1. Introduction
One of the most symbolic elements of our physical identity, human hair serves as a biological protection to the scalp, as well as an authentic expression of an individual’s appearance. Damage, graying, aging, dandruff, alopecia, and other conditions affecting hair can be quite distressing [
1]. As such, the growing influence of the global cosmetic industry and current dermatological practice has led to an increased focus on addressing the problem of hair damage within the realms of dermatology and cosmetology. This emphasis is driven by the need to meet consumer expectations for maintaining the aesthetic appeal and quality of hair [
2]. Currently, hair care and lifestyle play important roles in overall physical appearance and self-perception for both men and women [
3]. As such, the hair care industry is particularly focused on creating and advancing products designed to sustain the appearance of healthy hair. This emphasis underscores the extensive global market size of the hair care industry, which is a multibillion-dollar enterprise worldwide [
4].
Normally, hairs are complex, multilayered, protein filaments that grow from follicles located in the dermal skin, with each hair consisting of two distinct parts: the deep follicle or bulb located in the dermis, which includes stem cells for hair regeneration, and the shaft, the hard, filamentous structure extending above the skin surface [
5]. A cross-section of the shaft, whose average thickness ranges from 60 to 80 μm, shows three distinct layers: the cuticle, the medulla, and the cortex [
6,
7]. The cuticle is the outermost protective structure that forms a shield of several layers of flat, thin, superimposed scales that cover the surface of the hair, with an overlapping arrangement often compared to “roof shingles”. It acts as a barrier, protecting the central cortex, which houses the innermost medulla, the latter being a loosely packed, disorganized, central area surrounded by the cortex [
8]. The hair cortex is the most voluminous part of the hair fiber and consists of spindle-shaped cells that lie parallel to the hair axis [
9]. Approximately 90–95% of these cortical cells are composed of the helical protein keratin, longitudinally arrayed in the form of intermediate filaments (IFs) along with keratin-associated proteins (KAPs) [
10,
11], which are crucial for hair health, tensile strength, and rigidity via the formation of a cross-linking network with IFs [
9,
12]. At the molecular level, structural hair damage involves the disruption of disulfide bonds (–S–S–) between cysteine residues, which are critical for covalent cross-linking and mechanical stability of the keratin network. In addition, hydrogen bonds, ionic interactions, and hydrophobic forces that maintain keratin’s secondary and tertiary structures are also affected by chemical and thermal stress [
13].
Keratin, the principal structural protein in hair, is composed of α-helical polypeptide chains arranged into coiled-coil motifs that form intermediate filaments [
14,
15]. These filaments are stabilized by covalent disulfide cross-links between cysteine residues, which contribute to the mechanical strength, elasticity, and chemical resistance of the hair fiber [
16]. These chains can either curl into helices, giving rise to an α-conformation, or can bond side-by-side into pleated sheets, forming the β-conformation, resulting in structurally distinct α- and β-keratins. While β-keratin is recognized as the tougher protein, α-keratin is commonly found in mammals and is the primary constituent of hair [
17,
18].
Keratin, which is synthesized by keratinocytes of the skin, is a robust, highly stable protein that remains insoluble in water and most organic solvents. It is resistant to high temperature and enzymatic degradation by proteolytic enzymes and exhibits considerable mechanical and chemical resistance [
19]. Chemically, keratin is composed of 18 amino acids, the most abundant being cysteine, cystine, serine, glutamic acid, glycine, threonine, arginine, valine, leucine, and isoleucine. Cysteine, in particular, is abundant in keratin, contributing to the formation of disulfide bridges that give hair its mechanical strength and elasticity. The precise configuration of keratin and the presence of these disulfide bonds are both essential for maintaining the strength and structure of the hair [
10,
20,
21]. While cysteine residues essentially help to stabilize the overall assembly of keratins and KAPs, a proportion of their intermolecular disulfide bonds are assumed to be associated with the mechanical flexibility of hair [
22]. Notably, the keratin backbone, with inter- and intramolecular bonding and numerous disulfide, hydrogen, and ionic bonds, provides increased stability to the keratin structure, contributing to hair strength [
23]. Among these bonds, disulfide bridges appear to be vital for hair strength and toughness [
24], as they impart a hydrophobic surface to hair, which is related to their insolubilization properties [
25]. The oxidative cleavage of disulfide bridges results in fragile hair [
26], and the removal of hydrophobic disulfides results in extreme damage to the hair, structural cracks, and lifting of the cuticle [
27].
Despite such chemically and structurally sophisticated architecture, human hair is constantly exposed to harmful agents that can alter both its appearance and tensile properties. Common practices that induce mechanical damage to hair, such as excessive grooming, styling, and perming, or chemical damage, such as coloring, bleaching, and various chemical treatments, all impose considerable stress on the hair structure and alter its wetting characteristics, water retention, combing properties, and mechanical robustness [
28]. Moreover, hair dryers can denature hair shaft proteins, imparting hair damage manifested as roughness, dryness, and loss of hair color, especially at high temperatures, prolonged drying times, and drying distances less than 15 cm [
29,
30]. Environmental factors also take their toll on human hair; prolonged exposure to sunlight is implicated in hair damage. Through a free radical chain oxidation reaction initiated by high-energy UV light propagating in the presence of atmospheric oxygen, hair is ultimately susceptible to brittleness, color changes, loss of luster, split ends, and increased surface friction [
31]. Smoking and dietary factors, including malnutrition of essential fatty acids, minerals, and vitamins, whether caused by inborn errors or reduced uptake, are additional factors that impair hair growth and cause damage to existing hair [
1,
32]. Furthermore, hair anatomy is not constant as we grow, and changes in hair anatomy are a part of the physiological process of aging [
33]. As individuals age, the hair shaft diameter tends to diminish, increasing the risk of breakage and resulting in reduced hair shine, dull appearance, and split ends. Additionally, alterations in frictional properties with age increase the difficulty of brushing and grooming the hair, contributing to cumulative aspects of hair damage [
34]. As such, all the aforementioned aggressions on hair can lead to harm ranging from dryness and fragility to deeper molecular alterations [
18,
26,
35]. At the molecular level, structural hair damage becomes evident following the destruction of the keratin configuration and the fundamental chemical bonds. Intermolecular ionic, disulfide, and hydrogen bonds, which ensure cohesion between hair proteins, are particularly vulnerable to these aggressions. The rupture of these bonds can lead to loss of strength, decrease in elasticity, and alteration in the texture of the hair [
36,
37,
38,
39].
