Entropy-Based Methods for Motor Fault Detection: A Review
Abstract
:1. Introduction
2. Entropy Methods
2.1. Shannon Entropy
Reported Works That Used Shannon Entropy
2.2. Approximate Entropy
Year and Author | Methods | Type of Signal (Database) | Type of Fault | Reported Accuracy |
---|---|---|---|---|
2014. Hojat Heidari Bafroui, et al. [15] | Continuous wavelet transform + Shannon entropy + feed-forward MLP | Vibrations (Amirkabir University of Technology) | Gearbox: chipped and worn | 94.13–97.21% |
2016. David Camarena-Martinez, et al. [11] | K-means cluster + Shannon entropy | Current (own) | 1/2 BRB, 1 BRB, and 2 BRBs | 95–100% |
2017. Shaojiang Dong, et al. [16] | Local mean decomposition + Shannon entropy + fuzzy f-means flustering | Vibrations (CWRU and own) | IR, OR, and ball damage | 95% |
2022. Yongbo Li, et al. [17] | Local mean decomposition + Shannon entropy + fuzzy f-means flustering | Vibrations (CWRU and own) | IR, OR, and ball damage | 95% |
Reported Works That Used ApEn
2.3. Permutation Entropy
Year and Author | Methods | Type of Signal (Database) | Type of Fault | Reported Accuracy |
---|---|---|---|---|
2007. Ruqiang Yan, et al. [25] | ApEn | Vibrations (own) | Structural bearing damage | Not reported |
2013. ShuanFeng Zhao, et al. [26] | EMD + ApEn | Vibrations (own) | Bearing: spall-like faults | Not reported |
2016. Diego Luchesi Sampaio, et al. [18] | ApEn | Vibrations (own) | Cracked shaft and misalignment | Not reported |
2017. Xueli An, et al. [27] | ApEn + k-nearest neighbor + adaptive local iterative filtering | Vibrations (own) | IR, OR, and ball bearing fault | 100% |
2021. Jianpeng Ma, et al. [28] | RCMSAE + improved coyote optimization-PNN | Vibrations (CWRU and own) | IR, OR (CWRU and own), and ball bearing faults | 94.9% (CWRU) and 93.9% (own) |
Reported Works That Used PE
2.4. Sample Entropy
Year and Author | Methods | Type of Signal (Database) | Type of Fault | Reported Accuracy |
---|---|---|---|---|
2013. Shuen-De Wu, et al. [29] | MSE, MSPE, MBSE, and MSRMS + SVM | Vibrations (CWRU) | IR, OR, and ball bearing damage | 96.01–99.79% |
2014. Vakharia, et al. [42] | CWC + PE + SVM | Vibrations (CWRU) | IR, OR, and ball bearing damage | 97.5% |
2016. Yongbo Li, et al. [43] | Local mean decomposition + MSPE + Laplacian score + improved SVM based on binary tree | Vibrations (CWRU) | IR, OR, and ball bearing damage | 97.5% |
2017. Jinde Zheng, et al. [44] | GCMSPE + Laplacian score + PSO-based SVM | Vibrations (CWRU and own) | IR, OR (CWRU and own), and ball bearing damage (CWR) | 88.89–100% (CWR) and 96.67–100% (own) |
2018. Moshen Kuai, et al. [45] | Complete EEMD with adaptative noise + PE + ANFIS | Vibrations (own) | Gear faults: broken, one missing tooth, and tooth root crack | 80–100% |
2019. Wenhua Du, et al. [46] | SOF logic classifier + MSPE + LDA | Vibrations (CWRU and own) | IR, OR, and ball damage (CWRU); cracked and peeled bearing (own) | 92.66–100% (CWR) and 97.75–99.25% (own) |
2019. Jinde Zheng, et al. [47] | CMSWPE + ELM | Vibrations (CWRU and Suzhou University) | IR, OR (CWRU and Suzhou U.), and ball bearing damage (CWR) | 90.48–100% (CWR) and 100% (Suzhou U.) |
