Situational Awareness Prediction for Remote Tower Controllers Based on Eye-Tracking and Heart Rate Variability Data
Abstract
:Highlights
- A TPE-optimized LightGBM model, trained with eye-tracking and heart rate variability data, effectively predicts situational awareness (SA) in remote tower controllers, achieving an RMSE of 0.0909, MAE of 0.0730, and an adjusted R2 of 0.7845.
- Feature importance analysis via SHAP revealed that eye-tracking behaviors and HRV features, such as gaze entropy and the ratio of low-frequency to high-frequency power, significantly influence the prediction of SA.
- The proposed model offers a robust, non-invasive approach for real-time SA prediction, providing valuable insights into controller performance in remote tower environments.
- This methodology can be extended to improve the safety and efficiency of remote tower operations by monitoring and intervening in controllers’ SA levels in real time.
Abstract
1. Introduction
- Whether eye-tracking and HRV data can be combined with machine learning to construct a high-precision SA prediction model;
- Whether the model’s predictions can support the study and monitoring of SA in remote tower controllers.
- Eye-tracking and heart rate variability data are experimentally collected, and the sample SAs are labeled using an improved SPAM method based on the remote tower controller task.
- A TPE-optimized LightGBM model is proposed for predicting remote tower controller SA based on eye-tracking and HRV data. It is combined with the SHAP for feature selection, providing an innovative and effective solution for the assessment and prediction of remote tower controller SA.
- The model is interpreted using the SHAP, providing a theoretical basis for understanding the effect of the physiological state of remote tower controllers on their SA.
2. Experiments
2.1. Design
- Scenario I: Three inbound and four outbound aircraft. At any given moment, no more than two aircraft are on the taxiway, resulting in relatively low ground traffic pressure. This task is relatively simple and close to the daily operation of the remote tower.
- Scenario II: Seven inbound and seven outbound aircraft. At peak times, up to five aircraft are on the taxiway, leading to increased ground traffic pressure. This scenario is consistent with the increase in traffic after a long period of remote tower operation.
- Scenario III: Three inbound and four outbound aircraft. During the control task, an aircraft is suddenly stranded on the taxiway after developing a technical problem, causing a traffic jam. The controller must adjust the taxiway path to avoid conflicts and reserve a taxiway for towing the faulty aircraft. To maintain a realistic scenario distribution while ensuring sufficient data for analysis, this scenario was presented less frequently in each set of experiments.
2.2. Program
3. Methods
3.1. Preprocessing and Feature Engineering
3.2. SPAM
3.3. TPE-LightGBM
3.4. SHAP
4. Results
4.1. Prediction Results
4.2. SHAP Results
4.2.1. Explaining Global Feature Selection
4.2.2. Explaining the Effect of Features on SA
4.2.3. Explaining Individual Instances
5. Discussion
5.1. Predicting SA
5.2. Explaining SA Prediction
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
SA | Multidisciplinary Digital Publishing Institute |
ET | eye-tracking |
HRV | heart rate variability |
SPAM | scenario presentation assessment method |
SHAP | the SHapley Additive exPlanations |
ICAO | the International Civil Aviation Organization |
SAGAT | SA global assessment technique |
SALSA | SA of en-route air traffic controllers in the context of automation |
EEG | Electroencephalogram |
ECG | Electrocardiogram |
SART | the SA rating technique |
TPE-LightGBM | LightGBM model optimized by Tree-structured Parzen Estimator |
TPE | the Tree-structured Parzen Estimator |
GBDT | the gradient boosting decision tree |
CAFUC | the Air Traffic Management College of the Civil Aviation Flight University of China |
CAAC | the Civil Aviation Administration of China |
AOI | the Area of Interest |
FFT | the fast Fourier transform |
GOSS | the gradient-based one-side sampling |