Faced with these challenges, prominent endeavors in hair cosmetology were constantly dedicated to formulating molecules aimed at the restoration of hair structure and containing vital bioactive molecules to minimize, mitigate, or repair hair damage. For instance, preventing hair damage was attempted using nanostructured lipid carriers loaded with vitamin E, formulated as a protective cream [
40]. Recently, it was shown that keratin peptides applied to hair samples in vitro can restore moisture and repair chemical bonds, enhancing the mechanical properties of hair [
41]. Furthermore, it was found that the use of cysteine with nontoxic polycarboxylic acids could establish bonds between different chemical groups in keratin, increasing intermolecular forces and repairing mechanical damage, suggesting that this combination could replace commercially available perming chemicals that are harmful to hair [
39]. Some biotechnology innovations utilizing microRNAs that are important for regulating gene expression in hair follicles have also been leveraged in animal models to stimulate the gene expression needed for growth and hair fiber formation [
42,
43]. Nevertheless, restoring disulfide bridges by linking broken structures together is an interesting biochemical pathway for reinforcing the stability of keratin and has commercially emerged as a key strategy for improving the quality, strength, and texture of damaged hair [
44]. Thus, the need to develop innovative molecules with such a mechanism and incorporate them as active ingredients in a novel class of hair repair formulations remains imperative to the cosmetic industry. The objective of the current study was to perform an in vitro analysis of a set of newly synthesized molecules designed for the purpose of hair damage repair through chemical regeneration of bonds, which replace the damaged disulfide bridges in altered hair samples.
2. Results
In addition to 1H-NMR, representative 13C-NMR spectra were recorded to confirm the structural integrity of carbon backbones in all three salts.
All solutions were subjected to a visual appearance test, evaluating color, clarity, homogeneity, and absence of particulate matter or foaming under controlled lighting. Qualified batches appeared colorless to pale yellow, fully transparent, and stable. The appearance test for substance APA revealed a slightly yellow liquid. The obtained water solution was a yellowish solution (2.02 × 10
3 g) with 98.5% purity and a yield of 97.0% (
Scheme 1). Structural verification was performed using
1H-NMR and qNMR as primary techniques, complemented by
13C-NMR and high-resolution mass spectrometry (HRMS) to provide orthogonal confirmation of molecular structure and molecular weight. While X-ray crystallography was not feasible due to the non-crystalline nature of the salts, spectral data across methods confirmed consistency with the proposed structures. GC analysis confirmed that 98.5% of the product had a total impurity content of 1.3%. The reactivity of APA, STA, and SAA was evaluated relative to the structural and chromatographic behavior of N-Cbz-L-cystine (≥98%, Bachem AG), which served as the reference standard in LC-MS-based adduct profiling assays (see
Figure 1).
The synthesis of STA was performed as outlined in
Table 1, involving stepwise neutralization and salt formation under ambient conditions. Key process parameters included pH control, controlled amine addition, and post-reaction stabilization. The final STA solution was homogenous, transparent, and pH-stable, with QC confirmation via TLC and visual inspection.
The appearance test for substance STA revealed a slightly yellow liquid. HNMR confirmed the presence of a conformable structure (see
Figure 2). GC analysis confirmed that 98.5% of the product had a total impurity content of 1.3%. The QNMR results showed that STA conforms to the standard.
The appearance test of SAA showed that 3.25 × 10
3 g of a water solution was a colorless solution, and the yield was 96.6% (
Scheme 2 and
Scheme 3). The HNMR results showed the following: for the SAA-20230300-E0001 batch, the SAA-2 solution was pretreated with NaOH, and then the SAA-1 solution was added dropwise, followed by stirring at room temperature for 3–4 h. The obtained compounds were verified to be correct by HNMR. For the SAA-20230300-E0002 batch, the SAA-2 solution was pretreated with NaOH, extracted with DCM, added dropwise to the SAA-1 acetonitrile solution, and stirred at 65~75 °C for 2–3 h. The resulting white solid was not the desired compound according to HNMR. For the SAA-20230300-E0003 batch, following the reaction conditions of SAA-20230300-E0001, 3.25 kg of the qualified SAA aq. (34.8%) was obtained from 705 g of SAA-1 (
Scheme 2 and
Scheme 3).
An examination of the appearance of substance SAA revealed that it was a colorless liquid. HNMR confirmed the presence of a conformable structure (see
Figure 3). GC analysis confirmed that 97.9% of the product had a total impurity content of 1.3%. The QNMR results showed that SAA conforms to the standard.
The results of the cysteine reactivity test showed that only mono-adducts were present in APA and STA after 30 min at 30 °C, and no bis-adducts were detected by liquid chromatography–mass spectrometry (LC–MS). For SAA, no mono was detected in the reaction mixture at 30 °C, but when the reaction proceeded at 40 °C for 1 h, the mono-adducts were detected by LC–MS. Then, cysteine reactivity was tested at 50 °C while using APA/STA/SAA as the active ingredient, and LCMS revealed that ~12% of the mono- and bis-adductions were present in the APA buffer mixture after 1 h; however, for STA and SAA, no bis-adductions were detected in the buffer mixture after 1 h.