2019. Xiaoming Xue, et al. [48] | PE + VMD + RF | Vibrations (CWRU) | IR, OR, and ball damage (CWRU) | 98.44% and 99.09% for different loads |
2019. Zhilin Dong, et al. [49] | TSMSWPE + GWO-SVM | Vibrations (CWRU) | IR, OR, and ball damage (CWRU and Soochow University) | 100% (CWR) and 93.5–100% (Soochow U.) |
2020. Snehsheel Sharma, et al. [50] | PE + FAWT + SVM | Vibrations (CWRU) | IR, OR, and ball damage | 95–100% |
2020. Cheng He, et al. [51] | CMSPE + RCFOA-ELM + PSO-VMD | Vibrations (CWRU) | IR, OR, and ball damage | 97.33–98.67% |
2021. Amrinder Singh Minhas, et al. [52] | IMSPE + dominant statistical parameters + extreme gradient boosting | Vibrations (CWRU and own) | IR, OR (CWRU and own), and ball damage (CWRU) | 96.6–100% (CWRU) and 96.2–100% (own) |
2021. Govind Vashishtha, et al. [53] | ELM + SWD + PE | Vibrations (CWRU and own) | IR, OR (CWRU and own), and ball damage (CWRU) | 100% |
Reported Works That Used SE
Year and Author | Methods | Type of Signal (Database) | Type of Fault | Reported Accuracy |
---|---|---|---|---|
2015. Minghong Han, et al. [60] | Local mean decomposition + SE + SVM | Vibrations (CWRU) | IR, OR, and ball bearing damage | 100% |
2017. Qing Ni, et al. [61] | SE, root-mean-square value, crest, and kurtosis | Vibrations (Lu Nan wind farm) | IR bearing fault | Not reported |
2019. Yongbo Li, et al. [62] | MSSE + Vold–Kalman filter + least squares SVM | Vibrations (UESTC) | Gear fault: cracked tooth and distributed wear | 100% |
2019. Zhaoyi Guan, et al. [63] | EMD + SE + deep belief network | Vibrations (own) | Structural faults | 99–100% |
2020. Zhenya Wang, et al. [64] | GRCMSSE + S-isomap + Grasshopper optimization algorithm-SVM | Vibrations (Drivetrain diagnostics simulator) | IR, OR, and ball bearing faults | 100% |
2.5. Fuzzy Entropy
Reported Works That Used FE
Year and Author | Methods | Type of Signal (Database) | Type of Fault | Reported Accuracy |
---|---|---|---|---|
2016. Huimin Zhao, et al. [84] | EEMD + MSFE + SVM | Vibrations (CWRU) | IR, OR, and ball bearing damage | 95–100% |
2018. Wu Deng, et al. [85] | EWT + FE + SVM | Vibrations (simulated signals) | IR, OR, and ball bearing damage | 90–100% |
2018. Jinde Zheng, et al. [86] | Sigmoid-based RCMSFE + t-SNE + VPMCD | Vibrations (CWRU) | IR, OR, and ball bearing damage | 100% |
2018. Yu Wei, et al. [74] | Intrinsic characteristic-scale decomposition + GCMSFE + Laplacian score + PSO-SVM | Vibrations (Harbin Intitute of Technology and CWRU) | IR, OR (Harbin I.T. and CWR), and impeller faults (Harbin I.T.) | 98.13–100% (Harbin I.T.) and 100& (CWRU) |
2019. Amrinder Singh Minhas, et al. [87] | MSRCSDFE + EEMD | Vibrations (own) | IR and OR | 92.77–100% |
2021. Xu Chen, et al. [88] | RCMSFE + out-of-sample embedding + MPA-SVM | Vibrations (CWRU and own) | IR and OR | 100% |
2021. Yanli Ma, et al. [28] | MMSFDE + Fisher score + SVM | Vibrations (Hunan University and own) | Drive gear (case 1) and bearing + gear fault (case 2) | 97.71–100% (case 1) and 92.5–99.5% (case 2) |
