heat transfer four-vector).
The new action principle is:
with
a Lagrange multiplier implying the second law of thermodynamics,
.
The functions can be taken to have the form resulting from the structure of in the models existing in the literature (like the Eckart or the Israel–Steward models). In this way, one could have both a Lagrangian and Hamiltonian formulation of the equations of motion of dissipative systems and study the difference between the cases in which the Lagrange multiplier remains arbitrary (first-class constraints at the Hamiltonian level) and those in which it turns out to be determined by the dynamics (second-class constraints at the Hamiltonian level). In some cases, it could also happen that the assumed functions are incompatible with the dynamics leading to contradictions. These problems have still to be studied.
Finally, if one would try to extend this formulation to the non-inertial rest frames, one should use the unit normal to the three-spaces
as a unit four-velocity (the congruence of the time-like Eulerian observers). This would be an alternative to both “Eckart theory” (four-velocity parallel to the particle current [
150]) and “Landau–Lifshitz theory” (four-velocity as the time-like eigenvector of the energy-momentum tensor).
9. Conclusions
The new RCM described in
Section 2 allows a reformulation of relativistic kinetic theory and relativistic statistical mechanics of isolated systems with any kind of interactions in the relativistic inertial rest frames after the elimination of the canonical non-covariant (non-local and therefore, non-measurable) center of mass. This introduces a spatial non-separability implying that only Wigner-covariant relative variables inside the Wigner three-spaces have to be used for the description of the isolated system. Moreover, this framework can be extended to the relativistic non-inertial rest frames, whose non-relativistic limit defines the non-relativistic non-inertial rest frames.
As a consequence, for the first time, it is possible to define the relativistic micro-canonical ensemble in both inertial and non-inertial relativistic rest frames of arbitrary isolated systems staying in a non-dynamical Lorentz invariant volume and to show that the micro-canonical temperature is a Lorentz scalar. The non-relativistic limit allows one to get the not yet existing description of such an ensemble in non-relativistic non-inertial frames.
This new framework allows one to begin to face the problem of how to arrive at a relativistic Boltzmann equation starting with the relativistic coupled equations for the s-particle correlation functions of this type of isolated system, which does not allow one to define a trivial BBGKY hierarchy like in the non-relativistic case.
Finally, the description of fluids in the relativistic inertial rest frame can be used to begin to define a new hydrodynamical description of relativistic kinetic theory so as to arrive at an understanding of what type of local equilibrium has to be presupposed in this relativistic description.
The main open problem is the formulation of the relativistic kinetic theory and relativistic statistical mechanics of physical systems in the framework of Einstein general relativity. In the family of globally-hyperbolic, asymptotically-Minkowskian space-times without super-translations discussed in [
76,
77,
78,
79,
80,
81,
82,
83], there is the possibility of defining the asymptotic ADM Poincaré generators at spatial infinity, where the instantaneous three-spaces
become Euclidean, for every kind of matter. The absence of super-translations implies that these three-spaces are relativistic non-inertial rest frames. To define a micro-canonical ensemble like in Equations (
21) and in [
43], one has to suppose that all of the matter is contained in a non-dynamical volume V and that the gravitational field is negligible outside this volume, so that the ten Poincaré generators inside V can be approximated with the asymptotic ADM ones.