Reactivity toward thiol-containing substrates was quantified via LC-MS following incubation with N-Cbz-L-cystine (see Materials and Methods, Cysteine Reactivity Assay and LC-MS Analysis). The composition of each test compound was confirmed by Elemental Analysis (EA), performed on freeze-dried samples using a Vario EL Cube CHN analyzer. The measured C/H/N ratios matched theoretical values within ±0.4%, supporting the assigned molecular structures. HNMR confirmed that the obtained structure was correct, but some EA was present in the product. LCMS revealed mono- and bis-adductions in APA, mono- and bis-adductions in STA, and mono-adductions in SAA.
When increasing the N-Cbz-L-cysteine to (4.0 eq.) at pH = 5.4 buffer (10 V), the cysteine reactivity of APA, according to LCMS, showed that APA was the only compound to form both mono-thiol adducts (one cysteine–compound linkage) and bis-thiol adducts (two linkages involving both cysteine thiols), confirming its bifunctional thiol-reactivity. In contrast, STA and SAA formed only mono-adducts under the same conditions. Under the same conditions, LCMS for STA showed that the ratio of mono/bis was 41.03%:0% in the reaction mixture after 0.5 h, according to LCMS, and the ratio was 47.24%:0% after 1 h. However, for SAA, LCMS showed that no mono-adducts were produced in the reaction mixture at 30 °C after 1 h, according to LCMS; however, when the temperature was increased to 40 °C, 26.99% of the mono-adducts were generated after 1 h.
As shown in
Table 2, APA exhibited temperature-dependent bis-adduct formation, reaching 81.5% at 50 °C. In contrast, STA and SAA produced only mono-adducts under all conditions, confirming their single-point thiol reactivity. These findings support APA’s enhanced cross-linking potential.
When the temperature was increased to 50 °C under the same conditions, the cysteine reactivity of APA and N-Cbz-L-cysteine (4.0 eq.) in pH = 5.4 buffer (10 V) at 50 °C was measured; LCMS showed that the ratio of mono/bis was 17.41%:76.72% in the reaction mixture after 0.5 h, and the ratio was 11.99%:81.54% after 1 h. For STA, LCMS showed that the ratio of mono/bis was 96.81%:0% in the reaction mixture after 0.5 h, and the ratio was 97.79%:0% after 1 h. For SAA, LCMS showed that the ratio of mono/bis was 38.55%:0% in the reaction mixture after 0.5 h, and that the ratio was 73.20%:0% after 1 h.
For the results of the tensile test, before data analysis, the measuring curves were checked for peculiar curve progression that could occur, for example, if the hair fiber was broken or was pulled out of the crimps holding the hair fiber in place. Values resulting from peculiar curve progression were discarded in the following data analysis. Therefore, fewer than 50 results per product were used. Initial testing exhibited a high discard rate due to mounting-related artifacts; however, the methodology was revised to include a pre-tensioning step and improved clamp design. Retesting yielded a discard rate below 15%, and results remained consistent with the original trends. The revised tensile strength data are presented in
Table 2 and
Figure 1. A mean result of at least 25 hair fibers was regarded as valid. The mean values of the tensile strength at 15% extension, as well as the standard deviations, medians, and differences relative to the baseline, are presented for the treatments in Group 1 and Group 2. A decrease in the tensile strength of 15% is attributed to a positive effect of the products on the tensile strength of the investigated hair.
Comparisons were performed for the changes in the parameters e-modulus and tensile strength of 15% before and after the treatment to a benchmark of 0% between the products within each group (two different formulations, one Olaplex 0-like) and between products with equal concentrations.
Group 1 included hair strands treated immediately after bleaching to model rapid repair intervention, while Group 2 received treatment 24 h after bleaching, simulating delayed or at-home treatment scenarios. The same application protocol and compound concentrations were used in both groups.
Group 1: In comparison to measurements before product application, a significant decrease in the e-modulus tensile strength of 15% after product application was detected for all treatments compared to the benchmark value of 0%, indicating an improved hair status for all treatments. Comparing the treatments to reference Group 1, STA and SAA achieved the best effect.
Group 2: In comparison to measurements before product application, a significant decrease in the parameters e-modulus and tensile strength of 15% after product application was detected for all treatments compared to the benchmark of 0%, indicating an improved hair status for all treatments.
The SAA formulation (previously labeled internally as ‘Reference Code E’) demonstrated moderate recovery of tensile strength, consistent with its mono-thiol reactivity profile. Comparing the treatments to reference code E, no significant differences were found for the parameters e-modulus and tensile strength of 15%. On a descriptive level, APA, compared to Olaplex 0-like 2.3%, achieved the best effect among the products tested in this group.
According to the pairwise comparisons of two different formulations with the same active concentrations, all formulations of Group 1 had greater effects on improving the hair quality than the Olaplex 0-like formulations of Group 2. A significant improvement in hair quality was found for all active substances as well as for both references. Each compound (APA, STA, SAA) was applied at a final concentration of 2.5%
w/
w, standardized across all samples to match the reference product (Olaplex No. 0). Stock solutions were diluted accordingly to achieve this concentration, and 100 µL was applied to each strand for 2 min before rinsing. No difference from the reference treatment was detected for any of the Olaplex 0-like formulations in Group 2. Comparing the same concentrations over the two groups, Group 1 showed a better effect on the hair than Group 2, also comparing the two references. Although two reference formulations were described in
Section 2, only Reference #2 (Olaplex) is shown in
Figure 4 for clarity. Reference #1 (vehicle-only control) showed no significant difference from the untreated group and is therefore omitted from the graphical display.