2022. Yongbo Li, et al. [17] | SFE and MSFE | Vibrations (ADVC Laboratory and Paderborn University) | OR faults: sharp trench, drilling, pitting (ADVC), and rubbing (Paderborn U.) | 99.88% (ADVC) and 99.3% (Paderborn U.) |
2.6. Energy Entropy
Reported Works That Used EE
Year and Author | Methods | Type of Signal (Database) | Type of Fault | Reported Accuracy |
---|---|---|---|---|
2017. Yancai Xiao, et al. [89] | IEMD energy entropy + PSO + SVM | Vibrations (own) | Parallel, angle, and comprehensive misalignment | 98.913% |
2017. Yancai Xiao, et al. [93] | Dual-tree complex wavelet transform + EE + PSO | Current (simulation) | Parallel, angle, and comprehensive misalignment | 96% |
2018. Bin Pang, et al. [95] | CFBEE + improved singular spectrum decomposition + Hilbert transform + SVM | Vibrations (own) | Local rubbing, oil film whirl, and imbalance fault | 100% |
2021. Shuzhi Gao, et al. [96] | IEE + triangulation of amplitude attenuation + correlation analysis | Vibrations (own) | IR, OR, and ball bearing damage | 91–99.67% |
2.7. Dispersion Entropy
Reported Works That Used DE
Year and Author | Methods | Type of Signal (Database) | Type of Fault | Reported Accuracy |
---|---|---|---|---|
2018. Mostafa Rostaghi, et al. [97] | HSDE | Vibrations (CWRU, University of Tabriz) | IR, OR, ball bearing faults (CWRU), and medium worn and broken teeth of a spur gear of the gearbox (U. of Tabriz) | Not reported |
2018. Xiaoan Yan, et al. [98] | IMSDE + mRMR + ELM | Vibration (CWRU) | IR, OR, and ball bearing faults | +98% |
2019. Weibo Zhang, et al. [100] | RCMSDE + fast EEMD + mRMR + random forest classifier | Vibration (CWRU) | IR, OR, and ball bearing faults | 96.6–100% |
2020. Amrinder Singh Minhas, et al. [101] | Complementary EEMD + WRCMSDE, WRCMSFE, WRCMSPE + SVM | Vibration (CWRU and own) and acoustics (own) | IR, OR (CWRU and own), and ball bearing faults (CWRU) | 70–100% |
2020. Kaixuan Shao, et al. [102] | VMD + TSMSDE + SVM + vibrational Harris hawks optimization | Vibration (CWRU and Cincinnati IMS) | IR, OR, and ball bearing faults | 96.56–98.81% (CWRU) and 79–100% (IMS) |
2021. Snehsheel Sharma, et al. [7] | Multi-scale fluctuation based DE + local mean decomposition + SVM | Vibration (CWRU) | IR, OR, and ball bearing faults | 98–100% |
2021. Xiong Zhang, et al. [5] | EEMD + MSDE + PCA + Gath–Gera clustering method | Vibration (CWRU, QPZZ-II, and Cincinnati IMS) | OR (all), IR, and ball bearing faults (CWRU and QPZZ-II) | 100% |
2021. Hongchuang Tan, et al. [103] | SMCMSDE + equilibrium optimizer-SVM + complete EEMD with adaptative noise | Vibration (CWRU and own) | IR, OR, and ball bearing fault | 99.75% (CWRU) and 99.9% (own) |
2021. Qiang Xue, et al. [104] | HDE + joint approximate diagonalization of eigenmatrices | Vibration (CWRU and own) | IR, OR, and ball bearing faults | 100% |
2021. Fuming Zhou, et al. [105] | MHMSFDE + multi-cluster feature selection + GWO based kernel ELM | Vibration (CWRU and QPZZ-II) | IR, OR, ball bearing faults (CWRU), pinion wear, gearwheel pitting, gearwheel tooth breaking, and gearwheel pitting + pinion wear (QPZZ-II) | 100% (CWRU) and 98.5–99.24% (QPZZ-II) |
2.8. Multi-Scale Entropy
2.9. Practical Example: Applied Entropy Methods for Broken Bar Detection