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Number | Feature | Unit | Explanation |
---|---|---|---|
1 | PupilRange | mm | Overall variation range of pupil diameter during the task |
2 | PupilMean | mm | Mean pupil diameter |
3 | PupilStd | mm | Degree of dispersion of pupil diameter |
4 | BlinkCount | - | Total number of blinks |
5 | SaccadeCount | - | Number of rapid eye movements between gaze points |
6 | SaccadeAmpMean | pixels | Mean distance between gaze points during eye jumps |
7 | SaccadeAmpStd | pixels | Degree of amplitude fluctuation of eye jumps |
8 | SaccadeAmpMax | pixels | Maximum distance of a single eye jump |
9 | FixationCount | - | Total number of gaze points |
10 | FixationMean | ms | Average duration of a single gaze point |
11 | FixationStd | ms | Degree of fluctuation in gaze time |
12 | FixationMax | ms | Maximum duration of a single gaze |
13 | RunwayTaxiwayEx | - | Visits to runway and taxiway exteriors (RTE) |
14 | StandsEx | - | Visits to the stands exterior (STE) |
15 | RunwayTaxiway | - | Visits to runways and taxiway (RT) |
16 | Stands | - | Visits to the stands (ST) |
17 | FlightPlan | - | Visits to the flight plan (FP) |
18 | SGE | - | Spatial uncertainty in the gaze points distribution |
19 | GTE | - | Uncertainty in transition patterns between gaze points |
20 | LF | ms2 | Low-frequency components of HRV |
21 | HF | ms2 | High-frequency components of HRV |
22 | LF/HF | - | Ratio of low-frequency to high-frequency power |
23 | MeanRR | ms | Mean of adjacent heartbeat intervals |
24 | SDNN | ms | Standard deviation of the heartbeat interval |
25 | PNN50 | % | Percentage of adjacent heartbeats with interval difference greater than 50 ms |
Layer | Examples of Questions |
---|---|
Perception | How many aircraft are currently taxiing on taxiway C6? |
Is there any traffic congestion on Taxiway E8? | |
Comprehension | Does the taxiing aircraft maintain a safe operating distance from other aircrafts? |
Is the current stands occupancy rate over 40%? | |
Projection | Is there a potential conflict on taxiway C2? |
Flight CZ9012 is expected to take off in how many minutes? |
Hyperparameters | Default Value | TPE Optimized Values | Role |
---|---|---|---|
num_leaves | 31 | 182 | Maximum number of leaf nodes in each decision tree to control the model complexity |
learning_rate | 0.1 | 0.0316 | The step-size of each increment is used to control the speed of model convergence |
feature_fraction | - | 0.5200 | Proportion of training features used for controlling feature sampling |
lambda_l1 | - | 0.1761 | L1 regularization parameter to control sparsity and prevent overfitting |
lambda_l2 | - | 2.2683 | L2 regularization parameters to control model complexity |
min_data_in_leaf | 20 | 20 | Minimum number of samples required per leaf node to control the minimum sample size of the leaf node |
Model | RMSE | MAE | Adjusted R-Square |
---|---|---|---|
Random Forest | 0.0953 | 0.0768 | 0.7654 |
Multilayer Perceptron | 0.0945 | 0.0760 | 0.7701 |
XGBoost | 0.0928 | 0.0745 | 0.7802 |
CatBoost | 0.0915 | 0.0738 | 0.7820 |
LightGBM | 0.0948 | 0.0755 | 0.7785 |
TPE-LightGBM | 0.0909 | 0.0730 | 0.7845 |
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Pan, W.; Liang, R.; Wang, Y.; Song, D.; Yin, Z. Situational Awareness Prediction for Remote Tower Controllers Based on Eye-Tracking and Heart Rate Variability Data. Sensors 2025, 25, 2052. https://doi.org/10.3390/s25072052
Pan W, Liang R, Wang Y, Song D, Yin Z. Situational Awareness Prediction for Remote Tower Controllers Based on Eye-Tracking and Heart Rate Variability Data. Sensors. 2025; 25(7):2052. https://doi.org/10.3390/s25072052
Chicago/Turabian StylePan, Weijun, Ruihan Liang, Yuhao Wang, Dajiang Song, and Zirui Yin. 2025. "Situational Awareness Prediction for Remote Tower Controllers Based on Eye-Tracking and Heart Rate Variability Data" Sensors 25, no. 7: 2052. https://doi.org/10.3390/s25072052
APA StylePan, W., Liang, R., Wang, Y., Song, D., & Yin, Z. (2025). Situational Awareness Prediction for Remote Tower Controllers Based on Eye-Tracking and Heart Rate Variability Data. Sensors, 25(7), 2052. https://doi.org/10.3390/s25072052