3. Discussion
Our work focuses on repairing hair damage by restoring disulfide bridges through chemical regeneration. This approach is in line with previous studies that have emphasized the importance of disulfide bridges in maintaining hair strength and structure [
24,
45]. Our manuscript introduces novel molecules designed to replace damaged disulfide bridges, which is a significant advancement in the field of hair repair.
Previous studies have explored the use of bioactive molecules, such as keratin peptides and cysteine, to repair hair damage and enhance hair properties [
41,
46]. The manuscript further contributes to this area by investigating the biochemical characterization and the repairing potential of three different molecules that can establish bridges between different chemical groups in keratin, thereby affecting the hair strength and texture, and repairing induced mechanical damage. This aligns with previous studies that have investigated the mechanical properties of hair, such as tensile strength and e-modulus, to assess the impact of different treatments on hair quality [
26,
46]. By quantitatively measuring parameters like tensile strength and e-modulus, the manuscript offers valuable insights into the efficacy of the novel molecules in repairing hair damage. Our manuscript also includes a detailed analysis comparing the effects of different formulations and concentrations on hair quality. Such an approach is consistent with previous studies that have compared the efficacy of various hair care products and treatments in repairing hair damage and improving hair health [
28,
40].
The use of HNMR and QNMR in the synthesis and characterization of the thiol-reactive cross-linking agents APA, STA, and SAA was pivotal for confirming the chemical structures and purity of these compounds. HNMR spectroscopy provides detailed information about the molecular structure by identifying the types and environments of hydrogen atoms within the molecules [
24]. In this study, HNMR was employed to confirm the final products of each synthesized compound, ensuring the correct structures were obtained (see
Figure 1,
Figure 2 and
Figure 3).
QNMR further complements the HNMR by quantifying the exact amounts of the compounds and their impurities [
21,
45]. This quantitative aspect is vital for assessing the purity and concentration of the synthesized agents, which directly impacts their effectiveness in subsequent experiments. For instance, the results from QNMR indicated that APA had a purity of 98.5%, STA had 92.3%, and SAA had 96.6%, all of which are within acceptable ranges for experimental applications. The high purity levels ensured that the results obtained from subsequent tests were due to the intended compounds and not influenced by significant impurities.
Furthermore, gas chromatography coupled with flame ionization detection was used to analyze the presence of related substances or impurities in the synthesized compounds [
41]. This technique is particularly useful for detecting volatile and semi-volatile organic compounds. The use of GC-FID allowed for the separation and quantification of different components within the sample, providing an additional layer of validation for the purity and composition of APA, STA, and SAA.
The GC-FID analysis for each compound revealed specific retention times, which helped identify the main product and any impurities. For example, APA was analyzed using an Agilent DB-WAX column with helium as the carrier gas, while STA and SAA utilized an Agilent HP-5 column. In this context, the retention time for APA was found to be 17.0 min, which helped distinguish it from potential contaminants. The consistent detection of impurities at levels below 1.5% indicates a high degree of purity, supporting the reliability of the experimental results.
The in vitro tensile strength test is a fundamental method for evaluating the mechanical properties of hair fibers treated with the synthesized compounds [
41]. This test measures the force required to extend hair fibers to a specific length, providing insights into the strength and elasticity of the hair [
47,
48,
49]. In this study, the tensile strength tests demonstrated significant improvements in the mechanical properties of hair treated with APA, STA, and SAA compared to untreated samples. In our study, the force required to pull the hair fibers to 15% extension and the e-modulus were measured before and after treatment. The results indicated that APA and SAA showed the highest efficacy in restoring tensile strength and elasticity, highlighting their potential as effective hair repair agents. The decrease in tensile strength parameters post-treatment compared to baseline measurements suggests an improvement in hair integrity. This is particularly important as it directly correlates with the compounds’ ability to repair and strengthen hair by re-establishing disulfide bonds within the keratin structure [
24], and therefore its value as an anticipated compound effective for hair repair.
The ability of the thiol-reactive agents to restore disulfide bridges in hair keratin has been tested using the cysteine reactivity test [
46,
50]. This test involves reacting the synthesized compounds with cysteine, which mimics the natural disulfide bonding process in hair. The successful regeneration of disulfide bonds is a key indicator of the compound’s efficacy in repairing hair damage [
37,
46]. The findings from the cysteine reactivity tests revealed that APA demonstrated the most promising results, particularly at higher temperatures, indicating its strong potential to restore disulfide bonds effectively. The presence of mono- and bis-adducts, as confirmed by (LC-MS), further validated the compounds’ ability to react with cysteine and form stable disulfide bridges [
45]. This capability is crucial for repairing the internal structure of damaged hair, thereby improving its mechanical properties and overall health.
The combined use of HNMR, QNMR, GC-FID, tensile strength tests, and cysteine reactivity tests provides a comprehensive understanding of the synthesized compounds’ effectiveness in hair repair. HNMR and QNMR ensured the structural integrity and purity of the compounds, which is fundamental for their reliable application in further tests. GC-FID added another layer of purity assessment, confirming the compounds were free from significant impurities. The tensile strength tests correlated well with the cysteine reactivity tests, both indicating that APA and SAA are particularly effective in restoring hair strength and elasticity [
41]. The significant improvements in mechanical properties observed in tensile strength tests were supported by the successful formation of disulfide bonds in the cysteine reactivity tests. This correlation underscores the compounds’ potential to repair damaged hair by chemically restoring its internal structure.