3. The Role of Entropy in the Fault Diagnosis of Electromechanical Systems: Challenges and Advances
Method | Advantages | Disadvantages |
---|---|---|
ShanEn | Allows for the assessment of the quantity of information in a signal. It is the basis of the following methods. | Its value only depends on the elements with probability ≠ 0; therefore, some elements could be neglected. |
ApEn | Uncertainty estimation regarding future observations based on past observations. | Dependent on the selection of the hyperparameters. Dependent on the length of the signal. Self-similarity feature [87]. |
SE | Better performance and less sensitivity to data length compared with ApEn | Dependent on selecting the hyperparameters. Similarity criteria dependent on the Heaviside function [50]. |
FuzzyEn | Better consistency and less dependent on the signal length compared with SE. Reflects the complexity and self-similarity features of a signal in a better way than SE and ApEn. | Dependent on the selection of parameters. |
PerEn | High computational speed. Suitable for stationary and non-stationary signals. | Low discrimination capacity given that it does not consider amplitude values. |
DE | Faster calculation speed than PerEn. High stability. | Only analyzes the low-frequency part of the signal. |
MSE | Analyzes the signal in multiple scales | Efficiency dependent on the single-scale entropy method. Slower method given the entropy calculation within a range of scales. |
4. Future Trends
- Most of the entropy methods are applied to vibration signals. This can be attributed to the nature of the signal and the straightforward acquisition. The presence of a fault in a motor usually increases the complexity of the vibration signal, given that it would introduce abnormal components in the spectrum. In this regard, it is expected that vibration analysis remains the preferred type of signal for entropy-based fault detection techniques.
- Bearing fault detection is the type of fault that is mostly covered in entropy-based works. Other faults analyzed with entropy methods are gearbox faults, misalignment, and broken rotor bars, among other less common faults. However, these types of fault represent less than 10% of the work compared with those that analyze bearing faults.
- PE and FE are the most popular methods for motor fault detection. During the last few years, DE has also gained attention. Therefore, it is expected that these would remain the preferred methods, along with their variations, such as composite, weighted, refined, generalized, and multi-variable approaches.
- The development of new entropy-based methods for multiresolution analysis to cover more than one oscillation pattern.
- Multimodal analysis in combination with artificial intelligence techniques for monitoring, control, and multiple fault detection.
- Adaptive entropy-based techniques capable of dynamically adjusting to change the operational conditions of electric motors.
- Emphasis on computational complexity improvements based on algorithmic optimization techniques.
- Hardware implementation of entropy-based methodologies for online monitoring.