The control reagent Olaplex
® (Olaplex, Inc., New York, NY, USA), as referenced in US Patent 9,597,273 B2 [
51], serves as a benchmark for evaluating the efficacy of APA, STA, and SAA. Olaplex
® is recognized for its ability to repair disulfide bonds in chemically treated hair, thus reducing damage and breakage. It contains
bis-aminopropyl diglycol dimaleate, which effectively reconnects broken disulfide bonds in hair keratin [
51,
52]. Comparing Olaplex
® with the synthesized thiol-reactive agents, it is crucial to consider their mechanisms of action. Olaplex
® primarily works by forming new disulfide bonds, restoring the hair’s structural integrity and strength [
51,
52]. APA was confirmed by LC-MS to form both mono- and bis-adducts with cysteine, indicative of its bifunctional thiol-reactivity and potential to generate cross-links between keratin thiol groups. STA and SAA, which lack structural bifunctionality, formed only mono-adducts. These findings support the proposed mechanism by which APA restores tensile strength in bleached hair via chemical bridging of cysteine residues, with cysteine being the main component of keratin and imparting strong covalent bonds and insolubility [
53]. This additional pathway potentially offers a more robust repair mechanism. The tensile strength and cysteine reactivity tests highlighted the superior performance of APA and SAA compared to Olaplex
®. The enhanced tensile strength and effective disulfide bond formation observed with APA and SAA indicate their higher efficacy in repairing and strengthening hair fibers.
Our research work reveals several strengths, including the novelty of the synthesized compounds and their ability to redefine pathways for hair repair. The study employed a robust methodology and well-established in vitro tests, ensuring reliable and reproducible results. Additionally, the use of advanced chromatography techniques provided precise and comparable data on the efficacy of the compounds. However, the study has limitations, as it was conducted on a specific category of artificial hairs, necessitating the inclusion of different hair types to generalize the results. Furthermore, the findings need to be supported by in vivo tests to create a comprehensive outlook for ongoing research and validate the compounds’ effectiveness in real-world applications.
In conclusion, the findings of our study suggest that the synthesized thiol-reactive cross-linking agents have the potential to be optimized into advanced hair repair treatments for the cosmetic industry. The experimental results indicate that the newly developed thiol cross-linking agents hold promise for repairing hair damage by chemically rejuvenating disulfide bridges, presenting a novel and potentially impactful direction for the cosmetic industry.
4. Materials and Methods
Many cosmetic products on the market aim to repair, alleviate, or minimize hair damage by restoring disulfide bridges through cross-linking thiol moieties. Many developed thiol-reactive cross-linking agents are capable of cross-linking thiol moieties, thus emulating disulfide bridges. The thiol moieties to be cross-linked may result from prior cleavage of disulfide bridges as a result of physical or chemical hair treatments. By cross-linking thiol moieties, thiol-reactive cross-linking agents enable the restoration of disulfide bridges. These agents can comprise at least two electrophiles that are linked by a fragment comprising at least one C3–11 cycloalkyl group. These electrophiles can be selected from a wide variety of chemical reagents, and surprisingly, the addition of at least one cycloalkyl group renders the thiol-reactive cross-linking agents amphiphilic. The C3–11 cycloalkyl groups are noninvasive and environmentally benign, reducing toxicity and enhancing safety.
Another group of cross-linking reagents comprises four different families of salts of diverse formulas that can link two thiol moieties.
Based on the above, a series of salts were synthesized and characterized to mimic the repair function that also employs a bicyclic moiety in the core of the linker to bestow the structure with an amphiphilic property, enhance hair volume and slickness, and take advantage of the benign noninvasive properties compared to aromatic compounds in the linker. All methods were performed in accordance with the relevant guidelines and regulations.
The compounds APA, STA, and SAA (
Table 3) were synthesized and chemically characterized by SpiroChem AG, a Swiss-based contract research organization (Basel, Switzerland), under the project code internally referred to as ‘Tara Brand’ for confidentiality and traceability within the collaborative framework. The active test compounds (APA, STA, SAA) were evaluated against two references:
- (1)
An internal benchmark compound provided by Proderm GmbH (composition not publicly disclosed);
- (2)
The commercially available Olaplex No. 0 Intensive Bond Building Treatment (Olaplex, Inc., New York, NY, USA), which contains bis-aminopropyl diglycol dimaleate as its active ingredient [
51,
52].
Table 3.
Code and structures of compound APA.
4.1. Synthesis and Characterization of 3-Amino-N,N-dimethylpropan-1-aminium Hex-5-ynoate (APA)
The three thiol-reactive salts APA, STA, and SAA were synthesized and fully characterized using nuclear magnetic resonance spectroscopy (1H-NMR, 13C-NMR), quantitative NMR (qNMR), and gas chromatography–flame ionization detection (GC-FID). The results of these analytical techniques confirmed structural identity, purity, and reproducibility across synthesized batches. Detailed characterization is presented alongside the synthetic route of each compound below. The preparation process was successfully developed, and a 50% (w/w) aqueous solution of APA was obtained, corresponding to 50 g of active compound per 100 g of total solution.
4.1.1. Materials for APA
APA-1 was purchased from Shanghai Titan Technology Company Limited, whereas APA-2 was purchased from Shanghai Youde Agricultural Technology Company Limited. All compounds were received as analytically verified aqueous solutions with GC-FID-confirmed purities of ≥97.9% and quantified by qNMR for active content. No additional purification was necessary post-delivery, as all batches met the acceptance criteria for in vitro formulation and testing.
4.1.2. Preparation of APA
Under a positive stream of dry nitrogen (≥99.999%, 30–50 mL/min, ~0.1–0.2 bar overpressure), APA-2 was charged into a jacketed borosilicate glass reactor (Reactor R1, 3 L working volume), equipped with a four-neck lid, overhead mechanical stirrer, and external temperature control (maintained at 20–25 °C). Then, 500 mL of H2O was charged into reactor R1 in the same temperature range. The APA-1 aqueous solution (50% w/w) was added dropwise into Reactor R1 via a PTFE stopcock-equipped addition funnel under continuous stirring (250–350 rpm) using an overhead mechanical paddle stirrer. The reactor was maintained at −5 to +5 °C with a recirculating chiller and nitrogen atmosphere to ensure homogeneous mixing and suppress side reactions. After addition, the batch was stirred for 3 h at 5–10 °C. A small-scale compatibility test was conducted by mixing APA-1 and APA-2 solutions in a 1 L four-neck borosilicate glass reactor at 5 °C. The test confirmed homogeneity and chemical stability, validating the conditions for subsequent full-batch synthesis. After passing the test, the sample was put into a four-neck bottle and kept sealed.
4.2. Synthesis and Characterization of Succinic Acid (N,N,N-triallylamine) Salt (STA)
It was necessary to develop and manufacture 1.0 × 10
3 g of
succinic acid (N,N,N-triallylamine) salt (STA) (
Table 4). The preparation process was successfully developed by manufacturing a batch of 40% STA aqueous solution, and 2.61 × 10
3 g of qualified 40% STA aqueous solution was obtained. STA synthesis was initiated using commercially available triallylamine (≥98%) and succinic acid (≥99%), each verified by GC-FID and HPLC, respectively. No additional purification was required prior to use. The reaction proceeded in MeCN with subsequent isolation of the STA salt as a 40%
w/
w aqueous solution.
4.2.1. Synthesis of STA
STA-1 and STA-2 were purchased from Shanghai Titan Technology Company Limited.
4.2.2. Preparation of STA
Under nitrogen, 5.1 × 102 g of STA-1 was charged into reactor R1 at 20–25 °C, and then H2O (7.5 × 102 g) was charged into reactor R1 at 20–25 °C. The next step was to prepare a NaOH solution in which 1.8 × 102 g of NaOH was dissolved in 2.5 × 102 g of water. Afterward, for the configuration of the STA-2 HCl solution, under nitrogen, 6.5 × 102 g of STA-2 was charged into reactor R2. The reaction was carried out in Reactor R2, a 3 L jacketed borosilicate glass vessel equipped with a four-neck lid, mechanical stirring (250–350 rpm), and inert gas protection. Aqueous HCl (37% w/w, approx. 12 M) was added dropwise until the reaction mixture reached pH 3.5–4.0, enabling complete salt formation. HCl solution containing concentrated hydrochloric acid was then slowly added at 10–20 °C. The reaction took place at a controlled T = 10–20 °C, and then the NaOH solution was added to R1. After addition, the batch was stirred for 2 h at 10–20 °C. Afterward, the STA-2 HCl solution was slowly added to R1 at 10– 20°C and then stirred for 2–4 h at 10–20 °C. Temperature was controlled via a double-jacketed glass reactor connected to a recirculating thermostatic bath (±1 °C accuracy), maintaining the reaction mixture at 20–25 °C throughout the synthesis process. A preliminary solubility and compatibility test was performed on a small scale, in which triallylamine and succinic acid were combined in an aqueous medium at room temperature. The resulting STA salt solution was homogenous and stable, confirming suitability for scale-up under the intended synthesis conditions. After passing the test, the solution was put into a Teflon bottle and kept sealed. STA-1 and STA-2 must be pretreated with NaOH and HCl. The pretreated solution must be clarified before mixing. If needed, the mixture can be heated to 50 °C until clarified.
The proposed process is described below after summarizing the previous experiments. The dosage ratio of STA-1 to STA-2 is 1:1.05. The STA-1 and STA-2 have been premixed with NaOH and HCl, and the two solutions must be clarified after mixing. The solvent was water (2 V).
4.3. Synthesis and Characterization of the Succinic Acid Allylamine Salt (SAA)
4.3.1. Manufacturing Process of SAA
SAA-1 and SAA-2 were purchased from Shanghai Titan Technology Company Limited. Commercially available allylamine (≥98%) and succinic acid (≥99%) were used without further purification after verification by GC-FID and HPLC, respectively (
Table 5). Allylamine was handled under an inert atmosphere to prevent volatilization, and succinic acid was pre-dissolved in water with pH adjustment using NaOH prior to combination.
4.3.2. Preparation of SAA
Under nitrogen, 1.03 × 103 g of SAA-2 was charged into reactor R1 at 20–25 °C. The next step was to prepare a NaOH solution in which 2.62 × 102 g of NaOH was dissolved in 4.2 × 102 g of water. The reaction proceeded at a controlled T of 10–20 °C, after which NaOH solution was added to R1 (solution 1). After the addition, the mixture was stirred for 1 h at 10–20 °C. In reactor R2, SAA-1 (705 g) was mixed with 1.0 × 103 g of water, and then solution 1 was slowly added to R2 and stirred for 2–3 h at 20~25 °C. A small-scale compatibility and solubility test was conducted by combining allylamine and succinic acid in aqueous medium at room temperature. The clear and stable salt solution formed without phase separation, supporting its readiness for scale-up. After passing the test, the solution was put into a four-neck bottle and kept sealed.
4.4. Identification of APA
To identify the final product,
1H-NMR spectroscopy was used. The solvent used for identification was methanol-d
4 (CD
3OD). All NMR spectra were recorded using a Bruker Avance III HD 400 MHz spectrometer (9.4 Tesla) equipped with a BBO probe. Samples were maintained at 298 K (25 °C) throughout acquisition. Spectra were processed using Bruker TopSpin software (Bruker BioSpin, Billerica, MA, USA, available at
https://www.bruker.com/en/), and quantitative analysis was performed using certified internal standards.