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
ANFIS | Adaptive neuro-fuzzy inference system |
ApEn | Approximate entropy |
CFBEE | Characteristic frequency band energy entropy |
CMSPE | Composite multi-scale permutation entropy |
CMSWPE | Composite multi-scale weighted permutation entropy |
CWC | Continuous wavelet coefficients |
CWRU | Case Western Reserve University |
DE | Dispersion entropy |
EE | Energy entropy |
EEMD | Ensemble empirical mode decomposition |
ELM | Extreme learning machine |
EMD | Empirical mode decomposition |
EWT | Empirical wavelet transform |
FAWT | Flexible analytical wavelet transform |
GCMSFE | Generalized composite multi-scale fuzzy entropy |
GCMSPE | Generalized composite multi-scale permutation entropy |
GRCMSE | Generalized refined composite multi-scale sample entropy |
GCMSSDE | Generalized composite multi-scale symbol dynamic entropy |
GCMSWPE | Generalized composite multi-scale weighted permutation entropy |
GRCMSSE | Generalized refined composite multiscale sample entropy |
GWO | Grey wolf optimizer |
HSDE | Hierarchical symbolic dynamic entropy |
HDE | Hierarchical dispersion entropy |
HSE | Hierarchical sample entropy |
HPE | Hierarchical permutation entropy |
IEE | Improved energy entropy |
IEMD | Improved empirical mode decomposition |
IMSDE | Improved multi-scale dispersion entropy |
IMSPE | Improved multi-scale permutation entropy |
IR | Inner race |
ISSD | Improved singular spectrum decomposition |
IMS | Intelligence maintenance systems |
LDA | Linear discriminant analysis |
MBSE | Multi-band spectrum entropy |
MHSE | Marginal Hilbert spectrum entropy |
MLP | Multi-layer perceptron |
WSST | Wavelet semi-soft threshold |
MPA | Marine predators algorithm |
MSE | Multi-scale entropy |
MSDE | Multi-scale dispersion entropy |
MSFDE | Multi-scale fluctuation-based dispersion entropy |
MSFE | Multi-scale fuzzy entropy |
MSSFE | Multi-scale symbolic fuzzy entropy |
MMSFDE | Multivariable multi-scale fuzzy distribution entropy |
MSPE | Multi-scale permutation entropy |
MSSE | Multi-scale sample entropy |
MSSDE | Multi-scale symbolic dynamic entropy |
MSRCSDFE | Multi-scale refined composite standard deviation fuzzy entropy |
MHMSFDE | Multivariable hierarchical multi-scale fluctuation dispersion entropy |
mRMR | Max-relevance min-redundancy |
OR | Outer race |
PCA | Principal component analysis |
PE | Permutation entropy |
PGB | Planetary gearboxes |
PSO | Particle swarm optimization |
PNN | Probabilistic neural network |
RCFOA | Reverse cognitive fruit fly optimization algorithm |
RCMSAE | Refined composite multi-scale approximate entropy |
RCMSDE | Refined composite multi-scale dispersion entropy |
RCMSFE | Refined composite multi-scale fuzzy entropy |
RF | Random forest |
SFE | Symbolic fuzzy entropy |
SVM | Support vector machine |
SWD | Swarm decomposition |
SMCMSDE | Stacking modified composite multi-scale dispersion entropy |
t-SNE | t-distributed stochastic neighbor embedding |
TSMSWPE | Time-shift multi-scale weighted permutation entropy |
TSMSDE | Time-shift multi-scale dispersion entropy |
VPMCD | Variable predictive models based discrimination |
WMSFDE | Weighted multi-scale fluctuation-based dispersion entropy |
WRCMSDE | Weighted refined composite multi-scale dispersion entropy |
WRCMSDE | Weighted refined composite multi-scale dispersion entropy |
WRCMSFE | Weighted refined composite multi-scale fuzzy entropy |
WRCMSPE | Weighted refined composite multi-scale permutation entropy |
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Aguayo-Tapia, S.; Avalos-Almazan, G.; Rangel-Magdaleno, J.d.J. Entropy-Based Methods for Motor Fault Detection: A Review. Entropy 2024, 26, 299. https://doi.org/10.3390/e26040299
Aguayo-Tapia S, Avalos-Almazan G, Rangel-Magdaleno JdJ. Entropy-Based Methods for Motor Fault Detection: A Review. Entropy. 2024; 26(4):299. https://doi.org/10.3390/e26040299
Chicago/Turabian StyleAguayo-Tapia, Sarahi, Gerardo Avalos-Almazan, and Jose de Jesus Rangel-Magdaleno. 2024. "Entropy-Based Methods for Motor Fault Detection: A Review" Entropy 26, no. 4: 299. https://doi.org/10.3390/e26040299
APA StyleAguayo-Tapia, S., Avalos-Almazan, G., & Rangel-Magdaleno, J. d. J. (2024). Entropy-Based Methods for Motor Fault Detection: A Review. Entropy, 26(4), 299. https://doi.org/10.3390/e26040299