4.5. QNMR
Quantitative
1H-NMR (qNMR) was performed using certified internal standards (1,3,5-trimethoxybenzene for APA; pyrazine for STA and SAA). Signals were integrated using Bruker TopSpin (Bruker BioSpin, Billerica, MA, USA, available at
https://www.bruker.com/en/), and calibration was based on the known amount and proton count of the internal standard. Analyte signals were selected for their clarity and non-overlapping nature, and concentration was calculated using molar ratio equations. All assays were performed in duplicate, yielding relative standard deviations below 2%. Structural verification was performed using
1H-NMR and qNMR as primary techniques, complemented by
13C-NMR and high-resolution mass spectrometry (HRMS) to provide orthogonal confirmation of molecular structure and molecular weight. While X-ray crystallography was not feasible due to the non-crystalline nature of the salts, spectral data across methods confirmed consistency with the proposed structures.
4.6. Assay: (QNMR, %w/w)
Residual solvent analysis was conducted using an internal GC-FID method (GP-QC011), validated in accordance with ICH Q3C guidelines. This method is comparable to established procedures such as those described by Hassan et al. (2021) [
54] for the determination of organic solvents in pharmaceutical samples. The GP-QC011 method was adopted, using a BRUKER AV400 Nuclear Magnetic Resonance spectrometer. All samples and internal standards were weighed using a calibrated analytical microbalance with a precision of 0.01 mg (Mettler Toledo XPR205D, Mettler-Toledo GmbH, Greifensee, Switzerland), ensuring accurate mass determination for qNMR and GC-FID assays. The reagents included deuterated methanol and 1,3,5-trimethoxybenzene (internal standard), with CD
3OD as the solvent. Approximately 0.02 to 0.03 g of sample was added to a sample tube, 0.02–0.03 g of 1,3,5-trimethoxybenzene was added, 0.6 mL of CD
3OD was added to dissolve the sample, and the sample was subsequently transferred to a nuclear magnetic resonance tube. Chemical shifts were referenced to the residual proton signals of the deuterated solvents used: HOD at 4.79 ppm in D
2O and CHD
2OD at 3.31 ppm in CD
3OD for
1H-NMR, and 49.0 ppm for CD
3OD in
13C-NMR. All shifts are reported in ppm (δ). Impurity signals in
1H-NMR spectra were minimal, representing <1.3% of the total integral for APA and STA, and <1.5% for SAA. These levels were consistent with GC-FID and qNMR assessments, confirming high chemical purity suitable for structural and quantitative analysis. The content was calculated according to the following formula:
where
Asample: Represents the integral value of the sample signal;
AISTD: represents the integral value of the internal standard signal;
WISTD: The weight of the sample (g);
Wsample: represents the weight of the internal standard (g);
PISTD: The percentage of weight of the internal standard (%);
Nsample: represents the reference proton number of the internal standard;
NISTD: Represents the reference proton number of the sample;
MWISTD: Molecular weight of internal standard;
MWsample: represents the molecular weight of the sample.
4.7. Identification of STA
To identify the final product, 1H-NMR spectra were recorded at 400 MHz (9.4 T) using a Bruker Avance III HD spectrometer at 298 K (25 °C). The chemical shift scale was referenced to the residual solvent peaks: HOD at 4.79 ppm (D2O) and CHD2OD at 3.31 ppm (CD3OD). The solvent used for identification was water-d2 (D2O). For sample solution preparation, 0.02–0.03 g of sample was removed from the sample tube, 0.5–1.0 mL of D2O was added to dissolve the sample, and the sample was subsequently transferred to a nuclear magnetic resonance tube.
QNMR was used to quantify the products and impurities present. The analysis was conducted using Method No. GP-QC011. The instruments included a BRUKER AV400 NMR and an electronic balance. Deuterated methanol pyrazine was used as the internal standard reagent, and D2O was used as the solvent. Approximately 0.03–0.035 g of sample was added to a sample tube, 0.02–0.03 g of pyrazine was added, 0.6 mL of D2O was added to dissolve the sample, and the sample was subsequently transferred to a nuclear magnetic resonance tube. The proton peak with a chemical shift of 2.5 ppm was taken as the sample signal integral, and the proton peak with a chemical shift of 8.5 ppm was taken as the internal standard signal integral. The content was calculated according to the same formula used for APA analysis.
4.8. Identification of SAA
To identify the final product, HNMR spectroscopy was used. The solvent used for identification was water-d2 (D2O). For sample solution preparation, 0.02–0.03 g of sample was removed from the sample tube, 0.5–1.0 mL of D2O was added to dissolve the sample, and the sample was subsequently transferred to a nuclear magnetic resonance tube.
Quantitative nuclear magnetic resonance (QNMR) was employed to quantify the products and impurities present. The analysis followed Method No. GP-QC011. The equipment included a BRUKER AV400 NMR and an electronic balance. Deuterated methane served as the internal standard reagent, with D2O as the solvent. For the sample solution, approximately 0.025–0.03 g of the sample was added to a sample tube, along with 0.02–0.03 g of pyrazine. Then, 0.6 mL of D2O was added to dissolve the sample, which was subsequently transferred to a nuclear magnetic resonance tube. The proton peak at a chemical shift of 2.5 ppm was used as the sample signal integral, and the proton peak at 8.5 ppm was used as the internal standard signal integral. The content was calculated according to the formula used in the previous two compounds.
4.9. Specification and Analytical Method of the Final Product
4.9.1. Gas Chromatography—Flame Ionization Detector (GC–FID) Analysis of APA
GC-FID analyses of APA, STA, and SAA were performed using the same chromatographic method, differing only in sample dilution solvent. Each salt was diluted to 1 mg/mL and injected using a DB-200 capillary column under identical temperature programming and detector settings. Chromatographic purity exceeded 97.9% for all compounds, with low levels of total impurities (<1.5%) and no significant byproducts. The product to be tested was APA, which was originally prepared. The diluent used was acetonitrile (ACN). The blank used was the diluent as well. The sample solution to be tested was 0.06 g/mL, which was prepared by weighing 0.06 g into a sample bottle. Then, 1 mL of the diluent was added to dissolve the product, and the solution was mixed well. Samples were stored in amber-colored, pharmaceutical-grade HDPE bottles with PTFE-lined screw caps to ensure chemical stability and minimize light, air, and moisture exposure. Each sample was prepared and analyzed in duplicate to ensure reproducibility and confirm the consistency of GC-FID measurements. Each sample (1 mg/mL) was injected in duplicate using a 1.0 µL injection volume under a split ratio of 10:1. The room temperature was stable for 24 h.
Purity was calculated using the normalized peak area method, excluding solvent peaks. This approach was selected due to the absence of certified external standards for the test compounds and the high purity/simplicity of the sample matrix, allowing accurate peak separation and integration. The results were consistent across duplicates and aligned with independent qNMR data. The retention time for the substance APA was 17.0 min. The specifications of the GC-FID are described as follows. The column used was Agilent DB-WAX, 30 m × 0.25 mm × 0.25 µm, PN: 122-7032, with Helium as the carrier gas at a flow of 1.0 mL/min. The inlet temperature was set at 260 °C with a split ratio of 50:1. The oven temperature was set at 50 °C with a hold time of 2 min, then 150 °C and 250 °C with a hold time of 1 min and 8 min, respectively. The FID detector temperature was set at 300 °C with a hydrogen flow rate of 40 (mL/min), an air flow of 400 (mL/min), an auxiliary flow rate (He) of 25 (mL/min), and a run time of 25 min. The needle wash solvent was ACN with an injection quantity of 1 µL.
4.9.2. GC–FID Analysis of STA
To detect the presence of related substances or impurities, samples were subjected to GC-FID according to the following specifications. The product to be tested was STA, which was originally prepared. The diluent used was methanol (MeOH). The blank used was the diluent as well. The sample solution to be tested was 0.02 g/mL, which was prepared by weighing 0.02 g into a sample bottle. Then, 1 mL of the diluent was added to dissolve the product, which was mixed well. Two parallel copies, S1 and S2, were prepared. The injection times of sample solution S1 and sample solution S2 were 1. The room temperature was stable for 24 h.
The result calculation was based on area normalization (regarding the peaks shown in the blank), and impurity peaks ≥0.05% were reported. The retention time for the substance STA-1 was 15.521 min, and that of STA-2 was 17.415 min. The specifications of the GC-FID are described as follows. The column used was Agilent HP-5, 30 m × 0.53 mm × 3 µm, PN:19095J-623, Helium as carrier gas with a flow rate of 5.58 mL/min. The inlet temperature was set at 250 °C with a split ratio of 10:1. The oven temperature was set at 40 °C with a hold time of 5 min, then 160 °C and 250 °C with a hold time of 0 min and 5 min, respectively. The FID detector temperature was set at 260 °C with a hydrogen flow rate of 40 (mL/min), an air flow of 400 (mL/min), an auxiliary flow rate (N2) of 30 (mL/min), and a run time of 25 min. The needle wash solvent was MeOH with an injection quantity of 1 µL.
4.9.3. GC–FID Analysis of SAA
To detect the presence of related substances or impurities, samples were subjected to GC-FID according to the following specifications. The product to be tested was SAA, which was originally prepared. The diluent used was MeOH:H2O at a ratio of 1:1. The blank used was the diluent as well. The sample solution to be tested was 0.05 g/mL, which was prepared by weighing 0.05 g into a sample bottle. Then, 1 mL of the diluent was added to dissolve the product, and the solution was mixed well. Two parallel copies, S1 and S2, were prepared, and the injection times of sample solution S1 and sample solution S2 were 1. The room temperature was stable for 24 h.
The result calculation was based on area normalization (regarding the peaks shown in the blank), and impurity peaks ≥0.05% were reported. The retention time for SAA-1 was 19.007 min, and that for SAA-2 was 4.369 min. The specifications of the GC-FID are described as follows. The column used was Agilent HP-5, 30 m × 0.53 mm × 3 µm, PN:19095J-623, with Helium as carrier gas, with a flow rate of 5.58 mL/min. The inlet temperature was set at 250 °C and a split ratio of 10:1. The oven temperature was set at 40 °C with a hold time of 5 min, then 160 °C and 250 °C with a hold time of 0 min and 5 min, respectively. The FID detector temperature was set at 260 °C with a hydrogen flow rate of 40 (mL/min), an air flow of 400 (mL/min), an auxiliary flow rate (N2) of 30 (mL/min), and a run time of 25 min. The needle wash solvent was MeOH:H2O = 1:1 with an injection quantity of 1 µL.
4.10. Tensile Strength Test
The in vitro method for investigating the tensile strength of human hair fibers was designed to determine the effects of hair strengthening or protection on hair care and/or hair cleansing products. In this study, the force needed to pull single hair fibers until 15% extension, as well as the e-modulus in the resulting force curve, were determined as the main parameters. The values after application of the test products were compared to the baseline values before application. The test products were divided into two groups: Group 1 included test products at different concentrations of an active substance and the respective reference compound, and Group 2 included test products at different concentrations of the active substance in a different base and the respective Olaplex 0 reference. The commercially available Olaplex No. 0 Intensive Bond Building Treatment (Lot # 2023-04B-O0) was used as a benchmark (Reference Sample K). This product contains bis-aminopropyl diglycol dimaleate and was applied at a concentration of 2.5% in accordance with ProDERM’s standardized protocol.